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Investment Company Act Notices and Orders
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Chronological List |
Release No. | Date | Details |
Fourth Quarter | ||
812-13450 | ||
IC-28117 | Dec. 27, 2007 | Unified Series Trust, et al. (Order) |
812-13464 | ||
IC-28083 | Dec. 21, 2007 | Millennium India Acquisition Company Inc. (Notice) |
812-13411 | ||
IC-28082 | Dec. 21, 2007 | Main Street Capital Corporation, et al. (Notice) |
812-13414 | ||
IC-28081 | Dec. 21, 2007 | John Hancock Life Insurance Company (U.S.A.), et al. (Order) |
812-13453 | ||
IC-28080 | Dec. 19, 2007 | The UBS Funds, et al. (Notice) |
813-367 | ||
IC-28076 | Dec. 11, 2007 | Kiewit Investment Fund LLLP (Order) |
812-12984 | ||
IC-28074 | Dec. 4, 2007 | BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc. (Order) |
811-21874 | ||
IC-28073 | Dec. 4, 2007 | National Presto Industries, Inc. (Order) |
813-350 | ||
IC-28072 | Dec. 4, 2007 | Tower 21st Century Fund, LLC, et al. (Order) |
812-13450 | ||
IC-28071 | Nov. 30, 2007 | Unified Series Trust and Envestnet Asset Management, Inc. (Notice) |
812-13416 | ||
IC-28067 | Nov. 27, 2007 | Rafferty Asset Management, LLC, et al. (Order) |
812-13376 | ||
IC-28066 | Nov. 27, 2007 | FocusShares Trust F/N/A MyShares Trust, et al. (Order) |
812-13414 | ||
IC-28065 | Nov. 26, 2007 | John Hancock Life Insurance Company (U.S.A.), et al. (Notice) |
811-4161 | ||
IC-28063 | Nov. 20, 2007 | Jefferson Pilot Variable Fund, Inc. (Order) |
811-8505 | ||
IC-28062 | Nov. 20, 2007 | Baron Capital Funds Trust (Order) |
813-367 | ||
IC-28047 | Nov. 15, 2007 | Kiewit Investment Fund LLLP (Notice) |
813-350 | ||
IC-28046 | Nov. 8, 2007 | Tower 21st Century Fund LLC, et al. (Notice) |
812-12984 | ||
IC-28045 | Nov. 8, 2007 | BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc. (Notice) |
812-13380 | ||
IC-28044 | Nov. 7, 2007 | MetLife Insurance Company of Connecticut, et al. (Order) |
813-326 | ||
IC-28043 | Nov. 6, 2007 | Raymond James Employee Investment Fund I, L.P., et al. (Order) |
812-13376 | ||
IC-28040 | Oct. 31, 2007 | MyShares Trust, et al. (Notice) |
812-13416 | ||
IC-28039 | Oct. 30, 2007 | Rafferty Asset Management, et al. (Notice) |
812-13419 | ||
IC-28038 | Oct. 29, 2007 | JNF Advisors, Inc. and Northern Lights Variable Trust (Order) |
812-13412 | ||
IC-28024 | Oct. 24, 2007 | Vanguard STAR Funds, et al. (Order) |
812-13232 | ||
IC-28023 | Oct. 24, 2007 | Fidelity Rutland Square Trust, et al. (Order) |
812-13426 | ||
IC-28021 | Oct. 24, 2007 | Van Eck Associates Corporation, et al. (Order) |
812-13398 | ||
IC-28020 | Oct. 24, 2007 | American Capital Strategies, Ltd. (Order) |
812-13396 | ||
IC-28019 | Oct. 23, 2007 | Claymore Exchange-Traded Fund Trust, et al. (Order) |
812-13390 | ||
IC-28018 | Oct. 23, 2007 | Rydex ETF Trust, et al. (Order) |
812-13394 | ||
IC-28017 | Oct. 22, 2007 | Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al. (Order) |
812-13413 | ||
IC-28016 | Oct. 22, 2007 | MMA Praxis Mutual Funds et al. (Order) |
812-13417 | ||
IC-28015 | Oct. 17, 2007 | WisdomTree Investments, Inc., et al. (Order) |
812-13382 | ||
IC-28014 | Oct. 17, 2007 | ProShares Trust, et al. (Order) |
812-13380 | ||
IC-28013 | Oct. 12, 2007 | MetLife Insurance Company of Connecticut, et al. (Notice) |
813-326 | ||
IC-28012 | Oct. 11, 2007 | Raymond James Employee Investment Fund I, L.P., et al. (Notice) |
812-13388 | ||
IC-28011 | Oct. 10, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
812-13419 | ||
IC-28010 | Oct. 2, 2007 | JNF Advisors, Inc. and Northern Lights Variable Trust (Notice) |
Third Quarter | ||
812-13412 | ||
IC-28009 | Sep. 28, 2007 | Vanguard STAR Funds, et al. (Notice) |
812-13232 | ||
IC-28008 | Sep. 28, 2007 | Fidelity Rutland Square Trust, et al. (Notice) |
812-13426 | ||
IC-28007 | Sep. 28, 2007 | Van Eck Associates Corporation, et al. (Notice) |
812-13398 | ||
IC-28001 | Sep. 27, 2007 | American Capital Strategies, Ltd. (Notice) |
812-13390 | ||
IC-28000 | Sep. 27, 2007 | Rydex ETF Trust, et al. (Notice) |
812-13359 | ||
IC-27999 | Sep. 27, 2007 | Financial Investors Variable Insurance Trust, et al. (Order) |
811-02873 | ||
IC-27998 | Sep. 27, 2007 | Capitol Life Separate Account M (Order) |
812-13408 | ||
IC-27995 | Sep. 26, 2007 | Trust for Professional Managers, et al. (Order) |
812-13372 | ||
IC-27983 | Sep. 26, 2007 | SPA ETF Trust and SPA ETF Inc. (Order) |
812-13396 | ||
IC-27982 | Sep. 26, 2007 | Claymore Exchange-Traded Fund Trust, et al. (Notice) |
812-13387 | ||
IC-27981 | Sep. 25, 2007 | Rydex ETF Trust, et al. (Order) |
812-13365 | ||
IC-27979 | Sep. 25, 2007 | Minnesota Life Insurance Company, et. al. (Order) |
812-13394 | ||
IC-27978 | Sep. 24, 2007 | Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al. (Notice and Order) |
