SEC NEWS DIGEST Issue 2004-44 March 5, 2004 ENFORCEMENT PROCEEDINGS INITIAL DECISION REGARDING E-SMART TECHNOLOGIES, INC. An Administrative Law Judge has issued an Initial Decision in Administrative Proceeding No. 3-10977, e-Smart Technologies, Inc., f/k/a Plainview Laboratories, Inc. (e-Smart). The Initial Decision finds that while its common stock was registered with the Securities and Exchange Commission, e-Smart repeatedly failed to file annual and quarterly reports in violation of the periodic reporting requirements of Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder. As a result, the Initial Decision revokes the registration of e-Smart's common stock, pursuant to Section 12(j) of the Exchange Act. (Initial Decision No. 247; File No. 3-10977) COMMISSION SANCTIONS ORLANDO JOSEPH JETT The Commission has imposed sanctions on Orlando Joseph Jett, formerly a registered representative, government bond trader, Managing Director and Senior Vice President with Kidder, Peabody & Co., formerly a registered broker-dealer. The Commission ordered Jett to cease and desist from committing or causing any violations of Section 17(a) of the Securities Act of 1933; Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; and to cease and desist from causing any violations of Exchange Act Section 17(a) and Rules 17a-3 and 17a-5 thereunder. The Commission also found that it was in the public interest to bar Jett from association with any broker, dealer, member of a national securities exchange, or member of a registered securities association. The Commission ordered Jett to disgorge the amount of $8.2 million and to pay a civil money penalty in the amount of $200,000. The Commission found that Jett violated the antifraud provisions by recording enormous illusory profits through an anomaly in Kidder's trading and accounting systems, and by deceiving Kidder about his trading performance. The Commission also found that Jett's conduct aided and abetted recordkeeping violations by Kidder. Jett engaged in a trading strategy that involved entering an ongoing sequence of carefully formulated instructions into Kidder's computer system to exchange with the U.S. Government the component pieces of U.S. Government bonds for the whole bonds, or vice versa. The strategy exploited an anomaly in the computer system that made it appear that these exchanges were generating profits for the firm, and concealed the failure of Jett's real trading and the costs of the strategy itself. In fact, Jett's "trading strategy" caused the firm a large loss. Jett pursued the strategy, with variations, for over two years, until he was fired. (Rels. 33-8395; 34-49366; File No. 3-8919) SEC CHARGES FOUR FORMER EMPLOYEES OF DT INDUSTRIES, INC. FOR ENGAGING IN SCHEMES TO ARTIFICIALLY INFLATE THE COMPANY'S FINANCIAL POSITION On March 4, the Commission filed a complaint in the United States District Court for the Western District of Missouri alleging that four former employees of DT Industries, Inc., engaged in separate