SEC NEWS DIGEST Issue 2005-180 September 19, 2005 ENFORCEMENT PROCEEDINGS FREDERICK WALL BARRED The Commission has barred Frederick W. Wall, of Elmhurst, N.Y., from associating with a broker or dealer, based on Wall's conviction for conspiracy to commit securities fraud, mail fraud, and wire fraud. The criminal indictment alleged that Wall participated in a scheme to sell "phony private placement[]" securities that raised approximately $2.36 million. In imposing a bar, the Commission found that Wall acted with a high degree of scienter and demonstrated a complete disregard for the fundamental standards of honesty and fair dealing that govern those who are employed in the securities industry. (Rel. 34-52467) ORDER APPROVING ASSOCIATION OF GARY L. PITTSFORD WITH AN INVESTMENT ADVISER On September 16, the Commission issued an Order approving the application of Gary L. Pittsford for consent to associate with Castle Advisory Group, LLC, in its capacity as a registered investment adviser. The Order is necessary because Mr. Pittsford is subject to a 1999 order of the Commission barring him from association with any investment adviser, with the proviso that he may apply to become so associated after one year from the date of that order. (Rel. IA-2431) COURT ENTERS PARTIAL DEFAULT JUDGEMENT AGAINST PEMBRIDGE GROUP, LTD. The Securities and Exchange Commission announced that on September 12, 2005, U.S. Federal District Judge Patti B. Saris entered a Partial Judgment of Default Against defendant Pembridge Group, Ltd. for engaging in a scheme to manipulate the securities of the former Imagis Technologies, Inc. (currently named Visiphor Corporation), a Canadian software company quoted on the OTC-Bulletin Board. The Partial Judgment of Default permanently enjoined Pembridge from further violations of the general and tender offer anti-fraud provisions of the federal securities laws, ordered the payment of civil monetary penalties of $550,000 and ordered Pembridge to pay disgorgement in an amount to be determined by the Court at a later date. The Partial Default Judgment was based on Pembridge’s failure to answer or otherwise defend itself against the allegations contained in the Commission’s Complaint. On Nov. 1, 2004, the Commission filed civil fraud charges against Treyton L. Thomas and Pembridge. The complaint alleged that from at least 1999 through 2002, Thomas generated several false press releases in which he claimed to be the founder and chairman of Pembridge, a purported multi-faceted investment firm that managed several hundred million dollars and provided growth capital to formative companies. In fact, it is alleged, Pembridge was simply a front that Thomas used to gain credibility and further his fraudulent scheme. The complaint alleged that on March 6, 2002, Thomas caused Pembridge to publicly announce a fraudulent cash tender offer for all of Imagis’ outstanding stock at over $4.00 per share (almost double the price at which Imagis’ stock was trading in previous months). Directly following Pembridge’s announcement the price of Imagis’ stock went up to a 52-week high of $3.40. In fact, as alleged, neither Thomas nor Pembridge controlled or had access to hundreds of millions of dollars let alone the resources necessary to buy out Imagis’ shareholders. The SEC further alleged in the complaint that prior to announcing the false tender proposal, Thomas had arranged for an offshore entity – known as Indo Sakura Trust – to acquire over 100,000 warrants of