SEC NEWS DIGEST Issue 2005-227 November 28, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOSEPH FERONA, JR. On November 25, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing (Order) against Joseph A. Ferona, Jr., formerly of Castle Rock, Colorado. In the Order, the Division of Enforcement alleges that Ferona was permanently enjoined by default from future violations of the securities laws. The Division of Enforcement further alleges that Ferona was an associated person of an unregistered investment adviser, Castle Rock Trading Company. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Ferona an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate in the public interest. The Order requires the administrative law judge to issue an initial decision no later than 210 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission’s Rules of Practice. (Rel. IA-2447; File No. 3-12109) THREE FEDERATED INVESTORS, INC. AFFILIATES TO PAY $72 MILLION TO SETTLE CHARGES FOR UNDISCLOSED MARKET TIMING AND LATE TRADING The Commission announced today the institution of a settled enforcement action against Federated Investment Management Company (FIMC), a registered investment adviser, Federated Securities Corp. (FSC), a registered broker-dealer, and Federated Shareholder Services Company (FSSC), formerly a registered transfer agent (collectively, the Federated Affiliates), charging them with federal securities law violations arising out of undisclosed market timing arrangements and for late trading. FIMC, FSC and FSSC are each affiliated with Federated Investors, Inc., headquartered in Pittsburgh, Pennsylvania, one of the largest mutual fund managers in the United States, and each performed services for mutual funds in the Federated mutual fund complex (Federated Funds). Under the settlement, the Federated Affiliates have been ordered to pay $72 million, consisting of $27 million in disgorgement and a civil penalty of $45 million. Without admitting or denying the Commission’s findings, the Federated Affiliates also consented to censures, cease-and-desist orders, and to undertake certain compliance and mutual fund governance reforms. The Federated Affiliates have previously paid a total of $8 million to Federated mutual funds affected by the wrongful conduct. The Commission’s order finds that FIMC, the investment adviser to Federated Funds, and FSC, distributor for the Federated Funds, violated the federal securities laws by approving, but not disclosing, three market timing arrangements, or the associated conflict of interest between FIMC and the funds involved in the arrangements, either to other Federated Fund shareholders or to the funds’ Boards of Trustees. In addition, FSSC allowed a customer and a Federated employee to late trade. The Commission’s order finds that, at the time they entered into the market timing arrangements, FIMC and FSC recognized that certain types of market timing could be generally detrimental to certain of the Federated Funds and could, among other things, compromise the investment strategies of portfolio managers and increase costs for long-term shareholders. From January 2003 through July 2003, notwithstanding prospectus disclosure and internal procedures designed to prevent market timing, FIMC and FSC provided approved “timing capacity” in certain mutual funds to Canary Capital Partners LLC (Canary Capital), a hedge fund managed by Edward J. Stern, and never disclosed this arrangement to other Federated Fund shareholders or the Federated Fund Boards. In return, Canary Capital made a separate investment of non-timed assets, so-called “sticky assets,” in a Federated fund. At the height of this arrangement, Canary Capital used almost $125 million in timing capacity in six Federated domestic equity funds and invested $10 million in an off-shore Federated mutual fund. FIMC and FSC also entered into undisclosed arrangements with two existing Federated investors to market time high yield bond funds. These two clients used over $18 million and $11 million, respectively, in timing capacity. Both the timed assets and the “sticky assets” produced advisory and other fees for FIMC, FSC and FSSC. The Commission’s order further finds that FSSC’s mutual fund trade processing system allowed certain FSSC employees to improperly process trades received after 4:00 p.m. at the current day’s net asset value (NAV). Between June and September 2003, a Texas hedge fund executed at least 29 late trades through FSSC. In addition, between July 1998 and March 2003, a former FIMC and FSSC employee, while trading for his own account, entered at least 240 trades after 4:00 p.m. that improperly received the current day’s NAV. Based on the conduct outlined above, the Commission’s order finds that FIMC willfully violated, and FSC willfully aided and abetted and caused violations of, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940; that FIMC and FSC willfully violated Section 17(d) of the Investment Company Act of 1940 and Rule 17d-1 thereunder; and that FSSC willfully violated Rule 22c- 1(a) under the Investment Company Act. The Commission’s action has been coordinated with one brought by the Office of the New York Attorney General. (Rels. 34-52839; IA-2448; IC-27167; File No. 3-12111; Press Rel. 2005-164) IN THE MATTER OF THOMAS STEINBACH, ASHLEY SOSNER, TIM RICE, HOWARD KERBEL, BARRY BERMAN,VINCENT BARONE, AND BRUCE BIDDICK On November 28, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 as to Thomas Steinbach (Order). The Commission issued the Order after accepting an Offer of Settlement made by Steinbach. The Order finds that on April 30, 2003, Steinbach pled guilty to one count of conspiracy to commit wire fraud, mail fraud and securities fraud before the United States District Court for the Southern District of Florida arising from his participation in an offering of Integrated Homes, Inc. (INHI), which is a penny stock. The count of the criminal indictment to which Steinbach pled guilty alleged that Steinbach and his co-defendants conspired to unjustly enrich themselves by defrauding a fictitious foreign mutual fund, by artificially affecting the supply and demand for INHI stock and by inflating the