SEC NEWS DIGEST Issue 2004-137 July 19, 2004 COMMISSION ANNOUNCEMENTS CHAIRMAN DONALDSON TO TESTIFY Chairman William H. Donaldson will testify before the Senate Committee on Banking, Housing, and Urban Affairs on Wednesday, July 21, concerning proposals to modernize the national market system for equity securities. The testimony will begin at 10:00 a.m. in Room 538 of the Dirksen Senate Office Building. CHANGE IN THE MEETING: CANCELLATION OF MEETING The closed meeting scheduled for Tuesday, July 20, has been cancelled. Items scheduled for this meeting will be heard at the July 22 closed meeting on Thursday. For further information please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS SETTLED PUBLIC ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST CONNECTICUT CAPITAL MARKETS, L.L.C. AND RICHARD KLASS On July 16, the Commission instituted and simultaneously settled public administrative proceedings against Connecticut Capital Markets, L.L.C. (Connecticut Capital), a broker-dealer registered with the Commission and based in Greenwich, Connecticut, and Richard L. Klass (Klass), Connecticut Capital's supervisory principal, who resides in Rye, New York. Without admitting or denying the Commission's findings, Connecticut Capital and Klass have agreed to the entry of an Order that finds that they failed reasonably to supervise, with a view to preventing violations of the securities laws, the conduct of a registered representative subject to their supervision, imposes a total of over $350,000 in disgorgement and penalties, imposes a censure on Connecticut Capital, and suspends Klass from associating with any broker- dealer. According to the Order, in January 2000, Connecticut Capital issued a research report on CyberCare, Inc. (CyberCare), a Florida corporation listed at the time on the NASDAQ National Market, that highlighted orders for CyberCare's products from various third parties and claimed that these orders would result in CyberCare's sale of thousands of its products. The research report also put a twelve-month price target on CyberCare's stock of $52 per share, which was well above its trading price at the time. Although the research report appeared to be created by an independent analyst registered with Connecticut Capital, it failed to disclose that the research analyst was simultaneously employed and paid by a public relations firm engaged by CyberCare to promote the company. The research analyst's dual employment at Connecticut Capital and CyberCare's public relations firm created a conflict of interest that was not disclosed to investors. In addition, the product orders highlighted in the research analyst's research report were fictitious or grossly exaggerated, and the report's target price was ultimately based upon these fictitious and exaggerated orders. The Order further finds that Klass failed to create and enforce procedures concerning the creation and review of research reports, and failed to take adequate