Imagis stock. Shortly before the fraudulent March 6 tender offer announcement, Indo Sakura converted 70,000 warrants to shares and, a few days after the bogus release, Indo Sakura exercised its remaining 35,000 warrants. Pembridge also acquired warrants to purchase 50,000 shares of Imagis stock at $2.20 (CDN) a share. The complaint alleges that the defendants’ scheme artificially inflated the value of Indo Sakura's Imagis stock, as well as the securities held directly by Pembridge and its purported clients. For more information see LR-18957 (Nov. 3, 2004). [SEC v. Treyton L. Thomas, et al., Civil Action No. 04-12315, PBS, D.MA, Nov. 1, 2004] (LR- 19382) HOLDING COMPANY ACT RELEASE CLECO CORP. AND CLECO MIDSTREAM REXOURCES LLC A notice has been issued giving interested persons until Oct. 11, 2005, to request a hearing on a proposal by Cleco Corporation and Cleco Midstream Resources LLC to acquire all of the issued and outstanding membership interests of Attala Transmission, LLC. (Rel. 35-28030) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto (SR-NASD-2005-107) filed by NASD regarding enhancements to the Nasdaq Market Center pegged order functionality has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 19. (Rel. 34-52449) A proposed rule change (SR-ISE-2005-44) filed by the International Securities Exchange relating to Primary Market Maker obligations has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 19. (Rel. 34-52451) A proposed rule change (SR-Amex-2005-088) filed by the American Stock Exchange relating to an extension of the suspension of specialist transaction charges for the Nasdaq-100 Tracking Stock® (QQQQ) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of September 19. (Rel. 34-52460) PROPOSED RULE CHANGES Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, NASD through its subsidiary, The Nasdaq Stock Market, has filed a proposed rule change (SR-NASD-2004-162) and Amendment Nos. 1 and 2 thereto to establish fee and notice requirements for substitution listing events and to provide additional transparency for changes requiring a record- keeping fee. Publication of the proposal is expected in the Federal Register during the week of September 19. (Rel. 34-52430) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Philadelphia Stock Exchange has filed a proposed rule change (SR-NASD- 2004-162) and Amendment Nos. 1, 2 and 3 thereto (SR-Phlx-2005-25) relating to the adoption of new rules that would establish an automated opening system on the Phlx. Publication of the proposal is expected in the Federal Register during the week of September 19. (Rel. 34-52448) APPROVAL OF PROPOSED RULE CHANGE The Commission has approved a proposed rule change (SR-DTC-2005-07) filed by the Depository Trust Company under Section 19(b)(1) of the Exchange Act to expand the functioning of DTC’s Inventory Management System. Publication of the order is expected in the Federal Register during the week of September 19. (Rel. 34-52450) DELISTINGS An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the common stock, $.01 par value, and associated rights to purchase series A junior participating cumulative preferred stock expiring Dec. 31, 2011, of Standard Pacific Corp., effective at the opening of business on September 19. (Rel. 34-53464) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the common stock, $1.00 par value, and associated rights to purchase series A junior participating preferred stock expiring April 28, 2008, of Pope & Talbot, Inc., effective at the opening of business on September 19. (Rel. 34- 53465) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the class B common stock, no par value, of Nike, Inc., effective at the opening of business on September 19. (Rel. 34-53466) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 GENERAL MOTORS ACCEPTANCE CORP, MAIL CODE: 482-B08-B82, 200 RENAISSANCE CENTER, DETROIT, MI, 48265, 3136654353 - 0 ($12,721,005,000.00) Non-Convertible Debt, (File 333-128356 - Sep. 16) (BR. 07C) S-3 GENITOPE CORP, 525 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6504822000 - 0 ($125,000,000.00) Equity, (File 333-128357 - Sep. 16) (BR. 01A) S-3 ACACIA RESEARCH CORP, 500 NEWPORT CENTER DRIVE, 7TH FLOOR, NEWPORT BEACH, CA, 92660, 9494808300 - 0 ($2,449,800.00) Equity, (File 333-128359 - Sep. 16) (BR. 10A) S-8 WESTWOOD ONE INC /DE/, 40 WEST 57TH STREET, 5TH FLOOR, NEW YORK, NY, 10019, 2126412063 - 0 ($187,312,000.00) Equity, (File 333-128362 - Sep. 16) (BR. 05C) S-8 ALLIANT TECHSYSTEMS INC, 5050 LINCOLN DRIVE, EDINA, MN, 55436-1097, 9523513000 - 0 ($225,990,000.00) Equity, (File 333-128363 - Sep. 16) (BR. 05A) S-8 ALLIANT TECHSYSTEMS INC, 5050 LINCOLN DRIVE, EDINA, MN, 55436-1097, 9523513000 - 0 ($50,000,000.00) Other, (File 333-128364 - Sep. 16) (BR. 05A) F-6 A-Max Technology LTD, 10/F, A-MAX TECHNOLOGY TOWER, 12-16 FUI YIU KOK STREET, TSUEN WAN, NEW TERRITORIES, K3, SAR, 852 2798 6699 - 75,000,000 ($3,750,000.00) ADRs/ADSs, (File 333-128365 - Sep. 16) (BR. 11) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 12,000,000 ($108,000.00) Equity, (File 333-128366 - Sep. 16) (BR. 05C) S-4 FORD MOTOR CREDIT CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3135949876 - 0 ($2,400,000,000.00) Non-Convertible Debt, (File 333-128368 - Sep. 16) (BR. 07A) S-3 HSBC Finance CORP, 2700 SANDERS RD, PROSPECT HEIGHTS, IL, 60070, 8475645000 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-128369 - Sep. 16) (BR. 07A) S-8 MOUNTAIN NATIONAL BANCSHARES INC, 300 E. MAIN STREET, SEVIERVILLE, TN, 37864, 0 ($8,166,269.00) Equity, (File 333-128370 - Sep. 16) (BR. 07A) S-3 KULICKE & SOFFA INDUSTRIES INC, 2101 BLAIR MILL RD, WILLOW GROVE, PA, 19090, 2157846000 - 215,000 ($1,758,700.00) Equity, (File 333-128371 - Sep. 16) (BR. 10B) S-8 METAL MANAGEMENT INC, 500 N DEARBORN ST, STE 405, CHICAGO, IL, 60610, 3126450700 - 0 ($26,640,000.00) Equity, (File 333-128372 - Sep. 16) (BR. 02C) SB-2 AMAZON BIOTECH INC, 43 WEST 33RD STREET, SUITE 405, NEW YORK, NY, 84107, (212) 695-3003 - 5,090,000 ($865,300.00) Equity, (File 333-128374 - Sep. 16) (BR. 05A) S-3 HERSHEY CO, 100 CRYSTAL A DRIVE, P O BOX 810-EXTERNAL RPTG & COMPLIANCE, HERSHEY, PA, 17033-0810, 7175346799 - 0 ($750,000,000.00) Other, (File 333-128375 - Sep. 16) (BR. 04B) S-8 INTEGRATED DEVICE TECHNOLOGY INC, 6024 SILVER CREEK VALLEY ROAD, SAN JOSE, CA, 95138, 4082848200 - 17,000,000 ($189,040,000.00) Equity, (File 333-128376 - Sep. 16) (BR. 10B) S-3 WORLD HEART CORP, 7799 PARDEE LANE, OAKLAND, CA, 94621, 510-563-5000 - 0 ($20,917,222.35) Equity, (File 333-128377 - Sep. 16) (BR. 10C) S-1 DCP Midstream Partners, LP, 370 17TH STREET, SUITE 2775, DENVER, CO, 80202, 720.944.9400 - 0 ($193,200,000.00) Equity, (File 333-128378 - Sep. 16) (BR. ) S-8 BEACON ROOFING SUPPLY INC, 50 WEBSTER AVE, SOMERVILLE, MA, 02143, 500,000 ($15,340,000.00) Equity, (File 333-128379 - Sep. 16) (BR. 06A) S-8 CHROMAVISION MEDICAL SYSTEMS INC, 33171 PASEO CORVEZA, SAN JUAN CAPISTRANO, CA, 92675, 9494433355 - 0 ($1,601,000.00) Equity, (File 