SEC NEWS DIGEST Issue 2005-245 December 22, 2005 ENFORCEMENT PROCEEDINGS COMMISSION SUSTAINS NASD'S DELISTING OF FOG CUTTER CAPITAL GROUP The Commission dismissed Fog Cutter Capital Group, Inc.'s appeal of NASD's delisting of Fog Cutter's securities. The Commission concluded that NASD, acting on public-interest grounds, properly delisted Fog Cutter to protect the integrity of, and public confidence in, the Nasdaq market. NASD's delisting was based on the 2004 guilty plea of Andrew Wiederhorn to two federal felony violations and the Fog Cutter board's reaction to the investigation and conviction of Wiederhorn. Wiederhorn was Fog Cutter's chairman, chief executive officer, and controlling stockholder. The Commission found that, in 2003, Fog Cutter's board knew Wiederhorn was under investigation by a federal grand jury. The board, acting on at Wiederhorn's behest, renegotiated his employment agreement to provide that conviction of a felony not involving Fog Cutter would not be cause to terminate Wiederhorn. The Board was aware that the alleged violative conduct, although felonious, did not involve Fog Cutter. The Commission further found that, in 2004, in anticipation of the guilty pleas, the Board, again at Wiederhorn's request, negotiated a leave-of-absence agreement with Wiederhorn under which Fog Cutter paid Wiederhorn his salary, bonuses, and benefits during his expected imprisonment, and indirectly paid the $2 million restitution required of Wiederhorn as part of his sentence and allowed him to keep some of his titles and responsibilities. Subsequently, the Bureau of Prisons informed the company that Wiederhorn could not act as chief executive officer while he was in prison. (Rel. 34-52993; File No. 3-11934) COMMISSION DECLARES DECISION AS TO E TRADE SYSTEMS, INC. FINAL The decision of an administrative law judge with respect to E Trade Systems, Inc., formerly known as Personal Portals Online, Inc. has become final. The Order Instituting Proceeding (OIP) charged E Trade for violating Sections 13(a) of the Securities Exchange Act of 1934 and Exchange Rules 13a-1 and 13a-13 with respect to the filing of a registration under Section 12(g) of the Exchange Act and Exchange Act Rules 13a-1 and 13a-13. However, the Division of Enforcement filed a motion on Nov. 23, 2005 to amend the OIP which stated that E Trade was not the proper respondent, and requested that the proceeding against E Trade be dismissed. (Rel. 34-52996; File No. 3-12062) SEC SUES NCFE EXECUTIVES FOR ROLE IN $2.6 BILLION FRAUD On December 21, the Commission filed a civil injunctive action in the U.S. District Court for the Southern District of Ohio, alleging Lance Poulsen, principal and former Chief Executive Officer of National Century Financial Enterprises, Inc. (NCFE), Donald S. Ayers, principal and former Chief Operating Officer of NCFE, Rebecca S. Parrett, principal and former Director of NCFE's Accounts Receivable Servicer Department, and Randolph H. Speer, former Chief Financial Officer of NCFE, participated in a scheme to defraud investors in securities issued by subsidiaries of NCFE, NPF VI and NPF XII (Programs). Through the Programs, NCFE purchased medical accounts receivable and issued notes that securitized those receivables. The subsidiaries were required to maintain certain cash reserves and receivables as collateral for the notes. Nevertheless, these defendants and others depleted the Programs' reserve accounts and collateral base by "advancing" as much as $1.2 billion from the programs' funds to health-care providers without receiving eligible receivables in return. The advances were essentially unsecured loans to distressed or defunct health-care providers, some of which were wholly or partly owned by NCFE or its principals. To disguise the advances and other business losses, NCFE provided false receivables information in offering documents; made large accounting transfers to hide $350 million or more in reserve shortfalls; issued false investor reports; created false audit detail; and provided other misleading information to its independent auditors. NCFE and its subsidiaries collapsed suddenly in October 2002 when investors discovered that the companies had hidden massive cash and collateral shortfalls from investors and auditors. The collapse caused investor losses exceeding $2.6 billion and approximately 275 health- care providers were forced to file for bankruptcy protection. [SEC v. Lance Poulsen, Rebecca Parrett, Donald Ayers and Randolph Speer, Civil Action No. 2:05 CV 1142, SD Ohio] (LR-19509; Press Rel. 2005-181) SEC v. BRENT W. FEDERIGHI AND MICHAEL C. HOFFMAN The Commission announced the filing of civil fraud charges against two former San Francisco hedge fund managers. The SEC alleges that the fund managers defrauded scores of mutual funds and their shareholders of approximately $49 million when they placed thousands of illegal "late trades" after the close of the market, which enabled the managers to trade based on after-market events while still obtaining the prices in effect before the market closed. According to the Commission, the fund managers also fraudulently engaged in "market timing," by which they placed frequent short-term trades prohibited by the mutual funds and burdened other shareholders with unfair costs as a result. The Commission's complaint, filed in the United States District Court for the Northern District of California, names Brent W. Federighi, 34, and Michael C. Hoffman, 42, both of San Francisco, in connection with their conduct between 2000 and 2002 on behalf of the Ilytat hedge fund, which they co-managed and which closed in August 2002, and in connection with Federighi's conduct from September 2002 to October 2003 in managing the Gage Capital hedge fund after Ilytat closed. In May 2001, Ilytat's domestic and offshore funds had a total of approximately $130 million in assets, and when Gage closed in 2003 it had approximately $55 million in assets in its domestic and offshore funds. According to the Commission's complaint, Federighi and Hoffman deliberately exploited a loophole in their broker's mutual fund order