SEC NEWS DIGEST Issue 2004-248 December 28, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, JANUARY 6, 2005 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, January 6, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS SEC OBTAINS TEMPORARY RESTRAINING ORDER AND ASSET FREEZE AGAINST BRAD WEAVER AND BETA ASSET MANAGEMENT, INC. On December 23, the Honorable Rebecca R. Pallmeyer, U.S. District Court Judge for the Northern District of Illinois, entered an Order temporarily restraining Brad A. Weaver, a Chicago resident, and his company, Beta Asset Management, Inc., from violating Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10(b)(5) thereunder. The Order also freezes their assets. The Commission's complaint alleges that since March 2003, Weaver and Beta Asset Management, Inc. have raised more than $10 million by telling at least five investors that they could profitably trade in the “error accounts" of a broker-dealer at no risk. The Defendants' so-called error account trading strategy did not and could not have existed. The complaint further alleges that the Defendants induced investors to “roll- over" their alleged error account trading profits into a limited partnership. The Defendants represented that the limited partnership had $30 million in assets at an offshore company. Contrary to their representations, the limited partnership never had more than $30,000 in assets at the offshore company. The complaint also alleges that the Defendants have repeatedly delayed making requested payouts to investors strongly suggesting that the Defendants are currently attempting to raise money from new investors to repay current investors, as in a ponzi sheme. [SEC v. Brad A. Weaver and Beta Asset Management, Inc., Civil Action No. 04 C 8279, N.D. Ill.] (LR-19015) ROBERT CASSANDRO SUSPENDED FROM PRACTICING BEFORE THE COMMISSION AS AN ATTORNEY On December 28, the Commission instituted settled administrative proceedings against Robert J. Cassandro (Cassandro) by issuing an Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions (Order). Without admitting or denying the findings in the Order, Cassandro agreed to a settlement of the proceedings, which were based on a permanent injunction against violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder entered by consent against him on December 10. The injunction was based on Cassandro's drafting of a false Form 8-K for Spectrum Brands Corp. which provided an incorrect address for the company and indicated that Michael Burns (Burns) was the company's sole officer and director when, in fact, Burns was a front man for a group of stock promoters, including several convicted felons. The Order, effective immediately, suspends Cassandro from appearing or practicing before the Commission as an attorney. For further information see SEC v. Robert J. Cassandro, et al., Civil Case No. CV-04-4199 (Spatt, J.) EDNY (LR-18909); and SEC v. Spectrum Brands Corp., et al., Civil Case No. CV-01-8257 (Spatt, J.) EDNY, (LR-17265). [SEC v. Robert J. Cassandro, et al., Civil Case No. CV-04-4199 (Spatt, J.) EDNY] (LR-19016); Administrative Proceeding - (Rel. 34-50938; File No. 3-11785) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change (SR-NYSE-2004- 12), and Amendment No. 1 thereto, and the National Association of Securities Dealers filed a proposed rule change (SR-NASD-2003-140), and Amendments Nos. 1 and 2 thereto, relating to the prohibition of certain abuses in the allocation and distribution of shares in initial public offerings. Publication is expected in the Federal Register during the week of December 27. (Rel. 34-50896) APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval of a proposed rule change (SR-OCC-2004- 11) filed by The Options Clearing Corporation that amends OCC's By-Laws pertaining to yield-based Treasury options. Publication of the proposal is expected in the Federal Register during the week of December 27. (Rel. 34-50895) The Commission approved a proposed rule change (SR-CBOE-2004-04) and Amendment No. 1 thereto submitted by the Chicago Board Options Exchange to amend the Exchange's guaranteed participation rule relating to facilitation and crossing transactions. Publication of the proposal is expected in the Federal Register during the week of December 27. (Rel. 34-50907) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-10 HARVEST SASK ENERGY TRUST, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121649 - Dec. 27) (BR. ) F-10 REDEARTH ENERGY INC, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121650 - Dec. 27) (BR. ) S-2 Trycera Financial, Inc., 170 NEWPORT CENTER DRIVE, SUITE 210, NEWPORT BEACH, CA, 92660, 949-273-4300 - 3,619,637 ($2,714,727.75) Equity, (File 333-121651 - Dec. 27) (BR. 09) F-10 1115638 ALBERTA LTD, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121652 - Dec. 27) (BR. ) F-10 1115650 ALBERTA LTD, SUITE 1900, 330-5TH AVENUE S.W., CALGARY, A0, T2P-0L4, (403) 265-1178 - 0 ($250,000,000.00) Other, (File 333-121653 - Dec. 27) (BR. ) S-3 WELLS FARGO ASSET SECURITIES CORP, 7485 NEW HORIZON WAY, FREDERICK, MD, 21703, 3018468881 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-121654 - Dec. 27) (BR. 05) S-4 Ormat Funding Corp., 980 GREG STREET, SPARKS, NV, 89431, (775) 365-9029 - 0 ($190,000,000.00) Non-Convertible Debt, (File 333-121655 - Dec. 27) (BR. 02) S-4 SOURCE INTERLINK COMPANIES INC, 27500 RIVERVIEW CENTER BLVD., SUITE 400, BONITA SPRINGS, FL, 34134, (239) 949-4450 - 0 ($17,728.75) Equity, (File 333-121656 - Dec. 27) (BR. 37) SB-2 USURF AMERICA INC, 2259227744 - 99,257,290 ($6,657,268.00) Equity, (File 333-121657 - Dec. 27) (BR. 03) F-6 MEDIASET SPA /FI, PALAZZO CANOVA, MILANO 2 2009-0 SEGRATE MI, ITLAY, L6, 0 ($2,500,000.00) ADRs/ADSs, (File 333-121658 - Dec. 27) (BR. ) SB-2 ALLIANCE RECOVERY CORP, #3900-1285 N. TELEGRAPH ROAD, MONROE, MI, 48162-0417, 519-671-0417 - 6,303,085 ($3,152,543.00) Equity, (File 333-121659 - Dec. 27) (BR. 09) SB-2 TYLERSTONE VENTURES CORP, 13082 98A AVENUE, SURREY BC, A1, 00000, 6044084564 - 3,000,000 ($300,000.00) Equity, (File 333-121660 - Dec. 27) (BR. 09) S-3 GREENWICH CAPITAL ACCEPTANCE INC, C/O NORWEST BANK MINNESOTA NA, 11000 BROKEN LAND PARKWAY, COLUMBIA, MD, 21044, 2036222700 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-121661 - Dec. 27) (BR. 05) S-3 ATP OIL & GAS CORP, 4600 POST OAK PL, STE 200, HOUSTON, TX, 77027, 7136223311 - 4,435,857 ($79,313,123.16) Equity, (File 333-121662 - Dec. 27) (BR. 04) SB-2 Elite Artz, Inc, 251 JEANELL DRIVE, SUITE 3, CARSON CITY, NV, 89703, 801-244-2423 - 945,900 ($472,950.00) Equity, (File 333-121663 - Dec. 27) (BR. 09) F-3 ICICI BANK LTD, ICICI BANK NORTH TOWER ICIC TOWERS, MUMBAI 400 051 INDIA, 22,071,886 ($216,304,483.00) Equity, (File 333-121664 - Dec. 27) (BR. 07) S-4 ENTERPRISE PRODUCTS OPERATING L P, 2727 NORTH LOOP WEST, STE 700, HOUSTON, TX, 77210-4324, 7138806500 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-121665 - Dec. 27) (BR. 04) S-8 XSUNX INC, 65 ENTERPRISE, ALISO VIEJO, CA, 92656, 949 330 8060 - 115,000 ($47,150.00) Equity, (File 333-121666 - Dec. 27) (BR. 06) S-8 XRAYMEDIA COM INC, 1560 - 555, WEST HASTINGS ST., VANCOUVER, A1, V6B4N6, 5069640404 - 54,100,000 ($3,006,000.00) Debt Convertible into Equity, (File 333-121669 - Dec. 27) (BR. 08) S-8 Foundation Coal Holdings, Inc., 999 CORPORATE BOULEVARD, SUITE 300, LINTHICUM, MD, 21090-2227, 410-689-7600 - 5,978,483 ($137,804,033.00) Equity, (File 333-121670 - Dec. 27) (BR. 04) SB-2 Innovative Energy Solutions, Inc., 41 NORTH MOJAVE ROAD, LAS VEGAS, NV, 89101-4812, (702) 651-9100 - 941,604 ($2,354,010.00) Equity, (File 333-121671 - Dec. 27) (BR. ) SB-2 NEOPROBE CORP, 425 METRO PLACE N, STE 400, DUBLIN, OH, 43017, 6147937500 - 32,350,000 ($17,469,000.00) Equity, (File 333-121673 - Dec. 27) (BR. 36) S-1 VISKASE COMPANIES INC, VISKASE COMPANIES INC, 625 WILLOWBROOK CENTRE PKWY, WILLOWBROOK, IL, 60527, 6307894900 - 0 ($10,799,310.00) Equity, (File 333-121674 - Dec. 27) (BR. 06) S-4 COLONIAL PROPERTIES TRUST, 2101 SIXTH AVE N STE 750, STE 750, BIRMINGHAM, AL, 35203, 205-250-8700 - 0 ($623,342,894.00) Equity, (File 333-121675 - Dec. 27) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY HOLDING CO FL 1.01 12/21/04 AAMES INVESTMENT CORP MD 2.02 12/21/04 ACCESS INTEGRATED TECHNOLOGIES INC 1.01,9.01 12/23/04 ACTUANT CORP WI 1.01,8.01,9.01 12/21/04 AEGIS ASSET BACKED SECURITIES CORP DE 8.01 12/22/04 AFFIRMATIVE INSURANCE HOLDINGS INC DE 1.01,2.03,7.01,9.01 12/21/04 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 12/22/04 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,2.03,9.01 12/22/04 ALLIANCE GAMING CORP NV 1.01 12/22/04 ALLIED CAPITAL CORP MD 8.01 12/27/04 Alternative Loan Trust 2004-J9 9.01 12/25/04 AMC ENTERTAINMENT INC DE 2.04,3.01,3.03,5.01,5.02,5.03 12/23/04 AMERICAN BANK HOLDINGS INC DE 1.01,9.01 12/21/04 AMERICAN ENERGY PRODUCTION INC 5.02,9.01 12/21/04 ANCONA MINING CORP NV 7.01,9.01 12/23/04 ANTHRACITE CAPITAL INC MD 1.01 12/27/04 ART TECHNOLOGY GROUP INC DE 2.02,2.05,9.01 12/22/04 ART TECHNOLOGY GROUP INC DE 1.01,2.03 12/22/04 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/23/04 ASPEN TECHNOLOGY INC /DE/ DE 8.01 12/21/04 ATLANTIC COAST FEDERAL CORP X1 1.01,9.01 12/21/04 AVATAR SYSTEMS INC TX 9.01 12/22/04 BADGER STATE ETHANOL LLC WI 8.01 12/17/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 12/27/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 