steps to determine whether there was a reasonable basis for the target price placed on CyberCare's stock or to verify the information contained in the research report. Moreover, Klass also failed to create and enforce written supervisory procedures regarding the outside business activities of its associated members. The Commission's Order finds that Klass and Connecticut Capital failed reasonably to supervise the research analyst within the meaning of Section 15(b) of the Securities Act of 1934 and imposes a censure on Connecticut Capital. In addition, the Order requires Klass and Connecticut Capital to pay disgorgement plus prejudgment interest of $41,377.23 and $59,110.36, respectively, and civil money penalties of $50,000 and $200,000, respectively. Finally, the Order suspends Klass from association with any broker-dealer for a period of six (6) months, to be followed by a suspension from serving in a supervisory capacity with any broker or dealer for period of six (6) months. (Rel. 34-50034; File No. 3-11550) SETTLED CEASE-AND-DESIST PROCEEDINGS INSTITUTED AGAINST CYBERCARE, INC. On July 16, the Commission instituted and simultaneously settled cease- and-desist proceedings against CyberCare, Inc. (CyberCare). According to the Order Instituting Cease-and-Desist Proceedings, Making Findings, and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 (Order), from October 1999 through May 2000, CyberCare, a Florida corporation, issued a series of false and misleading press releases that announced orders for its products or agreements that were non-existent or grossly exaggerated. At the time, CyberCare was listed on the NASDAQ National market. In addition, CyberCare issued two press releases that announced multimillion-dollar transactions with entities that lacked the financial wherewithal to consummate the deals. During 2000, CyberCare also gave a number of presentations to investment banks and brokerage firms that included statements regarding fictitious orders for CyberCare's products. Moreover, the Order finds that CyberCare included some of this false information in a Form 10-K it filed with the Commission in April 2000. The Commission's Order requires that CyberCare cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act of 1933, and Sections 10(b) and 13(a) of the Securities Exchange Act of 1934, and Rules 10b-5, 12b-20, and 13a-1 thereunder. (Rel. 33-8444; 34-50035; File No. 3-11551) INVESTMENT COMPANY ACT RELEASES CORNERSTONE STRATEGIC VALUE FUND, INC., ET AL. A notice has been issued giving interested persons until Aug. 10, 2004, to request a hearing on an application filed by Cornerstone Strategic Value Fund, Inc., et al. for an order to permit certain registered investment companies to make periodic distributions of long-term capital gains, as often as monthly, so long as they maintain in effect a distribution policy calling for periodic distributions with respect to their common stock of a fixed percentage per