entry system to place over 3,000 fraudulent late trades (representing over 80% of their hedge funds' mutual fund trades) in over 400 different mutual funds, allowing them to obtain better prices for their mutual fund shares than other investors received. The late trading by Federighi and Hoffman caused losses of approximately $49 million to other mutual fund investors through the hedge funds' improper receipt of stale fund prices. Some trades were placed as late as 5:45 p.m. (Eastern Time), or 1.75 hours after the time as of which the mutual funds' prices were set. In addition, Federighi and Hoffman allegedly engaged in short-term trading in mutual funds, in violation of the mutual funds' rules. When the mutual funds discovered this improper market timing, they restricted or barred Ilytat and Gage from investing in the funds. Federighi and Hoffman then allegedly used deceptive techniques to conceal the hedge funds' identities in order to continue market timing those funds. Among other things, Ilytat and Gage placed trades using multiple, non-consecutively numbered accounts to conceal their identities from the funds. Specifically, the complaint alleges that by engaging in the conduct described above, Hoffman and Federighi violated Section 10(b) of the Securities Exchange Act and Rule 10b-5 thereunder, Sections 206(1) and 206(2) of the Advisers Act of 1940, and Section 37 of the Investment Company Act. The Commission seeks to enjoin defendants from committing future violations of these provisions, disgorgement of all ill-gotten gains plus prejudgment interest, and civil monetary penalties. [SEC v. Brent William Federighi and Michael Carl Hoffman, USDC NDCA, Civ. Action No. C-05-05305 MMC] (LR-19510) SEC v. ROANOKE TECHNOLOGY CORP., ET AL. The Commission announced that on December 21 it filed a complaint in federal district court in Orlando, Florida against Roanoke Technology Corp. (Roanoke), based in Rocky Mount, North Carolina, David L. Smith, Jr., Roanoke's chairman, chief executive officer and president, Thomas L. Bojadzijev, and Barrett R. Clark. The complaint alleges that the defendants participated in a scheme to illegally raise money for themselves by using Form S-8 registration statements. The complaint also names Sussex Avenue Partners LLC (Sussex) as a relief defendant. According to the complaint, from 2003 through October 2004, Smith had Roanoke issue over one billion shares, pursuant to several Form S-8 registration statements, to Bojadzijev and Clark, purportedly to compensate them for services provided to Roanoke. The complaint alleges that Bojadzijev and Clark raised over $7 million in liquidating these shares and funneled over $4 million to Smith, who used the funds for his own personal spending. Form S-8 registration statements permit the issuance of stock to consultants in certain circumstances to compensate them for legitimate services rendered. S-8 stock, however, cannot be used by the issuer, such as Roanoke, to raise capital for its control persons. The complaint also alleges that Smith caused Roanoke to issue a series of false and misleading press releases while Bojadzijev was selling stock into the market. The Commission's complaint alleges that the defendants violated the securities registration provisions of Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act) and the antifraud provisions of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The Commission's complaint further alleges that Roanoke violated the reporting provisions of Section 13(a) of the Exchange Act and Rule 12b-20 thereunder, and that Smith aided and abetted Roanoke's violations of Section 13(a) of the Exchange Act and Rule 12b-20 thereunder, and violated the certification provisions of Section 13(a) of the Exchange Act and Rule 13a-14 thereunder. The Commission's complaint also alleges that Smith, Bojadzijev, and Clark violated the reporting provisions of Sections 13(d) and 16(a) of the Exchange Act and Rules 13d-1, 13d-2, and 16a-3 thereunder. [SEC v. Roanoke Technology Corp., et al., Civil Case No. 6:05-CV-1880-ORL-3-KRS, USDC, M.D. Fla.] (LR-19511) INVESTMENT COMPANY ACT RELEASES AEW REAL ESTATE INCOME FUND, ET AL. An order has been issued on an application filed by AEW Real Estate Income Fund, et al. under Section 6(c) of the Investment Company Act exempting applicants from Sections 18(f) and 21(b) of the Act, under Section 12(d)(1)(J) of the Act exempting applicants from Section 12(d)(1) of the Act, under Sections 6(c) and 17(b) of the Act exempting applicants from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act permitting certain joint transactions. The order permits certain registered management investment companies to invest cash balances in affiliated money market funds and to participate in a joint lending and borrowing facility. (Rel. IC-27194 - December 21) STANDARDS SETTING BOARDS PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD PROPOSED RULES The Commission published for public comment proposed Public Company Accounting Oversight Board Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist, (File No. PCAOB-2005-01) under Section 19(b)(1) of the Exchange Act. The PCAOB's proposed Auditing Standard No. 4 establishes requirements that apply when an auditor is engaged to report on whether a previously reported material weakness in internal control over financial reporting continues to exist pursuant to "the standards of the Public Company Accounting Oversight Board (United States)." Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52990) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2004-20) to implement a new risk management methodology to determine the amount of margin assets required to be deposited by clearing members. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52975) The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2005-15) relating to buy-ins in its Continuous Net Settlement system. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52976) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2005-135) relating to the status of former registered persons serving in the Armed Forces of the United States. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52979) The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD-2005-073) and Amendment Nos. 1 and 2 thereto relating to Rule 4350(e) to amend the annual shareholder meeting requirement. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52985) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES The Depository Trust Company filed a proposed rule change (SR-DTC- 2005-20), which became effective upon filing, under Section 19(b)(1) of the Exchange Act to discontinue its Domestic Tax Reporting Service. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52977) A proposed rule change (SR-NASD-2005-141) and Amendment No. 1 thereto filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to modify the execution fees for quotes and orders executed in the Nasdaq opening cross has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52978) A proposed rule change (SR-NASD-2005-134) filed by the National Association of Securities Dealers relating to the status of registered persons and sole proprietors serving in the Armed Forces of the United States has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52980) A proposed rule change (SR-NASD-2005-133) filed by the National Association of Securities Dealers relating to an increase in fees for certain qualification examinations has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52981) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2005-20) under Section 19(b)(1) of the Exchange Act, which proposed rule change became effective upon filing, to reflect the renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52982) A proposed rule change filed by the International Securities Exchange to adopt a flat execution fee for public customer orders in "Premium Products" and firm proprietary orders, and to incorporate the current Facilitation Mechanism fee into the flat execution fee for firm proprietary orders (SR-ISE-2005-047) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52983) A proposed rule change filed by the American Stock Exchange to amend Amex Rule 900-ANTE to provide a revised implementation date for the ANTE System, and to eliminate Commentary .01 to Amex Rule 935-ANTE (SR-Amex-2005-123), has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52984) A proposed rule change (SR-PCX-2005-137) and Amendment No. 1 thereto filed by the Pacific Exchange to expand its $2.50 Strike Price Program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 26. (Rel. 34-52986) WITHDRAWALS GRANTED An order has been issued granting the application of Centennial Specialty Foods Corporation to withdraw its common stock, $.0001 par value, from listing and registration on the Boston Stock Exchange, effective at the opening of business on December 22, 2005. (Rel. 34- 52991) An order has been issued granting the application of Nabors Industries Ltd. to withdraw its common shares, $.001 par value, from listing and registration on the American Stock Exchange, effective at the opening of business on December 22, 2005. (Rel. 34-52992) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 BRAVO FOODS INTERNATIONAL CORP, 11300 US HIGHWAY 1 SUITE 202, NORTH PALM BEACH, FL, 33408, 5616251411 - 58,004,688 ($38,263,094.08) Equity, (File 333-130535 - Dec. 21) (BR. 04C) S-3ASR XL CAPITAL LTD, XL HOUSE, ONE BERMUDIANA ROAD, HAMILTON HM11 BERMUD, D2, 4412928515 - 1,000,000 ($65,730,000.00) Equity, (File 333-130537 - Dec. 21) (BR. 01C) SB-2 AMERICASBANK CORP, 500 YORK RD, TOWSON, MD, 21204, 4108255580 - 1,322,500 ($10,117,125.00) Equity, (File 333-130542 - Dec. 21) (BR. 07B) S-8 ASTORIA FINANCIAL CORP, ONE ASTORIA FEDERAL PLAZA, LAKE SUCCESS, NY, 11042-1085, 5163273000 - 0 ($151,803,750.00) Equity, (File 333-130544 - Dec. 21) (BR. 07A) S-3 MERRILL LYNCH MORTGAGE INVESTORS INC, 4LD FINANCIAL CENTER FLOOR 10, NEW YORK, NY, 10281-1310, 2124491000 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-130545 - Dec. 21) (BR. 05) S-8 UNITEDHEALTH GROUP INC, UNITEDHEALTH GROUP CENTER, 9900 BREN ROAD EAST, MINNEAPOLIS, MN, 55343, 9529361300 - 0 ($169,271,528.00) Equity, (File 333-130547 - Dec. 21) (BR. 01C) S-3ASR NRG ENERGY, INC., 211 CARNEGIE CENTER, -, PRINCETON, NJ, 08540, 609-524-4500 - 0 ($0.00) Other, (File 333-130549 - Dec. 21) (BR. 02A) S-3 MATRIX BANCORP INC, 0 ($95,872,000.00) Equity, (File 333-130550 - Dec. 21) (BR. 07C) S-4 COLUMBUS MCKINNON CORP, 140 JOHN JAMES AUDUBON PKWY, AMHERST, NY, 14228-1197, 7166895400 - 0 ($136,000,000.00) Non-Convertible Debt, (File 333-130551 - Dec. 21) (BR. 10A) S-8 SAPPI LTD, 48 AMESHOFF ST, BRAAMFONTEIN, JOHANNESBURG, T3, 2017, 5,000,000 ($58,326,771.65) Equity, (File 333-130552 - Dec. 21) (BR. 03C) S-3 ACCESS INTEGRATED TECHNOLOGIES INC, 55 MADISON AVE, MORRISTOWN, NJ, 07960, 973-290-0080 - 0 ($75,000,000.00) Unallocated (Universal) Shelf, (File 333-130553 - Dec. 21) (BR. 08A) S-8 Hybrid Fuel Systems, 410150 HIGHLAND MANOR DR., TAMPA, FL, 33610, 8133142152 - 900,000 ($180,000.00) Equity, (File 333-130554 - Dec. 21) (BR. 05B) N-2 Horizon Technology Funding CO LLC, 76 BATTERSON PARK ROAD, FARMINGTON, CT, 06032, 860-676-8654 - 0 ($150,000,000.00) Equity, (File 333-130555 - Dec. 21) (BR. ) S-3 BNCCORP INC, 322 E MAIN, PO BOX 4050, BISMARCK, ND, 58501, 7012503040 - 0 ($6,957,500.00) Equity, (File 333-130556 - Dec. 21) (BR. 07A) S-4 POGO PRODUCING CO, 5 GREENWAY PLAZA STE 2700, P O BOX 2504, HOUSTON, TX, 77252-0504, 7132975000 - 0 ($500,000,000.00) Debt, (File 333-130557 - Dec. 21) (BR. 04B) S-8 ROYAL BANK OF SCOTLAND GROUP PLC, GOGARBURN, PO BOX 1000, EDINBURGH, SCOTLAND, X0, EH12 1HQ, 441315568555 - 0 ($94,599,634.50) Equity, (File 333-130558 - Dec. 21) (BR. 07A) S-8 NATUREWELL INC, 7855 IVANHOE AVE, SUITE 322, LA JOLLA, CA, 92037, 858/454-6790 - 20,000,000 ($62,000.00) Equity, (File 333-130559 - Dec. 21) (BR. 01C) S-8 OPENTV CORP, ABBOTT BUILDING, MOUNT STREET TORTOLA, ROAD TOWN COUNTY, 6504295500 - 0 ($14,040,000.00) Equity, (File 333-130560 - Dec. 21) (BR. 03B) S-8 KODIAK ENERGY, INC., 31 WALMER RD, SUITE 6, TORONTO, A6, M5R 2W7, 6138234880 - 4,500,000 ($45,000.00) Equity, (File 333-130561 - Dec. 21) (BR. 