fraudulent schemes at three of DTI's subsidiaries to artificially inflate DTI's financial position. At the time of the conduct alleged in the Commission's complaint, DTI was headquartered in Springfield, Mo. The Commission named in its complaint Richard Rambahal, the controller of DTI subsidiary Kalish, Inc., Paul H. Kofton and Joseph J. Barry, the controller and cost accountant of DTI subsidiary Sencorp Systems, Inc. and Michael Lesniewski, the general manager and controller of DTI subsidiary Assembly Machines Inc. Specifically, the Commission's complaint alleged that from 1996 through 2002, the defendants knowingly or recklessly failed to properly recognize costs associated with various projects in order to reach their subsidiary's projected earnings targets set by DTI. The Commission's complaint also alleged that the defendants attempted to conceal their schemes in various ways, including, hiding unrecorded production costs in various balance sheet accounts that DTI consolidated into its financial statements and by creating false supporting documentation. According to the Commission's complaint, the defendants' improper entries on their respective subsidiary's books and records resulted in an overstatement of the cost of sales and thereby caused material overstatements of DTI's consolidated net income in quarterly and annual reports that DTI filed with the Commission between 1997 and 2002. According to the Commission's complaint, the overstatements of DTI's consolidated net income ranged from 1% to 532%. The complaint seeks a permanent injunction enjoining Rambahal, Kofton, J. Barry and Lesniewski from violating Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5 and 13b2-1 thereunder and for aiding and abetting DTI's violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. The complaint further seeks orders of disgorgement, plus prejudgment interest, from Rambahal, Kofton and Lesniewski and the imposition of civil monetary penalties against Kofton and Lesniewski. J. Barry, without admitting or denying the allegations of the complaint, consented to the imposition of an order permanently enjoining him from the violations alleged in the Commission's complaint. Also, in a related action, the Commission on March 4, issued an order instituting administrative and cease-and-desist proceedings requiring DTI to cease and desist from committing or causing any violations and any future violations of certain reporting, record keeping, and internal control provisions of the federal securities laws. [SEC v. Richard Rambahal et al., Civil Action No. 04-3086-CV-S-JCE, U.S.D.C. W.D. MO.] (Rel. 34-49364; File No. 3-11421; LR-18608; AAER-1968) HOLDING COMPANY ACT RELEASE A notice has been issued giving interested person until March 29 to request a hearing on a proposal by Unitil Corporation, a registered holding company under the Act, to issue up to 177,500 shares of Unitil common stock under the Unitil Corporation 2003 Restricted Stock Plan. (Rel. 