812-13413 | ||
IC-27977 | Sep. 24, 2007 | MMA Praxis Mutual Funds, et al. (Notice) |
812-13417 | ||
IC-27976 | Sep. 21, 2007 | WisdomTree Investments, Inc., et al. (Notice) |
IC-27975 | Sep. 21, 2007 | ProShares Trust, et al. (Notice) |
812-13267 | ||
IC-27972 | Sep. 18, 2007 | Hartford Life Insurance Company, et al. (Order) |
812-13364 | ||
IC-27971 | Sep. 18, 2007 | Allianz RCM Global EcoTrends Fund, et al. (Order) |
812-13259 | ||
IC-27970 | Sep. 17, 2007 | American International Group, Inc., et al. (Order) |
812-13388 | ||
IC-27968 | Sep. 12, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13359 | ||
IC-27965 | Sep. 4, 2007 | Financial Investors Variable Insurance Trust et al. (Notice) |
812-13408 | ||
IC-27964 | Aug. 31, 2007 | Trust for Professional Managers, Inc., et al. (Notice) |
812-13372 | ||
IC-27963 | Aug. 31, 2007 | SPA ETF Trust and SPA ETF Inc. (Notice) |
812-13365 | ||
IC-27979 | Sep. 25, 2007 | Minnesota Life Insurance Company, et. al. (Order) |
IC-27960 | Aug. 30, 2007 | Minnesota Life Insurance Company, et al. (Notice) |
812-13353 | ||
IC-27959 | Aug. 29, 2007 | Sentinel Variable Products Trust, et al. (Order) |
812-13387 | ||
IC-27958 | Aug. 28, 2007 | Rydex ETF Trust, et al. (Notice) |
812-12973 | ||
IC-27957 | Aug. 28, 2007 | Lehman Brothers Asset Management LLC, et al. (Order) |
812-13251 | ||
IC-27956 | Aug. 28, 2007 | AARP Funds, et al. (Order) |
812-13290 | ||
IC-27955 | Aug. 28, 2007 | Medallion Financial Corp. (Order) |
812-13383 | ||
IC-27954 | Aug. 27, 2007 | DWS Advisor Funds, et al. (Order) |
812-13364 | ||
IC-27936 | Aug. 23, 2007 | Allianz RCM Global EcoTrends Fund, et al. (Notice) |
811-9481 | ||
IC-27935 | Aug. 23, 2007 | Huntington VA Funds (Order) |
811-3641 | ||
IC-27934 | Aug. 23, 2007 | 40|86 Series Trust (Notice) |
812-13267 | ||
IC-27933 | Aug. 22, 2007 | Hartford Life Insurance Company, et al. (Notice) |
812-13259 | ||
IC-27931 | Aug. 20, 2007 | American International Group, Inc., et al. (Notice) |
812-13358 | ||
IC-27930 | Aug. 20, 2007 | HealthShares, Inc. et al. (Order) |
812-13346 | ||
IC-27929 | Aug. 17, 2007 | MONY Life Insurance Company of America, et al. (Order) |
812-13333 | ||
IC-27926 | Aug. 9, 2007 | Delaware VIP Trust, et al. (Order) |
812-13353 | ||
IC-27921 | Aug. 3, 2007 | Sentinel Variable Products Trust and Sentinel Asset Management, Inc. (Notice) |
812-12973 | ||
IC-27920 | Aug. 1, 2007 | Lehman Brothers Asset Management LLC, et al. (Notice) |
812-13383 | ||
IC-27919 | Jul. 31, 2007 | DWS Advisor Funds, et al. (Notice) |
812-13251 | ||
IC-27918 | Jul. 31, 2007 | AARP Funds, et al. (Notice) |
812-13290 | ||
IC-27917 | Jul. 30, 2007 | Medallion Financial Corp. (Notice) |
812-13358 | ||
IC-27916 | Jul. 27, 2007 | HealthShares, Inc. (Notice) |
812-13394 | ||
IC-27915 | Jul. 27, 2007 | The BISYS Group Inc., et al. (Order) |
812-13375 | ||
IC-27910 | Jul. 25, 2007 | Aston Funds and Aston Asset Management LLC (Order) |
812-13346 | ||
IC-27909 | Jul. 24, 2007 | MONY Life Insurance Company of America, et al. (Notice) |
812-13399 | ||
IC-27888 | Jul. 24, 2007 | RealNetworks, Inc. (Order) |
812-13338 | ||
IC-27887 | Jul. 17, 2007 | Principal Variable Contracts Fund, Inc., et al. (Order) |
812-13333 | ||
IC-27886 | Jul. 16, 2007 | Delaware VIP Trust et al. (Notice) |
812-13361 | ||
IC-27885 | Jul. 16, 2007 | ING Life Insurance and Annuity Company, et al. (Order) |
812-13391 | ||
IC-27882 | Jul. 5, 2007 | Barclays Global Fund Advisors (Order) |
Second Quarter | ||
812-13375 | ||
IC-27879 | Jun. 29, 2007 | Aston Funds et al. (Notice) |
812-13399 | ||
IC-27877 | Jun. 28, 2007 | RealNetworks, Inc. (Notice) |
813-306 | ||
IC-27875 | Jun. 26, 2007 | Stephens, Inc., et al. (Order) |
812-13332 | ||
IC-27874 | Jun. 26, 2007 | Ameristock ETF Trust, et al. (Order) |
812-13341 | ||
IC-27873 | Jun. 26, 2007 | John Hancock Trust, el al. (Order) |
812-13288 | ||
IC-27871 | Jun. 21, 2007 | HealthShares™, Inc. and XShares Advisors LLC (Order) |
812-13374 | ||
IC-27870 | Jun. 20, 2007 | Harris & Harris Group, Inc. (Certification) |
812-13361 | ||
IC-27869 | Jun. 20, 2007 | ING Life Insurance and Annuity Company, et al. (Notice) |
812-13350 | ||
IC-27868 | Jun. 20, 2007 | First Investors Equity Funds (Order) |
812-13338 | ||
IC-27852 | Jun. 18, 2007 | Principal Variable Contracts Fund, Inc., et al. (Notice) |
812-13391 | ||
IC-27851 | Jun. 6, 2007 | Barclays Global Fund Advisors (Notice) |
812-13287 | ||
IC-27850 | Jun. 4, 2007 | Lincoln Variable Insurance Products Trust, et al. (Order) |
812-13304 | ||
IC-27849 | Jun. 1, 2007 | Van Eck Worldwide Insurance Trust, et al. (Order) |
812-13341 | ||
IC-27848 | May 30, 2007 | John Hancock Trust, et al. (Notice) |
812-13332 | ||
IC-27847 | May 30, 2007 | Ameristock ETF Trust, et al. (Notice) |
812-13268 | ||