09A) S-8 IDT CORP, 520 BROAD ST, NEWARK, NJ, 07102, 973 438 1000 - 0 ($29,225,000.00) Equity, (File 333-130562 - Dec. 21) (BR. 11A) SB-2 INVICTA GROUP INC, 9553 HARDING AVE, SUITE 301, MIAMI BEACH, FL, 33154, 3058666525 - 500,000,000 ($2,498,000.00) Equity, (File 333-130563 - Dec. 21) (BR. 05B) S-3 SUNOCO LOGISTICS PARTNERS LP, SUN COMPANY INC, TEN PENN CENTER, 1801 MARKET ST, PHILADELPHIA, PA, 19103, (215)977-3000 - 0 ($193,400,000.00) Limited Partnership Interests, 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-130564 - Dec. 21) (BR. 04C) S-8 Republic Property Trust, 1280 MARYLAND AVENUE, S.W., SUITE 280, WASHINGTON, DC, 20024, 202-863-0300 - 0 ($30,050,000.00) Equity, (File 333-130565 - Dec. 21) (BR. 08A) S-8 DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, RICHMOND, VA, 23219, 8048192000 - 70,000 ($5,645,500.00) Equity, (File 333-130566 - Dec. 21) (BR. 02A) S-8 Under Armour, Inc., 1020 HULL STREET, 3RD FLOOR, BALTIMORE, MD, 21230, 410-454-6428 - 0 ($27,080,000.00) Equity, (File 333-130567 - Dec. 21) (BR. 02) S-3 NOVAVAX INC, 508 LAPP ROAD, MALVERN, PA, 19355, 4849131200 - 0 ($100,000,000.00) Equity, (File 333-130568 - Dec. 21) (BR. 01B) S-3ASR WAL MART STORES INC, 702 SOUTHWEST 8TH ST, BENTONVILLE, AR, 72716, 5012734000 - 0 ($0.00) Non-Convertible Debt, (File 333-130569 - Dec. 21) (BR. 02A) S-8 DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, RICHMOND, VA, 23219, 8048192000 - 20,000 ($1,613,000.00) Equity, (File 333-130570 - Dec. 21) (BR. 02A) S-8 MICROTUNE INC, (972) 673-1600 - 430,000 ($1,896,300.00) Equity, (File 333-130571 - Dec. 21) (BR. 10B) SB-2 INNOVATIVE FOOD HOLDINGS INC, 11534 GONDOLA DR, CINCINNATI, OH, 45241, 6022523055 - 122,000,000 ($7,320,000.00) Debt Convertible into Equity, 201,300,000 ($12,078,000.00) Equity, (File 333-130573 - Dec. 21) (BR. 06B) S-8 TEXAS UNITED BANCSHARES INC, P.O. BOX B, LA GRANGE, TX, 78945, 9799687261 - 0 ($831,576.00) Equity, (File 333-130574 - Dec. 21) (BR. 07A) S-8 ALICO INC, PO BOX 338, 640 SOUTH MAIN STREET, LA BELLE, FL, 33935, 8136752966 - 31,000 ($1,430,340.00) Equity, (File 333-130575 - Dec. 21) (BR. 04C) S-8 MEDIWARE INFORMATION SYSTEMS INC, 11711 WEST 79TH STREET, LENEXA, KS, 66214, 9133071000 - 1,000,000 ($11,130,000.00) Equity, (File 333-130576 - Dec. 21) (BR. 03A) SB-2 MICROMED CARDIOVASCULAR INC, 8965 INTERCHANGE DRIVE, HOUSTON, TX, 77054, 713-580-8236 - 11,048,489 ($22,096,978.00) Equity, (File 333-130577 - Dec. 21) (BR. 10B) F-10 VASOGEN INC, 2155 DUNVIN DR, SUITE 10 L5L4M1, MISSISSAUGA ONTARIO, A6, 00000, 0 ($100,000,000.00) Other, (File 333-130578 - Dec. 21) (BR. 10C) S-3 WHEELING PITTSBURGH CORP /DE/, 1134 MARKET STREET, WHEELING, WV, 26003, 3042342460 - 125,000,000 ($125,000,000.00) Unallocated (Universal) Shelf, (File 333-130579 - Dec. 21) (BR. 06B) S-3ASR HSBC Finance CORP, 2700 SANDERS RD, PROSPECT HEIGHTS, IL, 60070, 8475645000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130580 - Dec. 21) (BR. 07A) SB-2 GETTING READY CORP, 8990 WEMBLEY COURT, SARASOTA, FL, 34238, 941-966-6955 - 72,779,918 ($7,277,991.80) Equity, (File 333-130581 - Dec. 21) (BR. 11B) S-4 Kinder Morgan Finance Company, ULC, 500 DALLAS, SUITE 1000, HOUSTON, TX, 77002, 713-369-9000 - 0 ($2,150,000,000.00) Non-Convertible Debt, (File 333-130582 - Dec. 21) (BR. ) S-8 FPIC INSURANCE GROUP INC, 225 WATER STREET, SUITE 1400, JACKSONVILLE, FL, 32202, 9043542482 - 250,000 ($9,030,000.00) Equity, (File 333-130583 - Dec. 21) (BR. 01A) S-3ASR SLM CORP, 12061 BLUEMONT WAY, RESTON, VA, 20190, 7038103000 - 0 ($0.00) Other, (File 333-130584 - Dec. 21) (BR. 07C) S-3 TRIZETTO GROUP INC, 567 NICHOLAS DRIVE SUITE 360, NEWPORT BEACH, CA, 92660, 9497192200 - 0 ($100,000,000.00) Debt Convertible into Equity, (File 333-130585 - Dec. 21) (BR. 03C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 2.02,9.01 12/02/05 AAMES INVESTMENT CORP MD 5.03,8.01,9.01 12/20/05 AASTROM BIOSCIENCES INC MI 8.01,9.01 12/21/05 ACCESS INTEGRATED TECHNOLOGIES INC 1.01,8.01,9.01 12/15/05 ACE CASH EXPRESS INC/TX TX 1.01 12/16/05 ACE LTD D0 1.01,1.02,2.03 12/15/05 ACROSS AMERICA REAL ESTATE CORP CO 7.01 12/21/05 ACTUANT CORP WI 2.02,9.01 12/21/05 ACUSPHERE INC DE 1.01,2.03,9.01 12/21/05 Advance America, Cash Advance Centers DE 5.02,5.03,9.01 12/15/05 ADVANCED MICRO DEVICES INC DE 1.01,2.01,9.01 12/15/05 AEROCENTURY CORP DE 1.01 12/19/05 AFC ENTERPRISES INC MN 5.02,9.01 12/16/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 12/20/05 AK STEEL HOLDING CORP DE 7.01,9.01 12/21/05 ALASKA AIR GROUP INC DE 7.01 12/21/05 ALBEMARLE CORP VA 5.02,5.03,9.01 12/16/05 Aleris International, Inc. DE 1.01,2.01,7.01,9.01 12/19/05 Aleris International, Inc. DE 1.01,2.01,7.01,9.01 12/19/05 AMEND ALLERGAN INC DE 1.01,8.01,9.01 12/13/05 ALLETE INC MN 1.01,9.01 12/16/05 ALLIANCE RESOURCE PARTNERS LP DE 8.01,9.01 12/16/05 ALLIED CAPITAL CORP MD 1.01,9.01 12/09/05 ALLOY INC DE 8.01,9.01 12/20/05 ALPHARMA INC DE 1.01 12/15/05 ALTRIA GROUP INC VA 7.01,9.01 12/21/05 AMC ENTERTAINMENT INC DE 8.01,9.01 12/21/05 AMC ENTERTAINMENT INC DE 7.01,9.01 12/21/05 AMCON DISTRIBUTING CO DE 8.01,9.01 12/15/05 AMEN PROPERTIES INC DE 8.01 12/21/05 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 1.01 12/15/05 AMERICAN FINANCIAL GROUP INC OH 7.01,9.01 12/19/05 AMERICAN HEALTHWAYS INC DE 2.02,9.01 12/21/05 AMERICAN LOCKER GROUP INC DE 5.02 12/15/05 AMERICAN MEDICAL ALERT CORP NY 9.01 10/03/05 AMEND American Reprographics CO DE 1.01,1.02,2.03,9.01 12/21/05 AMERICAN SOIL TECHNOLOGIES INC NV 1.01,3.02 12/21/05 AMERICAN VANGUARD CORP DE 8.01,9.01 12/16/05 AMERICAN WAGERING INC NV 2.02,9.01 12/16/05 AMERIPRISE FINANCIAL INC DE 1.01 12/15/05 AMERITRADE HOLDING CORP DE 1.01,2.03 12/15/05 AMPHENOL CORP /DE/ DE 8.01 12/20/05 AMYLIN PHARMACEUTICALS INC DE 5.02 12/16/05 ANALYSTS INTERNATIONAL CORP 1.01,9.01 12/21/05 APHTON CORP DE 5.02 12/15/05 APPLIED INNOVATION INC DE 1.01,5.02,9.01 12/15/05 AQUILA INC DE 8.01,9.01 12/20/05 ARENA PHARMACEUTICALS INC DE 5.03,9.01 12/16/05 ARTESIAN RESOURCES CORP DE 1.01 12/20/05 ASHLAND INC. KY 7.01,9.01 12/21/05 Ashlin Development Corp FL 3.02,4.01,9.01 12/15/05 ASSURED GUARANTY LTD 1.01 12/21/05 ASV INC /MN/ MN 7.01,9.01 