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Investment AdvisersInvestment advisers are in the business of giving advice to clients about investing in stocks, bonds, or mutual funds. Some investment advisers also manage portfolios of securities. For more information about investment advisers, read our publication Investment Advisers: What You Need to Know Before Choosing One. For information on how to register as an investment adviser, please visit the SEC’s IARD web page. http://www.sec.gov/answers/invadav.htm
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