SEC NEWS DIGEST Issue 2004-160 August 19, 2004 COMMISSION ANNOUNCEMENTS SEC ISSUES “INVESTOR ALERT” ON FAST-SPREADING STOCK SCHEME Con Artists Using “Wrong Number” Answering Machine Messages to Snare Victims in New Scam Sweeping Nation The Commission today issued an investor alert designed to warn Americans about a new scam sweeping the country—answering machine “wrong number” stock touts. Voice mail messages are appearing on home answering machines from coast to coast saying that the stock price of certain small, thinly traded companies will soon shoot up. The breezy, intimate messages sound as if a female caller mistakenly believes she has dialed a girlfriend and is confiding inside information she has learned from “that hot stock exchange guy I’m dating.” Regulators believe these voice mails are part of a “pump and dump” stock manipulation scheme, whereby the people behind the messages intend to profit by driving up the price of their targeted stocks, then selling, and leaving victims with losses. The SEC has received hundreds of complaints from investors across the country about these misdirected voice mails in recent days. “Investors should never buy stocks on the basis of ‘hot’ tips from strangers,” said SEC Investor Education Director Susan Wyderko. “We are concerned because the stock prices of companies mentioned in these calls have gone up, presumably as people listen to the messages and buy. But in all ‘pump and dump’ schemes, as soon as the promoter stops touting a stock, the price plummets and other investors lose their money.” The SEC is asking investors who receive these kinds of calls to let them know the company being touted, the exact date and time the call was received, the number called, and the number from which the call was made, if available. E-mail the information to Enforcement@sec.gov, or call the SEC at 1-800-SEC-0330. The SEC’s investor alert is at http://www.sec.gov/investor/pubs/wrongnumberscam.htm. (Press Rel. 2004- 113) CYNTHIA FORNELLI, DEPUTY DIRECTOR OF THE DIVISION OF INVESTMENT MANAGEMENT, TO LEAVE COMMISSION Cynthia M. Fornelli, Deputy Director of the Division of Investment Management, announced today that she will leave the Commission in September to join Bank of America in Charlotte, North Carolina. Fornelli, who joined the Commission staff in June of 1999, will fill the new role of Senior Vice President and Compliance Executive for Securities Regulation and Conflicts Management. In that role, she will be responsible for addressing potential conflicts that can arise within the bank. Chairman William H. Donaldson said, “Cindy has played a critical role in the Commission’s mutual fund reform efforts. I am pleased that Cindy will be leading a significant industry player in its conflicts management function. Her contribution at the SEC has been substantial and she will be missed.” Paul F. Roye, Director of the Division of Investment Management, said, “Cindy has had an outstanding career at the Commission. She has been instrumental in assisting the Commission achieve its policy goals in the investment management area. She is both a colleague and friend and I will miss her greatly.” Prior to joining the Division in June of 1999, Fornelli spent several years in private practice, as a member of the Investment Management Practice Group of Dechert Price & Rhoads in Washington, D.C. and later as an associate in the Washington, D.C. office of Fried, Frank, Harris, Shriver & Jacobson. Fornelli is a graduate of Purdue University (B.A., 1985) and George Washington University National Law Center (J.D., magna cum laude, 1990). (Press Rel. 2004-114) ENFORCEMENT PROCEEDINGS COMMISSION SUSTAINS NASD DISCIPLINARY ACTION AGAINST JOSEPH VASTANO, JR. The Commission has sustained NASD disciplinary action against Joseph J. Vastano, Jr., formerly a registered representative. NASD found that Vastano violated its Conduct Rules by engaging in private securities