price of INHI stock through illegal means. The count of the criminal indictment also alleged that the purpose and object of the conspiracy was for Steinbach and his co-defendants to unjustly enrich themselves by defrauding the public shareholders of INHI. Based on the above, the Order bars Steinbach from participation in any offering of a penny stock. (Rel. 34-52841; File No. 3-11938) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK VARIABLE SERIES TRUST I An order has been issued pursuant to Section 8(f) of the Investment Company Act declaring that John Hancock Variable Series Trust I has ceased to be an investment company. (Rel. IC-27149 - November 22) GLADSTONE CAPITAL CORPORATION, ET AL. An order has been issued on an application filed by Gladstone Capital Corporation, et al. under Sections 57(i) and 17(d) of the Investment Company Act and Rule 17d-1 under the Act. The order permits certain business development companies and registered closed- end investment companies to co-invest in portfolio companies with an affiliate. (Rel. IC-27150 – November 22) ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Security Capital Real Estate Mutual Funds Incorporated, [File No. 811-8033] [Rel No. IC-27151] – November 22, 2005 Valor Investment Fund, Inc. [File No. 811-2850] [Rel No. IC-27152] – November 22, 2005 Phoenix Strategic Allocation Fund (formerly Phoenix Oakhurst Strategic Allocation Fund, Phoenix Oakhurst Strategic Allocation Fund, Inc., Phoenix Strategic Allocation Fund, Inc. and Phoenix Total Return Fund) [File No. 811-1442] [Rel No. IC-27153] – November 22, 2005 Co-operative Bank Investment Fund d/b/a Bank Investment Fund [File No. 811-4421] [Rel No. IC-27154] – November 22, 2005 Nuveen Massachusetts Dividend Advantage Municipal Fund 2 [File No. 811-21155] [Rel No. IC-27155] – November 22, 2005 Nuveen Virginia Dividend Advantage Municipal Fund 3 [File No. 811-21542] [Rel No. IC-27156] – November 22, 2005 Nuveen Connecticut Dividend Advantage Municipal Fund 4 [File No. 811-21543] [Rel No. IC-27157] – November 22, 2005 Nuveen Arizona Dividend Advantage Municipal Fund 4 [File No. 811-21544] [Rel No. IC-27158] – November 22, 2005 Nuveen California Municipal High Income Opportunity Fund [File No. 811-21545] [Rel No. IC-27159] – November 22, 2005 Nuveen North Carolina Dividend Advantage Municipal Fund 4 [File No. 811-21551] [Rel No. IC-27160] – November 22, 2005 BACAP Opportunity Strategy, LLC [File No. 811-21063] [Rel No. IC-27161] – November 22, 2005 Fairport Funds [File No. 811-8774] [Rel No. IC-27162] – November 22, 2005 INVESCO Variable Investment Funds, Inc. [File No. 811-8038] [Rel No. IC-27163] – November 22, 2005 WT Investment Trust I [File No. 811-8067] [Rel No. IC-27164] – November 22, 2005 AEW REAL ESTATE INCOME FUND, ET AL. A notice has been issued giving interested persons until Dec. 20, 2005, to request a hearing on an application filed by AEW Real Estate Income Fund, et al. for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Section 12(d)(1) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, under Section 6(c) of the Act for an exemption from Sections 18(f) and 21(b) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint arrangements. The order would permit certain registered management investment companies to invest cash balances in affiliated money market funds and to participate in a joint lending and borrowing facility. (Rel. IC-27166 - November 23) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES The Commission issued notice of immediate effectiveness of a proposed rule change and Amendment No. 1 thereto (SR-CBOE-2005-91) filed by the Chicago Board Options Exchange relating to its marketing fee program. Publication of the proposal is expected in the Federal Register during the week of November 28. (Rel. 34- 52818) The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. filed a proposed rule change (SR-NASD-2005-127) to modify NASD Rule 7010 to change the fee structure for the “Browse/Query” function in the trade reporting service of the Nasdaq Market Center. The proposed rule change has become effective immediately. Publication of the proposal is expected in the Federal Register during the week of November 28. (Rel. 34-52825) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2005-02) submitted by the New York Stock Exchange regarding Exchange Rule 607 (Appointment of Arbitrators). (Rel. 34-52822) PROPOSED RULE CHANGE The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2005-90) to adopt a simple auction liaison system to auction qualifying marketable orders for potential price improvement. Publication of the proposal is expected in the Federal Register during the week of November 28. (Rel. 34-52823) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until Dec. 20, 2005, to comment on the application of Marlton Technologies, Inc. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange. (Rel. 34-52835) A notice has been issued giving interested persons until Dec. 20, 2005, to comment on the application of Lynch Interactive Corporation to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-52836) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-11 TABERNA REALTY FINANCE TRUST, 1818 MARKET STREET 28TH ST, PHILADELPHIA, PA, 19103, 0 ($345,000,000.00) Equity, (File 333-129902 - Nov. 23) (BR. 08) S-4 MARSHALL & ILSLEY CORP/WI/, ATTN: OFFICE OF THE GENERAL COUNSEL, 770 NORTH WATER STREET, MILWAUKEE, WI, 53202, 4147657801 - 0 ($694,740,731.00) Equity, (File 333-129903 - Nov. 23) (BR. 07A) F-6 Antisoma plc, WEST AFRICA HOUSE, HANGER LANE, EALING, LONDON, X0, W5 3QR, 44 20 8799 8200 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-129904 - Nov. 23) (BR. ) S-3 ALNYLAM PHARMACEUTICALS, INC., 300 THIRD STREET, CAMBRIDGE, MA, 02142, (617) 551-8200 - 0 ($75,000,000.00) Equity, (File 333-129905 - Nov. 23) (BR. 01B) S-4 Ashton Woods USA L.L.C., 1080 HOLCOMB BRIDGE ROAD, BUILDING 200 SUITE 350, ROSWELL, GA, 30076, 770-998-9663 - 125,000,000 ($125,000,000.00) Non-Convertible Debt, (File 333-129906 - Nov. 23) (BR. 06) S-3 PXRE GROUP LTD, PXRE HOUSE, 110 PITTS BAY ROAD, PEMBROKE, D0, HM 08, 4412965858 - 0 ($501,664,774.00) Other, (File 333-129907 - Nov. 23) (BR. 01B) S-8 BROCADE