333-128380 - Sep. 16) (BR. 10A) S-8 GENTA INC DE/, TWO CONNELL DRIVE, .., BERKELEY HEIGHTS, NJ, 07922, (908) 286-9800 - 500,000 ($605,000.00) Equity, (File 333-128381 - Sep. 16) (BR. 01A) S-8 PENNSYLVANIA COMMERCE BANCORP INC, 100 SENATE AVE, CAMP HILL, PA, 17001-8599, 7179755630 - 500,000 ($17,690,000.00) Equity, (File 333-128382 - Sep. 16) (BR. 07B) S-4 FARMERS CAPITAL BANK CORP, PO BOX 309, 202 W MAIN ST, FRANKFORT, KY, 40602, 5022271668 - 577,328 ($5,773.28) Equity, (File 333-128383 - Sep. 16) (BR. 07A) S-1 Santa Monica Media CORP, 9229 SUNSET BLVD., SUITE 505, LOS ANGELES, CA, 90069, 310-276-7682 - 0 ($277,836,100.00) Equity, (File 333-128384 - Sep. 16) (BR. ) S-8 BORLAND SOFTWARE CORP, 100 ENTERPRISE WAY, SCOTTS VALLEY, CA, 95066-3249, 8314311000 - 4,900,000 ($27,930,000.00) Equity, (File 333-128385 - Sep. 16) (BR. 03B) S-3 INVITROGEN CORP, 1600 FARADAY AVE, CARLSBAD, CA, 92008, 7606037200 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-128387 - Sep. 16) (BR. 01C) S-3 THORNBURG MORTGAGE INC, 150 WASHINGTON AVE, SUITE 302, SANTA FE, NM, 87501, 5059891900 - 0 ($475,587,006.00) Equity, (File 333-128389 - Sep. 16) (BR. 08C) S-3 US BANCORP \DE\, (651)466-3000 - 0 ($2,500,000,000.00) Debt Convertible into Equity, (File 333-128390 - Sep. 16) (BR. 07C) S-1 Fortunet, Inc., 2950 HIGHLAND DRIVE, LAS VEGAS, NV, 89109, 702-796-9090 - 0 ($50,000,000.00) Equity, (File 333-128391 - Sep. 16) (BR. ) SB-2 Magyar Bancorp, Inc., 101 FRENCH STREET, NEW BRUNSWICK, NJ, 08903, 732-249-2438 - 2,723,292 ($27,232,920.00) Equity, (File 333-128392 - Sep. 16) (BR. ) S-3 BIMINI MORTGAGE MANAGEMENT INC, 3305 FLAMINGO DRIVE, SUITE 100, VERO BEACH, FL, 32963, 7722311400 - 0 ($500,000,000.00) Other, (File 333-128395 - Sep. 16) (BR. 08C) S-8 SCANSOFT INC, 9 CENTENNIAL DRIVE, PEABODY, MA, 01960, 9789772000 - 0 ($47,082,585.29) Equity, (File 333-128396 - Sep. 16) (BR. 03C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 4 KIDS ENTERTAINMENT INC NY 4.01,9.01 09/13/05 ACCELLENT CORP. CO 1.01,2.01,2.03,9.01 09/12/05 ACCESS INTEGRATED TECHNOLOGIES INC 1.01,9.01 09/14/05 ACURA PHARMACEUTICALS, INC NY 8.01,9.01 09/16/05 ACURA PHARMACEUTICALS, INC NY 1.01,9.01 09/16/05 Advanced BioPhotonics Inc. DE 5.02 09/12/05 ADVANCED PHOTONIX INC DE 1.01 09/15/05 AIRTRAN HOLDINGS INC NV 1.01,9.01 09/14/05 AKID CORP CO 5.03 09/15/05 ALASKA AIR GROUP INC DE 7.01 09/16/05 ALLIANCE IMAGING INC /DE/ DE 5.02 09/15/05 ALLOY INC DE 2.02,8.01,9.01 09/07/05 ALTERNATE ENERGY CORP NV 1.01 03/02/05 AMEND AMERICAN EXPRESS CO NY 7.01 09/15/05 AMERICAN NATURAL ENERGY CORP OK 1.01,9.01 09/12/05 AMERICAN TECHNOLOGIES GROUP INC NV 1.01,2.01,2.03,3.02,5.01,5.02 09/07/05 AMEND AMERICAN VANGUARD CORP DE 8.01,9.01 09/14/05 AMERIPRISE FINANCIAL INC DE 7.01,8.01,9.01 09/16/05 AMERIQUEST MORTGAGE SECURITIES INC DE 8.01,9.01 09/16/05 AMERISOURCEBERGEN CORP DE 1.01,8.01,9.01 09/14/05 Amersin Life Sciences CORP NV 1.02 09/15/05 AMETEK INC/ DE 8.01 09/15/05 ANALOG DEVICES INC MA 5.02,9.01 09/13/05 APPLEBEES INTERNATIONAL INC DE 7.01 09/15/05 APPLIED FILMS CORP CO 2.02,9.01 09/15/05 ARCHER DANIELS MIDLAND CO DE 5.02,9.01 09/15/05 ARQULE INC DE 1.01,9.01 09/12/05 ARROW ELECTRONICS INC NY 1.01,9.01 09/12/05 ARROW ELECTRONICS INC NY 1.01,9.01 09/15/05 ARVINMERITOR INC IN 8.01,9.01 09/16/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 09/15/05 ASHWORTH INC DE 5.02,9.01 09/16/05 AT&T CORP NY 8.01 09/16/05 ATARI INC DE 1.01,3.02 09/15/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 09/16/05 AVNET INC NY 7.01,9.01 