SEC NEWS DIGEST Issue 2005-142 July 27, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETING CLOSED MEETING – THURSDAY, AUGUST 4, 2005 – 2:00 P.M. A closed meeting will be held on Thursday, August 4, 2005 at 2:00 p.m. The subject matters of the meeting will be regulatory matter regarding a financial institution; formal orders of investigations; institution and settlement of injunctive actions; institution and settlement of administrative proceedings of an enforcement nature; and adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. SEC SUSPENDS TRADING IN SECURITIES OF GREYFIELD CAPITAL, INC. The Securities and Exchange Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading of the securities of Greyfield Capital, Inc. a Nevada corporation that trades on the Over-the-Counter Market under the symbol GRYF, at 9:30 a.m. EDT on July 27, 2005 and terminating at 11:59 p.m. EDT on August 9, 2005. The Commission temporarily suspended trading in the securities of GRYF because it appears to the Commission that there is a lack of current and accurate information concerning the securities of GRYF because of questions as to whether the company was validly reorganized as an Oregon company and the identity of its current officers and directors, whether there have been inaccurate statements about what line of business it is in, whether its recent issuance of shares was validly authorized, and whether there are exaggerations concerning the magnitude of the company’s operations in recent press releases. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has questions as to whether or not he or she has complied with the rule, he or she should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he or she should refrain from entering quotations relating to GRYF’s securities until such time as he or she has familiarized himself or herself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker, dealer or other person has any information that may relate to this matter, they should immediately communicate it to C. Joshua Felker, Assistant Director, Division of Enforcement at the Securities and Exchange Commission. He can be reached at (202) 551- 4960, or by e-mail at FelkerC@SEC.GOV. (Rel. 34-52127) SEC SUSPENDS TRADING IN SECURITIES OF UCAP, INC. The Securities and Exchange Commission today announced the temporary suspension of trading in UCAP, Inc. securities due to a lack of current and accurate information about the company because it is delinquent in its periodic filing obligations under Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act). This order was entered pursuant to Section 12(k) of the Exchange Act. The trading suspension will commence at 9:30 a.m., EDT, on July 27, 2005, and terminate at 11:59 p.m., EDT, on August 9, 2005. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2- 11, he should refrain from entering quotations relating to UCAP, Inc. securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. For questions related to the operation of Rule 15c2-11, please contact the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. If any broker, dealer or other person has any information which may relate to this matter, the Enforcement Division of the Central Regional Office of the Securities and Exchange Commission should be telephoned at (303) 844-1000. See also the Order Instituting Administrative Proceedings Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of UCAP, Inc. (Admin. Proc. File No. 3-11992). (Rel. 34-52128) ENFORCEMENT PROCEEDINGS SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST UCAP, INC. FOR FAILURE TO MAKE REQUIRED PUBLIC FILINGS The United States Securities and Exchange Commission announced today that it has instituted administrative proceedings against UCAP, Inc., based in Aurora, Colorado, to determine whether the registration of the company's securities should be suspended for a period not exceeding twelve months or revoked pursuant to Section 12(j) of the Securities Exchange Act of 1934. In the Commission's Order, the Division of Enforcement alleges that UCAP failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder having failed to file any quarterly reports with the Commission since May 15, 2003, when it filed its last quarterly report on Form 10-QSB for the quarter ended March 31, 2003. The company filed its last annual report on Form 10-KSB, for the fiscal year ended September 30, 2002, with the Commission on January 15, 2003. A hearing will be scheduled before an Administrative Law Judge to determine whether the allegations contained in the Order Instituting Proceedings are true, to provide UCAP an opportunity to establish any defenses, and to determine whether it is necessary and appropriate for the protection of investors to suspend for a period not exceeding twelve months or revoke the registration of UCAP’s securities. Pursuant to the Commission's Rules of Practice, an initial decision shall be issued by the administrative law judge within 120 days from service upon UCAP of the Order Instituting Proceedings. See also the Order in this matter (Release 34-52129). See also the Order of Suspension of Trading, In the Matter of UCAP, Inc. (Release 34-52128). (Rel. 34-52129; File No. 3-11992) COMMISSION DECLARES DECISION AS TO BRANDT, KELLY & SIMMONS, LLC AND KENNETH BRANDT FINAL The decision of an administrative law judge dismissing proceedings with respect to Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt has become final. The law judge found that Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt did not violate Sections 206(1), 206(2), or 207 of the Investment Advisers Act of 1940. The law judge further found that Kenneth G. Brandt did not willfully aid and abet or cause violations of Sections 206(1), 206(2), or 207 of the Advisers Act. (Rel. IA-2408; File No. 3-11672) COMMISSION ISSUES CEASE-AND-DESIST ORDER REGARDING ING GROEP N.V. AND ING BANK N.V. On July 26, the Commission issued an Order Instituting Cease-and-Desist Order Proceedings, Making Findings, and Imposing a Cease-and-Desist Order Pursuant To Section 8A of the Securities Act of 1933 against ING Groep N.V. and ING Bank N.V. (collectively, ING), a global diversified financial institution based in Amsterdam that is in the business of banking, insurance and asset management. ING, without admitting or denying any of the findings contained in the Order, agreed to the entry of an Order, which forbids ING from committing or causing any violations and any future violations of Section 5 of the Securities Act Between June 4, 2002, and Jan. 29, 2004, ING Bank resold in the United States approximately $202 million in certain ING securities and securities of ING affiliates. The securities had been initially sold pursuant to registration statements or valid exemptions from registration, and ING Bank repurchased them on the secondary market as part of its regular business. However, Section 5 of the Securities Act is a transaction-based provision that requires each offer and sale of securities to be registered or have a valid exemption from registration. Therefore, when ING Bank reacquired the securities, ING Bank was prohibited under Section 5 from reselling those securities to United States persons without first either registering the resale or having a valid exemption. In March 2004, ING adopted a Long Term Equity Ownership Plan for employees in its U.S. insurance and banking businesses. Under the plan, participants were eligible to receive “performance shares” and option awards. Generally, the options did not vest or become exercisable until the third anniversary of the date of grant. However, the option agreements contained covenants that constituted consideration, and thus were required to be registered before being offered to employees. ING failed to register the grant of options. Further, 88 employees were terminated and became vested; however, those transactions were also not registered. ING belatedly filed a Form S-8 registration statement with the Commission on May 19, 2005, registering the offer and sale of the securities covered under the plan. ING became aware of potential violations, conducted an internal investigation, and voluntarily reported these issues to the Commission. ING fully cooperated in an investigation and voluntarily instituted several remedial measures to prevent future violations. (Rel. 33-8594; File No. 3-11991) SEC HALTS AFFINITY FRAUD IN OFFERING OF CHURCH BONDS AND RELATED FAMILY OF BOND FUNDS On July 26, the Commission obtained an Order of Permanent Injunction and Other Relief against Alanar, Inc. (Alanar), Vaughn A. Reeves, Sr., Vaughn A. Reeves, Jr., J. Christopher Reeves, Joshua C. Reeves (the Reeves), a group of 37 bond funds (the Bond Funds), and Guardian Services, LLC, First Financial Services of Sullivan County, and The Liberty Group, Inc. (the Paying Agents), enjoining them from violating the anti-fraud provisions of the federal securities laws. The Order of Permanent Injunction also freezes the assets of Alanar, the Reeves and six companies controlled by the Reeves, pending the resolution of the appropriate amount of disgorgement and civil penalties, requires the defendants to give an accounting, prohibits document destruction, permits expedited discovery, requires the defendants to comply with certain undertakings and appoints an independent monitor who will have day-to-day approval authority over all facets of the defendants’ operations. The defendants consented to the Order of Permanent Injunction without admitting or denying the allegations of the Commission’s complaint. In its complaint, the Commission charged that the Reeves’ investment scheme was an “affinity fraud.” The Commission alleged that by employing solicitations appealing to the Christian faith of many investors, the Reeves succeeded in raising over $120 million from investors in church bonds (bondholders) and over $50 million from investors in the Bond Funds (Bond Fund investors). Through their control of Alanar, the Bond Funds and the Paying Agents, the Reeves allegedly misused funds that churches paid to the Paying Agents to be held in trust for the benefit of bondholders, misused Bond Fund investor proceeds, and misrepresented the rates of return of the Bond Funds. For instance, from September 2003 to May 2005, the Reeves and the Paying Agents allegedly diverted $8 million worth of church funds held in trust for the repayment of bondholders into an online brokerage account. The Reeves allegedly used those funds to trade stock and equity options, loan money to at least one church and to make unsecured loans to themselves and companies they controlled. Similarly, the Reeves allegedly caused the Bond Funds to loan investor proceeds to other Bond Funds, and transferred almost $5 million worth of Bond Fund investor proceeds to their companies. [SEC