35-27807) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2004-03) filed by the International Securities Exchange relating to the elimination of the marketing fee has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 8. (Rel. 34-49354) A proposed rule change and Amendment No. 1 thereto filed by the American Stock Exchange relating to adoption of a per trade options fee cap (SR- Amex-2004-09) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 8. (Rel. 34-49358) PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2002-66) relating to affirmative determinations and the marking of orders. Publication is expected in the Federal Register during the week of March 8. (Rel. 34-49347) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the American Stock Exchange has filed a proposed rule change (SR-Amex-2003- 110) and Amendment No. 1 thereto, relating to procedures applicable to continued listing evaluation and follow-up. Publication of the notice is expected in the Federal Register is expected during the week of March 8. (Rel. 34-49351) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 ELIZABETH ARDEN INC, 14100 NW 60TH AVE, MIAMI LAKES, FL, 33014, 305-818-8000 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-113261 - Mar. 4) (BR. 02) S-8 HANCOCK HOLDING CO, ONE HANCOCK PLZ, P.O. BOX 4019, GULFPORT, MS, 39501, 6018684605 - 1,000,000 ($58,950,000.00) Equity, (File 333-113262 - Mar. 4) (BR. 07) S-8 WESTERN WIRELESS CORP, 3650 131 ST AVENUE SE, SUITE 400, BELLEVUE, WA, 98006, 4255868700 - 1,000,000 ($23,790,000.00) Equity, (File 333-113263 - Mar. 4) (BR. 37) S-1 PROVIDENCE SERVICE CORP, 5524 E. FOURTH ST., TUSCON, AZ, 85711, 5207487108 - 2,702,500 ($43,591,325.00) Equity, (File 333-113264 - Mar. 4) (BR. 01) S-8 KOALA INTERNATIONAL WIRELESS INC, 2929 EAST COMMERCIAL BOULEVARD, SUITE 610, FT. LAUDERDALE, FL, 33308, 5617768600 - 12,100,000 ($1,210,000.00) Equity, (File 333-113267 - Mar. 4) (BR. 09) S-2 TRAVELERS INSURANCE CO, ONE TOWER SQUARE, ATTN FINANCIAL SERVICES LEGAL DIVISION, HARTFORD, CT, 06183-2020, 860-277-0111 - 0 ($350,000,000.00) Other, (File 333-113268 - Mar. 4) (BR. 20) S-8 FIRST AMERICAN CORP, 1 FIRST AMERICAN WAY, SANTA ANA, CA, 92707, 714-800-3000 - 6,000,000 ($187,980,000.00) Equity, (File 333-113269 - Mar. 4) (BR. 01) SB-2 LUTCAM INC, --, --, SARINA ONTARIO, A6, NTS5K1, 5193311103 - 5,000,000 ($250,000.00) Equity, (File 333-113270 - Mar. 4) (BR. ) S-8 LECROY CORP, 700 CHESTNUT RIDGE RD, CHESTNUT RIDGE, NY, 10977, 9144252000 - 2,570,088 ($57,107,355.36) Equity, (File 333-113271 - Mar. 4) (BR. 36) S-8 SYMBION INC/TN, 40 BURTON HILLS BOULEVARD, SUITE 500, NASHVILLE, TN, 37215, 615-234-5900 - 0 ($56,709,556.00) Equity, (File 333-113272 - Mar. 4) (BR. 01) SB-2 DIAMOND ONE INC, 2,000,000 ($300,000.00) Equity, (File 333-113273 - Mar. 4) (BR. ) S-8 OUTDOOR CHANNEL HOLDINGS INC, 43445 BUSINESS PARK DR STE 113, TEMECULA, CA, 92590, 9096994749 - 40,000 ($1,595,000.00) Equity, (File 333-113274 - Mar. 4) (BR. 05) S-8 SYMYX TECHNOLOGIES INC, 3100 CENTRAL EXPRESS WAY, SANTA