BONDS | BROKER DEALER | BROKERAGE | INVESTMENT BANKER |
INVESTMENT BROKER | SECURITIES | SECURITIES DEALER | STOCK OFFERINGS |
STOCKBROKER | STOCKS |
Federal |
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U.S. Securities and Exchange Commission Division of Investment Management 1801 California Street, Suite 4800 Denver , CO 80202 (303)844-1000 (202)942-0691 |
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Association |
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National Association of Securities Dealers 370 17th Street, Suite 2900 Denver , CO 80202 (303)446-3100 Fax: (303)620-9450 |
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State |
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Colorado Department of Regulatory Agencies Division of Securities 1560 Broadway, Suite 900 Denver , CO 80202 (303)894-2320 Fax: (303)861-2126 |
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NOTE: See also MORTGAGE BUSINESS |
NOTE: See also INVESTMENT ADVISOR/FINANCIAL PLANNER |
NOTE: The Colorado Division of Securities is not able to determine the value of stock certificates. Such information is not available to the Division and the staff will not be able to assist you. If your certificate states that the company was incorporated under the laws of the State of Colorado you may contact the Department of Corporations within the office of the Colorado Secretary of State or you may search their corporation database at the web address listed below. http://www.sos.state.co.us |
page last updated 11/1/04
The Colorado Revised Statutes are available on line at http://198.187.128.12/colorado/lpext.dll?f=templates&fn=fs-main.htm&2.0. You can locate a statute of interest by searching either on the citation given in the database (e.g., 18-5-307) or on a keyword or phrase. |