SEC NEWS DIGEST Issue 2005-202 October 20, 2005 COMMISSION ANNOUNCEMENTS SEC ADVISORY COMMITTEE ON SMALLER PUBLIC COMPANIES PLANS WASHINGTON MEETING The Securities and Exchange Commission’s Advisory Committee on Smaller Public Companies has announced plans for a two-day meeting in Washington, D.C., on Monday and Tuesday, Oct. 24 and 25, 2005. The purpose of the meeting is to discuss possible recommendations for inclusion in the Committee’s final report to the Commission. The meeting will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., in Multi-Purpose Room L006, beginning at 9:30 a.m. on Oct. 24, 2005, and at 9:00 a.m. on Oct. 25, 2005. The public is welcome to attend the meeting on both days. Both sessions also will be audio webcast on the Commission's website at www.sec.gov. The Advisory Committee was established by the SEC to examine the impact of the Sarbanes-Oxley Act of 2002 and other federal securities laws on smaller companies. The Committee has been holding hearings in various parts of the country since June 2005. At a hearing held in New York on October 14, the Committee indicated that it was at the end of its fact finding phase and entering its report writing period. The Committee is required to present its final report to the Commission in April 2006. (Press Rel. 2005-152) ORDER APPROVING APPLICATION FROM RELIEF FROM A STATUTORY DISQUALIFICATION On October 18, the Commission issued an Order approving the application of NASD for relief from a statutory disqualification to permit Miles A. Bahl to associate as a general securities representative with du Pasquier & Co., Inc., a member of NASD. The Order states that, based on the representations made by NASD and du Pasquier with respect to the supervision of Mr. Bahl and the conditions placed on his employment, the Commission will not institute proceedings pursuant to Sections 15(b)(4), 15(b)(6), 19(h)(2), or 19(h)(3) of the Securities Exchange Act of 1934 and will not direct NASD to bar the proposed association, as provided in Section 15A(g)(2) of the Securities Exchange Act of 1934. (Rel. 34- 52628) RULES AND RELATED MATTERS SEC PROPOSES INTERPRETIVE GUIDANCE ON MONEY MANAGERS’ USE OF CLIENT COMMISSIONS UNDER SECTION 28(e) The Securities and Exchange Commission published for comment interpretive guidance on money managers’ use of client commissions to pay for brokerage and research services under Section 28(e) of the Securities Exchange Act of 1934. The proposal would clarify the scope of the Section 28(e) safe harbor and provide guidance on commission- sharing arrangements under this statutory provision. Comments may be submitted on or before 30 days after publication in the Federal Register. (Rel. 34-52635; File No. S7-09-05). ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDING INSTITUTED AGAINST INTERCALLNET, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On October 19, the Securities and Exchange Commission instituted a public administrative proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 against Intercallnet, Inc. to determine whether the registration of its securities should be revoked or suspended for failing to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, which require the filing of periodic reports with the Commission. The Division of Enforcement alleges that Intercallnet is at least one year delinquent in its required periodic filings with the Commission and has failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the company an opportunity to dispute the allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of the company’s securities. The Commission directed that an administrative law judge shall issue an initial decision in this matter within 120 days from service of the Order upon the company. (Rel. 34- 52641; File No. 3-12090) DEAN JUPITER ORDERED TO PAY OVER $30 MILLION AND REPATRIATE ASSETS On Oct. 3, 2005, in SEC v. William F. Mahon and Dean J. Jupiter et. al., Civil Action No. S-00-2918 (D. MD.), United States District Court Judge William D. Quarles entered a Final Judgment Setting Disgorgement, Imposing a Civil Penalty and Prejudgment Interest and a Repatriation Order against Dean J. Jupiter for his role in a scheme to defraud Alexander & Alexander Services Inc. (Alexander), a