v. Alanar, Inc., et al., Civil Action No. 05-cv-1102-JDT-TAB, USDC S.D. Ind., filed July 26, 2005] (LR-19314) SEC OBTAINS $18.4 MILLION JUDGMENTS AGAINST CHRISTIANO HASHIMOTO, FINANCIAL SOLUTIONS, AND OHANA INTERNATIONAL On July 14, 2005, the Hon. Stephen V. Wilson, United States District Judge for the Central District of California, entered final judgment against defendant Christiano Hashimoto, individually and doing business as Financial Solutions, permanently enjoining Hashimoto from violating the antifraud, securities registration and broker-dealer registration provisions of the federal securities laws and ordering him to pay $18,442,395.58 in disgorgement and prejudgment interest and $120,000 in civil penalties. In so doing, the court found that Hashimoto had violated Sections 5 and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Also on July 14, 2005, the court entered final judgment against Ohana International, Inc., the remaining defendant in the matter, pursuant to Ohana’s consent through its court-appointed receiver, Robb Evans. The final judgment entered against Ohana permanently enjoins it from violating the same provisions of the federal securities laws, and orders Ohana to pay the same amount of disgorgement and prejudgment interest as does the final judgment entered against Hashimoto. On Nov. 3, 2004, the Commission filed a complaint against Hashimoto, Financial Solutions, and Ohana, alleging that they had raised at least $8 million through an unregistered offering of 30-day promissory notes paying purported returns of 10% to 20% per month, and that they had promoted the offering through some of the African-American community’s largest churches in Los Angeles. On that same day, the court issued a temporary restraining order and appointed Robb Evans as the temporary receiver over Financial Solutions and Ohana. On November 16, 2004, Hashimoto told members of another group of targeted investors – members of the California National Guard residing near San Luis Obispo – that he had concealed assets sufficient to repay them in full from the Commission and the receiver. Hashimoto subsequently admitted that his statements were false. On December 7, 2004, the court issued a preliminary injunction prohibiting all of the defendants from future violations of the antifraud and registration provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, and appointed Evans as permanent receiver. On July 11, 2005, the court granted the Commission’s motion for summary judgment against Hashimoto. [SEC v. Ohana International, Inc., Financial Solutions, and Christiano Hashimoto, Civil Action No. EDCV 04-01386 SVW, SGLx, C.D. Cal.] (LR- 19315) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change file by the Philadelphia Stock Exchange relating to disclaimer of warranties by Lehman Brothers Inc. (SR-Phlx-2005038) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 25. (Rel. 34-52102) The Pacific Exchange filed a proposed rule change (SR-PCX-2005-72) relating to Q orders. The proposed rule change has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 25. (Rel. 34-52109) The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-Phlx-2005-44) and Amendment Nos. 1 and 2 thereto filed by the Philadelphia Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to its payment for order flow program. Publication of the proposal is expected to be made in the Federal Register during the week of July 25. (Rel. 34-52114) A proposed rule change (SR-NASD-2005-088) filed by NASD through its subsidiary, The Nasdaq Stock Market, Inc., relating to non-NASD member access to Nasdaq’s Brut Facility has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 25. (Rel. 34-52121) A proposed rule change (SR-NASD-2005-092) filed by NASD to extend operation of NASD’s Alternative Display Facility as a temporary pilot has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 25. (Rel. 34-52122) PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2005- 07) under Section 19(b)(1) of the Exchange Act that would allow DTC to Expand its Inventory Management System to offer additional customized transaction recycling capabilities and provide users with an enhanced approval mechanism in order to give the user greater internal control over deliveries that they submit to DTC. Publication of the proposal is expected in the Federal Register during the week of August 1. (Rel. 34- 52123) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 HEMOSENSE INC, 651 RIVER OAKS PARKWAY, SAN JOSE, CA, 95134, 408-719-1393 - 0 ($1,571,449.08) Equity, (File 333-126873 - Jul. 26) (BR. 10B) S-4 TECO ENERGY INC, 702 N FRANKLIN ST, TECO PLAZA, TAMPA, FL, 33602, 8132284111 - 0 ($300,000,000.00) Equity, (File 333-126874 - Jul. 26) (BR. 02A) S-8 PARK NATIONAL CORP /OH/, 50 NORTH THIRD ST, NEWARK, OH, 43055, 6143498451 - 1,500,000 ($171,045,000.00) Equity, (File 333-126875 - Jul. 26) (BR. 07A) S-8 HERITAGE OAKS BANCORP, 545 12TH ST, PASO ROBLES, CA, 93446, 8052395200 - 41,002 ($9,634,712.00) Equity, (File 333-126876 - Jul. 26) (BR. 07B) S-8 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 988,296 ($210,321.55) Equity, (File 333-126877 - Jul. 26) (BR. 01A) S-8 Hana Biosciences Inc, 400 OYSTER POINT BOULEVARD, SUITE 215, SOUTH SAN FRANCISCO, CA, 94080, 6505886404 - 3,910,068 ($7,937,438.04) Equity, (File 333-126878 - Jul. 26) (BR. 01A) S-8 GREEN MOUNTAIN POWER CORP, 163 ACORN LANE, ., COLCHESTER, VT, 05446, 