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Downloadable files
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Department of Health and Human Services
Substance Abuse and Mental Health Services
Administration
Center for Mental Health Services (CMHS)
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Notice of Funding Availability (NOFA)
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Download NOFA
SM 04-013:
Word
Document
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Funding Opportunity Title:
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Networking and Certifying Suicide Prevention Hotlines
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Announcement Type: Initial
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Funding Opportunity Number: SM 04-013
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Acrobat Document |
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Catalog of Federal Domestic Assistance
(CFDA) Number: 93.243 |
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Due Date for Applications: July 21, 2004
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Funding Instrument: Grant
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Scroll
down for more links |
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[Note: Letters from State Single
Point of Contact (SPOC) in response to E.O. 12372 are due September 20,
2004.] |
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Download
Standard Announcement
INF-04
PA [MOD]
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SUMMARY:
The Substance Abuse and Mental Health Services Administration (SAMHSA),
Center for Mental Health Services, announces the availability of FY 2004
grant funds for Networking and Certifying Suicide Prevention Hotlines.
A synopsis of this funding opportunity, as well as many other Federal
Government funding opportunities, is also available at the Internet site:
www.grants.gov.
For complete instructions, potential applicants must obtain a copy of
SAMHSA’s standard Infrastructure Grants announcement [INF-04 PA (MOD)],
and the PHS 5161-1 (Rev. 7/00) application form before preparing and submitting
an application. The INF-04 PA (MOD) describes the general program design
and provides instructions for applying for all SAMHSA Infrastructure Grants,
including the Networking and Certifying Suicide Prevention Hotlines grant.
Additional instructions and specific requirements for this funding opportunity
are described below.
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I. Funding Opportunity Description
Authority: Section 520A of the Public Health Service Act,
as amended and subject to the availability of funds.
Networking and Certifying Suicide Prevention Hotlines grant program is
one of SAMHSA’s Infrastructure Grants. In general, SAMHSA’s Infrastructure
Grants provide funds to increase the capacity of mental health and/or
substance abuse service systems to support effective programs and services.
This particular grant will provide funding to manage a toll-free national
suicide prevention hotline network utilizing a life affirming number which
routes calls from anywhere in the United States to a network of local
crisis centers that can link callers to local emergency, mental health
and social service resources. Grant funds must also be used to increase
the number of crisis centers certified in suicide prevention.
The goals of the Networking and Certifying Suicide Prevention Hotlines
grant program are to:
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Increase the number of crisis programs offering hotline services
which are networked through a single, nationally accessible telephone
number, utilizing telecommunications technology that links callers
to their geographically nearest crisis center. It is expected
that there will be at least one crisis program offering hotline services
in all 50 states;
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Increase the number of crisis centers/hotlines certified in suicide
prevention, e.g., having achieved defined standards in crisis worker
training, service delivery, lethality assessments, organizational
administration and program evaluation; and
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Evaluate, collect and analyze data regarding such issues as: as the
use of the national suicide prevention number (including variations
by state and area code); reasons for callers’ use of the service;
the nature and appropriateness of services provided; outcomes of the
intervention (i.e., referrals made to emergency, mental health and
social services resources); and the technical efficiency and effectiveness
of the telephone service that is provided to callers. The evaluation
must address the effectiveness of intervention services provided by
crisis centers within the network as compared to crisis centers not
in the network.
To achieve these goals, the applicant will be required to engage in the
following activities:
1) Network Centers:
The applicant must demonstrate a capacity to network centers using
telephone technology that permits national access to crisis centers
or hotline services through a single toll-free number. This number will
be selected by SAMHSA and maintained by the applicant. SAMHSA
will choose a number that is easy to remember and is life affirming.
The applicant will use this telephone number to establish and maintain
the hotline network. At the end of the grant period, SAMHSA will
determine whether if it will continue to retain the number or
release it to the grantee. This determination will be made no
later than six months prior to the end of the grant period. The
technology utilized must permit calls to be directed immediately to
a telephone suicide prevention worker who is within geographic proximity
to the caller. The network must have the capacity to assist local crisis
centers in identifying the telephone numbers of callers at imminent
risk of suicide in need of emergency rescue who are unable or unwilling
to provide a telephone number or location (e.g. caller ID, ANI, or call
tracing). The applicant must describe in their proposed approach
the type of call routing system to be used (i.e. carrier driven advanced
business networking or a customized service hosted by a carrier but
maintained through the applicant organization or through subcontracts).