year of the net asset value or market price per share of the common stock or a fixed dollar amount each taxable year. (Rel. IC-26496 - July 16) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-ISE-2003-22) and Amendment No. 1 submitted by the International Securities Exchange that makes permanent a pilot program permitting $5 quotation spreads for equity and index options listed on the ISE. (Rel. 34-50015) The Commission approved a proposed rule change (SR-DTC-2003-10) filed by The Depository Trust Company that allows DTC to activate its universal messaging hub for stock loan recalls. Publication of the order is expected in the Federal Register during the week of July 19. (Rel. 34- 50029) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NASD-2004-058) filed by the National Association of Securities Dealers amending Rule 11870 to make the procedures for non-standard transfers of customer account assets though the Automated Customer Account Transfer Service (ACATS) consistent with the procedures for standard transfers of customer security account assets through ACATS. Publication of the proposal is expected in the Federal Register during the week of July 19. (Rel. 34- 50018) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2004- 07), which became effective upon filing, to establish fees, effective July 9, 2004, for access to DTC's TaxInfo service through DTC's Participant Browser Service platform. Publication of the proposal is expected in the Federal Register during the week of July 19. (Rel. 34- 50032) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 LEATHER FACTORY INC, 3847 EAST LOOP, 820 SOUTH, FT WORTH, TX, 76119, 8174964414 - 350,000 ($1,466,500.00) Equity, (File 333-07147 - Jul. 16) (BR. 02) S-3 ALLIED HEALTHCARE INTERNATIONAL INC, 555 MADISON AVENUE, NEW YORK, NY, 10022, 2127500064 - 0 ($3,301,809.00) Equity, (File 333-117399 - Jul. 16) (BR. 01) S-1 Odimo INC, 14001 N.W. 4TH STREET, SUNRISE, FL, 33325, 954-835-2233 - 0 ($57,500,000.00) Equity, (File 333-117400 - Jul. 16) (BR. ) S-8 MTI TECHNOLOGY CORP, 14661 FRANKLIN AVENUE, TUSTIN, CA, 92780, 7144817800 - 0 ($1,705,213.00) Equity, (File 333-117401 - Jul. 16) (BR. 03) S-8 ZEPPELIN ENERGY INC, BANKERS HALL WEST TOWER, 888 3RD STREET SW, 10TH FLOOR, CALGARY, A0, T2P 5C5, (403) 444-6901 - 870,000 ($243,600.00) Equity, (File 333-117402 - Jul. 16) (BR. 04) S-3 CARMIKE CINEMAS INC, 1301 FIRST AVE, COLUMBUS, GA, 31901, 7065763400 - 0 ($189,276,779.21) Equity, (File 333-117403 - Jul. 16) (BR. 05) S-8 ACS HOLDINGS INC, 7658 MUNICIPAL DRIVE, ORLANDO, FL, 32819, 407-226-6866 - 65,000,000 ($117,000.00) Equity, (File 333-117404 - Jul. 16) (BR. 08) S-8 GREENFIELD ONLINE INC, 15 RIVER ROAD, SUITE 310, WILTON, CT, 06890, 2038475700 - 0 ($10,999,996.00) Equity, (File 333-117405 - Jul. 16) (BR. 08) S-1 EMC INSURANCE GROUP INC, 717 MULBERRY ST, DES MOINES, IA, 50309, 5152802902 - 5,060,000 ($114,912,600.00) Equity, (File 333-117406 - Jul. 16) (BR. 01) S-8 MICRO COMPONENT