COMMUNICATIONS SYSTEMS INC, 40,045,278 ($164,986,545.36) Equity, (File 333-129908 - Nov. 23) (BR. 03A) S-8 BROCADE COMMUNICATIONS SYSTEMS INC, 424,822 ($46,730.42) Equity, (File 333-129909 - Nov. 23) (BR. 03A) SB-2 Tank Sports, Inc., 10925 SCHMIDT ROAD, EL MONTE, CA, 91733, 626-350-4039 - 1,446,500 ($1,446,500.00) Other, (File 333-129910 - Nov. 23) (BR. 01) S-3 IMPLANT SCIENCES CORP, 107 AUDUBON ROAD #5, WAKEFIELD, MA, 01880-1246, 7812460700 - 1,743,093 ($12,320,541.00) Equity, (File 333-129911 - Nov. 23) (BR. 10B) S-8 VISTAPRINT LTD, CANON, 22 VICTORIA STREET, HAMILTON, D0, HM 12, 781-547-6383 - 8,451,966 ($82,881,009.00) Equity, (File 333-129912 - Nov. 23) (BR. 05B) S-11 TABERNA REALTY FINANCE TRUST, 1818 MARKET STREET 28TH ST, PHILADELPHIA, PA, 19103, 43,648,272 ($541,238,573.00) Equity, (File 333-129914 - Nov. 23) (BR. 08) S-3 STONEMOR PARTNERS LP, 155 RITTENHOUSE CIRCLE, BRISTOL, PA, 19007, 2158262800 - 280,952 ($5,863,468.24) Equity, (File 333-129916 - Nov. 23) (BR. 11A) S-1 MEDICINOVA INC, 4350 LA JOLLA VILLAGE DRIVE, SUITE 950, SAN DIEGO, CA, 92122, 858-373-1500 - 0 ($15,627,189.00) Equity, (File 333-129917 - Nov. 23) (BR. 01B) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Other, (File 333-129918 - Nov. 23) (BR. 05D) S-1 CS Financing CORP, 45 SAN CLEMENTE DRIVE, SUITE B210, CORTE MADERA, CA, 94925, 415-927-7302 - 0 ($100,000,000.00) Debt, (File 333-129919 - Nov. 23) (BR. 07) S-4 Energy Transfer Partners, L.P., 2838 WOODSIDE, -, DALLAS, TX, 75204, 9184927272 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-129920 - Nov. 23) (BR. 02B) S-8 Gener8xion Entertainment, Inc., 3400 W. CAHUENGA BLVD., HOLLYWOOD, CA, 90068, 323-874-9888 - 0 ($17,500.00) Equity, (File 333-129921 - Nov. 23) (BR. 05A) S-8 POWERWAVE TECHNOLOGIES INC, 1801 E. ST. ANDREW PLACE, SANTA ANA, CA, 92705, 7144661000 - 0 ($95,325,000.00) Equity, (File 333-129922 - Nov. 23) (BR. 11B) S-8 UNITED FIRE & CASUALTY CO, 118 SECOND AVE SE, CEDAR RAPIDS, IA, 52407, 3193995700 - 0 ($7,847,291.00) Equity, (File 333-129923 - Nov. 23) (BR. 01C) S-8 INTELLISYNC CORP, 2550 N FIRST ST, STE 500, SAN JOSE, CA, 95131, 4083217650 - 1,200,000 ($5,390,000.00) Equity, (File 333-129926 - Nov. 23) (BR. 03B) S-4 SELECTIVE INSURANCE GROUP INC, 40 WANTAGE AVENUE, BRANCHVILLE, NJ, 07890, 2019483000 - 100,000,000 ($100,000,000.00) Debt, (File 333-129927 - Nov. 23) (BR. 01C) SB-2 Hybrid Fuel Systems, 410150 HIGHLAND MANOR DR., TAMPA, FL, 33610, 8133142152 - 19,495,221 ($5,848,566.30) Equity, (File 333-129928 - Nov. 23) (BR. 05B) S-8 MERCURY COMPUTER SYSTEMS INC, 199 RIVERNECK RD, CHELMSFORD, MA, 01824, 9782561300 - 1,942,264 ($36,888,104.00) Equity, (File 333-129929 - Nov. 23) (BR. 10B) S-8 Under Armour, Inc., 1020 HULL STREET, 3RD FLOOR, BALTIMORE, MD, 21230, 410-454-6428 - 0 ($71,600,100.00) Equity, (File 333-129932 - Nov. 23) (BR. 02) S-3 LIONBRIDGE TECHNOLOGIES INC /DE/, 1050 WINTER STREET, 1050 WINTER STREET, WALTHAM, MA, 02154, 7818906612 - 10,810,000 ($72,643,200.00) Equity, (File 333-129933 - Nov. 23) (BR. 08B) SB-2 ISECURETRAC CORP, 4024982734 - 17,349,262 ($37,474,406.00) Equity, (File 333-129934 - Nov. 23) (BR. 11C) S-1 EXCO RESOURCES INC, 12377 MERIT DR, SUITE 1700, DALLAS, TX, 75251, 2143682084 - 0 ($750,000,000.00) Equity, (File 333-129935 - Nov. 23) (BR. 04C) S-8 INSEQ CORP, 111 HOWARD AVE., SUITE 108, MT. ARLINGTON, NJ, 07856, 9733988183 - 500,000,000 ($1,350,000.00) Equity, (File 333-129936 - Nov. 23) (BR. 02A) SB-2 Intersearch Group Inc, 222 KEARNY ST STE 550, SAN FRANCISCO, CA, 94018, 415-901-0410 - 13,554,688 ($70,213,283.84) Equity, (File 333-129937 - Nov. 23) (BR. ) S-3 GLOBAL EPOINT INC, ATTN: JOHN PAN, 339 S. CHERYL LANE, CITY OF INDUSTRY, CA, 91789, 909-869-1688 - 0 ($11,639,457.00) Equity, (File 333-129938 - Nov. 23) (BR. 06A) SB-2 CAPITAL GOLD CORP, 76 BEAVER ST, SUITE 500, NEW YORK, NY, 10005, 2123442785 - 6,440,002 ($1,545,600.00) Equity, (File 333-129939 - Nov. 23) (BR. 04A) S-4 COMPASS BANCSHARES INC, 15 SOUTH 20TH ST, P O BOX 10566, BIRMINGHAM, AL, 35233, 2059333000 - 4,938,206 ($1.00) Equity, (File 333-129940 - Nov. 23) (BR. 07B) S-3 MTI TECHNOLOGY CORP, 14661 FRANKLIN AVENUE, TUSTIN, CA, 92780, 7144817800 - 0 ($29,366,302.00) Equity, (File 333-129941 - Nov. 23) (BR. 03B) S-4 WHITING PETROLEUM CORP, 1700 BROADWAY, SUITE 2300, DENVER, CO, 80290, 303-837-1661 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-129942 - Nov. 23) (BR. 04A) F-3 FORBES MEDI TECH INC, 200-750 WEST PENDER STREET, VANCOUVER B C V6C 2T8, A1, 00000, 6046895899 - 7,136,363 ($11,953,408.03) Equity, (File 333-129943 - Nov. 23) (BR. 01A) S-3 SIRNA THERAPEUTICS INC, 2950 WILDERNESS PLACE, BOULDER, CO, 80301, 3034496500 - 0 ($75,000,000.00) Equity, (File 333-129944 - Nov. 23) (BR. 01C) S-8 MEASUREMENT SPECIALTIES INC, 710 ROUTE 46 EAST, SUITE 206, FAIRFIELD, NJ, 07004, 973-808-3020 - 1,000,000 ($24,600,000.00) Equity, (File 333-129946 - Nov. 23) (BR. 10B) S-3 CLEARANT INC, 11111 SANTA MONICA BOULEVARD, SUITE 650, SANTA MONICA, CA, 90025, 310-479-4570 - 5,637,163 ($21,984,935.70) Equity, (File 333-129947 - Nov. 23) (BR. 01C) S-4 DRS TECHNOLOGIES INC, 3RD FLOOR, 5 SYLVAN WAY, PARSIPPANY, NJ, 07054, 9738981500 - 0 ($489,069,406.00) Equity, (File 333-129948 - Nov. 23) (BR. 05A) S-3 L 3 COMMUNICATIONS HOLDINGS INC, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 2126971111 - 0 ($700,000,000.00) Debt Convertible into Equity, (File 333-129949 - Nov. 23) (BR. 11B) S-3 TELKONET INC, 902A COMMERCE ROAD, ., ANNAPOLIS, MD, 21401, 410-897-5900 - 0 ($33,116,000.00) Equity, (File 333-129950 - Nov. 23) (BR. 11B) S-4 Innophos, Inc., 259 PROSPECT PLAINS ROAD, CRANBURY, NJ, 08512, (609) 495 2495 - 0 ($190,000,000.00) Non-Convertible Debt, (File 333-129951 - Nov. 23) (BR. ) S-4 L 3 COMMUNICATIONS CORP, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 1216971111 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-129952 - Nov. 23) (BR. 11B) S-8 STILLWATER MINING CO /DE/, 1321 DISCOVERY DRIVE, BILLINGS, MT, 59102, 406.373.8700 - 0 ($17,445,000.00) Equity, (File 333-129953 - Nov. 23) (BR. 04C) S-4 Innophos Investment Holdings, Inc., 259 PROSPECT PLAINS ROAD, CRANBURY, NJ, 08512, (609) 495 2495 - 0 ($120,000,000.00) Non-Convertible Debt, (File 333-129954 - Nov. 23) (BR. ) S-8 