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	Division of Trading and Markets About the Division Broker-Dealers Banks and Other Depository Institutions Credit Rating Agencies Exchanges Over-the-Counter Markets ECNs/Alternative Trading Systems National Market System Municipal Markets Clearing Agencies Transfer Agents Additional Topics Frequently Requested Documents

Mini-Tender Offers: Broker-Dealer Guidance

Broker-Dealer Guidance
	Letter to the Securities Industry Association re: Broker-Dealer Mini-Tender Offer Dissemination and Disclosures (July 24, 2001)
Other Publications
	Commission Guidance on Mini-Tender Offers and Limited Partnership Tender Offers
	Mini-Tender Offers
	Mini-Tender Offers: Tips for Investors

http://www.sec.gov/divisions/marketreg/minitenders.shtml

Modified: 11/14/2007