IC-27846 | May 30, 2007 | First American Investment Funds, Inc. et al. (Order) |
812-13340 | ||
IC-27845 | May 30, 2007 | First Trust Exchange-Traded Fund, et al. (Order) |
812-13288 | ||
IC-27844 | May 29, 2007 | HealthShares™, Inc. and XShares Advisors LLC (Notice) |
813-306 | ||
IC-27843 | May 29, 2007 | Stephens Inc., et al. (Notice) |
812-13335 | ||
IC-27841 | May 25, 2007 | PowerShares Exchange-Traded Fund Trust, et al. (Order) |
812-13356 | ||
IC-27839 | May 25, 2007 | SSgA Funds Management, Inc., et al. (Order) |
812-13312 | ||
IC-27838 | May 23, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
812-13286 | ||
IC-27837 | May 23, 2007 | Old Westbury Funds, Inc. and Bessemer Investment Management LLC (Order) |
812-13350 | ||
IC-27826 | May 23, 2007 | First Investors Equity Funds, et al. (Notice) |
812-13334 | ||
IC-27825 | May 22, 2007 | XTF Advisors Trust, et al. (Order) |
812-13255 | ||
IC-27824 | May 22, 2007 | Hill Physicians Medical Group, Inc. (Order) |
812-13373 | ||
IC-27823 | May 22, 2007 | The Gabelli Equity Trust Inc., et al. (Order) |
812-13186 | ||
IC-27822 | May 22, 2007 | HSBC Securities (USA) Inc. (Order) |
812-13287 | ||
IC-27821 | May 11, 2007 | Lincoln Variable Insurance Products Trust, et al. (Notice) |
812-13304 | ||
IC-27820 | May 9, 2007 | Van Eck Worldwide Insurance Trust, et al. (Notice) |
812-13268 | ||
IC-27818 | May 4, 2007 | First American Investment Funds, Inc., et al. (Notice) |
812-13312 | ||
IC-27815 | May 2, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13249 | ||
IC-27814 | May 1, 2007 | Forward Funds (Order) |
812-13342 | ||
IC-27813 | Apr. 30, 2007 | Jefferson National Life Insurance Company, et al. (Order) |
812-13340 | ||
IC-27812 | Apr. 30, 2007 | First Trust Exchange-Traded Fund, et al. (Notice) |
812-13335 | ||
IC-27811 | Apr. 30, 2007 | PowerShares Exchange-Traded Fund Trust (Notice) |
812-13347 | ||
IC-27810 | April 30, 2007 | MetLife Insurance Company of Connecticut, et al. (Order) |
812-13356 | ||
IC-27809 | Apr. 30, 2007 | SSgA Funds Management, Inc., et al. (Notice) |
812-13373 | ||
IC-27808 | Apr. 30, 2007 | The Gabelli Equity Trust Inc., et al. (Notice) |
812-13286 | ||
IC-27807 | Apr. 27, 2007 | Old Westbury Funds, Inc. and Bessemer Investment Management LLC (Notice) |
812-13186 | ||
IC-27805 | Apr. 26, 2007 | HSBC Securities (USA) Inc. (Notice) |
812-13255 | ||
IC-27804 | Apr. 26, 2007 | Hill Physicians Medical Group, Inc. (Notice) |
812-13262 | ||
IC-27784 | Apr. 25, 2007 | First Trust Exchange-Traded Fund, et al. (Order) |
812-13334 | ||
IC-27783 | Apr. 25, 2007 | XTF Advisors Trust, et al. (Notice) |
813-264 | ||
IC-27782 | Apr. 24, 2007 | Silas Partners I, LLC, et al. (Order) |
812-13318 | ||
IC-27781 | Apr. 16, 2007 | John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account H, John Hancock Life Insurance Company of New York, and John Hancock Life Insurance Company of New York Separate Account A (Order) |
812-13342 | ||
IC-27779 | Apr. 6, 2007 | Jefferson National Life Insurance Company, et al. (Notice) |
812-13347 | ||
IC-27778 | Apr. 6, 2007 | MetLife Insurance Company of Connecticut, et al. (Notice) |
812-13249 | ||
IC-27777 | Apr. 5, 2007 | Forward Funds, et al. (Notice) |
812-13238 | ||
IC-27776 | Apr. 5, 2007 | Hercules Technology Growth Capital, Inc. et al. (Order) |
812-13295 | ||
IC-27775 | Apr. 3, 2007 | The RBB Fund, Inc., et al. (Order) |
812-13336 | ||
IC-27773 | Apr. 2, 2007 | Vanguard Bond Index Funds, et al. (Order) |
First Quarter | ||
812-13262 | ||
IC-27772 | Mar. 30, 2007 | First Trust Exchange-Traded Fund, et al. (Notice) |
813-264 | ||
IC-27770 | Mar. 27, 2007 | Silas Partners I, LLC et al. (Notice) |
812-13327 | ||
IC-27769 | Mar. 27, 2007 | Liberty All-Star Equity Fund, Liberty All-Star Growth Fund, Inc., and ALPS Advisers, Inc. (Order) |
812-13344 | ||
IC-27768 | Mar. 21, 2007 | BLDRS Index Funds Trust, PowerShares Capital Management LLC, and ALPS Distributors, Inc. (Order) |
811-21408 | ||
IC-27767 | Mar. 21, 2007 | Pioneer AllWeather Fund LLC (Order) |
811-9319 | ||
IC-27766 | Mar. 21, 2007 | Ameritrade Automatic Common Exchange Security Trust (Order) |
811-21733 | ||
IC-27765 | Mar. 21, 2007 | Liberty All-Star Mid-Cap Fund (Order) |
811-21717 | ||
IC-27764 | Mar. 21, 2007 | Pioneer Municipal High Yield Trust (Order) |
811-21535 | ||
IC-27763 | Mar. 21, 2007 | Pioneer International Income and Growth Trust (Order) |
811-21459 | ||
IC-27762 | Mar. 21, 2007 | Pioneer Tax Qualified Dividend Fund (Order) |
811-4533 | ||
IC-27761 | Mar. 21, 2007 | Federated Municipal High Yield Advantage Fund, Inc. (Order) |
811-5039 | ||
IC-27760 | Mar. 21, 2007 | Credit Suisse Fixed Income Fund (Order) |
811-7909 | ||
IC-27759 | Mar. 21, 2007 | Credit Suisse Small Cap Growth Fund, Inc. (Order) |
811-8917 | ||