WIZZARD SOFTWARE CORP /CO, 5001 BAUM BOULEVARD, SUITE 770, PITTSBURGH, PA, 15213, 4126210902 - 200,000 ($367,000.00) Equity, (File 333-129955 - Nov. 23) (BR. 03B) S-4 ev3 Inc., 4600 NATHAN LANE NORTH, PLYMOUTH, MN, 55442, (763) 398-7000 - 0 ($123,773,359.00) Equity, (File 333-129956 - Nov. 25) (BR. 10B) S-8 CAPE SYSTEMS GROUP, INC, 3619 KENNEDY ROAD, SOUTH PLAINFIELD, NJ, 07080, 908-756-2000 - 13,796,240 ($482,868.40) Equity, (File 333-129957 - Nov. 25) (BR. 03B) S-8 SCOR, 1 AVENUE DU PRESIDENT WILSON, LA DEFENSE CEDEX, PARIS FRANCE, I0, 92074, 850,000 ($1,734,000.00) Equity, (File 333-129958 - Nov. 25) (BR. 01C) S-8 SCOR, 1 AVENUE DU PRESIDENT WILSON, LA DEFENSE CEDEX, PARIS FRANCE, I0, 92074, 850,000 ($1,666,000.00) Equity, (File 333-129959 - Nov. 25) (BR. 01C) S-8 Shire plc, HAMPSHIRE INTL BUSINESS PARK, CHINEHAM BASINGSTOKE, HAMPSHIRE ENGLAND RG, X0, -, 1264333455 - 986,935 ($12,091,452.66) Other, (File 333-129960 - Nov. 25) (BR. 01C) S-8 Shire plc, HAMPSHIRE INTL BUSINESS PARK, CHINEHAM BASINGSTOKE, HAMPSHIRE ENGLAND RG, X0, -, 1264333455 - 10,000,000 ($122,500,000.00) Equity, (File 333-129961 - Nov. 25) (BR. 01C) F-3 ING GROEP NV, AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM, PO BOX 810, 1000 AV, AMSTERDAM, P7, 0000, 01131205418534 - 0 ($1,000,000,000.00) Debt, (File 333-129962 - Nov. 25) (BR. 01A) S-1 DYNTEK INC, 18881 VON KARMAN AVENUE, SUITE 250, IRVINE, CA, 92612, 949-955-0078 - 0 ($23,983,530.00) Equity, (File 333-129963 - Nov. 25) (BR. 08A) S-1 EAUTOCLAIMS, INC, 110 EAST DOUGLAS RD, OLDSMAR, FL, 34677, 8137491020 - 9,701,440 ($1,746,259.00) Equity, (File 333-129964 - Nov. 25) (BR. 08A) SB-2 CIGNUS VENTURES INC., #206 - 1480 GULF ROAD, POINT ROBERTS, WA, 98281, 360-483-9517 - 6,000,000 ($240,000.00) Equity, (File 333-129965 - Nov. 25) (BR. ) S-8 Cobalis Corp, 2445 MCCABE WAY, SUITE 150, IRVINE, CA, 92614, 949-757-0001 - 562,706 ($1,105,733.77) Equity, (File 333-129966 - Nov. 25) (BR. 01C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- A21 INC TX 1.01,3.02,9.01 11/17/05 ACCREDITED HOME LENDERS HOLDING CO DE 2.03 11/23/05 Accredited Mortgage Loan REIT Trust MD 2.03 11/23/05 ACE SECURITIES CORP DE 8.01,9.01 11/14/05 ADAPTEC INC DE 1.01,9.01 11/18/05 ADC TELECOMMUNICATIONS INC MN 1.01,9.01 11/18/05 ADDISON DAVIS DIAGNOSTICS DE 5.02,9.01 11/21/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 11/23/05 Advanced Life Sciences Holdings, Inc. 1.01 11/18/05 ADVANCED MAGNETICS INC DE 1.01,9.01 11/22/05 AEOLUS PHARMACEUTICALS, INC. DE 1.01,3.02,5.03,9.01 11/18/05 AES CORP DE 8.01,9.01 11/23/05 AETRIUM INC MN 8.01,9.01 11/21/05 AGU Entertainment Corp. CO 1.01,2.03,8.01,9.01 11/17/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 11/22/05 AIRNET COMMUNICATIONS CORP DE 5.02 11/23/05 ALAMOSA HOLDINGS INC DE 2.02,9.01 11/23/05 AMEND ALCOA INC PA 2.05,9.01 11/18/05 ALEXION PHARMACEUTICALS INC DE 7.01,9.01 11/23/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 8.01 11/22/05 ALLIED HOLDINGS INC GA 1.01 11/17/05 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 7.01,9.01 11/23/05 Alternative Loan Trust 2005-51 9.01 11/20/05 Alternative Loan Trust 2005-59 9.01 11/20/05 AMALGAMATED TECHNOLOGIES INC DE 5.02 11/23/05 AMERICAN AIRLINES INC DE 8.01 11/23/05 AMERICAN CAPITAL STRATEGIES LTD 1.01,9.01 11/23/05 AMERICAN COMMUNITY BANCSHARES INC NC 8.01,9.01 11/21/05 AMERICAN EXPRESS CO NY 1.01,9.01 11/21/05 AMERICAN ORIENTAL BIOENGINEERING INC CO 7.01,9.01 11/23/05 AMERICAN REAL ESTATE PARTNERS L P DE 8.01 11/16/05 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01 11/17/05 AMERITRADE HOLDING CORP DE 4.01,8.01,9.01 11/15/05 AMEND AMIS HOLDINGS INC 2.01,9.01 09/09/05 AMEND AMR CORP DE 8.01 11/23/05 ANDREW CORP DE 1.01,9.01 11/18/05 ANHEUSER-BUSCH COMPANIES, INC. DE 1.01,9.01 11/22/05 ANNTAYLOR STORES CORP DE 1.01,9.01 11/17/05 AON CORP DE 5.03,9.01 11/18/05 APOLLO GOLD CORP 2.01,9.01 11/18/05 APPLERA CORP DE 1.01 11/17/05 APPLIED IMAGING CORP DE 8.01,9.01 11/18/05 APPLIED IMAGING CORP DE 1.02 11/17/05 Arlington Tankers Ltd. D0 1.01,9.01 11/17/05 ASPYRA INC CA 2.01,3.02,5.01,5.02,5.03, 11/21/05 7.01,9.01 AT&T CORP NY 2.01,5.01,5.03,8.01 11/18/05 ATA HOLDINGS CORP IN 9.01 11/23/05 ATARI INC DE 1.01 11/22/05 AUTONATION INC /FL DE 1.01,9.01 11/18/05 AVALONBAY COMMUNITIES INC MD 5.02,9.01 11/22/05 AVATECH SOLUTIONS INC DE 1.01,3.02 11/11/05 AMEND AXIS CAPITAL HOLDINGS LTD 3.03,5.03,8.01 11/23/05 BADGER METER INC WI 1.01,9.01 11/18/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 11/22/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 11/22/05 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 11/17/05 BANK OF HAWAII CORP DE 5.02 11/18/05 BANK OF SOUTH CAROLINA CORP SC 4.01,9.01 11/17/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 4.01,9.01 11/02/05 AMEND BARNWELL INDUSTRIES INC DE 8.01,9.01 11/23/05 BASSETT FURNITURE INDUSTRIES INC VA 1.01,2.03,9.01 11/21/05 Bayview Financial Mortage Pass-Throug DE 8.01 11/10/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/23/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/23/05 BEARINGPOINT INC DE 2.04 11/21/05 BEBE STORES INC CA 1.01,2.03,8.01,9.01 11/18/05 BELL MICROPRODUCTS INC CA 2.05 11/17/05 BellaVista Mortage Trust 2005-2 DE 9.01 11/20/05 BellaVista Mortgage Trust 2005-1 DE 9.01 11/22/05 BEVERLY ENTERPRISES INC DE 8.01,9.01 11/20/05 BIG SKY ENERGY CORP NV 8.01 11/18/05 BLACK WARRIOR WIRELINE CORP DE 3.02 11/21/05 BLACKBOARD INC DE 8.01 11/23/05 BOEING CO DE 1.01,2.03 11/18/05 BOLT TECHNOLOGY CORP CT 1.01 11/22/05 BORLAND SOFTWARE CORP DE 1.01,9.01 11/08/05 AMEND BOTTOMLINE TECHNOLOGIES INC /DE/ DE 1.01 11/17/05 BROADCAST INTERNATIONAL INC UT 4.02 11/18/05 BROADCOM CORP CA 5.02,9.01 11/22/05 BRUSH ENGINEERED MATERIALS INC 8.01 11/21/05 BUSINESS OBJECTS S.A. 1.01,5.03,9.01 11/18/05 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 11/22/05 C-Bass Mortgage Loan Asset-Backed Cer DE 8.01,9.01 11/09/05 AMEND CABCO SERIES 2004-101 TRUST (GOLDMAN 8.01,9.01 11/15/05 CABOT CORP DE 1.01 11/22/05 CALLAWAY GOLF CO /CA DE 7.01,9.01 11/23/05 CANARGO ENERGY CORP DE 7.01 11/21/05 CANYON RESOURCES CORP DE 1.01,9.01 11/22/05 CANYON RESOURCES CORP DE 3.01,9.01 11/21/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 11/22/05 CAPITALSOURCE INC