TECHNOLOGY INC, 2340 W COUNTY RD C, ST PAUL, MN, 55113-2528, 6516974000 - 0 ($1,090,000.00) Equity, (File 333-117407 - Jul. 16) (BR. 36) F-10 TRANSALTA CORP, 110 12TH AVE SW BOX 1900 STATION M, CALGARY ALBERTA T2P 2MI, CALGARY, A0, 00000, 2128948400 - 0 ($600,000,000.00) Other, (File 333-117408 - Jul. 16) (BR. 02) S-8 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 1,175,712 ($33,789,962.00) Equity, (File 333-117409 - Jul. 16) (BR. 07) S-8 FREESCALE SEMICONDUCTOR INC, 6501 WILLIAM CANNON DRIVE, AUSTIN, TX, 78735, 5128952000 - 0 ($715,000,000.00) Equity, (File 333-117410 - Jul. 16) (BR. 36) SB-2 ALLIANCE TOWERS INC, 22 SOUTH LINKS AVE, SUITE 204, SARASOTA, FL, 34236, 3053723322 - 1,523,500,000 ($22,852,500.00) Equity, (File 333-117411 - Jul. 16) (BR. 09) S-8 SOHU COM INC, 7 JIANGGUOMEN NEI AVE #1519 TOWER TWO, BEIJING CHINA CHANG AN BLDG, BEIJING CHINA 100005, F4, 00000, 011861065102160 - 0 ($15,890,000.00) Equity, (File 333-117412 - Jul. 16) (BR. 03) S-3 ENERGY PARTNERS LTD, 201 ST CHARLES AVENUE, NEW ORLEANS, LA, 70170, 5045691875 - 0 ($300,000,000.00) Unallocated (Universal) Shelf, (File 333-117419 - Jul. 16) (BR. 04) S-3 EQUITY INNS INC, 7700 WOLF RIVER BOULEVARD, GERMANTOWN, TN, 38138, 9017547774 - 0 ($166,951,000.00) Equity, (File 333-117421 - Jul. 16) (BR. 08) S-8 CAPITALSOURCE INC, 0 ($894,600.00) Equity, (File 333-117422 - Jul. 16) (BR. 07) SB-2 PACIFIC ALLIANCE VENTURES LTD, 10000 N31ST AVE, SUITE C102, PHOENIX, AZ, 85051, 602-252-4477 - 9,905,100 ($990,510.00) Equity, (File 333-117423 - Jul. 16) (BR. 09) S-4 WESTCORP /CA/, 23 PASTEUR RD, IRVINE, CA, 92618-3804, 9497271000 - 0 ($326,600,692.00) Equity, (File 333-117424 - Jul. 16) (BR. 07) S-8 PLAINS EXPLORATION & PRODUCTION CO, 700 MILAM STREET, SUITE 3100, HOUSTON, TX, 77002, 8322396000 - 560,985 ($10,709,203.65) Equity, (File 333-117425 - Jul. 16) (BR. 04) S-3 HOST AMERICA CORP, 2 BROADWAY, HAMDEN, CT, 06518, 2032484100 - 1,975,454 ($9,669,847.33) Equity, (File 333-117426 - Jul. 16) (BR. 05) S-3 CSG SYSTEMS INTERNATIONAL INC, 7887 EAST BELLEVIEW AVE, SUITE 1000, ENGLEWOOD, CO, 80111, 3037962850 - 0 ($230,000,000.00) Debt Convertible into Equity, (File 333-117427 - Jul. 16) (BR. 03) S-4 DRAGON PHARMACEUTICALS INC, 543 GRANVILLE STREET SUITE 1200, VANCOUVER BC V6C 1X8, A1, 48,867,551 ($45,446,822.43) Equity, (File 333-117428 - Jul. 16) (BR. 01) S-4 SENSYTECH INC, 8419 TERMINAL ROAD, P O BOX 1869, NEWINGTON, VA, 22122-1430, (703)550-7000 - 0 ($15,856,015.00) Equity, (File 333-117430 - Jul. 16) (BR. 36) S-8 HERITAGE COMMERCE CORP, 150 ALMADEN BOULEVARD, SAN JOSE, CA, 95113, 4089476900 - 300,000 ($4,406,767.50) Equity, (File 333-117431 - Jul. 16) (BR. 07) S-8 VARCO INTERNATIONAL INC /DE/, 2000 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 1700, HOUSTON, TX, 77042, 2819532200 - 0 ($21,019,500.00) Equity, (File 333-117432 - Jul. 16) (BR. 04) S-3 GERON CORPORATION, 230 CONSTITUTION DRIVE, MENLO PARK, CA, 94025, 6504737700 - 75,247 ($547,798.00) Other, (File 333-117433 - Jul. 16) (BR. 01) SB-2 UNITED COMPANIES CORP, 140,500,000 ($2,810,000.01) Equity, (File 333-117434 - Jul. 16) (BR. 02) S-8 TEXAS REGIONAL BANCSHARES INC, 3700 N TENTH STE 301, PO BOX 5910, MCALLEN, TX, 78501, 9566315400 - 0 ($11,687,500.00) Equity, (File 333-117435 - Jul. 16) (BR. 07) F-6 SAINSBURY J PLC /FI, STAMFORD HOUSE STAMFORD ST, LONDON ENGLAND S31 9LL, X0, 100,000,000 ($5,000,000.00) Equity, (File 333-117436 - Jul. 16) (BR. ) S-8 ARIBA INC, 807 11TH AVENUE, SUNNYVALE, CA, 94089, 6509306200 - 0 ($104,122,072.89) Equity, (File 333-117437 - Jul. 16) (BR. 03) S-8 TEXAS REGIONAL BANCSHARES INC, 3700 N TENTH STE 301, PO BOX 5910, MCALLEN, TX, 78501, 9566315400 - 0 ($11,687,500.00) Equity, (File 333-117438 - Jul. 16) (BR. 07) SB-2 CALYPTE BIOMEDICAL CORP, 1265 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502-, 5107495100 - 6,472,800 ($3,446,766.00) Equity, (File 333-117439 - Jul. 16) (BR. 36) S-3 VINEYARD NATIONAL BANCORP, 9590 FOOTHILL BLVD, RANCHO CUCAMONGA, CA, 91730, 9099870177 - 480,000 ($20,548,800.00) Equity, (File 333-117440 - Jul. 16) (BR. 07) S-3 AVANEX CORP, 40919 ENCYCLOPEDIA CIRCLE, FREMONT, CA, 94538, 5108974172 - 0 ($175,649,121.84) Equity, (File 333-117441 - Jul. 16) (BR. 36) S-8 WATER PIK TECHNOLOGIES INC, 23 CORPORATE PLAZA, STE 246, NEWPORT BEACH, CA, 92660, 9497193700 - 0 ($2,928,361.00) Equity, (File 333-117442 - Jul. 16) (BR. 37) S-3 AVANEX CORP, 40919 ENCYCLOPEDIA CIRCLE, FREMONT, CA, 94538, 5108974172 - 0 ($100,000,000.00) Other, (File 333-117443 - Jul. 16) (BR. 36) S-8 UNIVERSAL DETECTION TECHNOLOGY, 9300 WILSHIRE BOULEVARD, SUITE 308, BEVERLY HILLS, CA, 90212, 3102483655 - 4,500,000 ($3,915,000.00) Equity, (File 333-117444 - Jul. 16) (BR. 36) S-8 DYCOM INDUSTRIES INC, 4440 PGA BLVD. STE 500, FIRST UNION CENTER, PALM BEACH GARDENS, FL, 33410, 5616277171 - 2,658,944 ($68,826,008.48) Equity, (File 333-117445 - Jul. 16) (BR. 06) S-3 QUICKSILVER RESOURCES INC, 777 WEST ROSEDALE ST, SUITE 300, FORT WORTH, TX, 76104, 8176655000 - 0 ($350,000,000.00) Equity, (File 333-117447 - Jul. 16) (BR. 04) SB-2 PATIENT INFOSYSTEMS INC, 46 PRINCE ST, ROCHESTER, NY, 14607, 5852427200 - 3,663,611 ($11,174,013.00) Equity, (File 333-117448 - Jul. 16) (BR. 01) S-3 CBL & ASSOCIATES PROPERTIES INC, 2030 HAMILTON PLACE BVLD, SUITE 500, CBL CENTER, CHATTANOOGA, TN, 37421, 4238550001 - 262,818 ($15,052,901.00) Equity, (File 333-117449 - Jul. 16) (BR. 08) S-8 COMMONWEALTH TELEPHONE ENTERPRISES INC /NEW/, 100 CTE DRIVE, PO BOX 800, DALLAS, PA, 18612-9799, 7176742700 - 400,000 ($17,680,000.00) Equity, (File 333-117450 - Jul. 16) (BR. 37) S-8 STARTEK INC, 100 GARFIELD STREET, DENVER, CO, 80206, 3033616000 - 0 ($10,314,000.00) Equity, (File 333-117451 - Jul. 16) (BR. 08) S-8 METALS USA INC, ONE RIVERWAY, STE 1100, HOUSTON, TX, 77056, 713 585-6404 - 0 ($35,181,900.00) Equity, (File 333-117452 - Jul. 16) (BR. 04) S-8 SECURED DIGITAL APPLICATIONS INC, SUITE 11.02, MENARA MERAIS, NO. 1, NO. JALAN 19/3, SELANGOR MALAYSIA, N8, N8, 