IC-27758 | Mar. 21, 2007 | Credit Suisse Institutional Fixed Income Fund, Inc. (Order) |
811-2018 | ||
IC-27757 | Mar. 21, 2007 | Eagle Growth Shares Investing Program (Order) |
812-13337 | ||
IC-27754 | Mar. 20, 2007 | Rydex ETF Trust, Rydex Distributors, Inc. and PADCO Advisors II, Inc. (Order) |
812-13345 | ||
IC-27753 | Mar. 20, 2007 | Nasdaq-100 Trust, Series 1, PowerShares Capital Management LLC, and ALPS Distributors, Inc. (Order) |
812-13318 | ||
IC-27752 | Mar. 19, 2007 | John Hancock Life Insurance Company, et al. (Notice) |
812-13272 | ||
IC-27751 | Mar. 15, 2007 | Wilshire Variable Insurance Trust and Wilshire Associates Incorporated (Order) |
812-13336 | ||
IC-27750 | Mar. 9, 2007 | Vanguard Bond Index Funds, et al. (Notice) |
812-13295 | ||
IC-27749 | Mar. 8, 2007 | The RBB Fund, Inc. and Abundance Technologies, Inc. (Notice) |
812-13238 | ||
IC-27748 | Mar. 7, 2007 | Hercules Technology Growth Capital, Inc., et al. (Notice) |
813-284 | ||
IC-27747 | Mar. 5, 2007 | SA Investment Partners LLC, et al. (Notice) |
812-13344 | ||
IC-27745 | Feb. 28, 2007 | BLDRS Index Funds Trust, et al. (Notice) |
812-13325 | ||
IC-27744 | Feb. 28, 2007 | COUNTRY Investors Life Assurance Company, et al. (Order) |
812-13343 | ||
IC-27743 | Feb. 27, 2007 | PowerShares Exchange-Traded Fund Trust, PowerShares Capital Management LLC, and AIM Distributors, Inc. (Order) |
812-13339 | ||
IC-27742 | Feb. 27, 2007 | Van Eck Associates Corporation, Market Vectors ETF Trust, and Van Eck Securities Corporation (Order) |
812-13327 | ||
IC-27741 | Feb. 27, 2007 | Liberty All-Star Equity Fund, et al. (Notice) |
812-13345 | ||
IC-27740 | Feb. 27, 2007 | NASDAQ-100 Trust, Series 1, et al. (Notice) |
812-13321 | ||
IC-27738 | Feb. 23, 2007 | Integrity Life Insurance Company, et al. (Order) |
811-10215 | ||
IC-27709 | Feb. 22, 2007 | Financial Investors Variable Insurance Trust (Order) |
811-3429 | ||
IC-27708 | Feb. 22, 2007 | Capital Appreciation Fund (Order) |
811-3428 | ||
IC-27707 | Feb. 22, 2007 | High Yield Bond Trust (Order) |
811-3568 | ||
IC-27706 | Feb. 22, 2007 | Managed Assets Trust (Order) |
811-3274 | ||
IC-27705 | Feb. 22, 2007 | Money Market Portfolio (Order) |
811-6465 | ||
IC-27704 | Feb. 22, 2007 | Travelers Series Trust (Order) |
812-13308 | ||
IC-27702 | Feb. 22, 2007 | American Capital Strategies, Ltd. (Order) |
812-13337 | ||
IC-27703 | Feb. 20, 2007 | Rydex ETF Trust, et al. (Notice) |
812-13272 | ||
IC-27701 | Feb. 16, 2007 | Wilshire Variable Insurance Trust, et al. (Notice) |
812-13259 | ||
IC-27700 | Feb. 16, 2007 | American International Group, Inc. et al. (Order) |
812-13201 | ||
IC-27699 | Feb. 15, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
812-13234 | ||
IC-27698 | Feb. 13, 2007 | MFS Series Trust X, MFS Series Trust XII, MFS Series Trust I, MFS Series Trust III, MFS Series Trust IV, MFS Series Trust V, MFS Series Trust IX, MFS Series Trust XI, MFS Series Trust XIII, Massachusetts Financial Services Company, MFS Fund Distributors, Inc. (Order) |
812-13325 | ||
IC-27695 | Feb. 2, 2007 | Country Investors Life Assurance Company, et al. (Notice) |
812-13339 | ||
IC-27694 | Jan. 31, 2007 | Van Eck Associates Corporation, et al. (Notice) |
812-13343 | ||
IC-27693 | Jan. 31, 2007 | PowerShares Exchange-Traded Fund Trust, et al. (Notice) |
812-13279 | ||
IC-27691 | Jan. 30, 2007 | Nexbank Securities, Inc. and Nexbank Series (Order) |
812-13319 | ||
IC-27690 | Jan. 30, 2007 | New River Funds and New River Advisers LLC (Order) |
812-13282 | ||
IC-27688 | Jan. 25, 2007 | Sun Life Assurance Company of Canada (U.S.), et al. (Order) |
812-13321 | ||
IC-27677 | Jan. 24, 2007 | Integrity Life Insurance Company, et al. (Notice) |
812-13351 | ||
IC-27676 | Jan. 24, 2007 | FBR Fund Advisers, Inc., FBR Investment Services, Inc., and FBR Investment Management, Inc. (Order) |
813-356 | ||
IC-27675 | Jan. 23, 2007 | Opal Private Equity Fund, LP, and Schottenstein, Zox and Dunn Co., L.P.A. (Order) |
812-13212 | ||
IC-27673 | Jan. 23, 2007 | Deutsche Bank Trust Company Americas (Order) |
812-13308 | ||
IC-27669 | Jan. 19, 2007 | American Capital Strategies, Ltd. (Notice) |
812-13201 | ||
IC-27668 | Jan. 19, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13329 | ||
IC-27666 | Jan. 18, 2007 | Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Company (Order) |
812-13265 | ||
IC-27665 | Jan. 18, 2007 | Forum Funds and Absolute Investment Advisers (Order) |
812-13224 | ||
IC-27664 | Jan. 18, 2007 | Ziegler Exchange Traded Trust, Ziegler Capital Management, LLC, B.C. Ziegler and Company (Order) |
812-13234 | ||
IC-27662 | Jan. 17, 2007 | MFS Series Trust X, et al. (Notice) |
812-13208 | ||
IC-27661 | Jan. 17, 2007 | Barclays Global Fund Advisors, iShares, Inc., iShares Trust, SEI Investments Distribution Co. (Order) |
812-13320 | ||