DE 1.01,2.03,9.01 11/17/05 CASELLA WASTE SYSTEMS INC DE 7.01,9.01 11/23/05 CBRL GROUP INC TN 7.01,9.01 11/22/05 CBRL GROUP INC TN 5.02 11/22/05 AMEND CELLEGY PHARMACEUTICALS INC CA 3.01 11/17/05 CENTURY CASINOS INC /CO/ DE 1.01,2.01,9.01 11/22/05 CERTO GROUP CORP. DE 1.01,2.03,3.02,9.01 11/18/05 Chaparral Steel CO DE 1.01,5.02 11/23/05 CHARYS HOLDING CO INC 1.01,2.03,3.02,9.01 11/17/05 CHARYS HOLDING CO INC 8.01,9.01 02/27/04 AMEND CHINA FUND INC MD 7.01,9.01 10/01/05 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 4.02 05/18/05 CHINDEX INTERNATIONAL INC DE 2.05,9.01 11/17/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 8.01,9.01 11/17/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 5.02 10/11/05 AMEND CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/20/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/20/05 CINCINNATI FINANCIAL CORP OH 1.01,7.01,9.01 11/18/05 CIT Equipment Collateral 2005-VT1 8.01,9.01 11/21/05 Citi Trends Inc 2.02,7.01,9.01 11/21/05 CITICORP MORTGAGE SECURITIES INC DE 8.01 11/22/05 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 11/18/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 11/22/05 CITIGROUP MORTGAGE LOAN TRUST INC 9.01 11/22/05 CITIZENS FINANCIAL SERVICES INC PA 7.01,9.01 11/23/05 CLEAR CHANNEL COMMUNICATIONS INC TX 5.03 11/18/05 CNB BANCORP INC/VA VA 5.03,9.01 11/22/05 COAST DISTRIBUTION SYSTEM INC DE 7.01,9.01 11/21/05 COEUR D ALENE MINES CORP ID 8.01 11/22/05 COLLEGIATE PACIFIC INC DE 1.01,1.02,8.01,9.01 11/22/05 COLLINS & AIKMAN CORP DE 8.01 11/21/05 COMCAST CORP PA 1.01,9.01 11/22/05 COMMERCE ENERGY GROUP INC DE 1.01,5.02,9.01 11/17/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 11/23/05 CORNING NATURAL GAS CORP NY 8.01 11/23/05 COUNTERPATH SOLUTIONS, INC. NV 1.01,3.02,8.01,9.01 11/22/05 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 8.01,9.01 11/23/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 11/23/05 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 11/21/05 CURATIVE HEALTH SERVICES INC 5.02 11/21/05 CWMBS INC DE 8.01,9.01 11/21/05 CYANOTECH CORP NV 5.04 11/21/05 DATALOGIC INTERNATIONAL INC DE 1.01,2.01,9.01 11/21/05 DEAN FOODS CO/ DE 1.01 11/17/05 DEL GLOBAL TECHNOLOGIES CORP NY 1.01 11/21/05 DETTO DE 1.01,2.01,3.02,5.02,9.01 11/18/05 Diabetic Treatment Centers of America DE 5.02 11/22/05 DIAMETRICS MEDICAL INC MN 1.01,8.01,9.01 11/21/05 DIGITAL POWER CORP CA 2.02,9.01 11/14/05 DIGITAL POWER CORP CA 2.02,9.01 09/30/05 DNB FINANCIAL CORP /PA/ PA 8.01,9.01 11/23/05 DOLLAR GENERAL CORP TN 1.01,7.01,9.01 11/23/05 DOVER MOTORSPORTS INC DE 1.01,9.01 11/18/05 DPL INC OH 8.01,9.01 11/16/05 DSE FISHMAN INC NV 4.01 11/23/05 DSLA Mortgage Loan Trust 2005-AR2 DE 8.01,9.01 11/21/05 DSLA Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 11/21/05 DSLA Mortgage Loan Trust 2005-AR4 DE 8.01,9.01 11/21/05 DSLA MORTGAGE LOAN TRUST 2005-AR5 DE 8.01,9.01 11/21/05 DSLA Mortgage Loan Trust 2005-AR6 DE 8.01,9.01 11/21/05 DTE ENERGY CO MI 1.01,5.02,9.01 11/17/05 DTS, INC. DE 1.01 11/17/05 DUANE READE HOLDINGS INC 1.01,5.02,5.03,9.01 11/01/05 DUCOMMUN INC /DE/ DE 1.01,9.01 11/22/05 DYCOM INDUSTRIES INC FL 2.02,9.01 11/21/05 DYNTEK INC DE 5.02 11/17/05 EACO CORP FL 2.01 11/21/05 EAGLE MATERIALS INC DE 1.02 11/18/05 EDGETECH SERVICES INC NV 5.01 11/22/05 EDWARDS A G INC DE 1.01 11/18/05 EGPI FIRECREEK, INC. NV 3.02 11/22/05 El Pollo Loco, Inc. DE 2.01,3.03,5.02,9.01 11/18/05 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 11/16/05 EMDEON CORP DE 7.01,8.01,9.01 11/23/05 EMERITUS CORP\WA\ WA 8.01 11/22/05 EMPIRE ENERGY CORP UT 2.01,3.02,9.01 11/22/05 AMEND EMPIRE FINANCIAL HOLDING CO FL 1.01,3.01,9.01 11/21/05 ENCORE ACQUISITION CO DE 1.01,2.03,9.01 11/23/05 ENESCO GROUP INC IL 1.01,9.01 11/23/05 EPIX Pharmaceuticals, Inc. 8.01,9.01 11/23/05 EPL Intermediate, Inc. DE 2.01,3.03,5.02,9.01 11/18/05 EXCO RESOURCES INC TX 8.01 11/23/05 EXCO RESOURCES INC TX 4.02 11/14/05 AMEND F2 BROADCAST NETWORK INC NV 5.01,8.01,9.01 12/10/04 F2 BROADCAST NETWORK INC NV 5.01,5.02,8.01,9.01 06/08/04 F2 BROADCAST NETWORK INC NV 5.02,8.01,9.01 11/20/03 FBR Securitization Trust 2005-3 8.01,9.01 11/09/05 FEDERATED INVESTORS INC /PA/ PA 1.01,2.03 11/22/05 FEI CO OR 8.01 11/22/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 11/22/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 10/24/05 FIRST BANCORP /NC/ NC 7.01,9.01 11/23/05 FIRST BUSEY CORP /NV/ NV 1.01 11/23/05 FIRST KEYSTONE CORP PA 8.01 11/23/05 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 11/22/05 FIRST PACTRUST BANCORP INC MD 8.01,9.01 11/22/05 FLATBUSH FEDERAL BANCORP INC 1.01,9.01 11/21/05 FLUSHING FINANCIAL CORP DE 8.01,9.01 11/22/05 FNB FINANCIAL SERVICES CORP NC 8.01,9.01 11/17/05 FOOT LOCKER INC NY 1.01,1.02,5.02,9.01 11/18/05 FOOTSTAR INC DE 1.01,9.01 11/18/05 FORCE PROTECTION INC NV 1.01,1.02,2.03,9.01 11/18/05 FPL GROUP INC FL 2.03 11/22/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 8.01 11/21/05 FRISCHS RESTAURANTS INC OH 5.02 11/11/05 FRMO CORP DE 8.01 11/23/05 GameStop Corp. DE 5.02 11/23/05 GATEWAY INC DE 5.02 11/18/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 11/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 11/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 11/15/05 GE COMMERCIAL MORTGAGE CORP DE 8.01,9.01 11/21/05 GLYCOGENESYS INC NV 3.01 11/18/05 GMACM MORTGAGE LOAN TRUST 2005-AR3 DE 8.01 11/21/05 GMACM MORTGAGE LOAN TRUST 2005-AR4 DE 8.01 11/21/05 GMACM MORTGAGE LOAN TRUST 2005-AR5 DE 8.01 11/21/05 GMACM MORTGAGE LOAN TRUST 2005-AR6 DE 8.01 11/21/05 GOLDEN HEALTH HOLDINGS, INC. 1.01,2.01,3.02,5.01, 11/07/05 AMEND 5.02,5.03,9.01 GOODRICH PETROLEUM CORP DE 1.01,9.01 11/17/05 GOVERNMENT PROPERTIES TRUST INC 1.01,1.02,2.03,9.01 11/23/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 11/18/05 GREENWICH DSLA MORTGAGE LOAN TRUST 20 DE 8.01,9.01 11/21/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 11/17/05 GTSI CORP DE 1.01 11/21/05 HANDLEMAN CO /MI/ MI 1.01,2.01,2.02,9.01 11/22/05 HARKEN ENERGY CORP DE 7.01,9.01 11/23/05 HAROLDS STORES INC OK 2.02,9.01 11/22/05 HASTINGS ENTERTAINMENT INC TX 2.02,9.01 11/21/05 HENDRX CORP NV 5.02 11/05/05 HEWLETT PACKARD CO DE 1.01,5.02,5.03,9.01 11/17/05 HOME SOLUTIONS OF AMERICA INC DE 1.01,7.01,9.01 