Maryland based insurance brokerage firm, which was acquired by Aon Corporation in 1997. Jupiter consented to pay $14,221,185 in disgorgement, $15,846,389 in prejudgment interest and a $110,000 civil penalty. Previously, Jupiter consented, without admitting or denying the allegations in the Commission’s complaint, to entry of an Order that prohibits him from engaging in fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. On Oct. 3, 2005, Judge Quarles also entered a Final Judgment for Disgorgement and Repatriation Against Relief Defendants Lee Jupiter, Barbara Jupiter, Jillian Coen and Robert Coen (Jupiter’s son, wife, and step-children, respectively), requiring that they disgorge any ill-gotten gains that they have received or in the future will receive from Jupiter. [SEC v. William F. Mahon and Dean J. Jupiter et. al., Civil Action No. S-00-2918, D. MD.] (LR-19436) INVESTMENT COMPANY ACT RELEASES BBH FUND, INC. AND BROWN BROTHERS HARRIMAN & CO. A notice has been issued giving interested persons until November 14, 2005, to request a hearing on an application filed by BBH Fund, Inc. and Brown Brothers Harriman & Co., for an order exempting applicants from section 15(a) of the Investment Company Act and rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC- 27117 - October 18) SELF REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval of a proposed rule change (SR-PCX-2005-111) submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by the Pacific Exchange to establish certain fees with respect to transactions executed through the Intermarket Trading System. Publication of the notice is expected in the Federal Register during the week of October 24. (Rel. 34-52634) PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex-2005- 097) relating to the Amex Listing Agreement. Publication of the proposal is expected in the Federal Register during the week of October 24. (Rel. 34-52630) A proposed rule change (SR-NYSE-2004-51) filed by the New York Stock Exchange regarding a proposed Interpretation of Exchange Rule 342 (Offices – Approval, Supervision, and Control) to permit the waiver of the qualified resident branch office manager requirement for “limited purpose offices” with more than three registered representatives. Publication of the proposal is expected in the Federal Register during the week of October 24. (Rel. 34-52640) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change and Amendment Nos. 1 and 2 thereto submitted by the Chicago Stock Exchange requiring its participants to provide electronic mail addresses to the Exchange. Publication of the proposal is expected in the Federal Register during the week of October 24. (Rel. 34-52632) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 Thomas Weisel Partners Group, Inc., ONE MONTGOMERY STREET, SAN FRANCISCO, CA, 94104, 415-364-2500 - 0 ($65,000,000.00) Equity, (File 333-129108 - Oct. 19) (BR. 07) SB-2 DDS TECHNOLOGIES USA INC, 150 EAST PALMETTO PARK ROAD, SUITE 510, BOCA RATON, FL, 33432, 561-750-4450 - 267,095 ($229,701.70) Equity, (File 333-129112 - Oct. 19) (BR. 10A) S-3 RELM WIRELESS CORP, 7100 TECHNOLOGY DRIVE, WEST MELBOURNE, FL, 32904, 321-984-1414 - 2,584,053 ($13,178,670.00) Equity, (File 333-129113 - Oct. 19) (BR. 11A) S-8 SHURGARD STORAGE CENTERS INC, 1155 VALLEY STREET, STE 400, SEATTLE, WA, 98109, 2066248100 - 3,500,000 ($181,405,000.00) Equity, (File 333-129115 - Oct. 19) (BR. 08C) S-8 GENTIVA HEALTH SERVICES INC, 3 HUNTINGTON QUADRANGLE 2S, MELVILLE, NY, 11747-8943, 6315017000 - 1,200,000 ($19,614,000.00) Equity, (File 333-129116 - Oct. 19) (BR. 01A) S-8 STELLENT INC, 7777 GOLDEN TRIANGLE DRIVE, ., EDEN PRAIRIE, MN, 55344, 9529032000 - 9,373,867 ($82,340,442.93) Other, (File 333-129117 - Oct. 19) (BR. 03B) SB-2 APOLO GOLD & ENERGY INC., 1209-409 GRANVILLE STREET, VANCOUVER, A1, V6C1T2, 604-687-4150 - 105,259,779 ($7,368,184.53) Equity, (File 333-129118 - Oct. 19) (BR. 04A) S-8 ENCORE MEDICAL CORP, 9800 METRIC BOULEVARD, AUSTIN, TX, 78758, 5128329500 - 0 ($2,356,260.00) Equity, (File 333-129120 - Oct. 19) (BR. 10B) S-3 MAGELLAN MIDSTREAM PARTNERS LP, ONE WILLIAMS CENTER, MD 28-1, TULSA, OK, 74172, 918 574 7000 - 4,695,652 ($155,895,646.40) Limited Partnership Interests, (File 333-129121 - Oct. 