8028645731 - 225,000 ($6,601,500.00) Equity, (File 333-126879 - Jul. 26) (BR. 02A) S-8 MID-STATE BANCSHARES, 1026 GRAND AVE, ARROYO GRANDE, CA, 93420, 8054737700 - 0 ($29,930,000.00) Equity, (File 333-126880 - Jul. 26) (BR. 07C) S-8 FINISH LINE INC /IN/, 3308 N MITTHOEFFER RD, INDIANAPOLIS, IN, 46235, 3178991022 - 4,000,000 ($72,360,000.00) Equity, (File 333-126881 - Jul. 26) (BR. 02C) S-8 THIRD CENTURY BANCORP, 80 E JEFFERSON ST, PO BOX 325, FRANKLIN, IN, 46131, (317) 736-7151 - 165,312 ($2,165,587.00) Equity, (File 333-126882 - Jul. 26) (BR. 07) S-4 PLATINUM UNDERWRITERS FINANCE INC, 195 BROADWAY, 25TH FLOOR, NEW YORK, NY, 10007, 2122389288 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-126883 - Jul. 26) (BR. ) S-3 SOUTHWESTERN ENERGY CO, 2350 N. SAM HOUSTON PARKWAY EAST, SUITE 300, HOUSTON, TX, 77032, 2816184700 - 0 ($600,000,000.00) Unallocated (Universal) Shelf, (File 333-126884 - Jul. 26) (BR. 04A) S-1 RCN CORP /DE/, 105 CARNEGIE CENTER, PRINCETON, NJ, 08540-6215, 6097343700 - 125,000,000 ($125,000,000.00) Debt Convertible into Equity, 7,955,257 ($204,243,289.00) Equity, (File 333-126885 - Jul. 26) (BR. 11B) S-8 INTERNATIONAL AUTOMATED SYSTEMS INC, 326 N STATE ROAD 198, SALEM, UT, 84653, 801-423-8132 - 1,100,000 ($374,000.00) Equity, (File 333-126886 - Jul. 26) (BR. 03B) SB-2 Lev Pharmaceuticals Inc, 122 WEST 42ND STREET, SUITE 2606, NEW YORK, NY, 10168, 212-682-3096 - 71,345,926 ($78,480,518.60) Equity, (File 333-126887 - Jul. 26) (BR. 09A) S-8 MASCO CORP /DE/, 21001 VAN BORN RD, TAYLOR, MI, 48180, 3132747400 - 0 ($821,000,000.00) Equity, (File 333-126888 - Jul. 26) (BR. 06B) S-8 UNITED MICROELECTRONICS CORP, 993 HIGHLAND CIRCLE, LOS ALTOS, CA, 94024, 0118863577 - 15,140,000 ($12,566,200.00) Equity, (File 333-126889 - Jul. 26) (BR. 10C) S-8 SEALED AIR CORP/DE, PARK 80 EAST, SADDLE BROOK, NJ, 07663-5291, 2017917600 - 0 ($134,498,000.00) Equity, (File 333-126890 - Jul. 26) (BR. 04B) S-8 CONTINENTAL AIRLINES INC /DE/, 1600 SMITH STREET 3303D, DEPT HQSEO, HOUSTON, TX, 77002, 7133245000 - 10,000,000 ($155,700,000.00) Equity, (File 333-126891 - Jul. 26) (BR. 05B) S-4 RURBAN FINANCIAL CORP, 401 CLINTON ST, DEFIANCE, OH, 43512, 4197838930 - 456,116 ($5,884,039.00) Equity, (File 333-126892 - Jul. 26) (BR. 07C) S-3 CORAUTUS GENETICS INC, 75 FIFTH STREET, NW, SUITE 313, ATLANTA, GA, 30308, 404-526-6200 - 0 ($21,496,295.00) Equity, (File 333-126893 - Jul. 26) (BR. 01A) S-8 ALLIANCE BANCSHARES CALIFORNIA, 100 CORPORATE POINTE, SUITE 110, CULVER CITY, CA, 90230, 3104109281 - 450,000 ($6,106,500.00) Equity, (File 333-126894 - Jul. 26) (BR. 07A) S-4 MOVIE GALLERY INC, 900 WEST MAIN STREET, DOTHAN, AL, 36301, 3346772108 - 0 ($325,000,000.00) Non-Convertible Debt, (File 333-126895 - Jul. 26) (BR. 05B) S-1 HENNESSY ADVISORS INC, 750 GRANT AVENUE SUITE 100, NOVATO, CA, 94945, 1,800,000 ($47,970,000.00) Equity, (File 333-126896 - Jul. 26) (BR. 07B) S-8 PENWEST PHARMACEUTICALS CO, 39 OLD RIDGEBURY ROAD, SUITE 11, DANBURY, CT, 06810-5120, 877-736-9378 - 0 ($21,219,500.00) Equity, (File 333-126897 - Jul. 26) (BR. 01B) SB-2 ICEWEB INC, 205 VAN BUREN STREET, SUITE 420, HERNDON, VA, 20170, 703-964-8000 - 7,171,667 ($27,345,834.00) Equity, (File 333-126898 - Jul. 26) (BR. 08B) S-3 HUNTINGTON BANCSHARES INC/MD, HUNTINGTON CTR, 41 S HIGH ST HC0632, COLUMBUS, OH, 43287, 6144808300 - 0 ($750,000,000.00) Unallocated (Universal) Shelf, (File 333-126899 - Jul. 26) (BR. 07C) SB-2 HURLEY EXPLORATION INC., 1600 GOLF ROAD, SUITE 1200, ROLLING MEADOWS, IL, 60008, 847-956-3330 - 5,501,500 ($1,210,330.00) Equity, (File 333-126900 - Jul. 26) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- 7 ELEVEN INC TX 2.02,9.01 07/26/05 A4S SECURITY, INC. CO 7.01,9.01 07/26/05 ABGENIX INC DE 2.02,9.01 07/26/05 ABIGAIL ADAMS NATIONAL BANCORP INC DE 2.02,9.01 07/21/05 ACACIA RESEARCH CORP DE 2.02,9.01 07/26/05 ACCO WORLD CORP DE 7.01 07/26/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 07/21/05 ACE LTD D0 2.02,9.01 07/25/05 ACE Securities Corp Series 2005 SD1 DE 8.01,9.01 06/27/05 AMEND ACTEL CORP CA 2.02,9.01 07/26/05 Adams Respiratory Therapeutics, Inc. TX 1.01,8.01,9.01 07/20/05 ADVANTA CORP DE 2.02,9.01 07/26/05 ADVO INC DE 2.02,9.01 07/26/05 AFLAC INC GA 2.02,9.01 07/26/05 AGCO CORP /DE DE 2.02,9.01 07/26/05 AGERE SYSTEMS INC DE 2.02,9.01 07/26/05 AIRNET SYSTEMS INC OH 1.01,5.02,8.01,9.01 07/01/05 AK STEEL HOLDING CORP DE 2.02,9.01 07/26/05 AK STEEL HOLDING CORP DE 2.02 07/26/05 AKAMAI TECHNOLOGIES INC DE 2.02,9.01 07/26/05 ALASKA AIR GROUP INC DE 2.02 07/21/05 AMEND ALLETE INC MN 1.01 07/20/05 ALLIANCE FIBER OPTIC PRODUCTS INC CA 2.02,9.01 07/26/05 ALLIED DEFENSE GROUP INC DE 5.02,9.01 07/26/05 ALLIED WASTE INDUSTRIES INC DE 2.02,9.01 06/30/05 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 2.02,9.01 07/26/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 07/25/05 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 07/25/05 ALLTEL CORP DE 8.01,9.01 07/25/05 AMAZON COM INC DE 2.02,9.01 07/26/05 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 07/26/05 AMERIGROUP CORP 1.01 06/27/04 AMSURG CORP TN 2.02,7.01,9.01 07/26/05 ANNALY MORTGAGE MANAGEMENT INC MD 2.02,9.01 07/26/05 APPLIED DIGITAL SOLUTIONS INC MO 1.01,9.01 06/29/05 APPLIED NEUROSOLUTIONS INC DE 5.02 07/26/05 ARADIGM CORP CA 2.02,9.01 07/26/05 ARCH COAL INC DE 2.02,7.01,9.01 07/25/05 ARCHSTONE SMITH TRUST CO 2.02,9.01 07/26/05 ARTESYN TECHNOLOGIES INC FL 2.02,2.05,2.06,9.01 07/26/05 ASV INC /MN/ MN 8.01,9.01 07/26/05 ATMEL CORP DE 2.02,9.01 07/26/05 AUTOMATIC DATA PROCESSING INC DE 2.02 06/30/05 AVANIR PHARMACEUTICALS CA 5.02,9.01 07/25/05 AVAYA INC DE 2.02,9.01 07/25/05 AVERY DENNISON CORPORATION DE 2.02,9.01 07/26/05 AVID TECHNOLOGY INC DE 2.02 07/25/05 AMEND AXSYS TECHNOLOGIES INC DE 2.02,9.01 07/26/05 AZUREL LTD 8.01 07/26/05 BA MASTER CREDIT CARD TRUST / 8.01 07/26/05 BALLISTIC RECOVERY SYSTEMS INC MN 5.02,9.01 07/22/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 07/25/05 Banc of America Securities Auto Trust DE 8.01,9.01 07/18/05 BANCSHARES OF FLORIDA INC FL 2.02,9.01 07/26/05 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 07/19/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,9.01 07/22/05 BANTA CORP WI 2.02,9.01 07/26/05 BARNES GROUP INC DE 1.01 07/20/05 Bay View Deposit CORP DE 9.01 06/25/05 BAY VIEW SECURITIZATION CORP DE 9.01 06/25/05 BAY VIEW TRANSACTION CORP 9.01 06/25/05 BE AEROSPACE INC DE 9.01 07/26/05 BEACON POWER CORP DE 1.01,3.02,9.01 07/21/05 Bear Stearns ARM Trust 2005-4 DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEARD CO /OK OK 3.02,9.01 07/22/05 BECOMING ART INC NV 1.01,3.02,5.01 06/29/05 AMEND BECTON DICKINSON & CO NJ 5.03,8.01,9.01 07/26/05 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 07/26/05 BFC FINANCIAL CORP FL 1.01 07/22/05 BIO KEY INTERNATIONAL INC MN 2.02,5.02,9.01 07/22/05 BIOGEN IDEC INC DE 2.02 07/26/05 BIOSITE INC DE 2.02 07/26/05 BIOSOURCE INTERNATIONAL INC DE 1.01,2.02,3.03,8.01,9.01 07/25/05 BJ SERVICES CO DE 2.02 07/26/05 BLACK & DECKER CORP MD 2.02,7.01,9.01 07/23/05 BLAST ENERGY SERVICES, INC. CA 1.01,9.01 07/26/05 BLUEGREEN CORP MA 1.01 07/26/05 BORDERS GROUP INC DE 5.02 07/26/05 BOUNDLESS MOTOR SPORTS RACING INC CO 1.01,3.02,9.01 07/26/05 BOYD GAMING CORP NV 2.02,9.01 07/26/05 BRAND INTERMEDIATE HOLDINGS INC DE 5.02 07/26/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 2.02,9.01 07/26/05 BROADVISION INC DE 2.02,9.01 07/26/05 BROOKTROUT INC MA 2.02,9.01 07/26/05 BROWN FORMAN CORP DE 7.01,9.01 07/25/05 BSD MEDICAL CORP DE 7.01,9.01 07/26/05 BUFFALO WILD WINGS INC MN 2.02,9.01 07/26/05 BUILDING MATERIALS HOLDING CORP DE 2.02,9.01 07/26/05 BURLINGTON NORTHERN SANTA FE CORP DE 2.02,9.01 07/26/05 BWC FINANCIAL CORP CA 2.02 06/30/05 BWC FINANCIAL CORP CA 8.01 07/26/05 C & F FINANCIAL CORP VA 8.01,9.01 07/25/05 C H ROBINSON WORLDWIDE INC DE 2.02,9.01 07/26/05 Calamos Asset Management, Inc. /DE/ 2.02,9.01 07/26/05 CALGON CARBON CORPORATION DE 2.02 07/25/05 CAMCO FINANCIAL CORP DE 2.02,9.01 07/22/05 CAMDEN NATIONAL CORP ME 7.01,9.01 07/26/05 CAMDEN NATIONAL CORP ME 2.02,9.01 07/26/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 07/15/05 CAPITAL AUTO RECEIVABLES INC DE 8.01,9.01 07/15/05 CAPITOL BANCORP LTD MI 7.01 07/26/05 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 07/26/05 CAPTARIS INC WA 2.02,9.01 07/25/05 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 8.01,9.01 07/20/05 CAPTEC FRANCHISE CAPITAL PARTNERS LP DE 8.01,9.01 07/20/05 CASCADE MICROTECH INC 2.02,9.01 07/26/05 CASCADE NATURAL GAS CORP WA 2.02,9.01 07/25/05 CASH AMERICA INTERNATIONAL INC TX 2.02,7.01 07/21/05 CEC ENTERTAINMENT INC KS 2.02 07/03/05 CELL GENESYS INC DE 2.02,9.01 07/25/05 CELLCO PARTNERSHIP 2.02 07/26/05 CENTENE CORP 2.02 07/25/05 CENTEX CORP NV 2.02,7.01,8.01,9.01 07/26/05 Centex Home Equity Loan Trust 2005-A DE 8.01,9.01 07/25/05 Centex Home Equity Loan Trust 2005-B DE 8.01,9.01 07/25/05 Centex Home Equity Loan Trust 2005-C DE 8.01,9.01 07/25/05 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 07/26/05 CENTURION GOLD HOLDINGS INC FL 1.01,9.01 07/13/05 CENTURION GOLD HOLDINGS INC FL 1.01,9.01 07/13/05 AMEND CEPHALON INC DE 1.02 07/22/05 CEPHEID CA 1.01,5.02,9.01 07/21/05 CHARYS HOLDING CO INC 5.02 07/22/05 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 2.02 07/26/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 06/01/05 CHOICE HOTELS INTERNATIONAL INC /DE DE 2.02,9.01 07/26/05 CHORDIANT SOFTWARE INC DE 5.02 01/06/05 AMEND CHUBB CORP NJ 2.02,9.01 07/26/05 CITIZENS COMMUNITY BANCORP 1.01,8.01,9.01 07/21/05 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 06/30/05 CITIZENS SOUTH BANKING CORP DE 7.01 07/25/05 CITRIX SYSTEMS INC DE 2.02 07/26/05 CIVITAS BANKGROUP INC TN 2.02,7.01,9.01 07/25/05 COAST BANCORP/CA 5.02 07/26/05 COBIZ INC CO 7.01,9.01 07/26/05 Collegiate Funding Services Education DE 8.01,9.01 07/20/05 COLUMBUS MCKINNON CORP NY 2.02,9.01 07/26/05 COMMERCE BANCORP INC /NJ/ NJ 7.01,9.01 07/25/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 07/26/05 COMMERCIAL FEDERAL CORP NE 2.02,9.01 07/26/05 COMMUNITY BANK SYSTEM INC DE 2.02,9.01 07/25/05 COMMUNITY SHORES BANK CORP MI 2.02,9.01 07/25/05 COMMUNITY WEST BANCSHARES / CA 2.02,9.01 07/26/05 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 07/26/05 COOPER CAMERON CORP DE 1.01,5.02,9.01 07/21/05 Cord Blood America, Inc. FL 2.02,7.01,9.01 07/25/05 CORGENTECH INC DE 2.02,9.01 07/26/05 CORNING INC /NY NY 2.02,7.01,9.01 06/30/05 CORVEL CORP DE 2.02,9.01 07/26/05 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 07/26/05 CREDIT ACCEPTANCE CORPORATION MI 2.02,4.01,9.01 07/20/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 04/25/05 AMEND CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 05/25/05 AMEND CSFB Home Equity Asset Trust 2005-1 DE 8.01,9.01 07/25/05 CSFB HOME EQUITY PASS-THROUGH CERTIFI DE 8.01,9.01 07/25/05 CSG SYSTEMS INTERNATIONAL INC DE 2.02,9.01 