CLARA, CA, 95051, 4087642000 - 0 ($40,644,266.58) Equity, (File 333-113275 - Mar. 4) (BR. 01) S-8 CANTEL MEDICAL CORP, OVERLOOK AT GREAT NOTCH, 150 CLOVE ROAD, LITTLE FALLS, NJ, 07424, 9734708700 - 0 ($9,054,500.00) Equity, (File 333-113277 - Mar. 4) (BR. 36) S-3 BANKATLANTIC BANCORP INC, 1750 E SUNRISE BLVD, FORT LAUDERDALE, FL, 33304, 9547605000 - 0 ($121,785,000.00) Equity, (File 333-113278 - Mar. 4) (BR. 07) S-8 BLACK & DECKER CORP, 701 E JOPPA RD, TOWSON, MD, 21286, 4107163900 - 5,000,000 ($258,825,000.00) Other, (File 333-113283 - Mar. 4) (BR. 36) S-8 ENPRO INDUSTRIES INC, 5605 CARNEGIE BOULEVARD, SUITE 500, CHARLOTTE, NC, 28209, 7047311500 - 150,000 ($2,979,000.00) Equity, (File 333-113284 - Mar. 4) (BR. 06) F-6 YARA INTERNATIONAL ASA, BYGDOY ALLE 2, N-0257 OSLO, Q8, 00000, 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-113288 - Mar. 4) (BR. ) S-1 DIRECT GENERAL CORP, 1281 MURFREESBORO ROAD, 5-01, NASHVILLE, TN, 37217, 3,202,272 ($104,265,976.32) Equity, (File 333-113289 - Mar. 4) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT 3D SYSTEMS CORP DE X X 03/03/04 AAMES FINANCIAL CORP/DE DE X X 12/31/03 AAMES FINANCIAL CORP/DE DE X X 01/31/04 ABERCROMBIE & FITCH CO /DE/ DE X 03/04/04 ABERDENE MINES LTD X 03/04/04 ACCREDITED HOME LENDERS INC MORTGAGE DE X X 02/19/04 ADVANCED FIBRE COMMUNICATIONS INC DE X X 03/04/04 AIRGAS INC DE X X 03/02/04 AIRGAS INC DE X X 03/03/04 ALARIS MEDICAL SYSTEMS INC DE X 12/31/03 ALICO INC FL X 02/29/04 ALLIANCE IMAGING INC /DE/ DE X X 03/03/04 ALLSTATE LIFE INSURANCE CO X 03/03/04 AMERICA WEST HOLDINGS CORP DE X 03/03/04 AMERICAN ACHIEVEMENT CORP DE X 03/03/04 AMERICAN HEALTHWAYS INC DE X X 03/03/04 AMERICAN RETIREMENT CORP TN X X 03/04/04 AMERICAN RETIREMENT CORP TN X X 03/04/04 AMERICAN SPECTRUM REALTY INC MD X X 02/27/04 AMPHENOL CORP /DE/ DE X X 03/04/04 APPLEBEES INTERNATIONAL INC DE X 03/04/04 APPLIX INC /MA/ MA X X 02/27/04 AMEND ARC COMMUNICATIONS INC NJ X X 02/25/04 ARCH CHEMICALS INC VA X X 03/04/04 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE X X 03/03/04 ASHWORTH INC DE X X 03/04/04 ASSOCIATED MATERIALS INC DE X X 03/04/04 ATHEROS COMMUNICATIONS INC DE X 03/04/04 AVONDALE INC GA X X 03/04/04 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/12/04 BANK UNITED CORP LITIGATION CONTINGEN DE X X 02/28/04 BARPOINT COM INC DE X X X 02/18/04 BARRETT BUSINESS SERVICES INC MD X 03/04/04 BEAR STEARNS ARM TRUST 2003-4 DE X X 02/25/04 BEAR STEARNS ARM TRUST 2003-5 DE X X 02/25/04 BEAR STEARNS ARM TRUST MORT PASS THR DE X X 02/25/04 BEAR STEARNS ARM TRUST MORT PASS THR DE X X 02/25/04 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 02/25/04 BEBE STORES INC CA X X 02/29/04 BIOGEN IDEC INC DE X 03/02/04 BIOJECT MEDICAL TECHNOLOGIES INC OR X X 03/03/04 BLUE RIVER BANCSHARES INC IN X X 02/23/04 AMEND BOND SECURITIZATION ASSET-BACKED CERT DE X X 12/25/03 AMEND BOSTON PROPERTIES INC DE X X 03/03/04 BOSTONFED BANCORP INC DE X X 03/03/04 BUFFALO WILD WINGS INC MN X X 03/04/04 BURLINGTON COAT FACTORY WAREHOUSE COR DE