19) (BR. 04B) S-8 INHIBITEX INC, 8997 WESTLAKE PARKWAY, ALPHARETTA, GA, 30004, 678-746-1100 - 0 ($13,590,000.00) Equity, (File 333-129122 - Oct. 19) (BR. 01) S-3 EQUIFAX INC, 4048858000 - 443,337 ($15,042,425.00) Equity, (File 333-129123 - Oct. 19) (BR. 11B) S-8 Quest Minerals & Mining Corp, 3454 STATE HIGHWAY, 292 WEST, P.O. BOX 843, BELFRY, KY, 41514, 606-433-1926 - 10,000,000 ($1,500,000.00) Equity, (File 333-129124 - Oct. 19) (BR. 09B) S-3 INHIBITEX INC, 8997 WESTLAKE PARKWAY, ALPHARETTA, GA, 30004, 678-746-1100 - 125,000,000 ($125,000,000.00) Equity, (File 333-129126 - Oct. 19) (BR. 01) S-4 MOLSON COORS BREWING CO, P.O. BOX 4030, MAIL #NH375, GOLDEN, CO, 80401, 3032773271 - 0 ($300,000,000.00) Other, (File 333-129127 - Oct. 19) (BR. 02B) S-8 EPOD International Inc, 2223 HAYMAN ROAD, KELOWNA, A1, V1Z 1Z6, (250) 769-0130 - 450,000 ($517,500.00) Equity, (File 333-129128 - Oct. 19) (BR. 04C) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 0 ($1,690,000.00) Equity, (File 333-129129 - Oct. 19) (BR. 06B) SB-2 GOLDEN PHOENIX MINERALS INC /MN/, 1675 E. PRATER WAY,, SUITE 102, SPARKS, NV, 89434, 7758534919 - 22,191,919 ($4,216,464.61) Equity, (File 333-129130 - Oct. 19) (BR. 04C) S-3 AMERICAN CAMPUS COMMUNITIES INC, 0 ($500,000,000.00) Other, (File 333-129131 - Oct. 19) (BR. 08A) S-8 SMITH MICRO SOFTWARE INC, 51 COLUMBIA, STE 200, ALISO VIEJO, CA, 92656, 7143625800 - 0 ($33,450,000.00) Equity, (File 333-129132 - Oct. 19) (BR. 03A) S-8 SORL Auto Parts Inc, NO. 1169 YUMENG ROAD, RUIAN ECONOMIC DEVELOPMENT ZONE, RUIAN CITY, ZHEJIANG, F4, 325200, 86-577-65817720 - 1,700,000 ($9,775,000.00) Equity, (File 333-129133 - Oct. 19) (BR. 02B) S-1 SMART Modular Technologies (WWH), Inc., 4211 STARBOARD DRIVE, FREMONT, CA, 94538, 510-623-1231 - 0 ($230,000,000.00) Equity, (File 333-129134 - Oct. 19) (BR. 10) S-8 VALSPAR CORP, 1101 THIRD ST SOUTH, MINNEAPOLIS, MN, 55415, 6123327371 - 1,000,000 ($10,697,500.00) Equity, (File 333-129135 - Oct. 19) (BR. 06B) S-8 Double Hull Tankers, Inc., 26 NEW STREET, ST. HELIER, JERSEY, CHANNEL IS, X0, JE23RA, 00 44 1534 639759 - 300,000 ($3,600,000.00) Equity, (File 333-129136 - Oct. 19) (BR. 05A) S-4 FIRST STATE BANCORPORATION, 7900 JEFFERSON NE, ALBUQUERQUE, NM, 87109, 5052417500 - 910,543 ($15,861,961.00) Equity, (File 333-129137 - Oct. 19) (BR. 07A) S-1 OMNI ENERGY SERVICES CORP, 4500 NE INTERSTATE 49, CARENCRO, LA, 70520, 3188966664 - 9,613,670 ($28,744,873.00) Equity, (File 333-129138 - Oct. 19) (BR. 04A) S-4 Ozark Holding Inc., C/O DAVIS POLK & WARDWELL, 450 LEXINGTON AVENUE, NEW YORK, NY, 10017, 212-450-4519 - 182,826,501 ($1,886,363,535.00) Equity, (File 333-129139 - Oct. 19) (BR. ) SB-2 Cyberkinetics Neurotechnology Systems, Inc., SUITE 240, 100 FOXBOROUGH BLVD., FOXBOROUGH, MA, 02035, 508-549-9981 - 25,349,250 ($40,558,800.00) Equity, (File 333-129140 - Oct. 19) (BR. 10A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 51144 INC. DE 1.01,5.02 10/18/05 A.C. Moore Arts & Crafts, Inc. PA 2.02,9.01 10/19/05 AAMES INVESTMENT CORP MD 8.01,9.01 08/31/05 ABATIX CORP DE 1.01,2.03,9.01 10/14/05 ABBOTT LABORATORIES IL 2.02,2.05,9.01 10/19/05 ABC BANCORP GA 2.02,8.01,9.01 10/19/05 ABLE ENERGY INC DE 1.01,5.02,9.01 10/13/05 ACCELRYS, INC. DE 1.01,9.01 10/18/05 ACXIOM CORP DE 2.02 09/30/05 ADVANCED ENERGY INDUSTRIES INC DE 1.01,2.02,7.01,9.01 10/18/05 AEGIS ASSET BACKED SECURITIES CORP DE 8.01,9.01 10/19/05 AEOLUS PHARMACEUTICALS, INC. DE 8.01 10/19/05 AES CORP DE 8.01,9.01 10/19/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,2.03,9.01 10/14/05 ALABAMA NATIONAL BANCORPORATION DE 2.02,9.01 10/19/05 ALCAN INC A6 5.02,9.01 10/19/05 ALICO INC FL 8.01 10/18/05 ALL AMERICAN SEMICONDUCTOR INC DE 2.02,9.01 10/19/05 ALLIANCE DATA SYSTEMS CORP DE 2.02,7.01,9.01 10/19/05 ALLIANCE LAUNDRY SYSTEMS LLC 5.02 10/14/05 ALLMERICA FINANCIAL CORP DE 7.01 10/18/05 ALTRIA GROUP INC VA 2.02,9.01 10/19/05 ALTRIMEGA HEALTH CORP NV 1.01,9.01 10/18/05 AMBAC FINANCIAL GROUP INC DE 2.02,7.01,9.01 10/19/05 AMEGY BANCORPORATION, INC. TX 5.04,9.01 10/19/05 AMERICAN AIRLINES INC DE 2.02,9.01 10/19/05 AMERICAN ECOLOGY CORP DE 2.02,9.01 10/18/05 AMERICAN INTERNATIONAL VENTURES INC / DE 5.02 10/15/05 AMERICAN TECHNOLOGIES GROUP INC NV 4.01,9.01 10/14/05 AMERIRESOURCE TECHNOLOGIES INC DE 4.01 10/19/05 