transactions without providing his employer with prior notice or obtaining the firm's approval. NASD fined Vastano $62,000 and suspended him for 18 months from association with any NASD member in any capacity. The Commission found that the equipment leasing instruments sold by Vastano were securities. The Commission further found that Vastano had violated the NASD Conduct Rules by failing to provide his employer with prior notice of these securities sales or obtaining the employer's approval. The Commission upheld the sanctions imposed by the NASD, finding that they were neither excessive nor oppressive. (Rel. 34- 50219; File No. 3-11376) SEC SUES DALLAS ATTORNEY GARY KORNMAN FOR ILLEGAL INSIDER TRADING On August 18, the Commission filed a civil lawsuit in U.S. District Court for the Northern District of Texas, Dallas Division, alleging illegal insider trading against Alabama-licensed attorney and registered securities salesman Gary M. Kornman, 61, of Dallas, Texas. The complaint alleges that Kornman operated a tax-planning firm, The Heritage Organization LLC, which offered tax shelters and estate planning to wealthy individuals. On two separate instances in 2001, Kornman obtained material nonpublic information concerning acquisitions of public companies in confidential discussions with prospective tax- planning clients, each of whom faced significant capital-gains taxes as a result of the planned sale of their respective companies. Specifically, the complaint alleges: · In February 2001, Kornman learned in a confidential meeting with an executive of MiniMed, Inc., a Nasdaq-listed medical-equipment company, that there was a “70% chance” that MiniMed would be acquired in approximately four months by a Fortune 100 company. Two days after learning this information, Kornman purchased 6600 shares of MiniMed for approximately $38 per share on behalf of a hedge fund he controlled. In May 2001, MiniMed announced it was being acquired by Medtronic, Inc. for $48 per share, and Kornman’s hedge fund profited by approximately $67,000 when the merger ultimately took place in August 2001. · In a November 2001 meeting with a board member of Hollywood Casino Corporation, an Amex-listed company, Kornman learned that Hollywood would “definitely” be sold to another company in the near future within a certain price range per share. Upon learning this information, Kornman began acquiring Hollywood shares in the account of another hedge fund he controlled at an average price below the price range he had learned in the confidential meeting. By the time Hollywood announced it was being acquired by another publicly held casino firm in August 2002, Kornman’s hedge fund had acquired 29,900 shares at an average cost below the announced acquisition price. At Kornman’s direction, the hedge fund sold all of these shares for a profit of approximately $75,000 shortly after the merger was announced. The SEC’s complaint seeks to permanently enjoin Kornman from violating the anti-fraud provisions of the federal securities laws, specifically Section 10(b) of the Securities Exchange Act of 1034 and Rule 10b-5 thereunder. It also seeks disgorgement of $142,231 in illegal profits plus prejudgment interest and a civil penalty. [SEC v. Gary M. Kornman, Civil Action No. 3:04CV1803-L, USDC, NDTX, Dallas Division] (LR-18836) SEC SETTLES FRAUD CHARGES AGAINST STEVEN AND SUSAN BOLLA The Commission announced that on July 27, 2004, the Honorable Colleen Kollar-Kotelly, U.S. District Court Judge for the District of Columbia, entered final judgments permanently enjoining Steven and Susan Bolla from violations of certain provisions of the federal securities laws, and requiring Steven Bolla to pay $175,000. Steven Bolla was formerly managing director of Washington Investment Network, Inc. (WIN). Susan Bolla was a nominal owner of the firm. Steven and Susan Bolla consented to the entries of these judgments. Filed