X 02/28/04 BUTLER NATIONAL CORP DE X X 03/04/04 CALGON CARBON CORPORATION DE X X 02/18/04 CANTEL MEDICAL CORP DE X X 03/02/04 CARMAX INC VA X 03/04/04 CATALYTICA ENERGY SYSTEMS INC DE X X 02/20/04 CAVALIER HOMES INC DE X X 12/31/03 CENTEX CORP NV X X 03/04/04 CERES GROUP INC DE X X 03/03/04 CHASE MANHATTAN BANK AUTO TRUST 2004- DE X X 03/03/04 CHASE MANHATTAN BANK AUTO TRUST 2004- DE X X 02/13/04 CHIROPRACTIC 21 INTERNATIONAL INC NV X X 03/04/04 CIRCUIT CITY STORES INC VA X 03/04/04 CITICORP MORTGAGE SECURITIES INC DE X 03/04/04 CITIZENS COMMUNICATIONS CO DE X 12/31/03 CITIZENS COMMUNICATIONS CO DE X 03/04/04 COLONY BANKCORP INC GA X X 03/04/04 COLUMBUS MCKINNON CORP NY X X 03/02/04 COMMERCIAL FEDERAL CORP NE X 03/04/04 COMMERCIAL NATIONAL FINANCIAL CORP /P PA X 03/04/04 CONNS INC DE X X 03/03/04 CORUS BANKSHARES INC MN X X 03/04/04 COUNTY BANK CORP MI X 03/04/04 CPI CORP DE X 03/03/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 03/04/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 03/04/04 CSFB MORTGAGE SEC CORP HM EQ PASS THR DE X X 12/25/03 AMEND CWALT INC X X 01/29/04 CWMBS INC DE X X 01/29/04 CYTOGEN CORP DE X 03/04/04 DAOU SYSTEMS INC DE X X 03/04/04 DDI CORP CA X X 03/03/04 DECORATOR INDUSTRIES INC PA X 03/02/04 DEL MONTE FOODS CO DE X X 03/04/04 DELCO REMY INTERNATIONAL INC DE X X X 03/04/04 DELTATHREE INC DE X X 03/04/04 DIAL CORP /NEW/ DE X 03/04/04 DIRECTVIEW INC NV X X 02/23/04 DIVIDEND CAPITAL TRUST INC MD X X 07/22/03 AMEND DOLLAR GENERAL CORP TN X X 03/04/04 DOR BIOPHARMA INC DE X 01/07/04 DXP ENTERPRISES INC TX X 12/31/03 DYNATEM INC CA X 02/27/04 EFJ INC DE X X 02/26/04 EMAGIN CORP DE X X 03/04/04 ENCORE MEDICAL CORP DE X 03/01/04 ENDURANCE SPECIALTY HOLDINGS LTD X X 03/04/04 EXTENDED SYSTEMS INC DE X X 03/04/04 FINISH LINE INC /DE/ DE X X 03/04/04 FIRST CITIZENS BANC CORP /OH OH X 03/04/04 FIRST COMMUNITY BANCSHARES INC /NV/ NV X X 03/04/04 FIRST FARMERS & MERCHANTS CORP TN X X X 03/03/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 07/27/03 AMEND FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 08/27/03 AMEND FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 09/27/03 AMEND FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 10/27/03 AMEND FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 12/27/03 AMEND FIRST HORIZON ASSET SEC INC MORT PAS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PAS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PASS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PASS DE X 01/25/04 FIRST HORIZON ASSET SEC INC MORT PASS DE X 01/25/04 FIRST HORIZON ASSET SEC MORT PAS THR DE X 01/25/04 FIRST HORIZON ASSET SEC MORT PASS THR DE X 01/25/04 FIRST HORIZON ASSET SEC MORT PASS-THR DE X 01/25/04 FIRST HORIZON ASSET SECS INC MORT PAS DE X 01/25/04 FIRST HORIZON ASSET SECURITIES INC PA DE X 01/25/04 FIRST HORIZON ASSET SECURITIES MORTGA DE X 01/25/04 FIRST HORIZON MORTGAGE PASS THROUGH C DE X 01/25/04 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 01/25/04 FIRST HORIZON MORTGAGE