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Comments on Rulemaking Petition:
Request for rulemaking under the Investment Advisers Act of 1940 to extend certain compliance dates for Rule 202(a)(11)-1 from January 31, 2006 to March 31, 2006 concerning the Commission's final rule -- Certain Broker-Dealers Deemed Not to Be Investment Advisers

[File No. 4-510]


Jan. 29, 2005 Peggy S. Cabaniss, Chair, National Association of Personal Financial Advisors
Jan. 25, 2006 Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association
Jan. 23, 2006 David G. Tittsworth, Executive Director, Investment Adviser Association

 

http://www.sec.gov/rules/petitions/4-510.shtml


Modified: 01/30/2006