on July 31, 2002, the SEC’s complaint alleges that Steven Bolla and WIN violated a June 2000 SEC order barring Steven Bolla from associating with any investment adviser. See Litigation Release No. 17642. The complaint alleges that Steven Bolla managed WIN’s finances and dealt with WIN clients for ten months after he was barred. The SEC charged Susan Bolla with aiding and abetting WIN’s violations of the SEC’s bar order. The complaint alleges that Susan Bolla, who had no previous investment advisory or other securities experience, was set up as the nominal co-owner of WIN to conceal her husband’s association with the firm. The complaint charges that Steven and Susan Bolla aided and abetted WIN’s investment adviser fraud by failing to disclose Steven Bolla’s bar, or any other aspect of his disciplinary history, to WIN clients while Steven Bolla was associating with the firm subsequent to his bar. In addition, the complaint alleges that Steven Bolla committed fraud by making material misrepresentations to one of his advisory clients regarding a private placement investment he was soliciting as an unregistered broker-dealer. As part of the settlement, Steven Bolla agreed to the SEC’s imposition of an order barring him from associating with any broker, dealer or investment adviser. Susan Bolla agreed to the SEC’s imposition of an order barring her from associating with any investment adviser. Steven Bolla is currently serving a 12 month prison term in a federal penitentiary for making false statements to the SEC in 1999 and 2000. See Litigation Release No. 17707. The final judgment as to Steven Bolla enjoins him from violating Section 15(a) of the Securities Exchange Act of 1934 (Exchange Act) and Section 203(f) of the Investment Advisers Act of 1940 (“Advisers Act”), and orders him to pay $117,500 in disgorgement and prejudgment interest and a $57,500 penalty. In a prior SEC action, Steven Bolla was enjoined in June 2000 from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act and Sections 206(1) and (2) of the Advisers Act in. The final judgment as to Susan Bolla enjoins her from violating Sections 203(f), 206(1) and 206(2) of the Advisers Act. [SEC v. Steven M. Bolla, Washington Investment Network, Susan Bolla and Ropbert Radano, Case No. 1:02CV1506, D.D.C., CKK] (LR-18837) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (NASD-2004-079) and Amendment Nos. 1 and 2 thereto submitted by the National Association of Securities Dealers to provide for the web publication of summaries of interpretations issued under NASD Rule 4550. Publication of the order is expected in the Federal Register during the week of August 16. (Rel. 34- 50199) The Commission approved a proposed rule change (SR-CBOE-2003-39) and Amendments No. 1, 2, and 3 thereto submitted by the Chicago Board Options Exchange to establish a one-year pilot program that would allow market makers to disseminate a quotation with a size of less than ten contracts under certain limited circumstances. Publication of the order is expected in the Federal Register during the week of August 23. (Rel. 34-50205) The Commission approved a proposed rule change (SR-ISE-2004-19) and Amendment No. 1 thereto submitted by the International Securities Exchange relating to the entry of electronically generated orders. Publication of the order is expected in the Federal Register during the week of August 23. (Rel. 34-50208) The Commission approved a proposed rule change (SR-CBOE-2004-43) and Amendment No. 1 thereto submitted by the Chicago Board Options Exchange to amend the Exchange’s Membership Rules to accommodate e-DPMs. Publication of the order is expected in the Federal Register during the week of August 23. (Rel. 34-50209) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CHX-2004-21) filed by the Chicago Stock Exchange relating to the transfer of CHX memberships has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of