Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 140--ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION


TEXT PDF140.1 Headquarters office.
TEXT PDF140.2 Regional offices--Regional directors.
TEXT PDF140.10 The Commission.
TEXT PDF140.11 Emergency action by the senior Commissioner available.
TEXT PDF140.12 Disposition of business by seriatim Commission consideration.
TEXT PDF140.13 Vacancy in position of Chairman.
TEXT PDF140.14 Delegation of authority to the Secretary of the Commission.
TEXT PDF140.20 Designation of senior official to oversee Commission use of national security information.
TEXT PDF140.21 Definitions.
TEXT PDF140.22 Procedures.
TEXT PDF140.23 General access requirements.
TEXT PDF140.24 Control and accountability procedures.
TEXT PDF140.72 Delegation of authority to disclose confidential information to a contract market, registered futures association or self-regulatory organization.
TEXT PDF140.73 Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
TEXT PDF140.74 Delegation of authority to issue special calls for Series 03 Reports and Form 40.
TEXT PDF140.75 Delegation of authority to the Director of the Division of Trading and Markets.
TEXT PDF140.76 Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
TEXT PDF140.77 Delegation of authority to determine that applications for contract market designation are materially incomplete.
TEXT PDF140.80 Disclosure of information pursuant to a subpoena or summons.
TEXT PDF140.91 Delegation of authority to the Director of the Division of Trading and Markets.
TEXT PDF140.92 Delegation of authority to grant registrations and renewals thereof.
TEXT PDF140.93 Delegation of authority to the Director of the Division of Trading and Markets.
TEXT PDF140.95 Delegation of authority with respect to withdrawals from registration.
TEXT PDF140.96 Delegation of authority to publish in the Federal Register.
TEXT PDF140.97 Delegation of authority regarding requests for classification of positions as bona fide hedging.
TEXT PDF140.98 Publication of no-action, interpretative and exemption letters and other written communications.
TEXT PDF140.99 Requests for exemptive, no-action and interpretative letters.
TEXT PDF140.735-1 Authority and purpose.
TEXT PDF140.735-2 Prohibited transactions.
TEXT PDF140.735-2a Prohibited interests.
TEXT PDF140.735-3 Non-governmental employment and other outside activity.
TEXT PDF140.735-4 Receipt and disposition of foreign gifts and decorations.
TEXT PDF140.735-5 Disclosure of information.
TEXT PDF140.735-6 Practice by former members and employees of the Commission.
TEXT PDF140.735-7 Statutory violations applicable to conduct of Commission members and employees.
TEXT PDF140.735-8 Interpretative and advisory service.

















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