AMPHENOL CORP /DE/ DE 2.02,9.01 10/19/05 AMR CORP DE 2.02,9.01 10/19/05 ANDRX CORP /DE/ DE 8.01,9.01 10/18/05 ANGIODYNAMICS INC DE 1.01 10/17/05 ANTS SOFTWARE INC DE 7.01 10/19/05 APPALACHIAN BANCSHARES INC GA 8.01 10/12/05 APPLEBEES INTERNATIONAL INC DE 5.02,9.01 10/17/05 APPLIED INNOVATION INC DE 2.02,9.01 10/19/05 APPLIED SPECTRUM TECHNOLOGIES INC MN 4.01,9.01 10/13/05 APTARGROUP INC DE 2.02,9.01 10/19/05 ARGENT SECURITIES INC 8.01,9.01 10/19/05 ARGO TECH CORP DE 5.02,9.01 10/18/05 ASHFORD HOSPITALITY TRUST INC MD 1.01,2.03,9.01 10/13/05 ASSOCIATED BANC-CORP WI 1.01,2.03,9.01 10/19/05 ASTRATA GROUP INC NV 8.01,9.01 10/19/05 ATMI INC DE 2.02,8.01,9.01 10/19/05 ATP OIL & GAS CORP TX 2.03,9.01 10/19/05 AUTO Q INTERNATIONAL INC DE 1.01,2.01,3.02,4.01,5.01,5.02,5.03,9.0112/01/04 AMEND AXT INC DE 2.02,9.01 10/19/05 AZTAR CORP DE 2.02,9.01 10/19/05 BALDOR ELECTRIC CO MO 2.02,9.01 10/13/05 BANCORPSOUTH INC MS 2.02,9.01 10/19/05 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,8.01,9.01 10/19/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 10/18/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 10/17/05 Benjamin Franklin Bancorp, Inc. MA 2.02,9.01 10/19/05 BENTHOS INC MA 2.02,9.01 10/19/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 10/19/05 BIMINI MORTGAGE MANAGEMENT INC MD 3.01 10/13/05 BINDVIEW DEVELOPMENT CORP TX 3.03,9.01 10/13/05 BINGO.COM LTD. 1A 7.01 10/10/05 BIONOVO, INC. DE 9.01 04/06/05 AMEND BIOSPECIFICS TECHNOLOGIES CORP DE 8.01 10/17/05 BLACK & DECKER CORP MD 1.01,9.01 10/17/05 BLACKROCK INC /NY DE 2.02,9.01 10/19/05 BNC BANCORP NC 2.02,9.01 10/19/05 BUTLER NATIONAL CORP DE 8.01,9.01 10/19/05 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 10/18/05 CAPITAL LEASE FUNDING INC 1.01,3.03,5.03 10/19/05 CAPITAL SOLUTIONS I, INC. DE 1.01,2.01,9.01 10/19/05 CAPITOL BANCORP LTD MI 2.02 10/19/05 CARDINAL HEALTH INC OH 2.02,9.01 10/19/05 CATERPILLAR INC DE 8.01 10/19/05 CCH II LLC 1.01,2.03,9.01 10/17/05 CCO HOLDINGS LLC 1.01,2.03,9.01 10/17/05 CDRV Investors, Inc. DE 1.01,5.02,9.01 10/18/05 CELL THERAPEUTICS INC WA 5.02,9.01 10/17/05 CHAMPION ENTERPRISES INC MI 2.02,9.01 10/01/05 CHARLES & COLVARD LTD NC 2.02 10/19/05 CHARTER COMMUNICATIONS HOLDINGS LLC DE 1.01,2.03,9.01 10/17/05 CHARTER COMMUNICATIONS INC /MO/ DE 1.01,2.03,9.01 10/17/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 2.02,9.01 10/19/05 CHEESECAKE FACTORY INCORPORATED DE 2.02,9.01 10/18/05 CHEMUNG FINANCIAL CORP NY 2.02,9.01 09/30/05 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 10/14/05 CHINA GRANITE CORP NV 1.01,2.03,8.01,9.01 10/05/05 CHINA PROPERTIES DEVELOPMENTS INC 8.01,9.01 10/19/05 CINTAS CORP WA 1.01,9.01 10/18/05 CIRRUS LOGIC INC DE 2.02,9.01 10/19/05 CIT GROUP INC DE 2.02,8.01,9.01 10/18/05 Citi Trends Inc 8.01,9.01 10/18/05 Citigroup Mortgage Loan Trust Inc. 20 2.01,9.01 09/30/05 CITIZENS SOUTH BANKING CORP DE 8.01,9.01 10/19/05 CITRIX SYSTEMS INC DE 2.02 10/19/05 CITY HOLDING CO WV 2.02,9.01 10/17/05 CITY NATIONAL CORP DE 2.02,7.01,9.01 10/19/05 CNB FINANCIAL CORP/PA PA 8.01 10/18/05 CNB FINANCIAL CORP/PA PA 8.01 10/18/05 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 10/17/05 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 10/17/05 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 10/17/05 CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 10/17/05 CNL Hotels & Resorts, Inc. MD 8.01,9.01 10/17/05 CODORUS VALLEY BANCORP INC PA 2.02,9.01 10/18/05 COEUR D ALENE MINES CORP ID 1.01 10/15/05 COINSTAR INC DE 1.01,8.01,9.01 10/18/05 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 10/19/05 COLUMBIA BANCORP MD 2.02,9.01 10/19/05 COM GUARD COM INC NV 8.01,9.01 09/30/05 COMERICA INC /NEW/ DE 2.02,7.01,9.01 10/19/05 COMM BANCORP INC PA 2.02,9.01 10/19/05 COMMUNITY CAPITAL CORP /SC/ SC 7.01,9.01 10/19/05 COMMUNITY FIRST FINANCIAL CORP VA 1.01,9.01 10/18/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 2.02,4.02,9.01 10/17/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 9.01 06/09/05 AMEND COMPUTER ASSOCIATES INTERNATIONAL INC DE 8.01,9.01 04/26/04 AMEND COMPUTER TASK GROUP INC NY 7.01,9.01 10/19/05 Consolidated Communications Holdings, DE 8.01,9.01 10/19/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 10/19/05 COOPER INDUSTRIES LTD 2.02,9.01 