August 23. (Rel. 34-50201) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Emerging Markets Clearing Corporation filed a proposed rule change (SR-EMCC-2004-12) under Section 19(b)(2) of the Securities Exchange Act. The proposed rule change, which was approved on an accelerated basis, will amend EMCC Rule 3, Section 1 to specify that EMCC will no longer process transactions in ineligible instruments where transactions in such ineligible instruments were accepted by EMCC at a time when the instruments were eligible instruments. Publication of the order is expected in the Federal Register during the week of August 23. (Rel. 34- 50202) PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2004-098) and Amendment No. 1 thereto has been filed by the National Association of Securities Dealers relating to proposed amendments to eliminate exemptions from the continuing education regulatory element requirements. Publication of the proposal is expected in the Federal Register during the week of August 23. (Rel. 34-50204) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until Sept. 10, 2004, to comment on the application of Lions Gate Entertainment Corp. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange. (Rel. 34-50216) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 IQ BIOMETRIX INC, 10600 N DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 5592222229 - 33,530,149 ($32,188,943.00) Equity, (File 333-118316 - Aug. 18) (BR. 03) S-8 GSI LUMONICS INC, 39 MANNING ROAD, ., BILLERICA, MA, 01821, 978-439-5511 - 0 ($21,380,000.00) Equity, (File 333-118320 - Aug. 18) (BR. 36) S-8 CTI MOLECULAR IMAGING INC, 810 INNOVATION DRIVE, KNOXVILLE, TN, 37932, 8652182000 - 2,000,000 ($19,380,000.00) Equity, (File 333-118321 - Aug. 18) (BR. 36) S-8 IRON MOUNTAIN INC/PA, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 0 ($61,940,000.00) Equity, (File 333-118322 - Aug. 18) (BR. 05) S-8 BIOMET INC, 56 EAST BELL DR, WARSAW, IN, 46582, 5742676639 - 10,000,000 ($10,000,000.00) Other, (File 333-118323 - Aug. 18) (BR. 36) S-8 DUQUESNE LIGHT HOLDINGS INC, 411 SEVENTH AVE, PITTSBURGH, PA, 152190, 4123936000 - 0 ($19,100,000.00) Equity, (File 333-118324 - Aug. 18) (BR. 02) S-8 BIOMET INC, 56 EAST BELL DR, WARSAW, IN, 46582, 5742676639 - 1,500,000 ($63,795,000.00) Equity, (File 333-118326 - Aug. 18) (BR. 36) S-8 CALIFORNIA CLEAN AIR INC, 3790 VIA DE LA VALLE, SUITE 103, DEL MAR, CA, 92014, 7604946497 - 400,000 ($400,000.00) Equity, (File 333-118327 - Aug. 18) (BR. 05) S-11 INTERVEST MORTGAGE CORP, 10 ROCKEFELLER PLZ STE 1015, NEW YORK, NY, 10020, 2127577300 - 14,000,000 ($14,000,000.00) Equity, (File 333-118328 - Aug. 18) (BR. 08) S-8 SELECT COMFORT CORP, 6105 TRENTON LANE NORTH, MINNEAPOLIS, MN, 55442, 7635517000 - 3,000,000 ($43,800,000.00) Equity, (File 333-118329 - Aug. 18) (BR. 06) S-8 INVESTOOLS INC, 5959 CORPORATE DRIVE, SUITE 2000, HOUSTON, TX, 77036, 2815889700 - 0 ($900,000.00) Equity, (File 333-118330 - Aug. 18) (BR. 37) S-8 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 0 ($625,743.00) Equity, (File 333-118331 - Aug. 18) (BR. 07) SB-2 AVAX TECHNOLOGIES INC, 4520 MAIN ST, STE 930, KANSAS CITY, MO, 64111, 8169601333 - 28,010,497 ($4,201,575.00) Equity, (File 333-118334 - Aug. 18) (BR. 01) S-8 OLYMPIC STEEL INC, 5080 RICHMOND RD, BEDFORD HEIGHTS, OH, 44146, 2162923800 - 850,000 ($18,564,000.00) Equity, (File 333-118335 - Aug. 18) (BR. 04) S-4 AZTAR CORP, 2390 E CAMELBACK RD STE 400, PHOENIX, AZ, 85016-3452, 6023814100 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-118336 - Aug. 18) (BR. 05) S-8 CASPIAN ENERGY INTERNATIONAL INC /TX, 5430 LBJ FREEWAY, 1600 THREE LINCOLN CENTER, DALLAS, TX, 75240, 9724900200 - 21,000,000 ($1,000,000.00) Equity, (File 333-118337 - Aug. 18) (BR. 04) S-8 AUTHENTIDATE HOLDING CORP, 2165 TECHNOLOGY DRIVE, SCHENECTADY, NY, 12308, 5183467799 - 5,000,000 ($27,950,000.00) Equity, (File 333-118338 - Aug. 18) (BR. 03) S-8 BAKERS FOOTWEAR