11/22/05 HORMEL FOODS CORP /DE/ DE 2.02,9.01 11/23/05 HORMEL FOODS CORP /DE/ DE 1.01 11/21/05 HORTON D R INC /DE/ DE 1.01,5.02,9.01 11/17/05 HSBC Finance CORP 8.01 11/23/05 HSI ASSET SECURITIZATION CORP 8.01 11/21/05 HYDROFLO INC 5.02 11/17/05 IBERIABANK CORP LA 7.01,9.01 11/22/05 ICO INC TX 1.01,5.02,9.01 11/16/05 ICOA INC NV 5.01 11/23/05 ICON CASH FLOW PARTNERS L P SERIES D DE 8.01 11/23/05 ID-CONFIRM, INC. NV 3.02,9.01 11/22/05 IEC ELECTRONICS CORP DE 2.02,9.01 11/23/05 IGI INC DE 1.01,9.01 11/18/05 IMH ASSETS CORP DE 8.01,9.01 11/23/05 IMMUNE RESPONSE CORP DE 3.01,3.02 11/18/05 INCENTRA SOLUTIONS, INC. NV 5.02 11/17/05 INDEPENDENCE COMMUNITY BANK CORP DE 1.01,9.01 11/22/05 Inrob Tech Ltd. NV 9.01 07/21/05 AMEND INTEGRITY FINANCIAL CORP NC 8.01,9.01 11/21/05 INTELLISYNC CORP DE 5.02 11/21/05 INTERNATIONAL PAPER CO /NEW/ NY 1.01,2.03,5.02,9.01 11/21/05 INTERNET COMMERCE CORP DE 1.01,9.01 11/17/05 INTERSTATE BAKERIES CORP/DE/ DE 2.05,9.01 11/22/05 INTERSTATE BAKERIES CORP/DE/ DE 2.05,2.06,9.01 10/18/05 AMEND ION NETWORKS INC DE 5.02 11/18/05 IPIX CORP DE 2.05,9.01 11/18/05 ISA INTERNATIONALE INC DE 4.01,9.01 11/23/05 Island Residences Club, Inc. 1.01,2.01,3.02,4.02,9.01 10/21/05 ITEC ENVIRONMENTAL GROUP INC DE 3.02,8.01 11/22/05 J P MORGAN CHASE & CO DE 1.01,9.01 09/19/05 JACKSON HEWITT TAX SERVICE INC DE 1.01 11/17/05 JAFRA WORLDWIDE HOLDINGS LUX SARL N4 1.01,5.02,9.01 11/16/05 JO-ANN STORES INC OH 1.01,9.01 11/18/05 KANA SOFTWARE INC DE 1.01,5.02,9.01 11/18/05 AMEND KEANE INC MA 5.02 11/17/05 KERR MCGEE CORP /DE DE 7.01,9.01 11/23/05 KNIGHT TRANSPORTATION INC AZ 5.02 11/23/05 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 11/22/05 L 3 COMMUNICATIONS HOLDINGS INC DE 8.01,9.01 11/23/05 LAKES ENTERTAINMENT INC MN 7.01,9.01 11/17/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 11/18/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 11/18/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 11/18/05 LB-UBS Commercial Mortgage Trust 2005 8.01,9.01 11/18/05 LCC INTERNATIONAL INC DE 8.01,9.01 11/23/05 Liberty Global, Inc. DE 7.01 11/23/05 LIFECORE BIOMEDICAL INC MN 1.01 11/17/05 LIGHTING SCIENCE GROUP CORP DE 5.02,9.01 11/21/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.01,9.01 11/23/05 LL&E ROYALTY TRUST TX 2.02,7.01,9.01 11/23/05 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,2.03,3.02,5.01,5.03,9.01 11/21/05 LORAL SPACE & COMMUNICATIONS INC. DE 5.02,8.01,9.01 11/23/05 LSB CORP 1.01,3.03,9.01 11/17/05 LUBRIZOL CORP OH 5.04 11/23/05 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 11/23/05 MAJESTIC STAR CASINO LLC IN 4.01,9.01 11/23/05 MAN SANG HOLDINGS INC NV 3.03,9.01 11/23/05 MANNATECH INC TX 1.01,9.01 11/22/05 MARSH & MCLENNAN COMPANIES, INC. DE 1.01,9.01 11/17/05 MARSH SUPERMARKETS INC IN 1.01 11/17/05 MASSEY ENERGY CO DE 8.01,9.01 11/22/05 MATERIAL SCIENCES CORP DE 1.01,5.02,9.01 11/17/05 MATRIX BANCORP INC CO 7.01,8.01 11/04/05 AMEND MAXXAM INC DE 8.01 11/23/05 MCG CAPITAL CORP DE 8.01 11/23/05 Mercantile Bancorp, Inc. DE 8.01,9.01 11/21/05 MERCANTILE BANK CORP MI 1.01,9.01 11/17/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/18/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 2.01,9.01 11/23/05 MEXICAN RAILWAY TRANSPORTATION GROUP O5 1.01,1.02 11/23/05 MHI Hospitality CORP MD 2.02 11/09/05 AMEND MICROISLET INC NV 1.01,1.02,3.02,5.02,8.01,9.01 11/17/05 MOLINA HEALTHCARE INC DE 8.01,9.01 11/23/05 MOMENTA PHARMACEUTICALS INC DE 1.01 11/21/05 MONACO COACH CORP /DE/ DE 1.01,2.01,2.03,9.01 11/18/05 MOOG INC NY 8.01,9.01 11/22/05 MORGAN STANLEY DE 1.01,9.01 11/22/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 11/21/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 11/21/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 11/23/05 MOTIVE INC DE 3.01,9.01 11/22/05 MULTIBAND CORP MN 8.01,9.01 11/23/05 NASH FINCH CO DE 5.02 11/18/05 NATIONAL BEEF PACKING CO LLC DE 7.01,9.01 11/23/05 NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 11/15/05 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 11/15/05 National City Credit Card Master Note DE 8.01,9.01 11/15/05 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 11/15/05 NATIONAL DATACOMPUTER INC DE 8.01 11/21/05 NATIONAL REALTY & MORTGAGE INC NV 8.01 11/17/05 NAVARRE CORP /MN/ MN 7.01,9.01 11/22/05 Navistar Financial 2004-B Owner Trust 8.01,9.01 10/31/05 Navistar Financial 2005-A Owner Trust DE 8.01,9.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 DE 8.01,9.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 10/31/05 NAVISTAR FINANCIAL RETAIL REC CORP 20 8.01,9.01 10/31/05 Nayna Networks, Inc. WY 1.01,2.03,3.02,9.01 11/17/05 NESTOR INC DE 5.02 06/22/05 AMEND NETOPIA INC DE 5.02 11/21/05 NETWOLVES CORP NY 2.02,9.01 11/22/05 NEW CENTURY MORTGAGE SECURITIES INC DE 8.01 11/23/05 NEW YORK MORTGAGE TRUST INC MD 7.01,9.01 11/23/05 NEWS CORP 8.01,9.01 11/23/05 Nomura Home Equity Loan Trust, Series DE 2.01,9.01 08/30/05 NORFOLK SOUTHERN CORP VA 1.01 11/22/04 NORTHEAST UTILITIES MA 8.01 11/22/05 NORTHWESTERN CORP DE 8.01,9.01 11/23/05 NOVADEL PHARMA INC DE 5.02,7.01,8.01,9.01 11/07/05 NU HORIZONS ELECTRONICS CORP DE 2.03,9.01 11/21/05 OIL DRI CORPORATION OF AMERICA DE 2.02,9.01 11/22/05 OIL STATES INTERNATIONAL INC DE 8.01,9.01 11/21/05 OLYMPUS COMMUNICATIONS LP DE 7.01 11/23/05 OMEGA FINANCIAL CORP /PA/ PA 1.02 11/09/05 OMNICARE INC DE 9.01 06/30/05 OMNICARE INC DE 4.02 11/22/05 OMNICARE INC DE 9.01 07/28/05 OMNOVA SOLUTIONS INC OH 1.01,9.01 11/23/05 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 11/22/05 Option One Mortgage Loan Trust 2005-5 DE 2.01,9.01 11/10/05 OVERHILL FARMS INC NV 2.02,9.01 11/23/05 OXIS INTERNATIONAL INC DE 1.01,9.01 11/17/05 PACIFIC ENERGY PARTNERS LP 7.01,9.01 11/21/05 PACIFIC ENTERPRISES INC CA 8.01 11/21/05 PARALLEL PETROLEUM CORP DE 1.01 11/21/05 PARTY CITY CORP DE 8.01 11/21/05 PATTERSON COMPANIES, INC. MN 2.02,9.01 11/23/05 PAULSON CAPITAL CORP OR 4.01,9.01 11/17/05 PAYCHEX INC DE 5.02 11/23/05 PDF SOLUTIONS INC DE 1.01,9.01 11/17/05 PEDIATRIC SERVICES OF AMERICA INC DE 2.01,9.01 11/18/05 PEDIATRIC SERVICES OF AMERICA INC DE 2.05,9.01 10/07/05 AMEND PEREGRINE PHARMACEUTICALS INC DE 1.01 11/23/05 PERICOM SEMICONDUCTOR CORP CA 2.01,9.01 09/07/05 AMEND PETROQUEST