10/19/05 COOPER INDUSTRIES LTD 7.01,9.01 10/19/05 COOPER TIRE & RUBBER CO DE 2.02,9.01 10/18/05 COPART INC CA 1.01 09/26/05 COSI INC DE 2.02,9.01 10/18/05 COVANCE INC DE 2.02,9.01 10/19/05 CROSSTEX ENERGY LP DE 1.01,3.02,7.01,9.01 10/18/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 10/19/05 CSFB COMMERCIAL MORT PASS THR CERT 20 DE 8.01,9.01 10/17/05 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 10/19/05 CUTTER & BUCK INC WA 1.01,9.01 10/18/05 CWALT INC 8.01,9.01 10/12/05 CWALT INC 8.01,9.01 10/12/05 CWMBS INC DE 8.01,9.01 10/14/05 CYANOTECH CORP NV 8.01,9.01 10/19/05 Cyberkinetics Neurotechnology Systems DE 5.02 10/18/05 CYBERSOURCE CORP DE 2.02,9.01 10/19/05 CYTOKINETICS INC 5.02 10/17/05 AMEND DEAN FOODS CO/ DE 5.02 10/14/05 DEEP WELL OIL & GAS INC NV 1.01,3.02,9.01 10/11/05 DEFENSE TECHNOLOGY SYSTEMS, INC. DE 4.01,9.01 10/12/05 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 10/18/05 DELIGHTFULLY FROZEN CORP 1.01 10/19/05 AMEND DELTA AIR LINES INC /DE/ DE 7.01,9.01 10/19/05 DELTA MUTUAL INC 3.02 10/13/05 DIGIMARC CORP DE 7.01 10/19/05 DIONEX CORP /DE CA 8.01,9.01 10/14/05 E TRADE FINANCIAL CORP DE 2.02,9.01 10/19/05 EAGLE FINANCIAL SERVICES INC VA 2.02,9.01 10/19/05 EAST PENN FINANCIAL CORP 2.02,9.01 10/17/05 EASTMAN KODAK CO NJ 2.02,9.01 10/19/05 EBAY INC DE 1.01,2.02,5.02,9.01 10/14/05 EDGE PETROLEUM CORP DE 8.01 10/13/05 EDGE PETROLEUM CORP DE 2.02,9.01 10/19/05 EDGEWATER TECHNOLOGY INC/DE/ DE 2.02,9.01 10/19/05 EGAMES INC PA 1.01,2.01,9.01 10/13/05 ELECTRONICS FOR IMAGING INC DE 2.02,5.02,9.01 10/19/05 EMC CORP MA 2.02,9.01 10/19/05 EMDEON CORP DE 8.01,9.01 10/17/05 EMPIRE FINANCIAL HOLDING CO FL 4.01,9.01 10/14/05 ENCORE ACQUISITION CO DE 7.01,9.01 10/19/05 ENERGIZER HOLDINGS INC MO 1.01 10/17/05 ENTERGY CORP /DE/ DE 2.02,7.01,8.01,9.01 10/19/05 ENTERPRISE FINANCIAL SERVICES CORP DE 2.02,9.01 10/17/05 ENTERTAINMENT CAPITAL CORP NV 3.03,4.01,5.03 10/13/05 EQUINIX INC DE 2.01,2.03 10/17/05 EXAR CORP DE 2.02,9.01 10/19/05 EXIDE TECHNOLOGIES DE 1.01 10/13/05 EZCOMM ENTERPRISES INC DE 3.02 10/14/05 FARNSWORTH BANCORP INC NJ 1.01,9.01 10/17/05 FARO TECHNOLOGIES INC FL 7.01,9.01 10/19/05 FBR Securitization, Inc. 8.01,9.01 10/17/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 7.01,9.01 10/18/05 FIDELIS ENERGY INC NV 1.01,2.01,2.03,3.02,9.01 03/24/04 FIDELITY BANCORP INC PA 8.01,9.01 10/19/05 Fidelity National Title Group, Inc. 5.03,9.01 10/13/05 FIELDSTONE INVESTMENT CORP 4.01,9.01 10/13/05 FIELDSTONE INVESTMENT CORP 5.02 10/18/05 FINISAR CORP DE 1.01,9.01 10/14/05 FIRST BUSEY CORP /NV/ NV 2.02,9.01 10/18/05 FIRST INDIANA CORP IN 2.02,8.01,9.01 10/19/05 FIRST MARINER BANCORP MD 2.02,9.01 10/18/05 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.02,9.01 10/18/05 FIRST NATIONAL BANCSHARES INC/ FL/ FL 2.02,9.01 10/13/05 FIRST NATIONAL COMMUNITY BANCORP INC PA 2.02,9.01 09/30/05 FIRST OAK BROOK BANCSHARES INC DE 2.02,9.01 10/18/05 FLAG FINANCIAL CORP GA 2.02,9.01 10/17/05 FLANDERS CORP NC 2.02 09/29/05 FLIR SYSTEMS INC OR 2.02,9.01 10/19/05 FNB CORP/NC NC 2.02,9.01 10/18/05 FORMFACTOR INC DE 2.02,9.01 10/19/05 FOUR OAKS FINCORP INC NC 2.02,9.01 10/19/05 FOUR OAKS FINCORP INC NC 8.01,9.01 10/19/05 FOUR OAKS FINCORP INC NC 8.01,9.01 10/19/05 FPL GROUP INC FL 1.01 10/13/05 FREEPORT MCMORAN COPPER & GOLD INC DE 1.01 10/18/05 GB&T BANCSHARES INC GA 2.02,9.01 10/19/05 GENAERA CORP DE 8.01,9.01 10/19/05 GENERAL DYNAMICS CORP DE 2.02,9.01 10/19/05 GENTEX CORP MI 2.02,9.01 10/19/05 GEORGIA GULF CORP /DE/ DE 8.01,9.01 10/19/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/14/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 10/19/05 GREENWICH CAPITAL COMMERCIAL FUNDING 8.01,9.01 10/17/05 GREER BANCSHARES INC SC 2.02,9.01 10/18/05 GREIF INC DE 8.01 10/14/05 GROUP 1 AUTOMOTIVE INC DE 2.02,7.01,9.01 10/14/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 10/17/05 GTX INC /DE/ DE 8.01,9.01 10/19/05 GUIDANT CORP IN 2.02,9.01 10/19/05 GULFPORT ENERGY CORP DE 1.01,9.01 10/18/05 H&E EQUIPMENT SERVICES LLC LA 2.04,7.01 10/18/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 10/17/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 10/17/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 10/17/05 HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 09/30/05 