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What's New on the SEC Website
August 13, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive and Exemptive Letters
Division of Investment Management
Staff No-Action and Interpretive Letters
Litigation
Administrative Law Judge (ALJ) Decisions and Orders
Administrative Proceedings
Litigation Releases
News and Public Statements
Regulatory Actions
Public Company Accounting Oversight Board
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Hybrid Matching Algorithms (Release No. 34-60476; File No. SR-CBOE-2009-056; August 11, 2009)
- FINRA: Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook (Release No. 34-60475; File No. SR-FINRA-2009-047; August 11, 2009)
- MSRB: Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-11(i) (Settlement of Syndicate or Similar Account), Rule G-11(j) (Payment of Designations), and Rule G-12(i) (Settlement of Joint or Similar Account) (Release No. 34-60487; File No. SR-MSRB-2009-12; August 12, 2009)
- NASDAQ OMX BX: Notice of Filing of Proposed Rule Change To Eliminate Chapter V, Section 13 (Unusual Market Conditions) of the BOX Trading Rules and to Modify Related Rules (Release No. 34-60465; File No. SR-BX-2009-041; August 10, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until August 21, 2009, the Operation of Interim NYSE Rule 128 which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction (Release No. 34-60478; File No. SR-NYSE-2009-81; August 11, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Deleting NYSE Rule 409A and Adopting New Rule 2266 to Correspond with Rule Changes Recently Filed by the Financial Industry Regulatory Authority, Inc. (Release No. 34-60457; File No. SR-NYSE-2009-76; August 7, 2009)
- NYSEAmex: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 409A NYSE Amex Equities and Adopting New Rule 2266 NYSE Amex Equities to Conform to Proposed Rule Changes Submitted in a Companion Filing by the New York Stock Exchange LLC (Release No. 34-60458; File No. SR-NYSEAMEX-2009-52; August 7, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Settlement of FLEX Currency Options (Release No. 34-60486; File No. SR-Phlx-2009-68; August 12, 2009)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Firm Proprietary Facilitation Orders (Release No. 34-60477; File No. SR-Phlx-2009-67; August 11, 2009)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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