ENERGY INC DE 1.01,2.03,9.01 11/18/05 PFF BANCORP INC DE 8.01,9.01 11/22/05 PHOENIX FOOTWEAR GROUP INC DE 3.01,9.01 11/18/05 PHOTOMEDEX INC DE 8.01,9.01 11/23/05 PIER 1 IMPORTS INC/DE DE 1.01,2.03,9.01 11/23/05 PLACER SIERRA BANCSHARES CA 8.01,9.01 11/22/05 PLANTRONICS INC /CA/ DE 1.01,9.01 11/17/05 PLIANT CORP UT 1.01,3.03,9.01 11/17/05 PNM RESOURCES INC NM 1.01 11/23/05 PORTLAND GENERAL ELECTRIC CO /OR/ OR 8.01 11/18/05 POSSIS MEDICAL INC MN 9.01 11/22/05 PRECISION OPTICS CORPORATION INC MA 3.01,9.01 11/17/05 PRIDE INTERNATIONAL INC DE 1.01,9.01 11/17/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/18/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 11/18/05 PROGINET CORP DE 2.02,9.01 11/22/05 ProUroCare Medical Inc. NV 8.01 11/18/05 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 11/23/05 PROVIDENT FINANCIAL SERVICES INC DE 5.02,9.01 11/22/05 PUBLIC SERVICE CO OF NEW MEXICO NM 1.01 11/23/05 Puda Coal, Inc. 1.01,3.02,8.01,9.01 11/23/05 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 4.01,9.01 11/18/05 QUIXOTE CORP DE 5.04,9.01 11/23/05 RADIAN GROUP INC DE 2.02,9.01 11/23/05 RAIT INVESTMENT TRUST MD 1.01 11/17/05 REMOTE MDX INC UT 3.02,9.01 11/18/05 AMEND RENAISSANCERE HOLDINGS LTD 1.01,9.01 11/16/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 11/23/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/23/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/23/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/22/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/22/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/23/05 Rockville Financial Inc. 5.02,9.01 11/23/05 ROWE COMPANIES NV 1.01,9.01 11/18/05 RURAL/METRO CORP /DE/ DE 5.02 11/18/05 SAFLINK CORP DE 1.01 11/18/05 SAGAMORE HOLDINGS INC FL 1.01,3.02,8.01,9.01 11/10/05 SAN DIEGO GAS & ELECTRIC CO CA 8.01 11/21/05 SANDERSON FARMS INC MS 1.01,1.02,2.03,9.01 11/17/05 SCIENTIFIC ATLANTA INC GA 8.01,9.01 11/23/05 SEAGATE TECHNOLOGY E9 1.01,1.02,7.01,9.01 11/22/05 SECURED SERVICES INC DE 5.02,8.01,9.01 11/16/05 SELECT COMFORT CORP 1.01 11/23/05 SEMPRA ENERGY CA 8.01 11/21/05 SG Mortgage Securities, LLC DE 8.01,9.01 11/08/05 SHARPER IMAGE CORP DE 2.02,9.01 11/22/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 11/23/05 SI Financial Group, Inc. X1 8.01,9.01 11/23/05 SITEL CORP MN 8.01,9.01 11/23/05 SiVault Systems, Inc. NV 1.01,3.03,5.02,9.01 08/25/05 SIX FLAGS INC DE 2.02,8.01,9.01 11/23/05 SIZELER PROPERTY INVESTORS INC DE 1.01,1.02,5.02,5.03,8.01,9.01 11/21/05 Solexa, Inc. DE 1.01,9.01 11/18/05 SOLOMON TECHNOLOGIES INC DE 1.01,2.03,7.01,9.01 11/17/05 SONIC AUTOMOTIVE INC DE 1.01,2.03,3.02,9.01 11/18/05 SONOMAWEST HOLDINGS INC DE 8.01 11/17/05 SOVEREIGN BANCORP INC PA 1.01,9.01 11/22/05 SP Holding CORP DE 8.01 11/21/05 SPECIALIZED HEALTH PRODUCTS INTERNATI DE 8.01,9.01 11/22/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01,8.01 11/17/05 SPEEDEMISSIONS INC FL 1.01,3.02,5.03 11/17/05 SPORT HALEY INC CO 2.02,9.01 11/21/05 SPSS INC DE 1.01,9.01 11/22/05 SS&C TECHNOLOGIES INC DE 3.01,3.03,5.01,8.01,9.01 11/23/05 STAAR SURGICAL CO DE 7.01 11/18/05 STANDARD MICROSYSTEMS CORP DE 8.01 11/21/05 STEIN MART INC FL 2.02,7.01 11/17/05 STRATS SM TRUST FOR AT&T CORP SEC S 8.01,9.01 11/15/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 11/15/05 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 11/15/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 11/15/05 STRATS SM TRUST FOR HISTORIC TW INC S DE 8.01,9.01 11/15/05 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 11/15/05 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 11/15/05 STRATS TRUST FOR BELLSOUTH TELECOM SE 8.01,9.01 11/15/05 STRATS TRUST FOR SPRINT CAP CORP SEC DE 8.01,9.01 11/15/05 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 11/15/05 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 11/15/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/23/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/23/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/23/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/23/05 STRYKER CORP MI 1.01,1.02,2.03,9.01 11/18/05 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 11/21/05 SUNRISE TELECOM INC 3.01,9.01 11/22/05 Sunstone Hotel Investors, Inc. MD 5.02,9.01 11/23/05 SYNOVUS FINANCIAL CORP GA 1.01,3.03,9.01 11/23/05 TANGER FACTORY OUTLET CENTERS INC NC 2.01 11/21/05 TANGER PROPERTIES LTD PARTNERSHIP /NC NC 2.01 11/21/05 TASKER CAPITAL CORP NV 1.01,1.02,3.02,5.02 11/17/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 8.01,9.01 11/23/05 Tennessee Commerce Bancorp, Inc. TN 4.01,9.01 11/21/05 TEXAS UNITED BANCSHARES INC TX 1.01,9.01 11/22/05 TFM SA DE CV O5 1.01,1.02 11/23/05 TITAN INTERNATIONAL INC IL 8.01,9.01 11/23/05 TRANS INDUSTRIES INC DE 3.01 11/17/05 TRANSDIGM INC 1.01 11/18/05 TRICELL INC 5.02 11/23/05 Trinsic, Inc. DE 3.01 11/17/05 TRIPOS INC UT 8.01 10/31/05 TRIZEC PROPERTIES INC DE 1.01,1.02,9.01 11/22/05 TYCO INTERNATIONAL LTD /BER/ D0 1.01 11/22/05 UAL CORP /DE/ DE 7.01,9.01 11/23/05 UIL HOLDINGS CORP CT 8.01 11/23/05 ULTRA PETROLEUM CORP 1.01,9.01 11/18/05 UNIFI INC NY 8.01 11/22/05 UNION DRILLING INC DE 1.01,7.01,9.01 11/21/05 UNION PACIFIC CORP UT 1.01,5.02 11/17/05 UNION PACIFIC RAILROAD CO/DE DE 1.01,5.02 11/17/05 UNITED BANKSHARES INC/WV WV 1.01 11/17/05 UNITED BANKSHARES INC/WV WV 1.01 11/21/05 UNITED STATES STEEL CORP DE 1.01,9.01 11/23/05 UNITY BANCORP INC /NJ/ NJ 8.01,9.01 11/22/05 UPFC Auto Receivables Trust 2005-A DE 8.01,9.01 11/15/05 URANERZ ENERGY CORP. NV 1.01 11/18/05 VALLEY NATIONAL BANCORP NJ 5.02 11/19/05 VALLEY NATIONAL GASES INC WV 8.01,9.01 11/23/05 VARIAN MEDICAL SYSTEMS INC DE 1.01,5.02,5.03,8.01,9.01 11/17/05 VCAMPUS CORP DE 3.01 11/17/05 VERISIGN INC/CA DE 2.01,2.02,9.01 11/18/05 VIEWPOINT CORP DE 9.01 11/23/05 Visiphor CORP A1 4.01,9.01 08/22/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 11/18/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 11/18/05 WaMu Asset Acceptance Corp. DE 9.01 11/23/05 Warner Music Group Corp. DE 8.01,9.01 11/22/05 WASHINGTON GROUP INTERNATIONAL INC DE 1.01 11/18/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 11/21/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 11/22/05 WASHINGTON TRUST BANCORP