The applicant should clearly explain why they are proposing a particular
approach. This discussion should include the following information:
review literature that discusses determination of peak usage periods
in order to determine the size of the network, average call drop rates
and how the proposed approach seeks to reduce call drops, the cost benefits
to the approach, and the specific features of the approach that
will enhance the hotline network, and provide crucial data to the individual
crisis centers and to SAMHSA.
In addition to establishing the telephone network, the applicant must
clearly demonstrate the capability to provide training and technical
assistance to the individual crisis centers on utilizing the network
technology, provide assistance to obtain or upgrade equipment at the
local crisis centers in order to participate in the network, provide
incentives to the local crisis centers to maintain their certification,
continue participation in the network and provide call outcome data
to the applicant who will then aggregate data from all centers, analyze
and report it to SAMHSA.
2) Certification of Crisis Hotlines:
The applicant must increase the number of crisis hotlines certified
in suicide prevention. Crisis centers participating in the network should
be certified in suicide prevention by the American Association of Suicidology
(AAS), or if not certified by AAS, have met accreditation standards
accepted by AAS as equivalent, such as the Joint Commission on the Accreditation
of Healthcare Organizations (JCAHO), the Commission on the Accreditation
of Rehabilitation Facilities (CARF), or Contact USA. The applicant
should have experience with, or partner with, an organization that has
experience with certification of crisis centers in suicide prevention.
3) Resource Database Development:
The applicant must develop a Resource Database that can be accessed
via the Internet by all crisis centers, regardless of their participation
in the network. This resource database will quickly provide the hotline
center with local information on emergency, mental health, and social
service resources within 50 miles of the caller’s geographical area.
The applicant should either have, or partner with, an organization that
has a documented history of developing such a comprehensive resource
database. The applicant may also propose to use other currently
existing databases.
4) Program Evaluation:
The applicant must conduct an evaluation of the grant project that
accurately documents the population served by the toll-free crisis line
service, including variations in usage by state and area code; the reason(s)
for callers’ use of the service; the nature and appropriateness of the
service that was provided; the outcome(s) (i.e., referrals made to emergency,
mental health, and social service resources); and the technical efficiency
and effectiveness of the telephone service that is provided to callers
using the toll-free crisis service. The applicant should either have,
or partner with, another organization that has a documented history
of successful evaluation efforts.
5) Sustainability:
The applicant must propose a sustainability plan that ensures that
the program can be self-supporting when Federal funding ends. The applicant
must demonstrate experience in sustaining similar initiatives through
blended public and private funding.
6) Financial Management:
The selected applicant must demonstrate existence of an adequate financial
management system (reference 45 CFR Part 74, Subpart C), and be capable
of administering Federal awards. Specifically, the applicant must
maintain and follow adequate policies and procedures that safeguard
assets and determine cost allowability, maintain an accounting system
capable of segregating grant income and expenditures, maintain effective
accountability and control over grant funds, maintain accounting records
supported by source documentation, maintain an adequate procurement
system (including ability to administer subcontracts, if applicable),
and maintain property control.
The activities described above fall within the following categories
of allowable activities listed in the INF-04 PA (MOD): provider/network
development, development of interagency coordination mechanisms, data
infrastructure development, and evaluation. Activity in the other
categories of allowable activity defined in the INF-04 PA (MOD) are
allowed only to the extent that the applicant can demonstrate that they
are critical to the effective implementation of the activities that
are required for this grant.
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Background:
There are currently estimated to be over 500 operating “crisis centers”
in the United States, exclusive of military and employee assistance programs.
Some are specialty centers focusing on crises related to domestic violence
or rape. Others see their mission as responding to the needs of
all types of personal and family crises. The primary
objective of the crisis center is to diffuse the immediate crisis, ensure
the caller’s safety, and assist the caller to take the next immediate
steps toward resolving the problem. In any type of serious
personal crisis, the potential for suicidal thoughts and behaviors exist.
In published surveys, 10 percent of calls to all types of crisis programs
involve suicidality. Hotline crisis services represent one of many
possible effective interventions for suicidality.
“Hotline” crisis services may be directly associated with a single crisis
center, which also offers face-to-face client services, or be a “hotline-only”
service in which there are no associated face-to-face services.
Such “hotline-only” centers may be hundreds or thousands of miles from
the location of the caller and often maintain databases of crisis, mental
health, and social services local to the caller to which that person can
be referred if indicated. “Suicide prevention hotlines” are staffed
with suicide prevention workers who establish and maintain contact with
the individual while identifying and clarifying the problem, evaluating
the potential for suicide, assessing the individual’s strengths and resources,
and mobilizing available resources including paramedic or police intervention
and emergency psychiatric care as needed.