07/26/05 CSK AUTO CORP DE 8.01,9.01 07/25/05 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 07/20/05 CURAGEN CORP DE 7.01,9.01 07/22/05 CYBERONICS INC DE 2.02 07/26/05 D & K HEALTHCARE RESOURCES INC DE 8.01,9.01 07/22/05 DADE BEHRING HOLDINGS INC DE 2.02,9.01 07/25/05 DATAMEG CORP NY 5.02,8.01,9.01 07/26/05 DECRANE AIRCRAFT HOLDINGS INC DE 8.01 07/26/05 DELPHI FINANCIAL GROUP INC/DE DE 2.02,9.01 07/26/05 DELTA PETROLEUM CORP/CO CO 7.01,9.01 07/25/05 DIAL THRU INTERNATIONAL CORP DE 1.01,2.03,3.02,9.01 07/21/05 DIGITAL INSIGHT CORP DE 2.02,9.01 07/26/05 DIGITAL RECORDERS INC NC 7.01,9.01 07/26/05 DIVIDEND CAPITAL TRUST INC MD 2.01,9.01 07/21/05 DOLLAR FINANCIAL CORP DE 1.01,9.01 06/14/05 AMEND DSLA Mortgage Loan Trust 2005-AR4 DE 8.01,9.01 07/19/05 DST SYSTEMS INC DE 2.02,9.01 07/25/05 DUPONT E I DE NEMOURS & CO DE 2.02 06/30/05 EARTHLINK INC DE 2.02,9.01 07/26/05 EARTHNETMEDIA INC NV 3.03,5.03 03/30/05 EASTGROUP PROPERTIES INC MD 2.02,9.01 06/30/05 ECC Capital CORP 1.01,9.01 07/20/05 ECLIPSYS CORP DE 2.02,9.01 07/26/05 EDEN BIOSCIENCE CORP WA 2.02,9.01 07/26/05 EDUCATION LOANS INC /DE DE 8.01,9.01 07/25/05 EDUCATION LOANS INC /DE DE 8.01,9.01 07/25/05 EDUCATION LOANS INC /DE DE 8.01,9.01 07/25/05 EGPI FIRECREEK, INC. NV 8.01 07/21/05 ELECTRO SCIENTIFIC INDUSTRIES INC OR 1.01,9.01 07/20/05 ELECTRONIC ARTS INC DE 2.02,9.01 07/26/05 EMC CORP MA 8.01 07/22/05 ENCISION INC CO 2.02,9.01 07/26/05 ENDWAVE CORP DE 2.02,9.01 07/26/05 ENGELHARD CORP DE 2.02 06/30/05 ENSCO INTERNATIONAL INC DE 8.01,9.01 07/26/05 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 07/25/05 EOG RESOURCES INC DE 2.02,9.01 07/26/05 EOG RESOURCES INC DE 7.01 07/26/05 EPIQ SYSTEMS INC MO 2.02,9.01 07/26/05 EUROWEB INTERNATIONAL CORP DE 1.01,9.01 07/21/05 EXACTECH INC FL 2.02,7.01,9.01 07/26/05 FARGO ELECTRONICS INC 2.02,9.01 07/26/05 FARMERS & MERCHANTS BANCORP DE 2.02,9.01 07/25/05 FAUQUIER BANKSHARES INC VA 2.02,9.01 07/22/05 FC BANC CORP OH 8.01,9.01 07/25/05 FEDEX CORP DE 1.01,1.02,2.03,9.01 07/20/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 07/26/05 FINANCIAL ASSET SECURITIES CORP DE 8.01,9.01 07/26/05 FIRST ADVANTAGE CORP DE 2.02,9.01 07/26/05 FIRST CHARTER CORP /NC/ NC 7.01,9.01 07/26/05 FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02 06/13/05 FIRST FARMERS & MERCHANTS CORP TN 5.02 07/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 07/26/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 07/26/05 FIRST INDIANA CORP IN 8.01,9.01 07/20/05 FIRST INDIANA CORP IN 2.02,7.01,9.01 07/26/05 FIRSTBANK CORP MI 7.01,9.01 07/26/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 07/25/05 FLEXTRONICS INTERNATIONAL LTD 2.02,9.01 07/26/05 FOAMEX INTERNATIONAL INC DE 5.02 07/25/05 FOREST CITY ENTERPRISES INC OH 1.01,1.02,9.01 07/20/05 FORWARD AIR CORP TN 2.02,5.02,9.01 07/26/05 FRESH CHOICE INC DE 1.01 07/25/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 8.01,9.01 07/21/05 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 06/30/05 FULTON FINANCIAL CORP PA 7.01,9.01 07/26/05 GALAXY NUTRITIONAL FOODS INC DE 1.01,9.01 07/22/05 GALLAGHER ARTHUR J & CO DE 2.02,9.01 07/26/05 GEHL CO WI 2.02,9.01 07/25/05 GENERAL MOTORS ACCEPTANCE CORP DE 8.01,9.01 07/26/05 GENERAL MOTORS CORP DE 8.01 07/26/05 GENESEE CORP NY 1.01,9.01 07/21/05 GENESIS ENERGY LP DE 8.01,9.01 07/25/05 GENITOPE CORP DE 8.01,9.01 07/25/05 GEORESOURCES INC CO 7.01 07/26/05 GETTY IMAGES INC DE 2.02,9.01 07/26/05 GIGABEAM CORP DE 3.02 07/20/05 GLOBALSANTAFE CORP 1.01,9.01 06/07/05 AMEND GOLDEN EAGLE INTERNATIONAL INC CO 4.01,5.02,9.01 07/20/05 GRANDSOUTH BANCORPORATION SC 2.02,9.01 07/22/05 GRAYBAR ELECTRIC CO INC NY 1.01 07/26/05 GREAT LAKES DREDGE & DOCK CORP DE 2.02,9.01 07/26/05 GREENMAN TECHNOLOGIES INC DE 2.03,9.01 07/20/05 GRIFFIN LAND & NURSERIES INC DE 4.02 07/25/05 GUITAR CENTER INC DE 2.02,8.01 07/26/05 HarborView Mortgage Loan Trust 2005-2 DE 8.01,9.01 07/19/05 HARRAHS ENTERTAINMENT INC DE 5.02,9.01 07/22/05 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 07/21/05 HARSCO CORP DE 2.02 07/26/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 5.02,9.01 07/22/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 2.02,8.01 07/25/05 HEALTH MANAGEMENT ASSOCIATES INC DE 2.02,9.01 07/26/05 HEALTH SCIENCES GROUP INC CO 5.03,9.01 07/14/05 HEALTHCARE REALTY TRUST INC MD 2.02,9.01 07/26/05 HEALTHSOUTH CORP DE 1.01,9.01 07/20/05 HEALTHSTREAM INC TN 1.01,9.01 07/21/05 HEALTHSTREAM INC TN 2.02,7.01,9.01 07/26/05 HEALTHTRAC INC 8.01 07/26/05 HEINZ HJ FINANCE CO DE 4.02 07/20/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 07/26/05 HERITAGE OAKS BANCORP CA 7.01,9.01 07/26/05 HERSHA HOSPITALITY TRUST MD 8.01 07/25/05 HF FINANCIAL CORP DE 2.02,8.01,9.01 07/25/05 HIBERNIA CORP LA 1.01,9.01 07/25/05 HIBERNIA CORP LA 1.01,9.01 07/20/05 Hiland Partners, LP 7.01,9.01 07/26/05 HIRSCH INTERNATIONAL CORP NY 1.01,9.01 07/20/05 HOME FEDERAL BANCORP IN 2.02,8.01,9.01 07/26/05 HSBC AUTO RECEIVABLES CORP NV 8.01,9.01 07/20/05 HUMAN GENOME SCIENCES INC DE 2.02,9.01 07/25/05 Huron Consulting Group Inc. DE 9.01 05/05/05 AMEND HyperSpace Communications, Inc. CO 8.01,9.01 07/25/05 ID-CONFIRM, INC. NV 5.02 07/22/05 ILLUMINA INC DE 2.02,9.01 07/26/05 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 04/21/05 IMAGEWARE SYSTEMS INC CA 1.01,3.02,7.01,9.01 07/22/05 IMCLONE SYSTEMS INC/DE DE 2.02,9.01 07/26/05 IMCLONE SYSTEMS INC/DE DE 7.01,9.01 07/26/05 IMMUNOGEN INC MA 8.01,9.01 07/22/05 IMPERIAL