IC-27660 | Jan. 16, 2007 | Jackson National Life Insurance Company, et al. (Order) |
812-13278 | ||
IC-27659 | Jan. 16, 2007 | NexBank Securities, Inc., NexBank Series (Order) |
812-13029 | ||
IC-27658 | Jan. 9, 2007 | Profunds, Access One Trust, Proshares Trust, Proshare Advisors LLC, Profund Advisors LLC (Order) |
812-13133 | ||
IC-27657 | Jan. 9, 2007 | Members Mutual Funds, et al. LLC (Order) |
812-13257 | ||
IC-27656 | Jan. 8, 2007 | The Mainstay Funds, Mainstay VP Series Fund, Inc., New York Life Investment Management LLC (Order) |
812-13279 | ||
IC-27655 | Jan. 4, 2007 | NexBank Securities, Inc. and NexBank Series (Notice) |
812-13294 | ||
IC-27654 | Jan. 3, 2007 | The Mexico Equity and Income Fund, Inc. (Order) |
812-13319 | ||
IC-27653 | Jan. 3, 2007 | New River Funds and New River Advisers LLC (Notice) |
ICA File Number List for 2007 |
Release No. | Date | Details |
813-367 | ||
IC-28076 | Dec. 11, 2007 | Kiewit Investment Fund LLLP (Order) |
IC-28047 | Nov. 15, 2007 | Kiewit Investment Fund LLLP (Notice) |
813-356 | ||
IC-27675 | Jan. 23, 2007 | Opal Private Equity Fund, LP, and Schottenstein, Zox and Dunn Co., L.P.A. (Order) |
813-350 | ||
IC-28072 | Dec. 4, 2007 | Tower 21st Century Fund, LLC, et al (Order) |
IC-28046 | Nov. 8, 2007 | Tower 21st Century Fund LLC, et al. (Notice) |
813-326 | ||
IC-28043 | Nov. 6, 2007 | Raymond James Employee Investment Fund I, L.P., et al. (Order) |
IC-28012 | Oct. 11, 2007 | Raymond James Employee Investment Fund I, L.P., et al. (Notice) |
813-306 | ||
IC-27875 | Jun. 26, 2007 | Stephens, Inc., et al. (Order) |
IC-27843 | May 29, 2007 | Stephens Inc., et al. (Notice) |
813-284 | ||
IC-27747 | Mar. 5, 2007 | SA Investment Partners LLC, et al. (Notice) |
813-264 | ||
IC-27782 | Apr. 24, 2007 | Silas Partners I, LLC, et al. (Order) |
IC-27770 | Mar. 27, 2007 | Silas Partners I, LLC et al. (Notice) |
812-13464 | ||
IC-28083 | Dec. 21, 2007 | Millennium India Acquisition Company Inc. (Notice)
See also: Order: Rel. No. IC-28121 |
812-13453 | ||
IC-28080 | Dec. 19, 2007 | The UBS Funds, et al. (Notice)
See also: Order: Rel. No. IC-28122 |
812-13450 | ||
IC-28117 | Dec. 27, 2007 | Unified Series Trust, et al. (Order) |
IC-28071 | Nov. 30, 2007 | Unified Series Trust and Envestnet Asset Management, Inc. (Notice) |
812-13426 | ||
IC-28021 | Oct. 24, 2007 | Van Eck Associates Corporation, et al. (Order) |
IC-28007 | Sep. 28, 2007 | Van Eck Associates Corporation, et al. (Notice) |
812-13419 | ||
IC-28038 | Oct. 29, 2007 | JNF Advisors, Inc. and Northern Lights Variable Trust (Order) |
IC-28010 | Oct. 2, 2007 | JNF Advisors, Inc. and Northern Lights Variable Trust (Notice) |
812-13417 | ||
IC-28015 | Oct. 17, 2007 | WisdomTree Investments, Inc., et al. (Order) |
IC-27976 | Sep. 21, 2007 | WisdomTree Investments, Inc., et al. (Notice) |
812-13416 | ||
IC-28067 | Nov. 27, 2007 | Rafferty Asset Management, LLC, et al. (Order) |
IC-28039 | Oct. 30, 2007 | Rafferty Asset Management, et al. (Notice) |
812-13414 | ||
IC-28065 | Nov. 26, 2007 | John Hancock Life Insurance Company (U.S.A.), et al. (Notice) |
IC-28081 | Dec. 21, 2007 | John Hancock Life Insurance Company (U.S.A.), et al. (Order) |
812-13413 | ||
IC-28016 | Oct. 22, 2007 | MMA Praxis Mutual Funds et al. (Order) |
IC-27977 | Sep. 24, 2007 | MMA Praxis Mutual Funds, et al. (Notice) |
812-13412 | ||
IC-28024 | Oct. 24, 2007 | Vanguard STAR Funds, et al. (Order) |
IC-28009 | Sep. 28, 2007 | Vanguard STAR Funds, et al. (Notice) |
812-13411 | ||
IC-28082 | Dec. 21, 2007 | Main Street Capital Corporation, et al. (Notice)
See also: Order: Rel. No. IC-28120 |
812-13408 | ||
IC-27995 | Sep. 26, 2007 | Trust for Professional Managers, et al. (Order) |
IC-27964 | Aug. 31, 2007 | Trust for Professional Managers, Inc., et al. (Notice) |
812-13399 | ||
IC-27888 | Jul. 24, 2007 | RealNetworks, Inc. (Order) |
IC-27877 | Jun. 28, 2007 | RealNetworks, Inc. (Notice) |
812-13398 | ||
IC-28020 | Oct. 24, 2007 | American Capital Strategies, Ltd. (Order) |
IC-28001 | Sep. 27, 2007 | American Capital Strategies, Ltd. (Notice) |
812-13396 | ||
IC-28019 | Oct. 23, 2007 | Claymore Exchange-Traded Fund Trust, et al. (Order) |
IC-27982 | Sep. 26, 2007 | Claymore Exchange-Traded Fund Trust, et al. (Notice) |
812-13394 | ||
IC-28017 | Oct. 22, 2007 | Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al. (Order) |
IC-27978 | Sep. 24, 2007 | Citi Investor Services, Inc. f/n/a The BISYS Group, Inc., et al. (Notice and Order) |
IC-27915 | Jul. 27, 2007 | The BISYS Group Inc., et al. (Order) |
812-13391 | ||
IC-27882 | Jul. 5, 2007 | Barclays Global Fund Advisors (Order) |
IC-27851 | Jun. 6, 2007 | Barclays Global Fund Advisors (Notice) |
812-13390 | ||
IC-28018 | Oct. 23, 2007 | Rydex ETF Trust, et al. (Order) |
IC-28000 | Sep. 27, 2007 | Rydex ETF Trust, et al. (Notice) |