09/14/05 AVNET INC NY 5.02 07/05/05 AMEND AXONYX INC NV 1.01,9.01 09/12/05 BABYUNIVERSE, INC. FL 2.01,9.01 09/13/05 BAKERS FOOTWEAR GROUP INC MO 1.01,2.02,7.01,9.01 09/12/05 Banc of America Funding Corp. 2005-E DE 8.01,9.01 06/30/05 BAYCORP HOLDINGS LTD DE 1.01,1.02,9.01 09/13/05 BEACON POWER CORP DE 8.01,9.01 09/15/05 BEARINGPOINT INC DE 8.01 09/09/05 BELDEN & BLAKE CORP /OH/ OH 7.01,9.01 09/15/05 BERKSHIRE INCOME REALTY INC 9.01 07/01/05 AMEND BIOACCELERATE HOLDINGS INC NV 2.02 09/12/05 BIODELIVERY SCIENCES INTERNATIONAL IN DE 3.01,5.02,9.01 09/15/05 BIONOVO, INC. DE 4.01,9.01 05/25/05 AMEND BLUEBOOK INTERNATIONAL HOLDING CO DE 8.01,9.01 09/16/05 BOSTON LIFE SCIENCES INC /DE DE 1.01 09/12/05 BRIGGS & STRATTON CORP WI 1.01,9.01 09/12/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.01,9.01 09/12/05 BRIGHTPOINT INC IN 1.01,2.03,9.01 09/14/05 BRILLIAN CORP DE 1.01,2.01,9.01 12/10/04 AMEND BRONCO ENERGY FUND, INC. NV 8.01 09/08/05 BROWN SHOE CO INC NY 7.01,9.01 09/15/05 BSI2000 INC DE 1.01,9.01 09/16/05 BUILDING MATERIALS HOLDING CORP DE 5.02,9.01 09/12/05 CADMUS COMMUNICATIONS CORP/NEW VA 1.01 08/09/05 CANDELA CORP /DE/ DE 2.02,9.01 09/16/05 CAPITAL PROPERTIES INC /RI/ RI 5.02,9.01 09/15/05 CAPRIUS INC DE 8.01,9.01 09/14/05 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 1.01,9.01 09/12/05 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 08/25/05 CASCADE NATURAL GAS CORP WA 1.01,2.05,9.01 09/13/05 CAVALIER HOMES INC DE 1.01,9.01 09/16/05 CAVALIER HOMES INC DE 4.01 09/16/05 CELLEGY PHARMACEUTICALS INC CA 3.01,9.01 09/14/05 CENTRAL FEDERAL CORP DE 8.01,9.01 09/16/05 CERTEGY INC GA 1.01,1.02,3.02,3.03,9.01 09/14/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 8.01,9.01 07/28/05 CHYRON CORP NY 4.01,9.01 09/13/05 CHYRON CORP NY 4.01,9.01 09/13/05 CITADEL SECURITY SOFTWARE INC DE 1.01,9.01 09/15/05 Citigroup Mortgage Loan Trust Inc., S 8.01,9.01 08/25/05 CLEVELAND CLIFFS INC OH 8.01,9.01 09/13/05 CLEVELAND CLIFFS INC OH 8.01 09/16/05 CMGI INC DE 1.01,9.01 09/07/05 Cole Credit Property Trust II Inc MD 5.03,9.01 09/12/05 COMARCO INC CA 2.02,9.01 09/16/05 COMMERCEFIRST BANCORP INC MD 5.02 09/15/05 CONTANGO OIL & GAS CO DE 2.02,9.01 09/13/05 CONVERSION SERVICES INTERNATIONAL INC DE 8.01,9.01 09/15/05 Copano Energy, L.L.C. DE 7.01,9.01 09/15/05 COUGAR HOLDINGS INC NV 5.02,9.01 08/30/05 AMEND COZUMEL CORP DE 4.01 09/14/05 CSFB COMMERCIAL MORT PASS THR CERT 20 DE 8.01,9.01 09/16/05 CSFB COMMERCIAL MORT PASS THR CERTS S 8.01,9.01 09/16/05 Diamond Foods Inc DE 7.01,9.01 09/16/05 DIGITAL FUSION INC/NJ/ DE 1.01,7.01,9.01 09/13/05 DIGITAS INC DE 7.01,9.01 09/16/05 DITECH COMMUNICATIONS CORP DE 1.01 09/16/05 DOWNEY FINANCIAL CORP DE 7.01,9.01 08/31/05 DRESS BARN INC CT 8.01,9.01 09/15/05 DWANGO NORTH AMERICA CORP NV 1.01 09/12/05 E LOAN INC DE 8.01,9.01 09/12/05 E MED FUTURE INC NV 5.02 09/12/05 E PIPHANY INC DE 8.01,9.01 09/13/05 EGL INC TX 8.01,9.01 09/16/05 EGL INC TX 8.01,9.01 09/16/05 ENDOCARE INC DE 1.01,9.01 09/14/05 ENDOCARE INC DE 1.01,9.01 09/14/05 AMEND ENVIRONMENTAL POWER CORP DE 8.01 09/14/05 EVANS BOB FARMS INC DE 1.01,9.01 09/12/05 FINANCIAL FEDERAL CORP NV 5.02 09/14/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 1.01,9.01 09/15/05 FIRST ADVANTAGE CORP DE 1.01,1.02,2.01,2.03,3.02,5.02,5.03,5.05,9.01 09/14/05 FIRST DEFIANCE FINANCIAL CORP OH 4.01 09/16/05 FIRST NATIONAL LINCOLN CORP /ME/ ME 8.01 09/16/05 FIRST PLACE FINANCIAL CORP /DE/ DE 7.01,9.01 09/15/05 FIRST SECURITY BANCORP INC /KY/ KY 1.01,9.01 09/12/05 FNB FINANCIAL