3037061606 - 960,000 ($240,000.00) Equity, (File 333-117453 - Jul. 16) (BR. 37) S-4 TEKTRONIX INC, 14200 SW KARL DRIVE, BEAVERTON, OR, 97077, 5036277111 - 9,277,207 ($287,500,644.93) Equity, (File 333-117454 - Jul. 16) (BR. 36) S-3 TEKTRONIX INC, 14200 SW KARL DRIVE, BEAVERTON, OR, 97077, 5036277111 - 0 ($105,225,771.00) Equity, (File 333-117455 - Jul. 16) (BR. 36) S-2 VITALSTREAM HOLDINGS INC, ONE JENNER, SUITE 100, IRIVINE, CA, 92618, (949) 743-2000 - 0 ($28,619,173.00) Equity, (File 333-117456 - Jul. 16) (BR. 08) S-8 ELIZABETH ARDEN INC, 14100 NW 60TH AVE, MIAMI LAKES, FL, 33014, 305-818-8000 - 1,100,000 ($15,994,000.00) Equity, (File 333-117457 - Jul. 16) (BR. 06) S-8 ELIZABETH ARDEN INC, 14100 NW 60TH AVE, MIAMI LAKES, FL, 33014, 305-818-8000 - 2,350,000 ($46,880,350.00) Equity, (File 333-117458 - Jul. 16) (BR. 06) S-1 CELEBRATE EXPRESS, INC., 11220 120TH AVENUE NORTHEAST, KIRKLAND, WA, 98033, 4262501057 - 0 ($40,000,000.00) Equity, (File 333-117459 - Jul. 16) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 3D SYSTEMS CORP DE X 07/15/04 AAR CORP DE X 07/16/04 ACTION PRODUCTS INTERNATIONAL INC FL X X 07/16/04 ACTUANT CORP WI X X 07/16/04 AEGIS ASSET BACKED SECURITIES TRUST M DE X X 07/02/04 ALABAMA NATIONAL BANCORPORATION DE X X 07/13/04 ALBEMARLE CORP VA X X 07/16/04 ALLIED HEALTHCARE INTERNATIONAL INC NY X X 07/15/04 AMERICAN RETIREMENT CORP TN X 07/16/04 AMERISOURCEBERGEN CORP DE X X 07/16/04 AMES NATIONAL CORP IA X X 06/16/04 ANALYTICAL SURVEYS INC CO X X 06/30/04 APPLIED INDUSTRIAL TECHNOLOGIES INC OH X 07/14/04 ARCH COAL INC DE X X 07/16/04 ASPEN EXPLORATION CORP DE X 07/15/04 ASPEN TECHNOLOGY INC /DE/ DE X X 07/15/04 ATLANTIS PLASTICS INC FL X X 07/15/04 ATMOS ENERGY CORP TX X X 07/13/04 AUBURN NATIONAL BANCORPORATION INC DE X X 07/15/04 AVALON CORRECTIONAL SERVICES INC NV X 07/15/04 AVANEX CORP DE X X 07/16/04 AXESSTEL INC NV X 07/16/04 BAKER HUGHES INC DE X X 07/16/04 BALDOR ELECTRIC CO MO X 07/15/04 BANC OF AMERICA COMM MORT INC PASS TH DE X 07/12/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 07/14/04 BANK UNITED CORP LITIGATION CONTINGEN DE X X 07/16/04 BARRETT BUSINESS SERVICES INC MD X 07/15/04 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 07/15/04 BEAR STEARNS ASSET BACKED WHOLE AUTO DE X X 07/15/04 BEARD CO /OK OK X X 07/14/04 BEHRINGER HARVARD SHORT TERM OPPORTUN TX X X 07/16/04 BEST BUY CO INC MN X X 07/15/04 BETA OIL & GAS INC NV X X X 07/15/04 BIOVERIS CORP DE X 07/16/04 BIOVERIS CORP DE X 07/16/04 BLYTH INC DE X 07/16/04 BLYTH INC DE X 07/16/04 BRE PROPERTIES INC /MD/ MD X 07/15/04 BRE PROPERTIES INC /MD/ MD X X 07/15/04 BROOKLINE BANCORP INC DE X X 07/15/04 BRUKER BIOSCIENCES CORP DE X 07/15/04 BSD MEDICAL CORP DE X X 07/15/04 BUCYRUS INTERNATIONAL INC DE X X 07/16/04 CABLE DESIGN TECHNOLOGIES CORP DE X X X X X X 07/15/04 CACI INTERNATIONAL INC /DE/ DE X X X 07/16/04 AMEND CAESARS ENTERTAINMENT INC DE X X 07/16/04 CALPROP CORP CA X X 07/13/04 CALPROP CORP CA X X 07/14/04 CALTON INC