12/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 12/25/04 BARON CAPITAL PROPERTIES LP DE 1.03,8.01 12/21/04 BARON CAPITAL TRUST DE 1.03,8.01 12/21/04 BAY VIEW SECURITIZATION CORP DE 9.01 12/27/04 BAY VIEW TRANSACTION CORP 9.01 12/27/04 Bayview Financial Securties Company, DE 8.01 12/14/04 BLUE RIDGE PAPER PRODUCTS INC 8.01,9.01 12/21/04 BMW VEHICLE OWNER TRUST 2002-A 9.01 12/27/04 BMW VEHICLE OWNER TRUST 2003-A 9.01 12/27/04 BMW Vehicle Owner Trust 2004-A 9.01 12/27/04 BNC BANCORP NC 8.01,9.01 12/27/04 BRUSH ENGINEERED MATERIALS INC 1.01,9.01 12/22/04 C-Bass Mtg Ln As Bk Cert Ser 2004-CB4 DE 8.01,9.01 12/25/04 CABELAS INC 1.01,5.02,9.01 12/22/04 CALGON CARBON CORPORATION DE 3.03,9.01 12/27/04 CAMCO FINANCIAL CORP DE 2.03,9.01 12/23/04 CAPITAL CORP OF THE WEST CA 1.01,9.01 12/27/04 CAPITAL CORP OF THE WEST CA 8.01,9.01 12/27/04 CCFNB BANCORP INC PA 1.01 12/27/04 CELLEGY PHARMACEUTICALS INC CA 8.01,9.01 12/23/04 CERTIFIED SERVICES INC NV 5.02,9.01 12/27/04 CHARDAN CHINA ACQUISITION CORP 1.01,7.01,9.01 12/20/04 CHARTER COMMUNICATIONS INC /MO/ DE 8.01,9.01 12/23/04 CHASE MANHATTAN BANK USA DE 8.01,9.01 12/15/04 CHEFS INTERNATIONAL INC DE 1.01,9.01 12/22/04 CHESAPEAKE ENERGY CORP OK 8.01 12/27/04 CHESAPEAKE ENERGY CORP OK 7.01,8.01 12/27/04 CHOICEPOINT INC GA 8.01,9.01 12/22/04 CHORDIANT SOFTWARE INC DE 2.01,9.01 12/21/04 CHORDIANT SOFTWARE INC DE 1.01 12/27/04 CHURCH & DWIGHT CO INC /DE/ DE 1.01,2.03,8.01,9.01 12/22/04 CIB MARINE BANCSHARES INC WI 1.01 12/27/04 COLONIAL PROPERTIES TRUST AL 8.01,9.01 10/25/04 AMEND COLONIAL REALTY LIMITED PARTNERSHIP DE 8.01,9.01 10/25/04 AMEND COMMERCE ENERGY GROUP INC DE 1.01,9.01 12/23/04 CONCURRENT COMPUTER CORP/DE DE 1.01,2.03 12/27/04 CORPORATE ASSET BACKED CORP DE 8.01,9.01 12/17/04 CV THERAPEUTICS INC DE 1.01 12/22/04 CWABS INC DE 8.01,9.01 12/27/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 12/25/04 CWALT INC 8.01,9.01 12/23/04 CYCH INC DE 2.01,9.01 12/30/03 DCAP GROUP INC/ DE 1.01 12/20/04 DECKERS OUTDOOR CORP DE 1.01 12/20/04 DENNYS CORP DE 5.02 12/23/04 DREW INDUSTRIES INC DE 8.01,9.01 12/21/04 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 12/27/04 DWANGO NORTH AMERICA CORP NV 1.01,2.03 12/14/04 AMEND EDWARDS LIFESCIENCES CORP DE 1.01,9.01 12/24/04 EGL INC TX 1.01 12/20/04 ENHANCE BIOTECH INC DE 1.01,2.01,2.03,5.02,8.01,9.01 12/20/04 ENTERPRISE PRODUCTS PARTNERS L P DE 9.01 09/30/04 AMEND EPLUS INC DE 1.01,9.01 12/23/04 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 8.01 12/27/04 FACTORY CARD OUTLET CORP DE 1.01,9.01 12/23/04 FAR EAST ENERGY CORP 1.01,3.02,8.01,9.01 12/21/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.02,5.02,8.01,9.01 12/19/04 FIRST FINANCIAL BANCORP /OH/ OH 5.02 12/21/04 FIRST INDIANA CORP IN 1.01,9.01 12/22/04 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 12/17/04 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.03,9.01 12/23/04 FLOTEK INDUSTRIES INC/CN/ DE 1.01 12/23/04 FRANKLIN CAPITAL CORP DE 3.02,7.01,9.01 12/21/04 FRIEDMANS INC DE 8.01,9.01 12/22/04 FULTON FINANCIAL CORP PA 5.02 12/21/04 GCI INC AK 1.01 12/22/04 GENERAL COMMUNICATION INC AK 1.01 12/22/04 