PASS THROUGH T DE X 01/25/04 FIRST HORIZON MORTGAGE PASS THRU TRUS DE X 01/25/04 FLEETWOOD ENTERPRISES INC/DE/ DE X X 03/04/04 FRANKLIN BANCORP INC MI X X 03/02/04 FUEL TECH N V X 03/01/04 GAP INC DE X X 03/04/04 GLADSTONE COMMERCIAL CORP MD X 02/18/04 GLOBAL LIFE SCIENCES INC X 11/05/03 AMEND GLOBALSANTAFE CORP X 03/04/04 GLOWPOINT INC DE X 03/03/04 GOTTSCHALKS INC DE X 03/04/04 GREER BANCSHARES INC SC X X 03/04/04 GRUBB & ELLIS CO DE X X 02/24/04 GS MORTGAGE SECURITIES CORP DE X 03/02/04 GS MORTGAGE SECURITIES CORP DE X X 03/02/04 GS MORTGAGE SECURITIES CORP FREMONT H DE X 02/20/04 HANSEN NATURAL CORP DE X 03/04/04 HARVEST NATURAL RESOURCES INC DE X X 03/04/04 HARVEST NATURAL RESOURCES INC DE X 03/04/04 HERCULES INC DE X X 03/01/04 HMI INDUSTRIES INC DE X X 02/26/04 HMS HOLDINGS CORP X X 03/03/04 HOME SOLUTIONS OF AMERICA INC DE X X 03/03/04 HOUGHTON MIFFLIN CO MA X X 03/04/04 HOUGHTON MIFFLIN CO MA X X 03/04/04 AMEND HYCOR BIOMEDICAL INC /DE/ DE X X 03/03/04 HYDROFLO INC X X 03/01/04 IKONICS CORP X X 02/23/04 IMAGING TECHNOLOGIES CORP/CA DE X X 03/04/04 IMPATH INC DE X X 03/01/04 INDUSTRIAL SERVICES OF AMERICA INC /F FL X 02/25/04 INFOCROSSING INC DE X X 03/04/04 INSIGHTFUL CORP DE X X 03/04/04 INTEL CORP DE X 03/04/04 INTELLISYNC CORP DE X X 03/04/04 INTERNATIONAL ASSETS HOLDING CORP DE X X 03/03/04 ISLE OF CAPRI CASINOS INC DE X 03/03/04 ISTAR FINANCIAL INC MD X X 03/02/04 J P MORGAN CHASE & CO DE X 03/04/04 J2 GLOBAL COMMUNICATIONS INC DE X X 02/23/04 JO-ANN STORES INC OH X 03/04/04 JONES SODA CO WA X X 03/04/04 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 03/02/04 KELLWOOD CO DE X X X 03/04/04 KNIGHT TRADING GROUP INC DE X X 03/04/04 KOHLS CORPORATION WI X 03/04/04 LA-Z-BOY INC MI X 03/04/04 LA-Z-BOY INC MI X 03/04/04 AMEND LABORATORY CORP OF AMERICA HOLDINGS DE X 03/04/04 LANDACORP INC DE X X 03/01/04 LIQUIDMETAL TECHNOLOGIES INC X X 03/04/04 LONG BEACH SECURITIES CORP DE X 03/04/04 LOUISIANA PACIFIC CORP DE X X 03/03/04 MADISON RIVER CAPITAL LLC DE X 03/04/04 MAGNUM HUNTER RESOURCES INC NV X X 03/04/04 MANTECH INTERNATIONAL CORP DE X X 03/03/04 MARTHA STEWART LIVING OMNIMEDIA INC DE X X 03/04/04 MAXCOR FINANCIAL GROUP INC DE X X X 02/17/04 MAYORS JEWELERS INC/DE DE X X 02/20/04 MEDICAL STAFFING NETWORK HOLDINGS INC DE X 03/04/04 MEMBERWORKS INC DE X X 03/04/04 METHODE ELECTRONICS INC DE X X 03/04/04 MGI PHARMA INC MN X X 03/02/04 MICRON ENVIRO SYSTEMS INC NV X 03/03/04 MINE SAFETY APPLIANCES CO PA X X 03/02/04 MODTECH HOLDINGS INC CA X X 03/04/04 MULTI COLOR CORP OH X 03/02/04 MUNICIPAL MORTGAGE & EQUITY LLC DE X X 03/02/04 NANOGEN INC DE X 03/03/04 NANOPHASE TECHNOLOGIES CORPORATION IL X X 03/03/04 NAVISTAR FINANCIAL SECURITIES CORP DE X 01/31/04 NCT FUNDING CO LLC DE X 03/02/04 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE X X 03/01/04 NEW YORK COMMUNITY BANCORP INC DE X X 03/04/04 NEWPOWER HOLDINGS INC DE X X 02/27/04 NEXMED INC NV X X 03/04/04 NICHOLAS FINANCIAL INC FL X X X 03/04/04 NITROMED INC DE X 03/04/04 NORTH FORK BANCORPORATION