12/21/05 ATLAS PIPELINE PARTNERS LP DE 8.01,9.01 12/15/05 AUXILIUM PHARMACEUTICALS INC 1.01 12/15/05 AVALON PHARMACEUTICALS INC 5.02,8.01,9.01 12/16/05 AVAYA INC DE 1.01,5.01,9.01 12/15/05 BANCORP RHODE ISLAND INC 7.01,9.01 12/21/05 BANK OF AMERICA CORP /DE/ DE 8.01 12/20/05 Bank of Commerce Holdings CA 8.01,9.01 12/21/05 Bank of Commerce Holdings CA 8.01,9.01 12/21/05 Bank of Commerce Holdings CA 8.01,9.01 12/21/05 Bank of Commerce Holdings CA 8.01,9.01 12/21/05 BANK OF KENTUCKY FINANCIAL CORP KY 7.01,9.01 12/21/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 5.02 12/20/05 BAR HARBOR BANKSHARES ME 8.01 12/21/05 BARRETT BUSINESS SERVICES INC MD 7.01,9.01 12/20/05 Baymark Technologies, Inc. UT 1.01,3.02,3.03,5.01,5.02, 12/20/05 5.03,8.01,9.01 BEACON POWER CORP DE 3.01,9.01 12/15/05 BECTON DICKINSON & CO NJ 7.01,9.01 12/20/05 BED BATH & BEYOND INC NY 2.02,9.01 12/21/05 BELDEN & BLAKE CORP /OH/ OH 4.02,8.01,9.01 12/19/05 BENIHANA INC DE 8.01,9.01 12/20/05 BEVERLY ENTERPRISES INC DE 1.01,8.01,9.01 12/20/05 BIOCRYST PHARMACEUTICALS INC DE 8.01,9.01 12/21/05 BIOMET INC IN 2.02 12/21/05 BIOPURE CORP DE 1.01,8.01,9.01 12/20/05 Boardwalk Pipeline Partners, LP DE 1.01 12/21/05 AMEND BOK FINANCIAL CORP ET AL OK 8.01 12/21/05 BOND TRUST PRODUCTS LLC DE 9.01 12/15/05 BOSTON FINANCIAL APARTMENTS ASSOCIATE DE 2.01 12/19/05 Boulder Specialty Brands, Inc. DE 8.01,9.01 12/19/05 BOWATER INC DE 1.01 12/16/05 BROADCOM CORP CA 1.01 12/16/05 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02 12/15/05 Brookdale Senior Living Inc. DE 1.01,9.01 12/21/05 BULLION RIVER GOLD CORP 3.02,8.01,9.01 10/14/05 AMEND Bunge LTD 1.02 12/16/05 CADENCE DESIGN SYSTEMS INC DE 1.01,2.03,9.01 12/19/05 CADMUS COMMUNICATIONS CORP/NEW VA 4.01,8.01,9.01 12/15/05 CAPE COASTAL TRADING CORP NY 1.01,3.03,9.01 12/15/05 CAPE COASTAL TRADING CORP NY 3.03 12/15/05 AMEND CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 12/15/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 12/15/05 CAPITAL BEVERAGE CORP DE 2.01 12/21/05 CAPITAL ONE FUNDING, LLC 8.01,9.01 12/14/05 AMEND CARDINAL COMMUNICATIONS, INC NV 8.01,9.01 12/16/05 CAREER EDUCATION CORP DE 1.01 12/15/05 CARMAX INC VA 2.02,9.01 12/21/05 CARMIKE CINEMAS INC DE 1.01 12/16/05 Cascade Energy, Inc. NV 1.01,3.02,9.01 11/30/05 Cascade Energy, Inc. NV 3.02 11/22/05 AMEND CCC INFORMATION SERVICES GROUP INC DE 8.01,9.01 12/20/05 CD 2005-CD1 Commercial Mortgage Trust 8.01,9.01 12/16/05 CEDAR SHOPPING CENTERS INC MD 1.01,9.01 12/16/05 CELLSTAR CORP DE 1.01,9.01 12/15/05 CENTURY PROPERTIES GROWTH FUND XXII CA 1.01,2.03,9.01 12/15/05 CF Industries Holdings, Inc. DE 8.01 12/21/05 CH ENERGY GROUP INC NY 1.01,1.02,9.01 12/21/05 Chaparral Steel CO DE 2.02,9.01 12/20/05 CHARLES & COLVARD LTD NC 1.01 12/21/05 CHARLES & COLVARD LTD NC 7.01 12/21/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 12/20/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 12/20/05 Chemtura CORP DE 8.01,9.01 12/21/05 CHEROKEE INTERNATIONAL CORP DE 1.01 12/16/05 CHL Mortgage Pass-Through Trust 2005- DE 8.01,9.01 12/08/05 CINCINNATI BELL INC OH 1.01,9.01 12/15/05 CIRCUIT CITY STORES INC VA 1.01 12/15/05 CIT Equipment Collateral 2005-VT1 8.01,9.01 12/20/05 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 12/16/05 CITIGROUP MORTGAGE LOAN TRUST 2005-11 8.01,9.01 12/01/05 CITRIX SYSTEMS INC DE 8.01 12/21/05 CLAIMSNET COM INC DE 1.01 12/19/05 CNB Financial Corp. MA 8.01,9.01 12/21/05 COAST DISTRIBUTION SYSTEM INC DE 8.01,9.01 12/20/05 COGNOS INC CA 2.02 12/21/05 COLLAGENEX PHARMACEUTICALS INC DE 8.01,9.01 12/21/05 COLLEGIATE FUNDING SERVICES INC DE 8.01,9.01 12/16/05 COLLEGIATE FUNDING SERVICES INC DE 1.01 12/15/05 COLLINS & AIKMAN CORP DE 1.01,5.02,8.01,9.01 12/21/05 COLOR KINETICS INC DE 1.01 12/15/05 COMFORCE CORP DE 8.01,9.01 12/21/05 COMMERCIAL METALS CO DE 2.02,9.01 12/21/05 COMPOSITE TECHNOLOGY CORP NV 1.01,9.01 12/15/05 COMPUCREDIT CORP GA 1.01,3.03,9.01 12/15/05 COMPUDYNE CORP NV 1.01,9.01 12/19/05 CONSECO INC DE 1.01,2.03,9.01 12/20/05 COOPER TIRE & RUBBER CO DE 1.01,9.01 12/20/05 CORDIA CORP NV 8.01 12/21/05 CORINTHIAN COLLEGES INC 8.01 12/15/05 CORPORATE BOND BACKED CERT TR SER 199 8.01,9.01 12/15/05 CORRECTIONAL PROPERTIES TRUST MD 5.03,7.01,9.01 12/20/05 CREE INC NC 5.02,9.01 12/19/05 CRESCENT BANKING CO GA 1.01,9.01 12/15/05 CRESCENT FINANCIAL CORP NC 7.01,9.01 12/21/05 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 12/15/05 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 1.01 12/15/05 CTS CORP IN 1.01 12/21/05 CWABS INC DE 8.01,9.01 12/20/05 CWABS INC DE 8.01,9.01 12/19/05 CWABS INC DE 8.01,9.01 12/21/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 12/15/05 CYBER GROUP NETWORK CORP 5.03,9.01 12/16/05 CYBEX INTERNATIONAL INC NY 5.02 12/21/05 DADE BEHRING HOLDINGS INC DE 1.01,9.01 12/19/05 DANA CORP VA 2.05,8.01 12/15/05 DATA I/O CORP WA 7.01 12/19/05 DAYTON SUPERIOR CORP OH 1.01,9.01 12/21/05 DCAP GROUP INC DE 1.01,9.01 12/21/05 DCP Midstream Partners, LP DE 5.02,9.01 12/21/05 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 12/21/05 DEFENSE TECHNOLOGY SYSTEMS, INC. DE 1.01,9.01 12/16/05 DELPHI CORP DE 8.01,9.01 12/19/05 DELTATHREE INC DE 1.01,9.01 12/20/05 DENBURY RESOURCES INC DE 1.01,7.01 12/15/05 DEX MEDIA INC DE 1.01,5.02,9.01 12/05/05 AMEND DiamondRock Hospitality Co 2.01,9.01 12/16/05 DICON FIBEROPTICS INC CA 5.02 12/21/05 DIGICORP UT 1.01,9.01 12/20/05 DIGITAL GENERATION SYSTEMS INC DE 1.01 03/16/05 DIODES INC /DEL/ DE 1.01,7.01,9.01 12/20/05 Directed Electronics, Inc. FL 1.01,2.03,9.01 12/15/05 DOCUCORP INTERNATIONAL INC DE 4.01,9.01 12/15/05 DOE RUN RESOURCES CORP NY 5.02,9.01 12/20/05 DOLLAR TREE STORES INC VA 1.01,8.01,9.01 12/15/05 DSLA Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 12/19/05 DSLA MORTGAGE LOAN TRUST 2005-AR5 DE 8.01,9.01 12/19/05 DSLA Mortgage Loan Trust 2005-AR6 DE 8.01,9.01 12/19/05 DTOMI INC NV 5.02 12/15/05 DUCKWALL ALCO STORES INC KS 7.01 12/21/05 DYADIC INTERNATIONAL INC DE 1.01,1.02,9.01 12/19/05 DYAX CORP DE 1.02,7.01,9.01 12/19/05 DYNAVAX TECHNOLOGIES CORP DE 5.02 12/16/05 EASTERN AMERICAN NATURAL GAS TRUST DE 8.01,9.01 12/21/05 Edgen Corp 1.01,2.01,2.03,7.01,9.01 12/16/05 