NJ X X 07/15/04 CATALINA MARKETING CORP/DE DE X X 07/15/04 CATHAY GENERAL BANCORP DE X X 07/15/04 CELL GENESYS INC DE X 07/16/04 CENTEX CORP NV X X 07/16/04 CENTILLIUM COMMUNICATIONS INC DE X X 07/15/04 CENTRAL FEDERAL CORP DE X X 07/16/04 CENTRAL VERMONT PUBLIC SERVICE CORP VT X 07/15/04 CHASE CORP MA X X 07/15/04 CHECKERS DRIVE IN RESTAURANTS INC /DE DE X 07/15/04 CHEROKEE INTERNATIONAL CORP DE X 07/15/04 CHILDREN S BOOKS & TOYS INC DE X X 07/15/04 CHINA WORLD TRADE CORP NV X 04/20/04 CINTAS CORP WA X 07/12/04 CITICORP MORTGAGE SECURITIES INC DE X X 07/16/04 CITIGROUP INC DE X X 07/15/04 CNL RETIREMENT PROPERTIES INC MD X X 07/16/04 COFFEE PACIFICA INC NV X X 07/15/04 COMBANC INC DE X X 07/15/04 COMM 2004-LNB3 COMMERCIAL MORTGAGE PA DE X 07/12/04 COMM BANCORP INC PA X X 07/15/04 COMMERCE BANCORP INC /NJ/ NJ X 07/16/04 COMMONWEALTH BANKSHARES INC VA X 07/16/04 COMMUNITY VALLEY BANCORP CA X X 07/16/04 COMPASS MINERALS INTERNATIONAL INC DE X 07/16/04 CONSECO INC DE X X 07/15/04 CORNERSTONE REALTY FUND LLC CA X 07/12/04 Corridor Communications Corp DE X X 06/30/04 CREATIVE COMPUTER APPLICATIONS INC CA X X 07/15/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 07/16/04 CRITICAL HOME CARE INC NV X X X X 06/22/04 AMEND CROGHAN BANCSHARES INC OH X X 07/16/04 CROSS A T CO RI X 07/16/04 CYBEX INTERNATIONAL INC NY X X 07/15/04 CYGNUS INC /DE/ DE X X 07/14/04 DATAMEG CORP NY X 07/16/04 DATATEC SYSTEMS INC DE X X 07/15/04 DATAWAVE SYSTEMS INC B0 X X 07/14/04 DEARBORN BANCORP INC /MI/ MI X X 07/15/04 DELPHI CORP DE X 07/16/04 DEUTSCHE COMMERCIAL MORTGAGE PASS THR DE X 07/12/04 DIGENE CORP DE X 07/06/04 DIVIDEND CAPITAL TRUST INC MD X X 05/03/04 AMEND DSL NET INC DE X X 07/14/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/09/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/09/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/08/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/08/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/08/04 DVI RECEIVABLES CORP VIII DVI RECEIVA DE X X 07/08/04 DVI RECEIVABLES VIII LLC DE X X 07/09/04 DVI RECEIVABLES XIX LLC DE X X 07/08/04 DVI RECEIVABLES XVIII LLC DE X X 07/08/04 EAGLE SUPPLY GROUP INC DE X X 06/29/04 EDUCATION LOANS INC /DE DE X X 07/16/04 EMC INSURANCE GROUP INC IA X 07/16/04 EMCORE CORP NJ X X 07/15/04 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 07/16/04 ENERGY & ENGINE TECHNOLOGY CORP NV X X 07/01/04 ENERGY PRODUCERS INC NV X X X X 06/29/04 ENSTAR GROUP INC GA X X 07/15/04 ENVIRONMENTAL MONITORING & TESTING CO DE X 06/03/04 AMEND EXPRESSJET HOLDINGS INC DE X X 07/15/04 EXTENDED SYSTEMS INC DE X X 07/06/04 FALMOUTH BANCORP INC DE X X 07/16/04 FAUQUIER BANKSHARES INC VA X X 07/15/04 FIRST CASH FINANCIAL SERVICES INC DE X X 07/15/04 FIRST COMMUNITY BANK CORP OF AMERICA FL X 07/16/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 06/29/04 FIRST MID ILLINOIS BANCSHARES INC DE X 07/16/04 FIRST NATIONAL 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