SERVICES CORP NC 8.01,9.01 09/16/05 Ford Credit Auto Owner Trust 2005-A DE 8.01,9.01 08/31/05 Ford Credit Auto Owner Trust 2005-B DE 8.01,9.01 08/31/05 FORD MOTOR CO DE 1.01,8.01,9.01 09/12/05 Fortuna Gaming Corp. 8.01,9.01 09/16/05 FOUNTAIN POWERBOAT INDUSTRIES INC 4.02 09/01/05 AMEND FPL GROUP INC FL 7.01,8.01 09/16/05 GALAXY NUTRITIONAL FOODS INC DE 2.03,2.04,3.02,9.01 09/12/05 GE Commercial Mortgage Corp Series 20 DE 8.01,9.01 09/12/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 09/12/05 GENERAL ELECTRIC CAPITAL CORP DE 8.01,9.01 09/16/05 GENERAL ELECTRIC CAPITAL SERVICES INC DE 8.01,9.01 09/16/05 GENERAL ELECTRIC CO NY 8.01,9.01 09/16/05 GENTA INC DE/ DE 5.02,8.01,9.01 09/16/05 GENTA INC DE/ DE 8.01,9.01 09/16/05 GeoPharma, Inc. FL 1.01,9.01 08/12/05 GERON CORP DE 1.01,8.01,9.01 09/16/05 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 09/14/05 GLOBAL SIGNAL INC DE 8.01,9.01 09/16/05 GLOBETEL COMMUNICATIONS CORP DE 5.02,8.01 09/13/05 GRIFFON CORP DE 9.01 09/15/05 AMEND GRUBB & ELLIS CO DE 5.02 09/12/05 GTC BIOTHERAPEUTICS INC MA 7.01,9.01 09/16/05 GTX INC /DE/ DE 8.01,9.01 09/15/05 HARKEN ENERGY CORP DE 7.01,9.01 09/16/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 09/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 09/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 09/15/05 HARRINGTON WEST FINANCIAL GROUP INC/C 7.01,9.01 09/16/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01 09/16/05 HARVEST NATURAL RESOURCES, INC. DE 1.01 09/14/05 HERCULES INC DE 8.01 09/14/05 HILLMAN COMPANIES INC DE 3.01,9.01 09/16/05 HOLLINGER INTERNATIONAL INC DE 2.02,9.01 09/15/05 HOME PRODUCTS INTERNATIONAL INC DE 1.01,9.01 09/13/05 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 09/15/05 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE 9.01 09/15/05 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE 9.01 09/15/05 HYPERDYNAMICS CORP DE 8.01,9.01 09/15/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 09/15/05 ICT TECHNOLOGIES INC 4.01 09/14/05 ID-CONFIRM, INC. NV 5.02 09/12/05 IDACORP INC ID 8.01 09/16/05 IDEX CORP /DE/ DE 8.01 09/14/05 IGI INC DE 5.02,9.01 09/12/05 IMMUNE RESPONSE CORP DE 3.02 09/13/05 INDEPENDENT BANK CORP MI 8.01 09/16/05 INDYMAC ABS INC DE 9.01 09/16/05 INFOCUS CORP OR 1.01,2.05,5.02,8.01,9.01 09/13/05 INNOVATIVE DESIGNS INC DE 5.02 07/31/05 INPHONIC INC 4.01,9.01 09/12/05 INSIGHT COMMUNICATIONS CO INC DE 8.01,9.01 09/16/05 INTEGRATED DEVICE TECHNOLOGY INC DE 8.01,9.01 09/15/05 Interactive Brand Development Inc. DE 5.02,9.01 09/12/05 INTERDIGITAL COMMUNICATIONS CORP PA 1.01 09/12/05 INTRAOP MEDICAL CORP 4.01,9.01 09/12/05 Jupiter Global Holdings Corp NV 1.01,9.01 09/13/05 Jupiter Global Holdings Corp NV 8.01 09/16/05 AMEND KAISER GROUP HOLDINGS INC DE 8.01,9.01 09/16/05 KANSAS CITY SOUTHERN DE 1.01,9.01 09/13/05 KENILWORTH SYSTEMS CORP NY 5.02 09/13/05 KINDER MORGAN INC KS 3.03 09/15/05 Knockout Holdings, Inc. DE 1.01,2.03,3.02,5.02,9.01 09/12/05 KRONOS INC MA 5.02 09/14/05 LABOR READY INC WA 1.01,5.02,9.01 09/14/05 LASERCARD CORP DE 5.03,8.01,9.01 09/12/05 LAUREATE EDUCATION, INC. MD 1.01,5.02,9.01 09/14/05 LAWSON SOFTWARE INC DE 1.01 09/13/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 09/14/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 09/14/05 LEHMAN BROTHERS HOLDINGS INC DE 5.02,9.01 09/13/05 LIFESTREAM TECHNOLOGIES INC NV 1.01,9.01 09/01/05 LITTLE SQUAW GOLD MINING CO AK 5.02 09/13/05 LUBRIZOL CORP OH 2.03,9.01 09/14/05 MACROCHEM CORP DE 1.01 09/16/04 MAGNA ENTERTAINMENT