812-13388 | ||
IC-28011 | Oct. 10, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
IC-27968 | Sep. 12, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13387 | ||
IC-27981 | Sep. 25, 2007 | Rydex ETF Trust, et al. (Order) |
IC-27958 | Aug. 28, 2007 | Rydex ETF Trust, et al. (Notice) |
812-13383 | ||
IC-27954 | Aug. 27, 2007 | DWS Advisor Funds, et al. (Order) |
IC-27919 | Jul. 31, 2007 | DWS Advisor Funds, et al. (Notice) |
812-13382 | ||
IC-28014 | Oct. 17, 2007 | ProShares Trust, et al. (Order) |
IC-27975 | Sep. 21, 2007 | ProShares Trust, et al. (Notice) |
812-13380 | ||
IC-28044 | Nov. 7, 2007 | MetLife Insurance Company of Connecticut, et al. (Order) |
IC-28013 | Oct. 12, 2007 | MetLife Insurance Company of Connecticut, et al. (Notice) |
812-13376 | ||
IC-28066 | Nov. 27, 2007 | FocusShares Trust F/N/A MyShares Trust, et al. (Order) |
IC-28040 | Oct. 31, 2007 | MyShares Trust, et al. (Notice) |
812-13375 | ||
IC-27910 | Jul. 25, 2007 | Aston Funds and Aston Asset Management LLC (Order) |
IC-27879 | Jun. 29, 2007 | Aston Funds et al. (Notice) |
812-13374 | ||
IC-27870 | Jun. 20, 2007 | Harris & Harris Group, Inc. (Certification) |
812-13373 | ||
IC-27823 | May 22, 2007 | The Gabelli Equity Trust Inc., et al. (Order) |
IC-27808 | Apr. 30, 2007 | The Gabelli Equity Trust Inc., et al. (Notice) |
812-13372 | ||
IC-27983 | Sep. 26, 2007 | SPA ETF Trust and SPA ETF Inc. (Order) |
IC-27963 | Aug. 31, 2007 | SPA ETF Trust and SPA ETF Inc. (Notice) |
812-13365 | ||
IC-27960 | Aug. 30, 2007 | Minnesota Life Insurance Company, et al. (Notice) |
812-13364 | ||
IC-27971 | Sep. 18, 2007 | Allianz RCM Global EcoTrends Fund, et al. (Order) |
IC-27936 | Aug. 23, 2007 | Allianz RCM Global EcoTrends Fund, et al. (Notice) |
812-13361 | ||
IC-27885 | Jul. 16, 2007 | ING Life Insurance and Annuity Company, et al. (Order) |
IC-27869 | Jun. 20, 2007 | ING Life Insurance and Annuity Company, et al. (Notice) |
812-13359 | ||
IC-27999 | Sep. 27, 2007 | Financial Investors Variable Insurance Trust, et al. (Order) |
IC-27965 | Sep. 4, 2007 | Financial Investors Variable Insurance Trust et al. (Notice) |
812-13358 | ||
IC-27930 | Aug. 20, 2007 | HealthShares, Inc. et al. (Order) |
IC-27916 | Jul. 27, 2007 | HealthShares, Inc. (Notice) |
812-13356 | ||
IC-27809 | Apr. 30, 2007 | SSgA Funds Management, Inc., et al. (Notice) |
812-13353 | ||
IC-27959 | Aug. 29, 2007 | Sentinel Variable Products Trust, et al. (Order) |
IC-27921 | Aug. 3, 2007 | Sentinel Variable Products Trust and Sentinel Asset Management, Inc. (Notice) |
812-13351 | ||
IC-27676 | Jan. 24, 2007 | FBR Fund Advisers, Inc., FBR Investment Services, Inc., and FBR Investment Management, Inc. (Order) |
812-13350 | ||
IC-27868 | Jun. 20, 2007 | First Investors Equity Funds (Order) |
IC-27826 | May 23, 2007 | First Investors Equity Funds, et al. (Notice) |
812-13347 | ||
IC-27810 | April 30, 2007 | MetLife Insurance Company of Connecticut, et al. (Order) |
IC-27778 | Apr. 6, 2007 | MetLife Insurance Company of Connecticut, et al. (Notice) |
812-13346 | ||
IC-27929 | Aug. 17, 2007 | MONY Life Insurance Company of America, et al. (Order) |
IC-27909 | Jul. 24, 2007 | MONY Life Insurance Company of America, et al. (Notice) |
812-13345 | ||
IC-27753 | Mar. 20, 2007 | Nasdaq-100 Trust, Series 1, PowerShares Capital Management LLC, and ALPS Distributors, Inc. (Order) |
IC-27740 | Feb. 27, 2007 | NASDAQ-100 Trust, Series 1, et al. (Notice) |
812-13344 | ||
IC-27768 | Mar. 21, 2007 | BLDRS Index Funds Trust, PowerShares Capital Management LLC, and ALPS Distributors, Inc. (Order) |
IC-27745 | Feb. 28, 2007 | BLDRS Index Funds Trust, et al. (Notice) |
812-13343 | ||
IC-27743 | Feb. 27, 2007 | PowerShares Exchange-Traded Fund Trust, PowerShares Capital Management LLC, and AIM Distributors, Inc. (Order) |
IC-27693 | Jan. 31, 2007 | PowerShares Exchange-Traded Fund Trust, et al. (Notice) |
812-13342 | ||
IC-27813 | Apr. 30, 2007 | Jefferson National Life Insurance Company, et al. (Order) |
IC-27779 | Apr. 6, 2007 | Jefferson National Life Insurance Company, et al. (Notice) |
812-13341 | ||
IC-27873 | Jun. 26, 2007 | John Hancock Trust, el al. (Order) |
IC-27848 | May 30, 2007 | John Hancock Trust, et al. (Notice) |
812-13340 | ||
IC-27845 | May 30, 2007 | First Trust Exchange-Traded Fund, et al. (Order) |
IC-27812 | Apr. 30, 2007 | First Trust Exchange-Traded Fund, et al. (Notice) |
812-13339 | ||
IC-27742 | Feb. 27, 2007 | Van Eck Associates Corporation, Market Vectors ETF Trust, and Van Eck Securities Corporation (Order) |
IC-27694 | Jan. 31, 2007 | Van Eck Associates Corporation, et al. (Notice) |
812-13338 | ||
IC-27887 | Jul. 17, 2007 | Principal Variable Contracts Fund, Inc., et al. (Order) |
812-13337 | ||
IC-27754 | Mar. 20, 2007 | Rydex ETF Trust, Rydex Distributors, Inc. and PADCO Advisors II, Inc. (Order) |