INC RI 1.01,9.01 11/17/05 WATER CHEF INC DE 1.01,2.03,3.02,9.01 11/16/05 WAYNE SAVINGS BANCSHARES INC /DE/ DE 5.02,9.01 11/23/05 WEST MARINE INC DE 2.06 11/17/05 WESTERN DIGITAL CORP DE 1.01,5.02,9.01 11/17/05 WILLBROS GROUP INC R1 2.02,9.01 11/22/05 WINDROSE MEDICAL PROPERTIES TRUST MD 1.01,7.01,8.01,9.01 11/22/05 WINFIELD CAPITAL CORP NY 1.03,4.01,5.02,9.01 10/14/05 AMEND WMS INDUSTRIES INC /DE/ DE 5.02 11/21/05 WNC HOUSING TAX CREDIT FUND VI LP SER 8.01,9.01 10/15/05 WOLVERINE TUBE INC DE 1.01,1.02,5.02,7.01,9.01 11/17/05 WOODHEAD INDUSTRIES INC DE 2.02,9.01 11/18/05 WORLD HEALTH ALTERNATIVES INC FL 1.01,8.01,9.01 11/22/05 WORLDGATE COMMUNICATIONS INC DE 4.01,9.01 11/17/05 YUM BRANDS INC NC 1.01,5.02,8.01,9.01 11/17/05 ZIX CORP TX 3.02,7.01,9.01 11/21/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 10/31/05 ADVANCE AUTO PARTS INC DE 5.02 11/23/05 ADVANCED ENERGY INDUSTRIES INC DE 5.02 11/21/05 ALASKA PACIFIC BANCSHARES INC AK 8.01 10/26/05 ALLIANCE DATA SYSTEMS CORP DE 1.01 11/18/05 APHTON CORP DE 1.01,3.02,4.02,5.03,9.01 11/22/05 ARAMARK CORP/DE DE 1.01,9.01 11/18/05 ARCHIPELAGO HOLDINGS INC 8.01,9.01 11/23/05 ASCONI CORP NV 4.01,9.01 11/18/05 ASP VENTURES CORP FL 4.02,5.02 11/22/05 Banc of America Funding Corp. 2005-C DE 8.01,9.01 11/21/05 Banc of America Funding Corp. 2005-E DE 8.01,9.01 11/21/05 Banc of America Funding Corp. 2005-F DE 8.01,9.01 11/21/05 Banc of America Funding Corp. 2005-G DE 8.01,9.01 11/21/05 Banc of America Funding Corp. Mortgag DE 8.01,9.01 11/21/05 Banc of America Funding Corp. Mortgag DE 8.01,9.01 11/21/05 BANKRATE INC FL 1.01,9.01 11/21/05 BLACK HILLS CORP /SD/ SD 8.01,9.01 11/23/05 BLUE VALLEY BAN CORP KS 1.01 11/25/05 BON TON STORES INC PA 1.01,9.01 11/25/05 BRAINTECH INC NV 4.01,9.01 11/22/05 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 11/23/05 BUTLER INTERNATIONAL INC /MD/ MD 3.01,8.01,9.01 11/22/05 CALIFORNIA PIZZA KITCHEN INC DE 1.01,9.01 11/18/05 CANARGO ENERGY CORP DE 7.01,9.01 11/25/05 CENTURY PACIFIC FINANCIAL CORP AZ 1.01,2.01,3.02,3.03,5.01, 11/22/05 5.02,5.03,5.06,9.01 CHAMPION INDUSTRIES INC WV 7.01,9.01 11/25/05 COGNIGEN NETWORKS INC CO 1.01,9.01 11/22/05 COMPETITIVE TECHNOLOGIES INC DE 1.01,9.01 11/25/05 COMPOSITE TECHNOLOGY CORP NV 1.01,1.03,3.02,9.01 11/18/05 CONSECO INC DE 1.01 11/23/05 CORNERSTONE MINISTRIES INVESTMENTS IN GA 4.01 11/02/05 AMEND CRAY INC WA 5.02,7.01,9.01 11/20/05 CROWN HOLDINGS INC PA 1.01,2.03,8.01,9.01 11/18/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 DIGITAL ECOSYSTEMS CORP. NV 1.01,9.01 11/18/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 11/21/05 DNAPRINT GENOMICS INC UT 1.01,2.03 11/18/05 E CENTIVES INC DE 3.02,9.01 11/18/05 ECHELON CORP DE 1.01 11/18/05 EDGETECH SERVICES INC NV 5.02 11/22/05 FACT CORP CO 1.01,9.01 11/22/05 FAMILY DOLLAR STORES INC DE 1.01,9.01 11/22/05 Federal Home Loan Bank of New York X1 2.03,9.01 11/21/05 Federal Home Loan Bank of San Francis X1 2.03 11/25/05 FEM ONE INC NV 8.01 11/22/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 10/24/05 FLATBUSH FEDERAL BANCORP INC 1.01,9.01 11/23/05 GENERAL ELECTRIC CAPITAL SERVICES INC DE 2.05,8.01 11/18/05 GENERAL ELECTRIC CO NY 1.01,2.05,8.01 11/18/05 GOLDMAN SACHS GROUP INC/ DE 1.01 11/18/05 HarborView Mortgage Loan Trust 2005-1 DE 8.01,9.01 11/21/05 HarborView Mortgage Loan Trust 2005-1 DE 8.01,9.01 11/21/05 HarborView Mortgage Loan Trust 2005-6 DE 8.01,9.01 11/21/05 HarborView Mortgage Loan Trust 2005-7 DE 8.01,9.01 11/21/05 ID-CONFIRM, INC. NV 3.02 11/14/05 IMPERIAL OIL LTD 8.01,9.01 11/23/05 INFINIUM LABS INC DE 5.02,9.01 11/17/05 AMEND INTERPOOL INC DE 1.01,9.01 11/18/05 INTERVEST BANCSHARES CORP DE 4.01,9.01 11/18/05 INTERVEST MORTGAGE CORP NY 4.01,9.01 11/18/05 IVAX CORP FL 8.01,9.01 11/23/05 J.P. Morgan Mortgage Trust 2005-A8 DE 8.01,9.01 11/25/05 KB HOME DE 1.01,2.03,9.01 11/22/05 KRISPY KREME DOUGHNUTS INC NC 7.01,9.01 11/23/05 KRISPY KREME DOUGHNUTS INC NC 7.01,9.01 11/23/05 Legacy Bancorp, Inc. DE 7.01,9.01 11/25/05 Macquarie Infrastructure CO Trust DE 1.01 11/21/05 MDI, INC. DE 3.01,9.01 11/23/05 MED GEN INC NV 2.04 11/22/05 MEDICAL INTERNATIONAL TECHNOLOGY INC CO 8.01 11/22/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/25/05 MIRANT AMERICAS GENERATING LLC DE 8.01,9.01 11/23/05 MIRANT CORP DE 8.01,9.01 11/23/05 MIRANT MID ATLANTIC LLC DE 8.01,9.01 11/23/05 MIVA, INC. DE 1.01 11/18/05 MONOLITHIC POWER SYSTEMS INC CA 3.01,9.01 11/22/05 MOST HOME CORP NV 1.01,9.01 11/22/05 MOTHERS WORK INC DE 2.02,9.01 11/22/05 NAUTILUS, INC. WA 1.01,2.03 11/18/05 NETGEAR INC DE 1.01 11/22/05 NETGURU INC DE 1.01,1.02,2.01,5.02,8.01,9.01 11/18/05 NEVADA CHEMICALS INC UT 3.01,9.01 11/22/05 NEW CENTURY MORTGAGE SECURITIES INC DE 8.01 11/23/05 OccuLogix, Inc. DE 1.02 11/22/05 OFFSHORE LOGISTICS INC DE 4.02,9.01 11/23/05 OSI PHARMACEUTICALS INC DE 8.01,9.01 11/21/05 Peoples Choice Home Loan Securities T 8.01,9.01 11/25/05 POMEROY IT SOLUTIONS INC DE 3.01,5.02,9.01 11/18/05 QUANTA CAPITAL HOLDINGS LTD 1.01 11/18/05 RENT A CENTER INC DE DE 2.03 11/18/05 RESIDENTIAL CAPITAL CORP DE 7.01 11/23/05 Rotoblock CORP NV 5.02 11/21/05 SEMPRA ENERGY CA 2.03 11/18/05 Shire plc 8.01,9.01 11/25/05 Shire plc 8.01,9.01 11/24/05 SKY FINANCIAL GROUP INC OH 1.01,9.01 11/25/05 SPEAKING ROSES INTERNATIONAL INC NV 4.02 11/15/05 SPX CORP DE 1.01,1.02,2.03 11/18/05 STOCKERYALE INC MA 1.01,3.01 11/21/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/21/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/21/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/22/05 SUN NEW MEDIA INC. MN 4.01 11/24/05 SUN NEW MEDIA INC. MN 1.01,3.02,9.01 11/22/05 SUNTRON CORP DE 3.01,5.02,9.01 11/18/05 TASER INTERNATIONAL INC 3.01,4.02 11/25/05 TECHNITROL INC PA 2.01,9.01 11/25/05 AMEND TEPPCO PARTNERS LP DE 5.02 11/23/05 TORRENT ENERGY CORP CO 7.01,9.01 11/22/05 TRI VALLEY CORP DE 3.02 11/18/05 TRICO BANCSHARES / CA 8.01,9.01 11/22/05 TRIMERIS INC DE 8.01,9.01 11/23/05 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 11/23/05 VIEWCAST COM INC DE 1.01,1.02,2.01,9.01 11/18/05 Visiphor CORP A1 1.01,2.01,2.03,3.02,7.01,9.01 10/05/05 WaMu Asset Acceptance Corp. DE 9.01 11/23/05 Wells Fargo Mortgage Asset-Backed Pas DE 8.01,9.01 10/28/05 WESTERN GAS RESOURCES INC DE 2.03 11/22/05