|
|
|
Title 17--Commodity and Securities Exchanges
CHAPTER I--COMMODITY FUTURES TRADING COMMISSION
PART 14--RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
|
|||
 |
 | 14.1 | Scope. |
|
|
| 14.2 | Definitions of appearance and practice. |
|
|
| 14.3 | Hearings. |
|
|
| 14.4 | Violation of Commodity Exchange Act. |
|
|
| 14.5 | Criminal conviction. |
|
|
| 14.6 | Disbarment or suspension by licensing authority. |
|
|
| 14.7 | Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding. |
|
|
| 14.8 | Lack of requisite qualifications, character and integrity. |
|
|
| 14.9 | Duty to file information concerning adverse judicial or administrative action. |
|
|
| 14.10 | Reinstatement. |
![[BACK ]](https://webarchive.library.unt.edu/eot2008/20090509104421im_/http://www.access.gpo.gov/su_docs/images/icons/lefticn2.gif){kind=icon}
![[BACK ]](https://webarchive.library.unt.edu/eot2008/20090509104421im_/http://www.access.gpo.gov/su_docs/images/icons/content.gif){kind=icon}