Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 41--SECURITY FUTURES


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TEXT PDF41.1 Definitions.
TEXT PDF41.2 Required records.
TEXT PDF41.11 Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
TEXT PDF41.12 Indexes underlying futures contracts trading for fewer than 30 days.
TEXT PDF41.13 Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
TEXT PDF41.14 Transition period for indexes that cease being narrow-based security indexes.
TEXT PDF41.21 Requirements for underlying securities.
TEXT PDF41.22 Required certifications.
TEXT PDF41.23 Listing of security futures products for trading.
TEXT PDF41.24 Rule amendments to security futures products.
TEXT PDF41.25 Additional conditions for trading for security futures products.
TEXT PDF41.27 Prohibition of dual trading in security futures products by floor brokers.
TEXT PDF41.31 Notice-designation requirements.
TEXT PDF41.32 Continuing obligations.
TEXT PDF41.33 Applications for exemptive orders.
TEXT PDF41.34 Exempt provisions.
TEXT PDF41.34 Exempt Provisions.
TEXT PDF41.41 Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.

















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