EDISON INTERNATIONAL CA 1.01,2.03,9.01 12/15/05 EDUCATION LOANS INC /DE DE 8.01,9.01 12/20/05 EGPI FIRECREEK, INC. NV 5.02 12/05/05 AMEND EL PASO ELECTRIC CO /TX/ TX 8.01 12/20/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 2.02,9.01 12/21/05 EMAK Worldwide, Inc. DE 1.01,2.05,5.02,9.01 11/15/05 EMERSON ELECTRIC CO MO 7.01 12/21/05 EMULEX CORP /DE/ DE 8.01 12/21/05 ENBRIDGE ENERGY PARTNERS LP DE 8.01,9.01 12/21/05 Endeavor Acquisition Corp. DE 8.01,9.01 12/21/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,8.01,9.01 12/16/05 ENER1 INC FL 2.04,4.01,4.02 12/15/05 ENESCO GROUP INC IL 1.01,9.01 12/21/05 Enterprise GP Holdings L.P. DE 2.03,9.01 12/15/05 ENTERPRISE PRODUCTS PARTNERS L P DE 2.03,9.01 12/15/05 Epic Bancorp 8.01,9.01 12/21/05 EPICOR SOFTWARE CORP DE 1.01,8.01,9.01 12/18/05 EPIQ SYSTEMS INC MO 1.01,9.01 12/15/05 EQUICAP INC CA 1.01,3.02,5.01,9.01 12/13/05 EQUITY OFFICE PROPERTIES TRUST MD 1.01,9.01 12/15/05 ESB FINANCIAL CORP PA 8.01,9.01 12/21/05 ESCO TECHNOLOGIES INC MO 1.01 12/15/05 EUROWEB INTERNATIONAL CORP DE 1.01,9.01 12/19/05 EXAR CORP DE 1.01 12/16/05 EXECUTE SPORTS INC NV 5.02,9.01 12/21/05 EXELON CORP PA 8.01 12/14/05 FAMILY DOLLAR STORES INC DE 2.02,9.01 12/21/05 FAR EAST ENERGY CORP 1.01,9.01 12/19/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 12/21/05 FARMERS & MERCHANTS BANCORP DE 8.01,9.01 12/19/05 FARMSTEAD TELEPHONE GROUP INC DE 7.01,9.01 12/19/05 FEDEX CORP DE 2.02,9.01 12/21/05 FENTURA FINANCIAL INC MI 8.01,9.01 12/15/05 FIDELITY BANKSHARES INC DE 5.02,9.01 12/20/05 FIDELITY SOUTHERN CORP GA 5.02,9.01 12/05/05 FIND SVP INC NY 5.02,9.01 12/20/05 FINISH LINE INC /IN/ IN 2.02,9.01 12/21/05 FIRST FARMERS & MERCHANTS CORP TN 5.03 12/20/05 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 12/20/05 FIRST NLC SECURITIZATION, INC. DE 8.01,9.01 12/19/05 FLORIDA CHOICE BANKSHARES, INC. 1.01,9.01 12/15/05 FLOW INTERNATIONAL CORP WA 8.01,9.01 12/20/05 FOX & HOUND RESTAURANT GROUP DE 1.01 12/20/05 FPL GROUP INC FL 1.01 12/15/05 Franchise Capital Corp. NV 5.02,8.01,9.01 12/21/05 FRANKLIN RESOURCES INC DE 1.01,9.01 12/15/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.06,9.01 12/21/05 FRISCHS RESTAURANTS INC OH 5.02,9.01 12/20/05 FRONTIER FUND DE 4.01 12/19/05 G&K SERVICES INC MN 1.01 12/19/05 GARDENBURGER INC OR 7.01,9.01 12/19/05 GE LIFE & ANNUITY ASSURANCE CO VA 9.01 12/21/05 GENENTECH INC DE 1.01 12/15/05 GENSYM CORP DE 1.01,9.01 12/20/05 GENTEK INC DE 8.01 12/21/05 GENTIVA HEALTH SERVICES INC DE 1.01 12/15/05 GENWORTH FINANCIAL INC DE 5.02,8.01 12/19/05 GEORGIA BANCSHARES INC// GA 1.01 12/15/05 GEORGIA PACIFIC CORP GA 8.01,9.01 12/20/05 GEORGIAN BANCORPORATION GA 1.01 12/15/05 GIANT INDUSTRIES INC DE 8.01 12/15/05 GLENAYRE TECHNOLOGIES INC DE 1.01,9.01 12/16/05 GLENBOROUGH REALTY TRUST INC MD 8.01 12/21/05 GLENBOROUGH REALTY TRUST INC MD 1.01,1.02 12/21/05 GLOWPOINT INC DE 1.01,9.01 12/16/05 GMACM MORTGAGE LOAN TRUST 2005-AR1 DE 8.01,9.01 12/18/05 GP STRATEGIES CORP DE 5.02 12/15/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 12/16/05 GREAT PLAINS ENERGY INC MO 1.01,2.03 12/20/05 GREENE COUNTY BANCSHARES INC TN 1.01,9.01 12/16/05 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 12/15/05 GROUP 1 AUTOMOTIVE INC DE 1.01,2.03,9.01 12/19/05 GS MORTGAGE SECURITIES CORP DE 8.01 12/19/05 GUIDANT CORP IN 1.01,9.01 12/15/05 GULF ISLAND FABRICATION INC LA 8.01,9.01 12/20/05 H&R BLOCK INC MO 1.01,2.03 12/16/05 H&R BLOCK INC MO 1.01,7.01,9.01 12/21/05 HALOZYME THERAPEUTICS INC NV 1.01,8.01,9.01 12/15/05 HANCOCK HOLDING CO MS 1.01,9.01 12/21/05 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 8.01,9.01 12/15/05 Harbor View Mortgage Loan Trust 2005- DE 8.01,9.01 12/19/05 HarborView Mortgage Loan Trust 2005-4 DE 8.01,9.01 12/19/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 12/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 12/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 12/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 12/15/05 HARRIS & HARRIS GROUP INC /NY/ NY 2.02 12/20/05 HARVARD BIOSCIENCE INC DE 1.01,9.01 12/16/05 HEICO CORP FL 2.02,9.01 12/21/05 HEMOBIOTECH INC 9.01 12/21/05 HERSHEY CO DE 2.02,8.01,9.01 12/21/05 HOME INTERIORS & GIFTS INC TX 1.01,9.01 12/15/05 HOMEFED CORP DE 8.01 12/13/05 Horizon Lines, Inc. 1.01,5.02,8.01,9.01 12/15/05 HORTON D R INC /DE/ DE 1.01,1.02,2.03,9.01 12/16/05 HSBC Finance CORP 8.01,9.01 12/20/05 HUMANA INC DE 1.01 12/15/05 HUTTIG BUILDING PRODUCTS INC DE 8.01 12/20/05 HYDROGEN ENGINE CENTER, INC. NV 9.01 12/21/05 IDERA PHARMACEUTICALS, INC. DE 1.01 12/15/05 IGI INC DE 1.01,3.01,9.01 12/15/05 IMCLONE SYSTEMS INC/DE DE 1.01,9.01 12/16/05 IMMUCOR INC GA 5.02,9.01 12/16/05 INAMED CORP DE 1.01,3.03,9.01 12/20/05 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 9.01 12/07/05 INEI CORP DE 8.01,9.01 12/15/05 INERGY HOLDINGS, L.P. 8.01,9.01 12/21/05 INERGY L P DE 8.01,9.01 12/21/05 INNUITY, INC. /UT/ UT 8.01,9.01 12/09/05 International Power Group, Ltd. DE 5.02 12/16/05 INTERVOICE INC TX 2.02,9.01 12/20/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 09/26/05 AMEND ISLANDS BANCORP SC 4.01,5.02,9.01 12/20/05 ITRON INC /WA/ WA 2.03,9.01 12/19/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 12/21/05 JDS UNIPHASE CORP /CA/ DE 1.01,5.02,5.03,7.01,9.01 12/15/05 JPMCC Commercial Mortgage Pass-Throug DE 8.01,9.01 12/21/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/21/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/15/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 12/21/05 KEY ENERGY SERVICES INC MD 7.01,9.01 12/20/05 LA JOLLA PHARMACEUTICAL CO DE 3.01,5.03,9.01 12/19/05 LA QUINTA CORP DE 8.01,9.01 12/20/05 LABOR READY INC WA 1.01,5.02,9.01 12/15/05 LAKES ENTERTAINMENT INC MN 1.01,2.02,9.01 12/15/05 LANBO FINANCIAL GROUP, INC. NV 8.01 12/15/05 LARGE SCALE BIOLOGY CORP DE 3.01 12/15/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 12/16/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 12/16/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 12/16/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 12/16/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 12/16/05 LEGG MASON INC MD 2.01,9.01 