GENITOPE CORP DE 3.02,9.01 12/23/04 GREAT EXPECTATIONS & ASSOCIATES INC CO 5.03,9.01 12/23/04 Great Wolf Resorts, Inc. DE 1.01,2.01,2.03,3.02,5.02,9.01 12/23/04 GREATER BAY BANCORP CA 1.01,9.01 12/21/04 HANCOCK JOHN FINANCIAL SERVICES INC 1.01,2.03 12/21/04 HANCOCK JOHN LIFE INSURANCE CO MA 1.01,2.03 12/21/04 HarborView Mortgage Loan Trust 2004-2 DE 8.01,9.01 12/20/04 HARTCOURT COMPANIES INC UT 5.02,9.01 12/21/04 Hartford Life Global Funding Trust 20 CT 1.03,2.01,8.01,9.01 12/15/04 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 12/27/04 HCSB FINANCIAL CORP SC 1.01,9.01 12/21/04 HF FINANCIAL CORP DE 1.01 12/21/04 HOME SOLUTIONS OF AMERICA INC DE 7.01,9.01 12/27/04 HUDSON VALLEY HOLDING CORP NY 1.01,9.01 12/23/04 HUFFY CORP OH 2.02,9.01 12/21/04 IMMERSION CORP DE 1.01,9.01 12/22/04 INERGY L P DE 1.01,2.03,9.01 12/22/04 INFOSPACE INC DE 1.01,9.01 12/17/04 INTERCARE DX INC CA 4.01 12/27/04 AMEND INTERLAND INC /MN/ MN 2.02,9.01 12/27/04 JONES FINANCIAL COMPANIES LP LLP MO 5.02,8.01,9.01 12/27/04 KV PHARMACEUTICAL CO /DE/ DE 7.01 12/22/04 L 3 COMMUNICATIONS HOLDINGS INC DE 5.02,9.01 12/27/04 LIFEWAY FOODS INC IL 1.01,9.01 12/24/04 LINCOLN GOLD CORP NV 1.01,3.02 12/20/04 LINDSAY MANUFACTURING CO DE 1.01,9.01 12/22/04 LIVESTAR ENTERTAINMENT GROUP INC NV 8.01 12/27/04 Macquarie Infrastructure CO Trust DE 4.01,8.01,9.01 12/27/04 MAGMA DESIGN AUTOMATION INC DE 1.01,9.01 12/23/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 12/21/04 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 12/25/04 MECHANICAL TECHNOLOGY INC NY 3.02,9.01 12/22/04 MERIDIAN HOLDINGS INC CO 4.01 12/17/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 12/25/04 METALDYNE CORP DE 1.01,9.01 12/21/04 METRIS COMPANIES INC DE 1.01 12/21/04 MGCC INVESTMENT STRATEGIES INC NV 3.02 12/24/04 MICROBEST INC MN 5.02,9.01 12/20/04 MIDDLEBY CORP DE 7.01,9.01 12/23/04 MOBILEPRO CORP DE 5.02,9.01 12/22/04 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 12/20/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 12/27/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 12/25/04 MortgageIT Holdings, Inc. MD 1.01,9.01 12/21/04 MORTGAGEIT TRUST 2004-2, MORTGAGE-BAC 2.01,9.01 12/27/04 AMEND MTR GAMING GROUP INC DE 1.01,9.01 12/22/04 MTS SYSTEMS CORP MN 7.01,9.01 12/23/04 MULTI MEDIA TUTORIAL SERVICES INC DE 4.01,9.01 12/23/04 MULTI MEDIA TUTORIAL SERVICES INC DE 4.01,9.01 10/27/04 AMEND MVB FINANCIAL CORP WV 4.01 12/23/04 N-VIRO INTERNATIONAL CORP DE 5.02,9.01 12/21/04 NATIONAL DENTEX CORP /MA/ MA 5.02,9.01 12/27/04 NATIONAL PENN BANCSHARES INC PA 5.03,5.05,8.01,9.01 12/22/04 NATIONSRENT COMPANIES INC DE 4.02 12/21/04 NEW VALLEY CORP DE 1.01,9.01 12/23/04 NOFIRE TECHNOLOGIES INC DE 5.01 11/03/04 AMEND NORTHERN TRUST CORP DE 1.01,5.04,9.01 12/22/04 NRG ENERGY, INC. DE 5.03,9.01 12/20/04 NRG ENERGY, INC. DE 1.01,2.03,7.01,9.01 12/24/04 NRG ENERGY, INC. DE 7.01,8.01,9.01 12/21/04 NTS PROPERTIES III GA 8.01,9.01 12/27/04 NTS PROPERTIES IV KY 8.01,9.01 12/27/04 NTS PROPERTIES VI MD 8.01,9.01 12/27/04 NTS PROPERTIES VII FL 8.01,9.01 12/27/04 NTS REALTY HOLDINGS LP DE 8.01,9.01 12/27/04 ODYSSEY PICTURES CORP NV 5.02 