“Suicide prevention hotlines” may be stand-alone “hotline only” services,
may operate out of community agencies, or be part of organized health
and mental health care delivery systems. While suicide prevention hotlines
have been in existence for more than forty years, access to such services
in many areas has been either highly variable or non-existent. The multiplicity
of phone numbers for local hotlines made national, state or regional public
education campaigns impossible. This led to support for a single,
toll free, nationally accessible telephone number for suicide prevention,
utilizing telecommunications technology that links callers to their geographically
nearest crisis center.
Though not all crisis centers have widely publicized “hotline” services,
it is generally believed that most, if not all, centers field crisis calls
from suicidal individuals. While face-to-face assessment and counseling
in the work of crisis centers are to a large degree done by health professionals,
much of the important work of telephone crisis intervention is done
by trained volunteers. The use of trained volunteers in the role
of telephone crisis workers has existed for many years and spawned the
development of standards to guide them in their work. Workers responding
to suicidal callers should be trained in the use of clinical intervention
techniques. The certification of crisis centers in suicide prevention
is a crucial component of this grant. Many crisis centers do not
operate out of organized health delivery systems, such as hospitals or
community mental health centers. State laws and regulations governing
the use of terms such as "crisis center", "crisis line",
or "hotline" either do not exist or vary widely. The majority
of crisis center workers are volunteers who do not fall under any state
licensing laws for mental health professionals. Thus, voluntary certification
for meeting nationally recognized suicide prevention standards is virtually
the only form of external, task specific quality control that exists for
many crisis centers. The success of the network is ultimately tied
to the adherence of participating crisis centers to nationally recognized
standards for suicide prevention.
Definitions:
Crisis center: A program that establishes immediate telephone
communication between people who are emotionally distressed and individuals
who have been trained to provide telephone assistance to diffuse the
crisis, ensure the caller’s safety, and assist the caller to take next
steps toward resolving the problem.
Hotline crisis services: A telephone service directly
associated with a single crisis center.
Suicide prevention hotline: A program that provides telephone
crisis intervention services to individuals expressing suicidal thoughts
or behavior, or to others calling on behalf of such persons in crisis,
with the objective of exploring alternatives to self-harm.
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Standard Announcement
INF-04
PA [MOD]
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II. Award Information
1. Estimated Funding Available/Number of Awards:
It is expected that up to $2.2 million will be available to fund one
award in FY 2004. It is expected that only one Category 2-Comprehensive
Infrastructure Grant, as defined in the INF-04 PA (MOD), will be
awarded. The maximum allowable award is $2.2
million in total costs (direct and indirect) per year for three years.
Proposed budgets cannot exceed the allowable amount in any year of
the proposed project. The actual amount available for the award
may vary, depending on unanticipated program requirements and the quality
of the applications received. Annual continuations will depend on
the availability of funds, progress in meeting program goals and
objectives, and timely submission of required data and reports.
2. Funding Instrument: Cooperative Agreements
Role of the Grantee:
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Comply with the terms of the award and all applicable grant rules
and regulations, and satisfactorily perform activities to achieve
the goals described below;
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Seek SAMHSA approval for key positions to be filled. The key
positions include: project director, networking/telephony director,
certification director, evaluation director, database director;
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Seek SAMHSA approval of proposed approach to networking of hotlines
prior to implementing proposed design and accept SAMHSA-recommended
modifications to approach;
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Consult with and accept guidance from CMHS staff on performance of
activities to achieve goals described below;
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Respond to requests for information from CMHS;
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Agree to provide SAMHSA with data required for the Government Performance
and Results Act (GPRA);
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Manage the toll free telephone number selected by SAMHSA through
the end of the grant period and relinquish control of the telephone
number to SAMHSA or to another organization, if required;
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Produce required SAMHSA reports.
Role of SAMHSA staff:
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Maintain overall responsibility for monitoring the conduct and progress
of the suicide prevention hotline networking and certification program;
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Approve proposed key positions/personnel
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Review proposed approach and request modifications to approach and/or
approve the approach;
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Make recommendations regarding continued funding;
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Provide guidance and technical assistance on project design;
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Approve all proposed subcontracts;
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Review quarterly reports and conduct a site visit, if warranted;
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Review and approve the evaluation plan, including the sites selected
to participate in the evaluation;
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Approve data collection plans and institute policies regarding data
collection;
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Recommend consultants for assisting with the resource database, evaluation,
and data collection, if needed; and
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Provide technical assistance, as needed, on sustainability and to
assist in disseminating the resource database to non-networked crisis
centers.
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Provide a toll free number that is easy to remember, life affirming
and test marketed.