12/01/05 AMEND LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/15/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/15/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 12/15/05 LEHMAN ABS CORP BCKD TR CRTS WR BERK DE 8.01,9.01 12/15/05 LESCO INC/OH OH 1.01 12/16/05 LISKA BIOMETRY INC FL 1.01,9.01 12/21/05 LKQ CORP DE 1.01,8.01,9.01 12/15/05 LOEWS CINEPLEX ENTERTAINMENT CORP DE 7.01,8.01,9.01 12/21/05 Logistical Support, Inc UT 1.01,9.01 12/15/05 LONE STAR TECHNOLOGIES INC DE 1.01,9.01 12/15/05 LPATH INC NV 4.01,9.01 11/30/05 AMEND LSB CORP 8.01,9.01 12/15/05 LTV CORP DE 8.01,9.01 12/21/05 LTX CORP MA 1.01,1.02,2.03,2.05,9.01 12/21/05 MAGNUS INTERNATIONAL RESOURCES, INC. NV 4.01,9.01 12/20/05 MAIR HOLDINGS INC MN 5.02 12/20/05 MAJESCO ENTERTAINMENT CO DE 5.02 12/15/05 MARITRANS INC /DE/ DE 9.01 12/08/05 Marquee Holdings Inc. DE 7.01,9.01 12/21/05 Marquee Holdings Inc. DE 7.01,9.01 12/21/05 MARSHALL & ILSLEY CORP/WI/ WI 1.01 12/15/05 MASSEY ENERGY CO DE 1.01,2.03,8.01,9.01 12/21/05 MAX & ERMAS RESTAURANTS INC DE 2.02,9.01 12/15/05 MAXIM PHARMACEUTICALS INC DE 8.01,9.01 12/21/05 MAXTOR CORP DE 8.01,9.01 12/21/05 MAXWELL TECHNOLOGIES INC DE 1.01,2.03,3.02,5.02,9.01 12/20/05 MAXYGEN INC DE 1.01,5.02,9.01 12/20/05 MCKESSON CORP DE 8.01 12/21/05 MECHANICAL TECHNOLOGY INC NY 1.01,9.01 12/20/05 MedAire, Inc. NV 8.01,9.01 12/20/05 MediaMax Technology CORP NV 5.02 12/16/05 MELLON FINANCIAL CORP PA 1.01,9.01 12/19/05 MELLON FINANCIAL CORP PA 8.01 12/21/05 MERCURY INTERACTIVE CORP DE 1.01,5.03,9.01 12/15/05 Meritage Homes CORP MD 1.01,2.03,9.01 12/20/05 MGCC INVESTMENT STRATEGIES INC NV 5.01,5.02 12/19/05 MGN TECHNOLOGIES, INC. A1 5.02 12/12/05 MICROMUSE INC DE 1.01,8.01,9.01 12/20/05 MICRON TECHNOLOGY INC DE 2.02,5.02,9.01 12/21/05 MICROTEK MEDICAL HOLDINGS, INC GA 1.01,9.01 12/20/05 MIDDLEBY CORP DE 8.01 12/16/05 MIDDLEBY CORP DE 1.01,9.01 12/16/05 MIDDLESEX WATER CO NJ 5.03 12/21/05 MILLER HERMAN INC MI 2.02,9.01 12/21/05 MOBILE MINI INC DE 1.01 12/16/05 MORGAN STANLEY DE 5.02,9.01 12/21/05 Morgan Stanley Capital I Trust 2005 I DE 8.01,9.01 12/15/05 Morgan Stanley Capital I Trust 2005-H DE 8.01,9.01 12/14/05 MS STRUCTURED SATURNS SERIES 2005-3 DE 9.01 12/20/05 MTM Technologies, Inc. NY 9.01 12/01/05 AMEND MWI Veterinary Supply, Inc. DE 5.02 12/16/05 NACCO INDUSTRIES INC DE 1.01,2.03,9.01 12/19/05 NASH FINCH CO DE 8.01,9.01 12/20/05 NATIONAL BANCSHARES CORP /OH/ OH 2.02,9.01 12/20/05 NATIONAL BANK OF INDIANAPOLIS CORP IN 1.01,9.01 12/15/05 NATIONAL REALTY & MORTGAGE INC NV 8.01 12/19/05 NATIONAL WESTERN LIFE INSURANCE CO CO 1.01,9.01 12/15/05 Nationwide Financial Solutions, Inc. NV 1.01,9.01 12/19/05 NCI BUILDING SYSTEMS INC DE 1.01 12/08/05 AMEND NCR CORP MD 1.01 12/19/05 NEOGEN CORP MI 1.01,1.02,2.01,2.03,9.01 12/16/05 NEOMEDIA TECHNOLOGIES INC DE 1.01 12/20/05 NESCO INDUSTRIES INC NV 4.02 12/13/05 NESTOR INC DE 1.01 12/20/05 NETBANK INC GA 7.01,9.01 12/21/05 NETWORK APPLIANCE INC CA 1.01,2.03 12/16/05 NEW RIVER PHARMACEUTICALS INC VA 7.01,9.01 12/20/05 New Viacom Corp. DE 1.01,9.01 12/19/05 NEW YORK TIMES CO NY 1.01,9.01 12/15/05 NEWS CORP 8.01,9.01 12/20/05 NEWS CORP 8.01,9.01 12/21/05 NEXMED INC NV 1.01,1.02,5.02,9.01 12/15/05 NEXSTAR BROADCASTING GROUP INC DE 5.02 12/15/05 NICOR INC IL 5.02,9.01 12/20/05 NITCHES INC CA 8.01,9.01 12/19/05 NMHG HOLDING CO DE 1.01,2.03,9.01 12/19/05 NMS COMMUNICATIONS CORP DE 1.01 12/15/05 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 5.02,9.01 12/20/05 NRG ENERGY, INC. DE 8.01,9.01 09/30/05 NTL INC DE 1.01,5.02,9.01 12/15/05 NTS REALTY HOLDINGS LP DE 8.01,9.01 12/20/05 OCG TECHNOLOGY INC DE 1.01 12/21/05 OLD SECOND BANCORP INC DE 1.01,8.01,9.01 12/20/05 OM GROUP INC DE 1.01,9.01 12/20/05 OMEGA HEALTHCARE INVESTORS INC MD 1.01,2.01,2.03,9.01 12/21/05 OMEGA HEALTHCARE INVESTORS INC MD 8.01,9.01 12/21/05 ON SEMICONDUCTOR CORP DE 8.01,9.01 12/21/05 ONEOK INC /NEW/ OK 8.01,9.01 12/21/05 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 12/20/05 ORALABS HOLDING CORP CO 4.01,9.01 12/20/05 AMEND ORMAT TECHNOLOGIES, INC. DE 4.02 12/21/05 OSCIENT PHARMACEUTICALS CORP MA 8.01,9.01 12/21/05 OSI PHARMACEUTICALS INC DE 3.02 12/15/05 P&F INDUSTRIES INC DE 8.01,9.01 12/21/05 PARALLEL TECHNOLOGIES INC NV 9.01 12/07/05 AMEND PAREXEL INTERNATIONAL CORP MA 1.01,3.02 12/15/05 PARKVALE FINANCIAL CORP PA 1.01,9.01 12/15/05 Patriot Capital Funding, Inc. DE 1.01,9.01 12/16/05 PAXSON COMMUNICATIONS CORP DE 1.01,9.01 12/19/05 PAYCHEX INC DE 2.02,7.01 12/21/05 PELICAN FINANCIAL INC DE 1.01,3.02,9.01 12/15/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01,3.03,5.03,8.01,9.01 12/15/05 PENTAIR INC MN 7.01,9.01 12/19/05 PETROLEUM DEVELOPMENT CORP NV 2.02 09/30/05 PETROLEUM DEVELOPMENT CORP NV 2.02,9.01 09/30/05 AMEND PHELPS DODGE CORP NY 1.01 12/15/05 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,9.01 12/15/05 PHOTONICS CORP CA 2.01,9.01 12/21/05 PIER 1 IMPORTS INC/DE DE 1.01,9.01 12/21/05 PIONEER NATURAL RESOURCES CO DE 5.02,9.01 12/19/05 PLANETOUT INC DE 5.02 12/16/05 PLAYTEX PRODUCTS INC DE 8.01,9.01 12/21/05 POCAHONTAS BANCORP INC DE 2.02,9.01 12/20/05 POPULAR INC PR 7.01,9.01 12/21/05 POTLATCH CORP DE 8.01,9.01 12/20/05 PPL ENERGY SUPPLY LLC 1.01,2.03,9.01 12/21/05 PRECIS INC OK 4.01,9.01 12/19/05 PRECISION CASTPARTS CORP OR 1.01,9.01 12/15/05 PRECISION OPTICS CORPORATION INC MA 3.01,9.01 12/15/05 PRESSURE BIOSCIENCES INC MA 5.02 12/15/05 PRG SCHULTZ INTERNATIONAL INC GA 1.01,5.02 12/15/05 PRIMEDEX HEALTH SYSTEMS INC NY 7.01 12/21/05 PROLIANCE INTERNATIONAL, INC. DE 1.01 12/15/05 Q COMM INTERNATIONAL INC UT 3.02,9.01 12/20/05 QUICKSILVER RESOURCES INC DE 1.01,3.03,5.03,9.01 12/20/05 RADIATION THERAPY SERVICES INC FL 1.01,2.03,9.01 12/16/05 RADIOSHACK CORP DE 5.02 12/16/05 RADIOSHACK CORP DE 1.01,2.03,9.01 12/20/05 RADNOR HOLDINGS CORP DE 5.02 12/20/05 RAINMAKER SYSTEMS INC CA 5.03,9.01 12/15/05 RAMCO GERSHENSON PROPERTIES TRUST MD 8.01 12/19/05 RAMCO GERSHENSON PROPERTIES TRUST MD 1.01 12/13/05 AMEND RAMP Series 2005-EFC7 Trust DE 8.01,9.01 12/21/05 RAMTRON INTERNATIONAL CORP DE 1.01,9.01 12/15/05 RANCON REALTY FUND V CA 1.01,1.02 12/21/05 RED HAT INC DE 2.02,9.01 12/21/05 REGENERATION