INDUSTRIES INC DE 8.01,9.01 07/26/05 INCO LTD 2.02 07/26/05 INFOCUS CORP OR 2.02,8.01,9.01 07/25/05 INFOSPACE INC DE 2.02,9.01 07/26/05 INFOUSA INC DE 5.02 07/22/05 INNOVATION HOLDINGS NV 5.02 07/25/05 INTEGRATED SILICON SOLUTION INC DE 2.02,9.01 07/26/05 INTEGRITY BANCSHARES INC GA 2.02,9.01 07/25/05 INTELSAT LTD 1.01 07/20/05 INTERACTIVE INTELLIGENCE INC IN 2.02 07/26/05 INTERCHANGE FINANCIAL SERVICES CORP / NJ 8.01,9.01 06/30/05 INTERNATIONAL BUSINESS MACHINES CORP NY 8.01 07/26/05 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 07/26/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,2.03,9.01 07/25/05 INTUITIVE SURGICAL INC DE 2.02,9.01 07/26/05 IOWA FIRST BANCSHARES CORP IA 1.01,5.02,9.01 07/26/05 IOWA FIRST BANCSHARES CORP IA 2.02,9.01 07/26/05 IPIX CORP DE 5.02 07/20/05 ISCO INTERNATIONAL INC DE 1.01,2.02,3.02,8.01,9.01 07/25/05 ISIS PHARMACEUTICALS INC DE 1.01,9.01 07/21/05 ISTAR FINANCIAL INC MD 2.02,9.01 07/26/05 ITRON INC /WA/ WA 2.02,9.01 07/26/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 07/26/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 07/26/05 JABIL CIRCUIT INC DE 5.02,5.03,9.01 07/21/05 JL HALSEY CORP 8.01,9.01 05/12/05 AMEND JUNO LIGHTING INC DE 8.01 07/22/05 KADANT INC DE 9.01 05/11/05 AMEND KELLY SERVICES INC DE 2.02,9.01 07/26/05 KERR MCGEE CORP /DE DE 5.02,9.01 07/26/05 KEYNOTE SYSTEMS INC DE 2.02,9.01 07/26/05 KILROY REALTY CORP MD 2.02,9.01 07/25/05 KIMCO REALTY CORP MD 2.02 07/26/05 KINETIC CONCEPTS INC /TX/ TX 2.02,9.01 07/26/05 KNOLL INC DE 2.02,9.01 07/26/05 KYPHON INC DE 1.01,2.02,9.01 07/26/05 L 3 COMMUNICATIONS HOLDINGS INC DE 2.02,7.01,9.01 07/26/05 LABRANCHE & CO INC DE 1.01,2.02,9.01 07/26/05 LAMSON & SESSIONS CO OH 2.02,9.01 07/26/05 LAND O LAKES INC 2.02,9.01 07/26/05 LANDAUER INC DE 7.01,9.01 07/25/05 LANDMARK BANCORP INC DE 2.02,8.01,9.01 07/26/05 LCA VISION INC DE 2.02,9.01 07/26/05 LEGG MASON INC MD 2.02,9.01 07/26/05 LEXMARK INTERNATIONAL INC /KY/ DE 2.02,2.05,9.01 07/26/05 LHC Group, Inc 8.01,9.01 07/22/05 LIBERTY MEDIA CORP /DE/ DE 2.01,9.01 07/21/05 LIBERTY PROPERTY TRUST MD 2.02,9.01 07/25/05 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 07/20/05 LINCARE HOLDINGS INC DE 2.02,9.01 07/25/05 LINENS N THINGS INC DE 9.01 07/26/05 LITHIA MOTORS INC OR 8.01,9.01 07/26/05 LITHIA MOTORS INC OR 2.02,9.01 07/26/05 LL&E ROYALTY TRUST TX 2.02,7.01,9.01 07/26/05 LOCKHEED MARTIN CORP MD 2.02,9.01 07/26/05 Logicom Inc. NV 5.02 07/04/05 LOGICVISION INC DE 2.02,9.01 07/26/05 LONE STAR TECHNOLOGIES INC DE 8.01 07/21/05 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 07/15/05 LYDALL INC /DE/ DE 2.02,9.01 07/26/05 MAD CATZ INTERACTIVE INC 5.02 07/20/05 MANHATTAN ASSOCIATES INC GA 2.02,9.01 07/26/05 MATRITECH INC/DE/ DE 8.01 07/22/05 MATRIX SERVICE CO DE 1.01,9.01 07/20/05 MAVERICK TUBE CORPORATION DE 2.02,9.01 07/26/05 MAXYGEN INC DE 2.02,9.01 07/26/05 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 07/26/05 MEDCO HEALTH SOLUTIONS INC DE 2.02 07/26/05 MEDSTRONG INTERNATIONAL CORP 4.01,9.01 07/16/05 MERCANTILE BANKSHARES CORP MD 2.02,9.01 07/26/05 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 07/26/05 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 07/15/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 07/15/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 07/15/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 07/25/05 METROLOGIC INSTRUMENTS INC NJ 2.02,9.01 07/26/05 MICREL INC CA 8.01 07/22/05 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 07/26/05 MICROFIELD GROUP INC OR 2.01,7.01,9.01 07/26/05 MILLENNIUM PHARMACEUTICALS INC DE 1.01 07/21/05 MILLER HERMAN INC MI 5.02,9.01 07/26/05 MITY ENTERPRISES INC UT 2.02,9.01 07/26/05 MKS INSTRUMENTS INC MA 2.02,9.01 07/26/05 MOBILE REACH INTERNATIONAL INC DE 3.02,5.02,5.03 07/21/05 MOLECULAR DEVICES CORP DE 2.02,9.01 07/26/05 MOLEX INC DE 7.01,9.01 07/26/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/25/05 MTC TECHNOLOGIES INC DE 2.02,9.01 07/26/05 NANOPHASE TECHNOLOGIES CORPORATION IL 2.02,9.01 07/26/05 NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 07/15/05 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 07/15/05 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 07/15/05 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 07/26/05 NATIONAL SECURITY GROUP INC DE 8.01,9.01 07/25/05 Naugatuck Valley Financial Corp X1 2.02,9.01 07/25/05 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 07/26/05 NBT BANCORP INC DE 2.02,9.01 07/26/05 NCR CORP MD 2.02,9.01 07/26/05 NEKTAR THERAPEUTICS DE 5.02,9.01 07/26/05 NEOGEN CORP MI 2.02,9.01 07/26/05 NETOPIA INC DE 2.02,9.01 07/26/05 NEW FRONTIER ENERGY INC CO 3.02,9.01 07/22/05 NEWALLIANCE BANCSHARES INC 2.02,9.01 07/26/05 NEWPARK RESOURCES INC DE 2.02,9.01 07/25/05 Nexicon NV 1.01,9.01 07/26/05 NEXTEL COMMUNICATIONS INC DE 8.01 07/25/05 NNN 2003 VALUE FUND LLC 7.01,9.01 07/25/05 NORFOLK SOUTHERN CORP VA 8.01 07/26/05 NORTHWEST AIRLINES CORP DE 2.02,9.01 07/26/05 NOVATEL WIRELESS INC DE 2.02,9.01 07/26/05 NPS PHARMACEUTICALS INC DE 2.02,9.01 07/26/05 NS GROUP INC KY 2.02,9.01 07/25/05 Oakmont Acquisition Corp. DE 8.01,9.01 07/26/05 OCEAN BIO CHEM INC FL 5.02 07/25/05 OGE ENERGY CORP OK 5.02,9.01 07/20/05 OHIO CASUALTY CORP OH 1.01,2.02,9.01 06/30/05 OKLAHOMA GAS & ELECTRIC CO OK 5.02,9.01 07/20/05 OLIN CORP VA 7.01,9.01 07/26/05 OMI CORP/M I 2.02,9.01 07/25/05 OMNICOM GROUP INC NY 2.02,7.01,9.01 07/26/05 ONE LIBERTY PROPERTIES