12/27/04 ONLINE RESOURCES CORP DE 2.01,3.01,9.01 12/22/04 OPTICAL COMMUNICATION PRODUCTS INC DE 5.02 12/21/04 OPTIO SOFTWARE INC GA 1.01,9.01 12/21/04 OUTBACK STEAKHOUSE INC DE 1.01,2.03,9.01 12/21/04 OVERSTOCK COM INC UT 1.01,2.03,9.01 12/22/04 PARKER DRILLING CO /DE/ DE 1.01,1.02,2.03,3.03,9.01 12/20/04 PARTY CITY CORP DE 1.01,9.01 12/23/04 PETER KIEWIT SONS INC /DE/ DE 5.02 12/25/04 PHOTON DYNAMICS INC CA 1.01 12/22/04 PILGRIMS PRIDE CORP DE 1.01,9.01 12/21/04 PLIANT CORP UT 1.01,9.01 12/23/04 PRAXAIR INC DE 5.02 12/27/04 PRUDENTIAL BACHE WATSON & TAYLOR LTD TX 1.01 12/17/04 R-TEC HOLDING INC IA 5.03,8.01,9.01 12/22/04 RCN CORP /DE/ DE 1.01,2.03,5.03,8.01,9.01 12/27/04 RELIANT ENERGY INC DE 1.01,2.03,8.01,9.01 12/22/04 RESTAURANT CO DE 1.01,9.01 12/20/04 SCANNER TECHNOLOGIES CORP NM 5.02 12/27/04 SECURED DATA INC /NV/ NV 2.01,3.02,5.02,8.01,9.01 12/20/04 Seneca Gaming Corp XX 5.02,9.01 12/20/04 SFBC INTERNATIONAL INC DE 1.01,2.01,3.02,7.01,9.01 12/22/04 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 12/24/04 SI INTERNATIONAL INC DE 8.01,9.01 12/20/04 SKYTERRA COMMUNICATIONS INC DE 1.01,3.02,7.01,9.01 12/23/04 SONO TEK CORP NY 1.01,7.01 12/22/04 SOVEREIGN BANCORP INC PA 8.01,9.01 12/22/04 SPANISH BROADCASTING SYSTEM INC DE 2.01,9.01 12/27/04 SPARTAN STORES INC MI 1.01 12/27/04 SPEAKING ROSES INTERNATIONAL INC NV 7.01 12/27/04 STONE ENERGY CORP DE 7.01,9.01 12/27/04 Structured Asset Mortgage Investments DE 8.01,9.01 12/19/04 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/04 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/04 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 12/15/04 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 12/15/04 STRUCTURED OBLIGATIONS CORP TRUST SPR DE 8.01,9.01 12/15/04 SUNTERRA CORP MD 5.03,8.01,9.01 12/23/04 SUPREME INDUSTRIES INC DE 8.01 12/17/04 SYNDICATION NET COM INC DE 7.01 12/06/04 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 1.01 12/21/04 TELCOBLUE INC DE 4.01,9.01 11/12/04 AMEND TEMPORARY FINANCIAL SERVICES INC WA 2.01,8.01 12/21/04 TERRA INDUSTRIES INC MD 1.01,2.01,3.02,5.02,5.03,9.01 12/21/04 TORCH OFFSHORE INC DE 8.01 12/27/04 TRESTLE HOLDINGS INC DE 8.01 12/22/04 TRESTLE HOLDINGS INC DE 3.02 12/27/04 TRI STATE 1ST BANK INC OH 8.01,9.01 12/27/04 TRICO MARINE SERVICES INC DE 1.01,1.03,2.03,9.01 12/21/04 TRIMAS CORP DE 1.01,9.01 12/21/04 TRIPLE-S MANAGEMENT CORP 5.02 12/06/04 Trust, Asset Backed Notes DE 9.01 12/25/04 UNIVERSAL HEALTH SERVICES INC DE 1.01,1.02 12/27/04 VELOCITY ASSET MANAGEMENT INC DE 1.01,3.02,9.01 12/22/04 VELOCITY EXPRESS CORP DE 1.01,3.01,9.01 12/21/04 VOUGHT AIRCRAFT INDUSTRIES INC 1.01,1.02,2.03 12/22/04 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 12/27/04 WASHINGTON MUTUAL INC WA 1.01,5.02,9.01 12/20/04 WASHINGTON MUTUAL INC WA 1.01,9.01 12/22/04 WESBANCO INC WV 8.01 12/27/04 WEST PHARMACEUTICAL SERVICES INC PA 1.01,2.05,2.06,9.01 12/27/04 WESTSTAR FINANCIAL SERVICES CORP NC 8.01,9.01 12/22/04 WINSONIC DIGITAL MEDIA GROUP LTD NV 9.01 07/16/04 AMEND WORLD TRANSPORT AUTHORITY, INC. 8.01 09/30/04 XYNERGY CORP NV 2.01 08/08/04 AMEND YDI WIRELESS INC DE 1.01,5.02,9.01 12/22/04