GROUP INC, 2815 SCOTT AVE, ST LOUIS, MO, 63103, 3146210699 - 0 ($8,012,107.00) Equity, (File 333-118339 - Aug. 18) (BR. 02) S-8 JUNIPER NETWORKS INC, 1194 NORTH MATHILDA AVE, SUNNYVALE, CA, 94089, 6505268000 - 20,000,000 ($405,000,000.00) Equity, (File 333-118340 - Aug. 18) (BR. 03) S-8 IDENIX PHARMACEUTICALS INC, 60 HAMPSHIRE STREET, ., CAMBRIDGE, MA, 02139, (617) 250-3100 - 0 ($33,660,035.83) Equity, (File 333-118341 - Aug. 18) (BR. 01) S-4 FCStone Group, Inc., 2829 WESTOWN PARKWAY, SUITE 200, WEST DES MOINES, IA, 50266, (800) 422-3087 - 0 ($54,200.00) Equity, (File 333-118342 - Aug. 18) (BR. ) S-8 MICHELEX CORP, 430 4TH STREET, OGEN, UT, 84404, 8013926056 - 1,366,666 ($341,667.00) Equity, (File 333-118343 - Aug. 18) (BR. 09) S-3 INTERWOVEN INC, C/O INTERWOVEN INC., 803 11TH AVENUE, SUNNYVALE, CA, 94089, 4087742000 - 96,410 ($634,377.80) Equity, (File 333-118344 - Aug. 18) (BR. 03) S-3 MICRO THERAPEUTICS INC, 2 GOODYEAR, IRVINE, CA, 92618, 9498373700 - 0 ($24,790,350.00) Equity, (File 333-118345 - Aug. 18) (BR. 36) SB-2 SLS INTERNATIONAL INC, 3119 SOUTH SCENIC, SPRINGFIELD, MO, 65807, 4178834549 - 500,000 ($905,000.00) Equity, (File 333-118346 - Aug. 18) (BR. 37) S-8 EQUITY ONE INC, 1696 N E MIAMI GARDENS DR SUITE 200, NORTH MIAMI BEACH, FL, 33179, 4,500,000 ($83,295,000.00) Equity, (File 333-118347 - Aug. 18) (BR. 08) S-8 4 KIDS ENTERTAINMENT INC, 1414 AVE OF THE AMERICAS, NEW YORK, NY, 10019, 2127587666 - 600,000 ($9,528,000.00) Equity, (File 333-118348 - Aug. 18) (BR. 04) S-4 PLAINS EXPLORATION & PRODUCTION CO, 700 MILAM STREET, SUITE 3100, HOUSTON, TX, 77002, 8322396000 - 0 ($250,000,000.00) Other, (File 333-118350 - Aug. 18) (BR. 04) S-8 WILLIAMS SONOMA INC, 3250 VAN NESS AVENUE, SAN FRANCISCO, CA, 94109, 415-421-7900 - 0 ($104,212,500.00) Equity, (File 333-118351 - Aug. 18) (BR. 02) S-3 AMEDISYS INC, 11100 MEAD ROAD STE 300, BATON ROUGE, LA, 70816, 2252922031 - 2,300,000 ($67,827,000.00) Equity, (File 333-118352 - Aug. 18) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ACCENTURE LTD X 08/18/04 ACCENTURE SCA X 08/18/04 ACE SEC CORP WELLS FARGO FINANCIAL AU DE X X 08/16/04 ACE SECURITIES CORP DE X X 07/19/04 ACE Securities Corp Series 2004-RM1 DE X 08/17/04 ACT TELECONFERENCING INC CO X X 08/16/04 ADA-ES INC CO X X 08/18/04 ADESA INC X 08/18/04 AKORN INC LA X X 08/18/04 ALLIS CHALMERS CORP DE X X 08/16/04 ALTAIR NANOTECHNOLOGIES INC A6 X X X 08/12/04 AMERA LINK INC NV X X 08/16/04 AMERICAN LEISURE HOLDINGS INC NV X X 08/17/04 AMERICAN LEISURE HOLDINGS INC NV X X 04/25/02 AMEND AMERICAN NATIONAL BANKSHARES INC VA X 08/17/04 AMERICAN SOFTWARE INC GA X X 08/18/04 ANSOFT CORP PA X X 08/18/04 ANTARES PHARMA INC MN X 08/16/04 APHTON CORP DE X X 08/17/04 ARENA RESOURCES INC NV X 08/18/04 ARIZONA PUBLIC SERVICE CO AZ X X 08/18/04 ART TECHNOLOGY GROUP INC DE X X 08/10/04 ASTRO MED INC /NEW/ RI X X 08/17/04 AVISTA CORP WA X X 08/13/04 AXM PHARMA INC NV X X 08/18/04 AXM PHARMA INC NV X 08/18/04 Banc of America Alternative Loan Trus DE X X 07/29/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 08/17/04 BESTWAY INC DE X X 08/18/04 BEVERLY HILLS BANCORP INC DE X X 08/17/04 BIOPURE CORP DE X 08/18/04 BLOCKBUSTER INC DE X 08/13/04 BLOCKBUSTER INC DE X 08/03/04 BOYDS COLLECTION LTD X X 08/17/04 BROCADE COMMUNICATIONS SYSTEMS INC DE X X 08/18/04 BROOKSTONE INC DE X X 08/18/04 BROWN SHOE CO INC NY X X 08/18/04 BURKE MILLS INC NC X 07/03/04 CAL DIVE INTERNATIONAL INC MN X X 08/17/04 CALPINE CORP DE X 08/16/04 CAN AM AUTO SALES INC NV X 08/17/04 CATERPILLAR INC DE X 08/18/04 CATO CORP DE X X X 08/17/04 CCC INFORMATION SERVICES GROUP INC DE X X 08/16/04 CENDANT CORP DE X X 08/17/04 CERADYNE INC DE X 08/17/04 CHARMING SHOPPES INC PA X X 08/18/04 CHASE CREDIT CARD MASTER TRUST NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2001-1 DE X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2001-4 DE X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2001-5 DE