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 10/18/05 HELMERICH & PAYNE INC DE 5.02 10/17/05 HNI CORP IA 8.01,9.01 10/19/05 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 10/19/05 House of Taylor Jewelry, Inc. NV 5.02,9.01 09/29/05 HUNTINGTON BANCSHARES INC/MD MD 2.02,9.01 10/19/05 IBSG INTERNATIONAL INC FL 8.01,9.01 10/11/05 ICON HEALTH & FITNESS INC DE 2.02,7.01,9.01 09/03/05 IDAHO GENERAL MINES INC ID 8.01,9.01 10/14/05 IDM PHARMA, INC. DE 8.01,9.01 09/22/05 IKANOS COMMUNICATIONS CA 2.02,9.01 10/19/05 ILLINOIS TOOL WORKS INC DE 2.02,9.01 09/30/05 IMATION CORP DE 2.02,7.01,9.01 10/19/05 IMMUNE RESPONSE CORP DE 1.01 10/17/05 IMPERIAL SUGAR CO /NEW/ TX 7.01,9.01 10/17/05 IMPRESO INC DE 2.03,9.01 10/13/05 AMEND IMS HEALTH INC DE 2.02,9.01 10/19/05 INCENTRA SOLUTIONS, INC. NV 1.01,5.02,9.01 10/17/05 Industrial Enterprises of America, In NV 5.03 10/18/05 INFINITY CAPITAL GROUP, INC. NV 5.02 10/12/05 INNOFONE COM INC NV 8.01 10/18/05 INNOVA HOLDINGS NV 2.03,9.01 10/07/05 INTER TEL INC AZ 1.01 10/14/05 INTERCHANGE CORP DE 1.01 10/17/05 INTERCHANGE FINANCIAL SERVICES CORP / NJ 7.01,9.01 10/19/05 INTERLAND INC /MN/ MN 1.01,1.02,2.05,5.02,5.03,9.01 10/17/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 9.01 07/01/05 AMEND INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 10/19/05 INTERSIL CORP/DE DE 2.02,7.01,9.01 10/19/05 INTERWOVEN INC CA 2.02,9.01 10/19/05 INVESTORS FINANCIAL SERVICES CORP DE 2.02,9.01 10/19/05 ISA INTERNATIONALE INC DE 4.01,9.01 09/30/05 ISCO INTERNATIONAL INC DE 8.01,9.01 10/19/05 IVI COMMUNICATIONS INC NV 1.01,9.01 10/12/05 J P MORGAN CHASE & CO DE 2.02,9.01 10/19/05 J P MORGAN CHASE & CO DE 7.01,9.01 10/19/05 J P MORGAN CHASE & CO DE 5.02,9.01 10/19/05 JACOBSON RESONANCE ENTERPRISES INC NV 1.03 10/13/05 JAGGED PEAK, INC. NV 7.01,9.01 10/19/05 JAKKS PACIFIC INC DE 2.02,9.01 10/19/05 JUNIPER NETWORKS INC DE 2.02,9.01 10/19/05 JUPITERMEDIA CORP DE 1.01,2.01,7.01,9.01 10/13/05 K&F Industries Holdings, Inc. 1.01,2.03,9.01 10/17/05 K2 INC DE 2.02,9.01 10/19/05 KEANE INC MA 2.02,9.01 10/19/05 KENNAMETAL INC PA 2.02,9.01 10/19/05 KERR MCGEE CORP /DE DE 7.01,9.01 10/19/05 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 10/19/05 KINDER MORGAN INC KS 2.02,9.01 10/19/05 KNIGHT CAPITAL GROUP, INC. DE 2.02,7.01,9.01 10/19/05 Kraton Polymers LLC DE 8.01,9.01 10/19/05 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 10/18/05 LANCE INC NC 8.01,9.01 10/17/05 LANCER CORP /TX/ TX 1.01,8.01,9.01 10/18/05 LANDRYS RESTAURANTS INC 8.01 10/18/05 LASALLE HOTEL PROPERTIES MD 2.02,9.01 10/19/05 LECROY CORP DE 2.02,5.02,9.01 10/19/05 LEESPORT FINANCIAL CORP PA 2.02,9.01 10/18/05 LEGGETT & PLATT INC MO 2.02 10/19/05 LINEAR TECHNOLOGY CORP /CA/ DE 2.02,9.01 10/18/05 LINENS N THINGS INC DE 2.02,9.01 10/19/05 LONE STAR STEAKHOUSE & SALOON INC DE 5.02,9.01 10/13/05 LYONDELL CHEMICAL CO DE 2.05,2.06,8.01,9.01 10/19/05 LYONDELL CHEMICAL CO DE 1.01,9.01 10/14/05 MAINSOURCE FINANCIAL GROUP IN 2.02,9.01 09/30/05 MANPOWER INC /WI/ WI 2.02,9.01 10/19/05 MASTR ALTERNATIVE LOAN TRUST 2005-4 DE 8.01,9.01 10/19/05 MASTR Asset Backed Securities Trust 2 DE 2.01,9.01 09/29/05 MATTSON TECHNOLOGY INC DE 2.02,9.01 10/19/05 MAXUS REALTY TRUST INC MO 8.01 10/19/05 MBNA CORP MD 2.02,9.01 09/30/05 MBNA CORP MD 8.01 09/30/05 MCI INC DE 5.02,9.01 10/14/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 10/19/05 MCLEODUSA INC DE 7.01,9.01 10/19/05 MEADOWS SPRINGS INC 8.01 10/19/05 MEDICINES CO /DE DE 2.02,9.01 10/19/05 MEDIFAST INC DE 8.01 10/19/05 MEDTOX SCIENTIFIC INC DE 2.02,9.01 10/17/05 MELLON FINANCIAL CORP PA 2.02,9.01 10/18/05 MERCURY INTERACTIVE CORP DE 8.01,9.01 10/19/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/19/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/17/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 10/18/05 MGI PHARMA INC MN 2.02,9.01 10/19/05 MICROFIELD GROUP INC OR 2.01,3.02,5.02,9.01 10/13/05 MODINE MANUFACTURING CO WI 2.02,9.01 10/19/05 MODINE MANUFACTURING CO WI 8.01,9.01 10/19/05 MONEYGRAM INTERNATIONAL INC 2.02 10/19/05 MONTPELIER RE HOLDINGS LTD D0 7.01 10/18/05 MONTPELLIER GROUP INC DE 4.01 09/21/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 10/17/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/17/05 MortgageIT Securities