CORP DE 1.01 04/27/05 AMEND MAGNITUDE INFORMATION SYSTEMS INC DE 8.01 09/15/05 MAIR HOLDINGS INC MN 8.01 09/16/05 MARINE PRODUCTS CORP DE 8.01,9.01 09/15/05 MARM 2005-7 DE 8.01,9.01 09/15/05 MARSH & MCLENNAN COMPANIES, INC. DE 1.01,2.03,8.01,9.01 09/13/05 MAX RE CAPITAL LTD 8.01,9.01 09/14/05 MBNA CORP MD 8.01 09/16/05 MERIDIAN BIOSCIENCE INC OH 1.01,8.01,9.01 09/16/05 MERISTAR HOSPITALITY CORP MD 1.01,1.02,2.03,2.06 09/12/05 MERISTAR HOSPITALITY OPERATING PARTNE DE 1.01,1.02,2.03,2.06 09/12/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 08/30/05 MERRILL MERCHANTS BANCSHARES INC ME 5.02,8.01,9.01 09/16/05 MEXICAN RAILWAY TRANSPORTATION GROUP O5 1.01,9.01 09/16/05 MICRON ENVIRO SYSTEMS INC NV 8.01 09/15/05 AMEND MIRANT AMERICAS GENERATING LLC DE 8.01,9.01 09/16/05 MIRANT CORP DE 8.01,9.01 09/16/05 MONOLITHIC POWER SYSTEMS INC CA 1.01 09/12/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 08/31/05 Morgan Stanley Capital I Trust 2005-H DE 8.01,9.01 09/13/05 MOVIE GALLERY INC DE 2.02,9.01 09/15/05 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,2.01,9.01 07/01/05 AMEND MURPHY OIL CORP /DE DE 8.01 09/09/05 MYOGEN INC DE 1.01,7.01,8.01,9.01 09/15/05 NARA BANCORP INC DE 3.02,9.01 09/12/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 2.02 09/16/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 7.01,8.01,9.01 09/16/05 NATURAL HEALTH TRENDS CORP FL 5.02 09/02/05 NCO GROUP INC PA 2.01,2.03,7.01,9.01 09/12/05 NEIMAN MARCUS GROUP INC DE 8.01,9.01 09/16/05 NEIMAN MARCUS GROUP INC DE 8.01,9.01 09/16/05 NEIMAN MARCUS GROUP INC DE 7.01,9.01 09/16/05 NEUSTAR INC 1.01,7.01,9.01 09/16/05 New Century Energy Corp. CO 1.01,2.01,2.03,3.02,9.01 06/30/05 AMEND NEW CENTURY MORTGAGE SECURITIES INC DE 8.01,9.01 09/16/05 NEW PLAN EXCEL REALTY TRUST INC MD 8.01,9.01 09/12/05 NEWARK GROUP, INC NJ 7.01 09/16/05 NICOR INC IL 5.02,9.01 09/15/05 NISOURCE INC/DE DE 8.01,9.01 09/16/05 NORDSON CORP OH 8.01,9.01 09/15/05 NORTHERN ILLINOIS GAS CO /IL/ /NEW/ IL 5.02,9.01 09/15/05 NORTHWEST AIRLINES CORP DE 1.01 09/14/05 NORTHWEST AIRLINES CORP DE 1.01 09/14/05 NOVADEL PHARMA INC DE 7.01,8.01,9.01 09/14/05 NUCO2 INC /FL FL 1.01 09/16/05 NYFIX INC DE 5.02,9.01 09/12/05 O A K FINANCIAL CORP MI 7.01,9.01 09/16/05 OC Financial Inc 4.01,9.01 09/12/05 OCWEN FINANCIAL CORP FL 8.01,9.01 09/16/05 ODYSSEY RE HOLDINGS CORP DE 1.01 09/15/05 OPTIGENEX INC. 1.01,9.01 08/31/05 AMEND ORBIT INTERNATIONAL CORP DE 7.01 09/15/05 OWENS ILLINOIS INC /DE/ DE 7.01 09/15/05 P&F INDUSTRIES INC DE 5.02,5.03,9.01 09/13/05 P&F INDUSTRIES INC DE 8.01,9.01 09/16/05 PALL CORP NY 2.02,9.01 09/12/05 PARK ELECTROCHEMICAL CORP NY 5.02 09/14/05 PATRIOT MOTORCYCLE CORP NV 3.02 09/12/05 PAVILION BANCORP INC 7.01,9.01 09/16/05 PEGASUS COMMUNICATIONS CORP / DE 8.01 08/26/05 PEOPLES BANCORP INC OH 8.01,9.01 09/16/05 PEP BOYS MANNY MOE & JACK PA 1.01,8.01,9.01 09/15/05 PEPSICO INC NC 5.02,5.03 09/16/05 PFF BANCORP INC DE 8.01,9.01 09/14/05 PG&E Energy Recovery Funding LLC DE 8.01 09/16/05 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 1.01 09/13/05 PIER 1 IMPORTS INC/DE DE 2.02,9.01 09/15/05 PINNACLE AIRLINES CORP DE 5.02,8.01 09/12/05 PLAINS ALL AMERICAN PIPELINE LP DE 5.03,9.01 09/12/05 PMI GROUP INC DE 1.01 09/15/05 POLYMER GROUP INC DE 3.02,8.01,9.01 09/14/05 PORTEC RAIL PRODUCTS INC WV 5.02 09/13/05 PRIMAL SOLUTIONS INC DE 7.01,9.01 09/16/05 PRINTRONIX INC DE 4.01,9.01 09/01/05 AMEND PROGRESSIVE CORP/OH/ OH 7.01,9.01 09/16/05 PROSPECT ENERGY CORP MD 2.02,8.01,9.01 09/15/05 PSYCHIATRIC SOLUTIONS