X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-1 DE X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-2 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-3 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-4 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-5 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-6 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-7 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2002-8 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-1 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-2 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-3 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-4 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-5 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2003-6 NY X X 08/16/04 CHASE CREDIT CARD OWNER TRUST 2004-1 NY X X 08/16/04 Chase Credit Card Owner Trust 2004-2 NY X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2000 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE X X 08/16/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE X X 08/16/04 CHASE MANHATTAN AUTO TRUST 2004-A DE X X 08/16/04 CHASE MANHATTAN BANK /NY/ NY X X 08/16/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE X X 08/16/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE X X 08/16/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE X X 08/16/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE X X 08/16/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE X X 08/16/04 CHASE MANHATTAN BANK USA CHASE MANHAT DE X X 08/16/04 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 08/16/04 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 08/16/04 Citigroup Commercial Mortgage Trust 2 DE X 07/16/04 AMEND COCA COLA BOTTLING CO CONSOLIDATED /D DE X X 08/18/04 COLLEGIATE PACIFIC INC DE X 08/17/04 COLLINS INDUSTRIES INC MO X X 07/31/04 COMMERCIAL CAPITAL BANCORP INC NV X X 06/07/04 AMEND CONSUMERS BANCORP INC /OH/ OH X 08/13/04 AMEND CONTINENTAL RESOURCES INC OK X X 08/13/04 CONVERA CORP DE X 08/18/04 CYBERGUARD CORP FL X X 08/18/04 DAKTRONICS INC /SD/ SD X 07/31/04 DATAMEG CORP NY X 08/18/04 DELTA AIR LINES INC /DE/ DE X X 08/17/04 DELTA AIR LINES INC /DE/ DE X X 08/18/04 DEVRY INC DE X 08/18/04 DILLARDS INC DE X X 08/17/04 DOE RUN RESOURCES CORP NY X X 07/27/04 AMEND DOV PHARMACEUTICAL INC DE X X 05/10/04 DUKE REALTY LIMITED PARTNERSHIP/ IN X X 08/16/04 DUSA PHARMACEUTICALS INC NJ X X 08/17/04 EATON VANCE CORP MD X X X 08/18/04 ECOLLEGE COM DE X 08/16/04 ENDURANCE SPECIALTY HOLDINGS LTD X 08/18/04 ENTERGY NEW ORLEANS INC LA X X 08/11/04 EPIXTAR CORP FL X 08/16/04 EPLUS INC DE X 08/18/04 EPLUS INC DE X 08/18/04 EQUITY ONE ABS INC MORTGAGE PASS-THRO X 08/05/04 EQUITY ONE MORTGAGE PASS-THROUGH TRUS X 08/05/04 Equity One Mortgage Pass-Through Trus X 08/05/04 EYETECH PHARMACEUTICALS INC DE X 08/17/04 FALCONSTOR SOFTWARE INC DE X X 08/17/04 FARMER BROTHERS CO CA X 08/17/04 FCCC INC CT X X 08/18/04 FIELDPOINT PETROLEUM CORP CO X X 08/17/04 FIRST BANCSHARES INC /MS/ MS X X 08/16/04 FIRST COMMUNITY BANCSHARES INC /NV/ NV X X 08/18/04 FIRST POTOMAC REALTY TRUST MD X X 08/10/04 FISHER SCIENTIFIC INTERNATIONAL INC DE X 08/18/04 AMEND FLUSHING FINANCIAL CORP DE X X 08/17/04 FRANKFORT FIRST BANCORP INC DE X X 08/17/04 FRONT PORCH DIGITAL INC NV X X 08/18/04 GANDER MOUNTAIN CO MN X X 08/18/04 GENERAL EMPLOYMENT ENTERPRISES INC IL X X 08/16/04 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK X X 08/18/04 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK X X 08/18/04 GEORESOURCES INC CO X 08/18/04 GEVITY HR INC FL X X X 08/18/04 GIANT GROUP LTD DE X 08/18/04 GIANT MOTORSPORTS INC NV X X 08/16/04 GOHEALTH MD INC NV X 07/30/04 GREENWICH CAPITAL ACCEPTANCE INC DE X 08/18/04 GS MORTGAGE SECURITIES CORP DE X X 08/16/04 GTREX INC DE X 08/12/04 HAEMONETICS CORP MA X X 08/18/04 HANCOCK FABRICS INC DE X 08/01/04 HARMAN 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