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Go
to Application forms:
PHS 5161-1
and
SF
424
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IV. Application and Submission Information:
1. Address to Request Application Package:
Complete application kits may be obtained from the National Mental
Health Information Center at 1-800-789-2647. When requesting an
application kit for this program, the applicant must specify the funding
opportunity title (Networking and Certifying Suicide Prevention Hotlines)
and the funding opportunity number (SM 04-013) for which detailed
information is desired. All information necessary to apply, including
where to submit applications and application deadline instructions,
is included in the application kit. The PHS 5161-1 application form
is also available electronically on the left and the INF-04 PA (MOD)
is available electronically at http://alt.samhsa.gov/grants/2004/standard/Infrastructure/index.asp.
When submitting an application, be sure to type “SM 04-013
Networking and Certifying Suicide Prevention Hotlines” in Item Number
10 on the face page of the application form. Also, SAMHSA applicants
are required to provide a DUNS Number on the face page of the application.
To obtain a DUNS Number, access the Dun and Bradstreet web site at www.dunandbradstreet.com
or call 1-866-705-5711.
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2. Content and Form of Application Submission:
Appendices 3 and 5, referenced in the INF-04 PA (MOD) in Section IV-2,
are not required and should not be included in the application.
Additional information including required documents, required application
components, and application formatting requirements is available in
the INF-04 PA (MOD) in Section IV-2.
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Checklist for Formatting Requirements and Screenout Criteria for SAMHSA
Grant Applications
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SAMHSA’s goal is to review all applications submitted for grant funding.
However, this goal must be balanced against SAMHSA’s obligation to ensure
equitable treatment of applications. For this reason, SAMHSA has
established certain formatting requirements for its applications.
If you do not adhere to these requirements, your application will be
screened out and returned to you without review.
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Use the PHS 5161-1 application.
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Applications must be
received by the application deadline. Applications received after
this date must have a proof of mailing date from the carrier dated at least
1 week prior to the due date. Private metered postmarks are not acceptable
as proof of timely mailing. Applications not received by the application
deadline or not postmarked at least 1 week prior to the application deadline
will not be reviewed. |
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Information provided
must be sufficient for review. |
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Text must be legible.
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Type size in the Project Narrative cannot exceed an average of 15
characters per inch, as measured on the physical page. (Type
size in charts, tables, graphs, and footnotes will not be considered
in determining compliance.)
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Text in the Project Narrative cannot exceed 6 lines per vertical
inch.
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Paper must be white
paper and 8.5 inches by 11.0 inches in size. |
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To ensure equity among applications, the amount of space allowed for
the Project Narrative cannot be exceeded.
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Applications would meet this requirement by using all margins (left,
right, top, bottom) of at least one inch each, and adhering to the
page limit for the Project Narrative stated in the specific funding
announcement.
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Should an application not conform to these margin or page limits,
SAMHSA will use the following method to determine compliance:
The total area of the Project Narrative (excluding margins, but including
charts, tables, graphs and footnotes) cannot exceed 58.5 square inches
multiplied by the page limit. This number represents the full
page less margins, multiplied by the total number of allowed pages.
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Space will be measured on the physical page. Space left blank
within the Project Narrative (excluding margins) is considered part
of the Project Narrative, in determining compliance.
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The page limit for Appendices stated in the specific funding announcement
cannot be exceeded.
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To facilitate review
of your application, follow these additional guidelines. Failure to
adhere to the following guidelines will not, in itself, result in your application
being screened out and returned without review. However, the information
provided in your application must be sufficient for review. Following
these guidelines will help ensure your application is complete, and will
help reviewers to consider your application. |
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The 10 application components required for SAMHSA applications must be
included:
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Face Page (Standard Form 424, which is in PHS 5161-1)
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Abstract
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Table of Contents
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Budget Form (Standard Form 424A, which is in PHS 5161-1)
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Project Narrative and Supporting Documentation
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Appendices
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Assurances (Standard Form 424B, which is in PHS 5161-1)
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Certifications (a form in PHS 5161-1)
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Disclosure of Lobbying Activities (Standard Form LLL, which is in
PHS 5161-1)
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Checklist (a form in PHS 5161-1)
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Applications should
comply with the following requirements:
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Provisions relating to confidentiality, participant protection and
the protection of human subjects, as indicated in the specific funding
announcement.
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Budgetary limitations as indicated in Sections I, II, and IV-5 of
the specific funding announcement.
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Documentation of nonprofit status as required in the PHS 5161-1.
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Pages should be typed
single-spaced with one column per page. |
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Pages should not have
printing on both sides. |
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Please use black ink,
and number pages consecutively from beginning to end so that information
can be located easily during review of the application. The cover
page should be page 1, the abstract page should be page 2, and the table
of contents page should be page 3. Appendices should be labeled and separated
from the Project Narrative and budget section, and the pages should be numbered
to continue the sequence. |
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Send the original application
and two copies to the mailing address in the funding announcement.