Corp. DE 8.01,9.01 10/19/05 MOSAIC CO 1.01 10/13/05 MOSCOW CABLECOM CORP DE 7.01,9.01 10/19/05 MTI TECHNOLOGY CORP DE 1.01,9.01 10/13/05 MUELLER INDUSTRIES INC DE 5.02 10/13/05 NABI BIOPHARMACEUTICALS DE 2.02,9.01 10/19/05 NATIONAL BANCSHARES CORP /OH/ OH 7.01,9.01 10/19/05 NATUS MEDICAL INC DE 1.01,3.02,9.01 10/16/05 Naugatuck Valley Financial Corp X1 2.02,9.01 10/19/05 NAVARRE CORP /MN/ MN 1.01,9.01 10/14/05 NAVTEQ CORP DE 2.02,9.01 10/19/05 NBC CAPITAL CORP MS 2.02,9.01 10/19/05 NCI BUILDING SYSTEMS INC DE 1.01,9.01 10/14/05 NEPHROS INC DE 8.01,9.01 10/19/05 NETFLIX INC DE 2.02,9.01 10/19/05 NETWORK EQUIPMENT TECHNOLOGIES INC DE 2.02,9.01 10/19/05 NEW YORK COMMUNITY BANCORP INC DE 2.02,8.01,9.01 10/18/05 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 10/19/05 AMEND NEW YORK TIMES CO NY 2.02,2.05,9.01 10/19/05 NEWS CORP 8.01,9.01 10/19/05 NEWS CORP 8.01 10/18/05 NEXTEL PARTNERS INC DE 8.01,9.01 10/19/05 Nissan Auto Lease Trust 2005-A 1.01,9.01 10/18/05 NN INC DE 2.02,9.01 10/18/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 10/19/05 AMEND NORTH FORK BANCORPORATION INC DE 2.02,9.01 10/19/05 NORTHERN STATES FINANCIAL CORP /DE/ DE 2.02 10/19/05 NORTHERN TRUST CORP DE 2.02,9.01 10/19/05 Nuance Communications, Inc. DE 5.03,9.01 10/17/05 NUVEEN INVESTMENTS INC DE 2.02,7.01,9.01 10/19/05 NVE CORP /NEW/ MN 2.02 10/19/05 NVE CORP /NEW/ MN 1.01 10/17/05 NVE CORP /NEW/ MN 1.01 10/14/05 NVR INC VA 2.02,9.01 10/18/05 NYFIX INC DE 3.01 10/13/05 OFFICE DEPOT INC DE 2.02,9.01 10/19/05 OFFICEMAX INC DE 2.02,2.05 09/22/05 ONLINE INNOVATION INC DE 4.02,9.01 10/19/05 AMEND ONLINE RESOURCES CORP DE 2.02 10/19/05 OPENWAVE SYSTEMS INC DE 1.01,9.01 10/13/05 OPTA CORP DE 1.01 10/13/05 ORRSTOWN FINANCIAL SERVICES INC PA 2.02 10/18/05 OSULLIVAN INDUSTRIES HOLDINGS INC DE 1.03,8.01,9.01 10/19/05 OSULLIVAN INDUSTRIES INC DE 1.03,8.01,9.01 10/19/05 OWENS ILLINOIS INC /DE/ DE 5.02 10/18/05 PACIFIC PREMIER BANCORP INC DE 2.02,9.01 10/19/05 Paradigm Oil & Gas, Inc. NV 5.02,9.01 09/30/05 PARAGON REAL ESTATE EQUITY & INVESTME MD 5.03,9.01 10/17/05 PARKE BANCORP, INC. NJ 2.02,9.01 10/18/05 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 5.02 10/17/05 PARTNERS TRUST FINANCIAL GROUP INC 2.02 08/23/05 PEABODY ENERGY CORP DE 2.02,9.01 10/18/05 PECO II INC OH 1.01,3.02,7.01,9.01 10/13/05 PETROHAWK ENERGY CORP DE 2.02,9.01 10/18/05 PFGI CAPITAL CORP MD 2.02,8.01,9.01 10/19/05 PharmaFrontiers Corp. TX 5.02,9.01 10/17/05 PHILADELPHIA CONSOLIDATED HOLDING COR PA 8.01,9.01 10/18/05 PHOTOWORKS INC /WA WA 5.02 10/18/05 PINNACLE AIRLINES CORP DE 8.01 10/17/05 PINNACLE FINANCIAL PARTNERS INC TN 2.02,9.01 10/18/05 PIPER JAFFRAY COMPANIES 2.02,9.01 10/19/05 PLACER SIERRA BANCSHARES CA 2.02,9.01 10/18/05 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,9.01 10/14/05 PLUMAS BANCORP CA 2.02,9.01 10/19/05 PMC SIERRA INC DE 2.02,9.01 10/19/05 POLYCOM INC DE 2.02,9.01 10/19/05 POTLATCH CORP DE 2.02,9.01 10/18/05 POWER 3 MEDICAL PRODUCTS INC NY 1.01,2.03,9.01 10/13/05 PRAECIS PHARMACEUTICALS INC DE 7.01,9.01 10/19/05 PRB Gas Transportation, Inc. NV 8.01,9.01 10/18/05 PRECIS INC OK 8.01 10/19/05 PRECISION CASTPARTS CORP OR 8.01 10/13/05 PRECISION CASTPARTS CORP OR 2.02 10/18/05 PRECISION CASTPARTS CORP OR 1.01 10/14/05 PRENTISS PROPERTIES TRUST/MD 2.02,8.01 10/18/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/14/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/14/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 10/14/05 PROTOCALL TECHNOLOGIES INC NV 7.01,9.01 10/18/05 Puda Coal, Inc. 5.02,7.01,9.01 10/19/05 QLOGIC CORP DE 2.02,9.01 10/19/05 QUAKER CHEMICAL CORP PA 1.01,9.01 10/14/05 QUANEX CORP DE 7.01 10/19/05 QUESTCOR PHARMACEUTICALS INC CA 1.01,2.01,9.01 10/17/05 RADNOR HOLDINGS CORP DE 4.01 10/13/05 RAINIER PACIFIC FINANCIAL GROUP INC WA 2.02,9.01 10/19/05 RANGE RESOURCES CORP DE 8.01,9.01 10/17/05 REDBACK NETWORKS INC DE 2.02,9.01 10/19/05 REGAL BELOIT CORP WI 5.02 10/19/05 AMEND RENAISSANCE MEDIA GROUP LLC DE 1.01,2.03,9.01 10/17/05 RENASANT CORP MS 2.02,9.01 10/18/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 10/19/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 10/19/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 10/19/05 RETAIL VENTURES INC OH 1.01,9.01 10/14/05 RICHARDSON