TECHNOLOGIES INC FL 1.01 12/15/05 REPTRON ELECTRONICS INC FL 4.01,9.01 12/12/05 RESOURCES CONNECTION INC DE 2.02,9.01 12/21/05 RICA FOODS INC NV 4.02,8.01,9.01 12/15/05 ROBBINS & MYERS INC OH 2.02 12/20/05 Rockwood Holdings, Inc. DE 2.05,2.06 12/15/05 ROHM & HAAS CO DE 1.01,1.02,2.03 12/16/05 RONCO CORP DE 5.02 12/15/05 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY 8.01 12/15/05 RURBAN FINANCIAL CORP OH 8.01,9.01 12/19/05 RYDER SYSTEM INC FL 5.02,9.01 12/15/05 SAFEGUARD SCIENTIFICS INC PA 1.01,9.01 12/16/05 Samurai Energy Corp. DE 4.01 12/08/05 SANDY SPRING BANCORP INC MD 1.01 12/15/05 SAXON ASSET SECURITIES CO VA 8.01 12/21/05 SAXON CAPITAL INC MD 2.03,9.01 12/21/05 SCOTTISH RE GROUP LTD E9 1.01,7.01,8.01,9.01 12/15/05 SEACOAST BANKING CORP OF FLORIDA FL 1.01,9.01 12/16/05 SEAGATE TECHNOLOGY E9 8.01,9.01 12/21/05 SEVERN BANCORP INC MD 7.01,9.01 12/21/05 SIRVA INC DE 1.01,5.02,8.01,9.01 12/08/05 SITEWORKS INC /FL FL 4.02 11/23/05 AMEND SKECHERS USA INC DE 5.04,9.01 12/16/05 SKYLINE CORP IN 5.03,9.01 12/16/05 SL GREEN REALTY CORP MD 1.01 12/15/05 SLC Student Loan Trust 2005-3 DE 1.01,2.01,9.01 12/15/05 SOLUTIA INC DE 1.01,9.01 12/21/05 SONO TEK CORP NY 7.01,9.01 12/21/05 SOUTH FINANCIAL GROUP INC SC 1.01,4.01,8.01,9.01 12/16/05 SOUTHERN CALIFORNIA EDISON CO CA 1.01,2.03,9.01 12/14/05 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.02,9.01 12/16/05 SOUTHWEST BANCORP INC OK 1.01 12/14/05 Spansion Inc. DE 1.01,2.03,3.02,8.01,9.01 12/15/05 SPARTECH CORP DE 1.01,9.01 12/19/05 SPEEDWAY MOTORSPORTS INC DE 1.01 12/07/05 SPRINT NEXTEL CORP KS 1.01,1.02,2.03,9.01 12/16/05 SPX CORP DE 8.01,9.01 12/21/05 SPX CORP DE 8.01,9.01 12/21/05 STARTEK INC DE 8.01,9.01 12/16/05 STERLING FINANCIAL CORP /PA/ PA 1.01,5.02,7.01,9.01 12/19/05 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 12/20/05 STEWART ENTERPRISES INC LA 2.02,8.01,9.01 12/19/05 STRATEGIC DIAGNOSTICS INC/DE/ DE 4.02,9.01 12/15/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 12/15/05 STRATS SM TRUST FOR DOMINION RESOURCE DE 8.01,9.01 12/15/05 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 12/15/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 12/15/05 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 12/15/05 STRATS SM TRUST FOR U S CELL CORP SEC 8.01,9.01 12/15/05 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 12/15/05 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 12/15/05 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 12/15/05 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 12/15/05 SUNAIR SERVICES CORP FL 1.01,3.02,8.01,9.01 12/15/05 SUNAIR SERVICES CORP FL 1.01,2.01,8.01,9.01 12/16/05 SUREWEST COMMUNICATIONS CA 1.01,9.01 12/15/05 SWIFT TRANSPORTATION CO INC NV 1.01 12/16/05 SYNALLOY CORP DE 1.01,5.02 12/21/05 SYNOVUS FINANCIAL CORP GA 8.01,9.01 12/21/05 SYSTEMAX INC DE 1.01,2.03 12/08/05 TARGET RECEIVABLES CORP MN 8.01,9.01 12/21/05 TARGET RECEIVABLES CORP MN 8.01,9.01 12/21/05 Tarpon Industries, Inc. MI 8.01 12/15/05 TASTY BAKING CO PA 1.01,1.02,2.03,7.01,8.01,9.01 12/16/05 TECHNOLOGY SOLUTIONS COMPANY DE 2.05 12/15/05 TEL OFFSHORE TRUST TX 7.01,9.01 12/21/05 TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,9.01 12/16/05 TELEWEST GLOBAL INC 1.01,9.01 12/19/05 TEMPUR PEDIC INTERNATIONAL INC DE 1.01 12/15/05 TERADYNE INC MA 8.01 12/20/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 10/25/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 11/25/05 THQ INC DE 7.01,9.01 12/21/05 TIBCO SOFTWARE INC DE 2.02,9.01 12/21/05 Titan Global Holdings, Inc. UT 1.01,9.01 12/16/05 TITAN INTERNATIONAL INC IL 8.01,9.01 12/20/05 TITANIUM METALS CORP DE 5.03,9.01 12/21/05 TOTAL SYSTEM SERVICES INC GA 8.01,9.01 12/21/05 TOWN & COUNTRY TRUST MD 1.01,9.01 12/15/05 TRADEQUEST INTERNATIONAL INC NV 5.01,9.01 08/19/05 AMEND TRANS WORLD ENTERTAINMENT CORP NY 1.01,9.01 12/21/05 AMEND TRANSBOTICS CORP DE 8.01,9.01 12/20/05 TRANSCOMMUNITY FINANCIAL CORP VA 5.02 12/14/05 TREX CO INC DE 1.01,9.01 12/19/05 TRI VALLEY CORP DE 2.01 05/06/05 AMEND TRI-CONTINENTAL CORP MD 7.01,9.01 12/21/05 TRIARC COMPANIES INC DE 1.01,7.01,9.01 12/21/05 Trinsic, Inc. DE 2.03,8.01,9.01 12/15/05 TRIPLE-S MANAGEMENT CORP 1.01,2.03,8.01,9.01 12/20/05 TRONOX INC DE 8.01,9.01 12/21/05 TRX INC/GA GA 1.01 12/20/05 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 12/20/05 UAL CORP /DE/ DE 7.01,9.01 12/21/05 ULTRATECH INC DE 7.01,9.01 12/21/05 UNITED STATES CELLULAR CORP DE 3.01,9.01 12/16/05 UNIVERSAL DISPLAY CORP \PA\ PA 3.02 12/21/05 UNUMPROVIDENT CORP DE 1.01,9.01 12/16/05 URANIUM ENERGY CORP NV 1.01,9.01 12/20/05 URANIUM ENERGY CORP NV 1.01,3.02,9.01 12/20/05 US BANCORP \DE\ DE 1.01,9.01 12/20/05 USN CORP CO 1.01,8.01,9.01 12/15/05 UTSTARCOM INC DE 1.01,8.01,9.01 12/21/05 VALERO ENERGY CORP/TX DE 1.01,9.01 12/16/05 VENTIV HEALTH INC DE 9.01 09/30/05 AMEND VERIZON COMMUNICATIONS INC DE 8.01 12/21/05 VIACELL INC 8.01,9.01 12/19/05 VIACOM INC DE 1.01,9.01 12/19/05 VIRGINIA FINANCIAL GROUP INC VA 1.01 12/20/05 VISCOUNT SYSTEMS INC NV 4.01,9.01 12/15/05 AMEND Visualant, INC NV 1.01 12/16/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 12/16/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 12/16/05 WaMu Asset Acceptance Corp. DE 9.01 12/21/05 WaMu Asset Acceptance Corp. DE 9.01 12/21/05 WASTE MANAGEMENT INC DE 1.01 12/16/05 WAUSAU PAPER CORP. WI 1.01,9.01 12/16/05 WAUSAU PAPER CORP. WI 7.01,9.01 12/21/05 WCI COMMUNITIES INC 8.01,9.01 12/20/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 12/19/05 WEYERHAEUSER CO WA 5.05,9.01 12/15/05 WEYERHAEUSER CO WA 2.05,9.01 12/15/05 WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 12/21/05 WHEELING PITTSBURGH CORP /DE/ DE 8.01 12/21/05 WHITTIER ENERGY CORP NV 7.01,9.01 12/20/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 12/15/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 12/15/05 WILEY JOHN & SONS INC NY 1.01 12/21/05 WILSON BROTHERS USA INC IL 1.01,1.02,2.03 12/15/05 Winthrop Realty Trust OH 2.03,7.01,9.01 12/16/05 WORTHINGTON INDUSTRIES INC OH 2.02,9.01 12/21/05 WORTHINGTON INDUSTRIES INC OH 2.02,9.01 12/21/05 AMEND WWA GROUP INC NV 4.01,9.01 12/11/05 XA, INC. NV 5.02,8.01,9.01 12/19/05