INC DE 1.01,9.01 09/14/05 PSYCHIATRIC SOLUTIONS INC DE 7.01 09/16/05 PUBLIC SERVICE CO OF COLORADO CO 8.01,9.01 09/14/05 PUBLIC STORAGE INC /CA CA 1.01,3.03,5.03,9.01 09/15/05 PURCHASESOFT INC DE 4.01,9.01 07/27/05 AMEND QWEST COMMUNICATIONS INTERNATIONAL IN DE 3.02,5.02,9.01 09/12/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02 09/12/05 AMEND REALTY INCOME CORP MD 8.01,9.01 09/08/05 Refco Group Ltd., LLC DE 8.01 09/16/05 Refco Inc. 8.01 09/16/05 RELIANCE STEEL & ALUMINUM CO CA 2.01,9.01 07/01/05 AMEND REPUBLIC BANCSHARES OF TEXAS INC 8.01,9.01 09/15/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 09/16/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 09/16/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 09/16/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 09/16/05 SAKS CREDIT CARD MASTER TRUST NV 9.01 09/15/05 SAUCONY INC MA 8.01,9.01 09/16/05 SCANSOFT INC DE 1.01,2.01,2.05,3.02,5.02,9.01 09/15/05 Sears Holdings CORP DE 1.01,9.01 09/13/05 SEAWRIGHT HOLDINGS INC DE 1.01,9.01 09/12/05 SEGMENTZ INC DE 5.02,9.01 09/14/05 AMEND SEMPRA ENERGY CA 5.02 09/13/05 SENTIGEN HOLDING CORP DE 1.01,9.01 09/12/05 SERVICE 1ST BANCORP CA 8.01,9.01 09/16/05 SHUFFLE MASTER INC MN 1.01,9.01 09/16/05 SILVERLEAF RESORTS INC 1.01,2.03,9.01 09/13/05 SIX FLAGS INC DE 2.05,2.06,9.01 09/12/05 SMITH & WESSON HOLDING CORP NV 2.02,9.01 09/14/05 SONOMAWEST HOLDINGS INC DE 1.02,5.02 09/13/05 Sound Revolution Inc. DE 8.01 09/15/05 SOUTHERN CALIFORNIA EDISON CO CA 8.01,9.01 09/16/05 SOUTHWESTERN ENERGY CO AR 9.01 09/16/05 SPECTRE GAMING INC MN 1.01 09/13/05 SPINNAKER EXPLORATION CO DE 2.02,9.01 08/01/05 STERLING CHEMICALS INC DE 2.05,2.06,9.01 09/15/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 09/14/05 SUNSET FINANCIAL RESOURCES INC 1.02,5.02 09/12/05 SUPERIOR ESSEX INC DE 1.01,9.01 09/12/05 SWS GROUP INC DE 1.01,9.01 09/12/05 SYMANTEC CORP DE 9.01 07/02/05 AMEND TABATHA I INC CO 5.02,9.01 09/13/05 TASTY BAKING CO PA 1.01,2.03,9.01 09/13/05 TELEDIGITAL INC DE 8.01,9.01 09/16/05 TERAX ENERGY, INC. NV 3.02 09/10/05 TFM SA DE CV O5 1.01,9.01 09/16/05 THERMO ELECTRON CORP DE 1.01,1.02,9.01 09/16/05 THRESHOLD PHARMACEUTICALS INC DE 1.01,5.02,9.01 09/12/05 TIMKEN CO OH 8.01 09/15/05 TJX COMPANIES INC /DE/ DE 1.01,5.02,9.01 09/13/05 TRANS ENERGY INC NV 2.01,5.02,9.01 09/01/05 TRIAD GUARANTY INC DE 1.01,1.02,5.02,9.01 09/12/05 TRIDENT MICROSYSTEMS INC DE 4.02 09/12/05 UCN INC DE 2.01,9.01 06/30/05 AMEND UNIPRO FINANCIAL SERVICES INC 1.01,5.01 09/08/05 AMEND UNITED FINANCIAL MORTGAGE CORP IL 2.02,9.01 09/14/05 UNITED FUEL & ENERGY CORP NV 9.01 06/30/05 AMEND UNITED RETAIL GROUP INC/DE DE 1.01,9.01 09/16/05 UNITED SYSTEMS TECHNOLOGY INC IA 8.01,9.01 09/16/05 UNOCAL CORP DE 1.01 08/26/05 USEC INC DE 1.01,5.02,9.01 09/14/05 VALERO L P DE 9.01 07/01/05 AMEND VERINT SYSTEMS INC 1.01 09/15/05 VIDEO DISPLAY CORP GA 4.01,9.01 06/27/05 AMEND VISTEON CORP DE 1.01,1.02,2.03,3.02,8.01,9.01 09/12/05 VISTEON CORP DE 1.01 09/14/05 VITAL LIVING INC AZ 5.02,9.01 09/12/05 WARP TECHNOLOGY HOLDINGS INC NV 1.01,9.01 09/12/05 WATSON WYATT & CO HOLDINGS DE 2.03 09/16/05 WHITNEY INFORMATION NETWORK INC CO 8.01 09/15/05 WINDSORTECH INC DE 3.01 09/13/05 WIRELESS AGE COMMUNICATIONS INC NV 5.02,9.01 09/12/05 WYNN RESORTS LTD 1.01,2.03,9.01 09/14/05 XETA TECHNOLOGIES INC OK 2.02,9.01 08/24/05 XL Generation International NV 1.01,9.01 09/12/05 YELLOW ROADWAY CORP DE 8.01,9.01 09/14/05 ZAP CA 1.01,2.03,9.01 09/12/05 Zeno Inc. NV 1.01,9.01 03/07/05 ZONE 4 PLAY INC NV 8.01 09/16/05