ELECTRONICS LTD/DE DE 7.01 10/18/05 RITA MEDICAL SYSTEMS INC DE 1.01,5.02,8.01,9.01 10/17/05 ROCKFORD CORP AZ 1.01,7.01,9.01 10/19/05 RYANS RESTAURANT GROUP INC SC 2.02 09/28/05 S Y BANCORP INC KY 2.02,9.01 10/19/05 S1 CORP /DE/ DE 5.02,9.01 10/14/05 SAVANNAH BANCORP INC GA 7.01 10/18/05 SCHEID VINEYARDS INC DE 3.01,5.02,9.01 10/13/05 SCOTIA PACIFIC CO LLC DE 8.01 10/18/05 SEAGATE TECHNOLOGY E9 2.02,9.01 10/18/05 SEI INVESTMENTS CO PA 2.02,9.01 10/19/05 SENSIENT TECHNOLOGIES CORP WI 5.02 10/17/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 10/19/05 SHORE FINANCIAL CORP VA 2.02,9.01 10/18/05 SILVER STAR ENERGY INC 3.02,9.01 10/14/05 SLADES FERRY BANCORP MA 2.02,9.01 10/19/05 SMALL WORLD KIDS INC UT 5.02 10/14/05 SMART Modular Technologies (WWH), Inc 8.01 10/19/05 SoftBrands, Inc. DE 7.01,9.01 10/18/05 SONOCO PRODUCTS CO SC 1.01,2.02,9.01 10/16/05 SONOMA VALLEY BANCORP CA 2.02,9.01 10/17/05 SONUS PHARMACEUTICALS INC DE 1.01,3.02,9.01 10/17/05 SOUTHERN INVESTORS SERVICE CO INC DE 1.03,9.01 10/13/05 SOUTHERN UNION CO DE 7.01,9.01 10/19/05 SOVEREIGN BANCORP INC PA 2.02,9.01 10/18/05 SPINNAKER EXPLORATION CO DE 7.01 10/18/05 SPORTSMANS GUIDE INC MN 2.02,9.01 10/19/05 STANDARD PARKING CORP DE 8.01 10/04/05 Stanwich Asset Acceptance CO LLC DE 8.01,9.01 10/19/05 STAR SCIENTIFIC INC DE 8.01 10/18/05 STRUCTURED ASSET SECURITIES CORP II 8.01,9.01 10/18/05 STRUCTURED ASSET SECURITIES CORP II 8.01,9.01 10/17/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01 10/14/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 10/17/05 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 10/19/05 SUMMA INDUSTRIES/ DE 2.02,9.01 10/19/05 SUMTOTAL SYSTEMS INC DE 1.01,5.02,9.01 10/17/05 SUPERCONDUCTIVE COMPONENTS INC OH 3.02,7.01,9.01 10/14/05 Surge Global Energy, Inc. 8.01 10/14/05 SYNOVUS FINANCIAL CORP GA 2.02,7.01,8.01,9.01 10/19/05 TANDY BRANDS ACCESSORIES INC DE 1.01,2.02,9.01 10/18/05 TAYLOR CAPITAL GROUP INC DE 2.02,9.01 10/18/05 TCF FINANCIAL CORP DE 2.02,9.01 10/19/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 1.01,2.03,9.01 10/13/05 TERADYNE INC MA 2.02,9.01 10/18/05 Thornburg Mortgage Securities Trust 2 DE 8.01 10/07/05 Thornburg Mortgage Securities Trust 2 DE 8.01 10/12/05 TJX COMPANIES INC /DE/ DE 1.01,9.01 10/14/05 TLC VISION CORP A6 8.01,9.01 10/19/05 TORCHMARK CORP DE 2.02,5.02,9.01 10/19/05 TOREADOR RESOURCES CORP DE 7.01,9.01 10/19/05 TRACTOR SUPPLY CO /DE/ DE 2.02,7.01,9.01 10/19/05 TRANSCEND SERVICES INC DE 2.02,9.01 10/19/05 TRESTLE HOLDINGS INC DE 8.01 10/19/05 TRICO MARINE SERVICES INC DE 8.01,9.01 10/19/05 TRIMAS CORP DE 7.01,9.01 10/19/05 TRIMERIS INC DE 2.02,8.01 10/18/05 TUCOWS INC /PA/ PA 5.02,9.01 10/19/05 TUMBLEWEED COMMUNICATIONS CORP DE 2.02,9.01 10/19/05 UAP HOLDING CORP DE 2.02,7.01,9.01 10/19/05 ULTRA PETROLEUM CORP 8.01,9.01 10/19/05 UNITED AUTO GROUP INC DE 8.01 10/19/05 UNITED BANCSHARES INC/OH OH 2.02,8.01,9.01 10/19/05 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 10/19/05 UNIVERSAL FOOD & BEVERAGE COMPNY NV 8.01,9.01 10/19/05 UROPLASTY INC MN 8.01,9.01 10/19/05 US AIRWAYS GROUP INC DE 8.01,9.01 10/19/05 USA REAL ESTATE INVESTMENT TRUST /CA CA 8.01 10/18/05 USANA HEALTH SCIENCES INC UT 2.02,9.01 10/18/05 VAIL BANKS INC CO 2.02,9.01 10/18/05 VALHI INC /DE/ DE 1.01,1.02 10/18/05 VERISIGN INC/CA DE 2.02,9.01 10/19/05 Village Bank & Trust Financial Corp. 2.02,5.02,9.01 09/27/05 VINEYARD NATIONAL BANCORP CA 2.02,9.01 10/19/05 VIRAGEN INC DE 8.01,9.01 10/19/05 VWR International, Inc. 1.01,5.02,9.01 10/17/05 W&T OFFSHORE INC TX 1.01,9.01 09/26/05 AMEND Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 10/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 10/17/05 WALTER INDUSTRIES INC /NEW/ DE 7.01,9.01 10/18/05 WASHINGTON MUTUAL INC WA 2.02,9.01 10/19/05 WATERFORD GAMING LLC DE 8.01 10/19/05 WEBSTER FINANCIAL CORP DE 2.02,9.01 10/19/05 WELLCHOICE INC DE 1.01,9.01 10/14/05 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 09/20/05 WESBANCO INC WV 2.02,9.01 10/19/05 WEST COAST BANCORP /NEW/OR/ OR 2.02,9.01 10/18/05 WESTERN GOLDFIELDS INC ID 7.01 10/19/05 WORLDGATE COMMUNICATIONS INC DE 1.01,9.01 10/14/05 WSFS FINANCIAL CORP DE 2.02,9.01 10/18/05 WYETH DE 7.01,9.01 10/18/05 WYNN RESORTS LTD 8.01 10/14/05 XETHANOL CORP CO 1.01,3.02,9.01 10/18/05