IC-27703 | Feb. 20, 2007 | Rydex ETF Trust, et al. (Notice) |
812-13336 | ||
IC-27773 | Apr. 2, 2007 | Vanguard Bond Index Funds, et al. (Order) |
IC-27750 | Mar. 9, 2007 | Vanguard Bond Index Funds, et al. (Notice) |
812-13335 | ||
IC-27811 | Apr. 30, 2007 | PowerShares Exchange-Traded Fund Trust (Notice) |
812-13334 | ||
IC-27825 | May 22, 2007 | XTF Advisors Trust, et al. (Order) |
IC-27783 | Apr. 25, 2007 | XTF Advisors Trust, et al. (Notice) |
812-13333 | ||
IC-27926 | Aug. 9, 2007 | Delaware VIP Trust, et al. (Order) |
IC-27886 | Jul. 16, 2007 | Delaware VIP Trust et al. (Notice) |
812-13332 | ||
IC-27874 | Jun. 26, 2007 | Ameristock ETF Trust, et al. (Order) |
IC-27847 | May 30, 2007 | Ameristock ETF Trust, et al. (Notice) |
812-13329 | ||
IC-27666 | Jan. 18, 2007 | Proshares Trust, Proshare Advisors LLC, SEI Investments Distribution Company (Order) |
812-13327 | ||
IC-27769 | Mar. 27, 2007 | Liberty All-Star Equity Fund, Liberty All-Star Growth Fund, Inc., and ALPS Advisers, Inc (Order) |
IC-27741 | Feb. 27, 2007 | Liberty All-Star Equity Fund, et al. (Notice) |
812-13325 | ||
IC-27744 | Feb. 28, 2007 | COUNTRY Investors Life Assurance Company, et al. (Order) |
IC-27695 | Feb. 2, 2007 | Country Investors Life Assurance Company, et al. (Notice) |
812-13321 | ||
IC-27738 | Feb. 23, 2007 | Integrity Life Insurance Company, et al. (Order) |
IC-27677 | Jan. 24, 2007 | Integrity Life Insurance Company, et al. (Notice) |
812-13320 | ||
IC-27660 | Jan. 16, 2007 | Jackson National Life Insurance Company, et al. (Order) |
812-13319 | ||
IC-27690 | Jan. 30, 2007 | New River Funds and New River Advisers LLC (Order) |
IC-27653 | Jan. 3, 2007 | New River Funds and New River Advisers LLC (Notice) |
812-13318 | ||
IC-27781 | Apr. 16, 2007 | John Hancock Life Insurance Company (U.S.A.), John Hancock Life Insurance Company (U.S.A.) Separate Account H, John Hancock Life Insurance Company of New York, and John Hancock Life Insurance Company of New York Separate Account A (Order) |
IC-27752 | Mar. 19, 2007 | John Hancock Life Insurance Company, et al. (Notice) |
812-13312 | ||
IC-27838 | May 23, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
IC-27815 | May 2, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13308 | ||
IC-27702 | Feb. 22, 2007 | American Capital Strategies, Ltd. (Order) |
IC-27669 | Jan. 19, 2007 | American Capital Strategies, Ltd. (Notice) |
812-13304 | ||
IC-27849 | Jun. 1, 2007 | Van Eck Worldwide Insurance Trust, et al. (Order) |
IC-27820 | May 9, 2007 | Van Eck Worldwide Insurance Trust, et al. (Notice) |
812-13295 | ||
IC-27775 | Apr. 3, 2007 | The RBB Fund, Inc., et al. (Order) |
IC-27749 | Mar. 8, 2007 | The RBB Fund, Inc. and Abundance Technologies, Inc. (Notice) |
812-13294 | ||
IC-27654 | Jan. 3, 2007 | The Mexico Equity and Income Fund, Inc. (Order) |
812-13290 | ||
IC-27955 | Aug. 28, 2007 | Medallion Financial Corp. (Order) |
IC-27917 | Jul. 30, 2007 | Medallion Financial Corp. (Notice) |
812-13288 | ||
IC-27871 | Jun. 21, 2007 | HealthShares™, Inc. and XShares Advisors LLC (Order) |
IC-27844 | May 29, 2007 | HealthShares™, Inc. and XShares Advisors LLC (Notice) |
812-13287 | ||
IC-27850 | Jun. 4, 2007 | Lincoln Variable Insurance Products Trust, et al. (Order) |
IC-27821 | May 11, 2007 | Lincoln Variable Insurance Products Trust, et al. (Notice) |
812-13286 | ||
IC-27837 | May 23, 2007 | Old Westbury Funds, Inc. and Bessemer Investment Management LLC (Order) |
IC-27807 | Apr. 27, 2007 | Old Westbury Funds, Inc. and Bessemer Investment Management LLC (Notice) |
812-13282 | ||
IC-27688 | Jan. 25, 2007 | Sun Life Assurance Company of Canada (U.S.), et al. (Order) |
812-13279 | ||
IC-27691 | Jan. 30, 2007 | Nexbank Securities, Inc. and Nexbank Series (Order) |
IC-27655 | Jan. 4, 2007 | NexBank Securities, Inc. and NexBank Series (Notice) |
812-13278 | ||
IC-27659 | Jan. 16, 2007 | NexBank Securities, Inc., NexBank Series (Order) |
812-13272 | ||
IC-27751 | Mar. 15, 2007 | Wilshire Variable Insurance Trust and Wilshire Associates Incorporated (Order) |
IC-27701 | Feb. 16, 2007 | Wilshire Variable Insurance Trust, et al. (Notice) |
812-13268 | ||
IC-27846 | May 30, 2007 | First American Investment Funds, Inc. et al. (Order) |
IC-27818 | May 4, 2007 | First American Investment Funds, Inc., et al. (Notice) |
812-13267 | ||
IC-27972 | Sep. 18, 2007 | Hartford Life Insurance Company, et al. (Order) |
IC-27933 | Aug. 22, 2007 | Hartford Life Insurance Company, et al. (Notice) |
812-13265 | ||
IC-27665 | Jan. 18, 2007 | Forum Funds and Absolute Investment Advisers (Order) |
812-13262 | ||
IC-27784 | Apr. 25, 2007 | First Trust Exchange-Traded Fund, et al. (Order) |
IC-27772 | Mar. 30, 2007 | First Trust Exchange-Traded Fund, et al. (Notice) |
812-13259 | ||