Please do not use staples, paper clips, and fasteners. Nothing should
be attached, stapled, folded, or pasted. Do not use heavy or lightweight
paper, or any material that cannot be copied using automatic copying machines.
Odd-sized and oversized attachments such as posters will not be copied or
sent to reviewers. Do not include videotapes, audiotapes, or CD-ROMs.
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3. Submission Dates and Times:
Applications must be received by July 21, 2004. You will be notified
by postal mail that your application has been received. Additional submission
information is available in the
INF-04 PA (MOD) in section IV-3.
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4. Intergovernmental Review:
Applicants for this funding opportunity must comply with Executive
Order 12372 (E.O.12372). E.O.12372, as implemented through Department
of Health and Human Services regulation at 45 CFR Part 100, sets up
a system for State and local review of applications for Federal financial
assistance. Instructions for complying with E.O.12372 are provided in
the INF-04
PA (MOD) in Section IV-4. A current listing of State Single Points
of Contact (SPOCs) is included in the application kit and is available
at www.whitehouse.gov/omb/grants/spoc.html.
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5. Funding Restrictions:
Funds for the Networking and Certification of Suicide Prevention Hotlines
grant may not be used for implementation pilots, as stated in
the INF-04 PA (MOD). Additional information concerning funding
restrictions is available in the INF-04 PA (MOD) in Section IV-5.
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V. Application Review Information
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1. Evaluation Criteria: Applications will be reviewed
against the Evaluation Criteria and requirements for the Project Narrative
specified in the INF-04 PA (MOD). The following information
describes exceptions or limitations to the INF-04 PA (MOD) and provides
special requirements that pertain only to the grant for Networking and
Certifying Suicide Prevention Hotlines.
Note that implementation pilots referenced in the INF-04 PA (MOD) may
not be included in this grant program.
Applicants must discuss the following requirements in their applications,
in addition to the requirements specified in the INF-04 PA (MOD):
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1.1 In “Section A: Statement of Need”:
a. The target population for this program is the total potential
number of suicidal persons who may seek help through hotline services
in the United States. The applicant should address the needs of
this target population in Section A of the Project Narrative.
b. Applicants may disregard the 4th bullet in Section
A that requests applicants to show that the identified need for the
proposed project is consistent with the State’s priorities. This
requirement does not apply because the scope of this grant program is
nationwide.
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1.2 In “Section B: Proposed Approach”:
Applicants must address the goals and activities of the grant for Networking
and Certifying Suicide Prevention Hotlines identified in Section I of
this NOFA when responding to the bullets in Section B of the INF-04
PA (MOD)
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1.3 In “Section D: Evaluation and Data:”
All SAMHSA grantees are required to collect and report certain data,
so that SAMHSA can meet its obligations under the Government Performance
and Results Act (GPRA). The Networking and Certifying Suicide
Prevention Hotlines grantee will be required to report on the increase
in the number of hotline centers included in the network and the increase
in the number certified in suicide prevention. Applicants
must document their ability to collect and report on these measures
in “Section E: Evaluation and Data” of their applications.
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2. Review and Selection Process:
Information about the review and selection process is available in
the INF-04
PA (MOD) in Section V-2.
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VI. Award Administration Information:
Award administration information, including award notices, administrative
and national policy requirements, and reporting requirements are available
in the INF-04
PA (MOD) in Section VI.
SAMHSA’s standard terms and conditions are available at alt.samhsa.gov/grants/2004/useful_info.asp
Note that the Networking and Certifying Suicide Prevention Hotlines
grantee will be required to provide quarterly progress/financial reports
in addition to annual progress/financial reports. The quarterly reporting
format, including crisis center call data, is under development by SAMHSA.
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VII. Agency Contact for Additional Information:
For questions about program issues, contact:
Brenda Bruun
SAMHSA/CMHS, Division of Prevention, Traumatic Stress and Special Programs
5600 Fishers Lane, Room 17C-26
Rockville, MD 20857
301-443-4669
E-mail: bbruun@samhsa.hhs.gov
For questions on grants management issues, contact:
Gwendolyn Simpson
SAMHSA/Division of Grants Management
5600 Fishers Lane, Room 13-103
Rockville, MD 20857
240-276-1400
E-mail: Gwen.Simpson@samhsa.hhs.gov
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Dated:
May 20, 2004
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Signed:
Daryl Kade
Director, Office of Policy, Planning and Budget
Substance Abuse and Mental Health Services Administration
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