INC DE X 03/04/04 NORTHERN STAR FINANCIAL INC MN X X 02/26/04 NOVASTAR MORTGAGE FUNDING CORP DE X X 03/03/04 NTL INC DE X X 03/04/04 NTL INC DE X 03/04/04 NUEVO ENERGY CO DE X X 03/04/04 OMEGA HEALTHCARE INVESTORS INC MD X X 03/03/04 OPSWARE INC DE X X 03/04/04 ORAGENICS INC FL X X 03/04/04 ORS AUTOMATION INC DE X X 03/04/04 ORTHODONTIC CENTERS OF AMERICA INC /D DE X X 03/03/04 PACIFIC BIOMETRICS INC DE X X 03/04/04 PACIFICORP /OR/ OR X 03/03/04 PALL CORP NY X X 03/02/04 PANERA BREAD CO DE X X X 03/04/04 PAYLESS SHOESOURCE INC /DE/ DE X X 03/04/04 PAYLESS SHOESOURCE INC /DE/ DE X X 03/04/04 PDI INC DE X X 03/03/04 PEOPLES BANCORP OF NORTH CAROLINA INC NC X X 03/02/04 PEOPLES BANCORPORATION INC /SC/ SC X X 03/03/04 PEP BOYS MANNY MOE & JACK PA X X 01/31/04 PHASE III MEDICAL INC/DE DE X X 03/02/04 PHELPS DODGE CORP NY X 03/04/04 POWERCERV CORP FL X X 03/03/04 AMEND PRIMARY BUSINESS SYSTEMS INC NV X X 02/19/04 AMEND PROASSURANCE CORP DE X X 07/08/03 PROCYTE CORP /WA/ WA X X 03/04/04 PROVIDENCE SERVICE CORP DE X X 03/03/04 PROXYMED INC /FT LAUDERDALE/ FL X X 03/03/04 PUBLIC STORAGE INC /CA CA X 02/27/04 QAD INC DE X 03/04/04 QUICKSILVER RESOURCES INC DE X X 03/03/04 QUINTILES TRANSNATIONAL CORP NC X X 03/04/04 RED HAT INC DE X X 03/04/04 RENT WAY INC PA X 03/04/04 ROCKFORD CORP AZ X X 02/26/04 SAKS INC TN X X 03/03/04 SCARAB SYSTEMS INC NV X 03/02/04 SCBT FINANCIAL CORP SC X 03/04/04 SCHAWK INC DE X 03/04/04 SCHULMAN A INC DE X 03/04/04 SCOPE INDUSTRIES CA X 03/01/04 AMEND SELECT COMFORT CORP MN X 03/03/04 SIERRA HEALTH SERVICES INC NV X X 03/03/04 SIX FLAGS INC DE X X 03/03/04 SMARTSERV ONLINE INC DE X X 02/28/04 SPANISH BROADCASTING SYSTEM INC DE X X 03/04/04 SPARTECH CORP DE X 03/04/04 SPIEGEL INC DE X 03/04/04 SPORT SUPPLY GROUP INC DE X X 02/27/04 SPORTS CLUB CO INC DE X X 02/28/04 STANDARD COMMERCIAL CORP NC X X 03/04/04 STANDARD COMMERCIAL CORP NC X X 03/04/04 STAPLES INC DE X 03/04/04 STATEN ISLAND BANCORP INC DE X X 03/01/04 STEWART & STEVENSON SERVICES INC TX X X 03/03/04 STRATEGIC DIAGNOSTICS INC/DE/ DE X 03/04/04 STRUCTURED ASSET MORT INV II INC BEAR DE X X 02/25/04 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 02/25/04 STRUCTURED ASSET MORT PASS THRU CERTS DE X X 02/21/04 SUPERIOR ENERGY SERVICES INC DE X X 03/04/04 TAKE TWO INTERACTIVE SOFTWARE INC DE X X X 03/04/04 TAYLOR ANN STORES CORP DE X X 03/04/04 TEKELEC CA X X 02/25/04 TIVO INC DE X X 03/04/04 TOREADOR RESOURCES CORP DE X 03/03/04 TRANSACT TECHNOLOGIES INC DE X X 03/04/04 TREASURE MOUNTAIN HOLDINGS INC NV X X 03/03/04 TTR TECHNOLOGIES INC DE X X 03/04/04 TTR TECHNOLOGIES INC DE X X 03/04/04 U S PHYSICAL THERAPY INC /NV NV X X 03/04/04 ULTRA PETROLEUM CORP X 03/03/04 UNIFAB INTERNATIONAL INC LA X X 03/03/04 UNITED STATES STEEL CORP DE X X 03/03/04 UNITED STATES STEEL CORP DE X X 03/03/04 UNITED SURGICAL PARTNERS INTERNATIONA DE X X 03/04/04 US AIRWAYS GROUP INC DE X X 03/04/04 VALEANT PHARMACEUTICALS INTERNATIONAL DE X X 03/04/04 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