IC-27970 | Sep. 17, 2007 | American International Group, Inc., et al. (Order) |
IC-27931 | Aug. 20, 2007 | American International Group, Inc., et al. (Notice) |
IC-27700 | Feb. 16, 2007 | American International Group, Inc. et al. (Order) |
812-13257 | ||
IC-27656 | Jan. 8, 2007 | The Mainstay Funds, Mainstay VP Series Fund, Inc., New York Life Investment Management LLC (Order) |
812-13255 | ||
IC-27824 | May 22, 2007 | Hill Physicians Medical Group, Inc. (Order) |
IC-27804 | Apr. 26, 2007 | Hill Physicians Medical Group, Inc. (Notice) |
812-13251 | ||
IC-27956 | Aug. 28, 2007 | AARP Funds, et al. (Order) |
IC-27918 | Jul. 31, 2007 | AARP Funds, et al. (Notice) |
812-13249 | ||
IC-27814 | May 1, 2007 | Forward Funds (Order) |
IC-27777 | Apr. 5, 2007 | Forward Funds, et al. (Notice) |
812-13238 | ||
IC-27776 | Apr. 5, 2007 | Hercules Technology Growth Capital, Inc. et al. (Order) |
IC-27748 | Mar. 7, 2007 | Hercules Technology Growth Capital, Inc., et al. (Notice) |
812-13234 | ||
IC-27698 | Feb. 13, 2007 | MFS Series Trust X, MFS Series Trust XII, MFS Series Trust I, MFS Series Trust III, MFS Series Trust IV, MFS Series Trust V, MFS Series Trust IX, MFS Series Trust XI, MFS Series Trust XIII, Massachusetts Financial Services Company, MFS Fund Distributors, Inc. (Order) |
IC-27662 | Jan. 17, 2007 | MFS Series Trust X, et al. (Notice) |
812-13232 | ||
IC-28023 | Oct. 24, 2007 | Fidelity Rutland Square Trust, et al. (Order) |
IC-28008 | Sep. 28, 2007 | Fidelity Rutland Square Trust, et al. (Notice) |
812-13224 | ||
IC-27664 | Jan. 18, 2007 | Ziegler Exchange Traded Trust, Ziegler Capital Management, LLC, B.C. Ziegler and Company (Order) |
812-13212 | ||
IC-27673 | Jan. 23, 2007 | Deutsche Bank Trust Company Americas (Order) |
812-13208 | ||
IC-27661 | Jan. 17, 2007 | Barclays Global Fund Advisors, iShares, Inc., iShares Trust, SEI Investments Distribution Co. (Order) |
812-13201 | ||
IC-27699 | Feb. 15, 2007 | Hercules Technology Growth Capital, Inc. (Order) |
IC-27668 | Jan. 19, 2007 | Hercules Technology Growth Capital, Inc. (Notice) |
812-13186 | ||
IC-27822 | May 22, 2007 | HSBC Securities (USA) Inc. (Notice) |
IC-27805 | Apr. 26, 2007 | HSBC Securities (USA) Inc. (Notice) |
812-13133 | ||
IC-27657 | Jan. 9, 2007 | Members Mutual Funds, et al. LLC (Order) |
812-13029 | ||
IC-27658 | Jan. 9, 2007 | Profunds, Access One Trust, Proshares Trust, Proshare Advisors LLC, Profund Advisors LLC (Order) |
812-12984 | ||
IC-28074 | Dec. 4, 2007 | BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc. (Order) |
IC-28045 | Nov. 8, 2007 | BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc. (Notice) |
812-12973 | ||
IC-27957 | Aug. 28, 2007 | Lehman Brothers Asset Management LLC, et al. (Order) |
IC-27920 | Aug. 1, 2007 | Lehman Brothers Asset Management LLC, et al. (Notice) |
811-21874 | ||
IC-28073 | Dec. 4, 2007 | National Presto Industries, Inc. (Order) |
811-21733 | ||
IC-27765 | Mar. 21, 2007 | Liberty All-Star Mid-Cap Fund (Order) |
811-21717 | ||
IC-27764 | Mar. 21, 2007 | Pioneer Municipal High Yield Trust (Order) |
811-21535 | ||
IC-27763 | Mar. 21, 2007 | Pioneer International Income and Growth Trust (Order) |
811-21459 | ||
IC-27762 | Mar. 21, 2007 | Pioneer Tax Qualified Dividend Fund (Order) |
811-21408 | ||
IC-27767 | Mar. 21, 2007 | Pioneer AllWeather Fund LLC (Order) |
811-10215 | ||
IC-27709 | Feb. 22, 2007 | Financial Investors Variable Insurance Trust (Order) |
811-9481 | ||
IC-27935 | Aug. 23, 2007 | Huntington VA Funds (Order) |
811-9319 | ||
IC-27766 | Mar. 21, 2007 | Ameritrade Automatic Common Exchange Security Trust (Order) |
811-8917 | ||
IC-27758 | Mar. 21, 2007 | Credit Suisse Institutional Fixed Income Fund, Inc. (Order) |
811-8505 | ||
IC-28062 | Nov. 20, 2007 | Baron Capital Funds Trust (Order) |
811-7909 | ||
IC-27759 | Mar. 21, 2007 | Credit Suisse Small Cap Growth Fund, Inc. (Order) |
811-6465 | ||
IC-27704 | Feb. 22, 2007 | Travelers Series Trust (Order) |
811-5039 | ||
IC-27760 | Mar. 21, 2007 | Credit Suisse Fixed Income Fund (Order) |
811-4533 | ||
IC-27761 | Mar. 21, 2007 | Federated Municipal High Yield Advantage Fund, Inc. (Order) |
811-4161 | ||
IC-28063 | Nov. 20, 2007 | Jefferson Pilot Variable Fund, Inc. (Order) |
811-3641 | ||
IC-27934 | Aug. 23, 2007 | 40|86 Series Trust (Notice) |
811-3568 | ||
IC-27706 | Feb. 22, 2007 | Managed Assets Trust (Order) |
811-3429 | ||
IC-27708 | Feb. 22, 2007 | Capital Appreciation Fund (Order) |
811-3428 | ||
IC-27707 | Feb. 22, 2007 | High Yield Bond Trust (Order) |
811-3274 | ||
IC-27705 | Feb. 22, 2007 | Money Market Portfolio (Order) |
811-02873 | ||
IC-27998 | Sep. 27, 2007 | Capitol Life Separate Account M (Order) |
811-2018 | ||
IC-27757 | Mar. 21, 2007 | Eagle Growth Shares Investing Program (Order) |
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