INC MD 5.02,9.01 07/26/05 ONYX ACCEPTANCE FINANCIAL CORP DE 8.01,9.01 07/26/05 ORTHOLOGIC CORP DE 2.02,9.01 07/26/05 PAB BANKSHARES INC GA 2.02,9.01 07/26/05 PACCAR INC DE 2.02,9.01 07/26/05 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 07/26/05 PAIN THERAPEUTICS INC DE 2.02,9.01 07/26/05 PANERA BREAD CO DE 7.01,9.01 07/26/05 PARTNERRE LTD 2.02 07/25/05 PAULSON CAPITAL CORP OR 5.02 07/18/05 PC CONNECTION INC DE 1.01 07/26/05 PENNICHUCK CORP NH 8.01,9.01 07/01/05 PENTAIR INC MN 2.02,9.01 07/26/05 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 07/26/05 PEOPLES BANCORP INC OH 2.02,9.01 06/30/05 PEOPLES EDUCATIONAL HOLDINGS MN 7.01,9.01 07/26/05 PERRY ELLIS INTERNATIONAL INC FL 2.01,7.01 07/20/05 PERVASIVE SOFTWARE INC DE 2.02,9.01 07/26/05 PHARMION CORP 2.02,9.01 07/25/05 PHARSIGHT CORP CA 1.01 07/20/05 PHASE III MEDICAL INC/DE DE 8.01 07/20/05 POGO PRODUCING CO DE 2.02,9.01 07/26/05 PORTFOLIO RECOVERY ASSOCIATES INC DE 2.02,9.01 07/26/05 POWER INTEGRATIONS INC CA 1.01,9.01 07/20/05 PPG INDUSTRIES INC PA 1.01 06/20/05 PPG INDUSTRIES INC PA 1.01 07/20/05 AMEND PPLUS TRUST SERIES CSF-1 DE 8.01,9.01 07/05/05 PPLUS TRUST SERIES PMC-1 DE 8.01,9.01 07/15/05 PPOL INC CA 8.01 07/25/05 PRIMARY BUSINESS SYSTEMS INC NV 1.02,9.01 07/26/05 PROSPERITY BANCSHARES INC TX 7.01,9.01 07/26/05 PROTALEX INC DE 1.01,5.02,9.01 07/20/05 PROTECTIVE LIFE CORP DE 5.02 07/20/05 PSS WORLD MEDICAL INC FL 2.02,9.01 07/01/05 PUBLICARD INC PA 1.01 07/20/05 QUANTA CAPITAL HOLDINGS LTD 1.02,5.02,7.01,9.01 07/20/05 QUANTUM CORP /DE/ DE 2.02 07/26/05 QUEST RESOURCE CORP NV 1.01,3.02 07/20/05 QUIKSILVER INC DE 1.01,1.02,2.03,8.01,9.01 07/22/05 RAE SYSTEMS INC DE 2.02,9.01 07/26/05 RAMTRON INTERNATIONAL CORP DE 1.01,2.05,2.06,9.01 07/20/05 RAYONIER INC NC 2.02 07/26/05 RC2 CORP DE 2.02,9.01 07/26/05 RCN CORP /DE/ DE 8.01,9.01 07/26/05 RECKSON OPERATING PARTNERSHIP LP DE 8.01 07/26/05 RECLAMATION CONSULTING & APPLICATIONS CO 4.01,9.01 07/25/05 RECLAMATION CONSULTING & APPLICATIONS CO 4.01,9.01 07/06/05 AMEND REDDY ICE HOLDINGS INC DE 8.01,9.01 07/25/05 REEBOK INTERNATIONAL LTD MA 2.02,9.01 07/21/05 REGAL BELOIT CORP WI 2.02,9.01 07/26/05 REGISTER COM INC DE 1.01,1.02,9.01 07/20/05 REHABCARE GROUP INC DE 5.02,9.01 07/26/05 RENT A CENTER INC DE DE 2.02,9.01 07/25/05 REPLIGEN CORP DE 5.02 07/26/05 RF MICRO DEVICES INC NC 2.02 07/26/05 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 2.02,9.01 06/30/05 RURAL CELLULAR CORP MN 1.01 07/21/05 SAFECO CORP WA 8.01,9.01 07/25/05 SAFEWAY INC DE 2.02,9.01 07/26/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 07/26/05 SANMINA-SCI CORP DE 2.02,9.01 07/26/05 SANTARUS INC DE 8.01,9.01 07/26/05 SCBT FINANCIAL CORP SC 8.01,9.01 07/26/05 SCHEIN HENRY INC DE 2.02,9.01 06/25/05 SEACOAST BANKING CORP OF FLORIDA FL 1.01,9.01 05/27/05 SEATTLE GENETICS INC /WA DE 2.02,9.01 07/26/05 SELECT COMFORT CORP 2.02,9.01 07/26/05 SELECTICA INC DE 4.01,9.01 07/20/05 SELECTIVE INSURANCE GROUP INC NJ 2.02,9.01 07/26/05 SEMITOOL INC MT 2.02,9.01 07/26/05 SENTO CORP UT 2.02,9.01 07/26/05 SHERWIN WILLIAMS CO OH 1.01,5.02,9.01 07/20/05 SI INTERNATIONAL INC DE 2.02,9.01 07/25/05 SIEBEL SYSTEMS INC DE 2.02,9.01 07/26/05 SIGMATEL INC DE 2.02,9.01 07/26/05 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 07/26/05 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 07/26/05 AMEND SIMPSON MANUFACTURING CO INC /CA/ DE 1.01,9.01 07/25/05 SIRENZA MICRODEVICES INC DE 2.02,7.01,9.01 07/26/05 SIRF TECHNOLOGY HOLDINGS INC 2.02,9.01 07/26/05 SL GREEN REALTY CORP MD 2.02,7.01,8.01,9.01 07/25/05 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 07/26/05 SNB Bancshares Inc TX 7.01,9.01 07/26/05 SONIC AUTOMOTIVE INC DE 2.02,9.01 07/26/05 SONIC AUTOMOTIVE INC DE 7.01,9.01 07/26/05 SONIC SOLUTIONS/CA/ CA 4.01,9.01 07/21/05 SOUTHERN CO DE 2.02 07/26/05 Southern Community Financial Corp. 2.02,9.01 07/25/05 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 07/25/05 SOUTHWESTERN ENERGY CO AR 2.02,8.01,9.01 07/26/05 SPARTA INC /DE DE 2.02,9.01 07/22/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 2.01,9.01 05/11/05 AMEND ST JOE CO FL 2.02,9.01 07/26/05 STAMPS.COM INC DE 2.02,9.01 07/26/05 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 07/26/05 STEPHAN CO FL 7.01,8.01,9.01 07/26/05 STERICYCLE INC DE 9.01 06/30/05 STERLING FINANCIAL CORP /PA/ PA 2.02,9.01 07/26/05 STERLING FINANCIAL CORP /WA/ WA 8.01,9.01 07/26/05 STONERIDGE INC OH 2.02 07/26/05 STORAGE TECHNOLOGY CORP DE 2.02,7.01,9.01 07/26/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 07/15/05 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 07/15/05 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 07/15/05 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 07/15/05 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 07/15/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 07/22/05 SUN MICROSYSTEMS, INC. DE 2.02,9.01 07/26/05 SUPERGEN INC DE 2.02,9.01 07/21/05 SUPPORTSOFT INC DE 2.02,9.01 07/26/05 SUSQUEHANNA BANCSHARES INC PA 2.02,9.01 07/26/05 SYNERGX SYSTEMS INC DE 5.02 07/25/05 SYNERGY BRANDS INC DE 3.02,7.01 07/22/05 SYNTROLEUM CORP DE 2.02,9.01 07/26/05 T REIT INC VA 7.01,9.01 07/21/05 TALK AMERICA HOLDINGS INC DE 2.02,9.01 07/26/05 TANGER FACTORY OUTLET CENTERS INC NC 2.02,7.01,9.01 06/30/05 TARGETED GENETICS CORP /WA/ WA 1.01,8.01,9.01 07/19/05 TBC CORP DE 2.02,4.02,9.01 07/21/05 TEMECULA VALLEY BANCORP INC DE 5.02,9.01 07/26/05 TEP FUND INC/DE/ NY 4.01,9.01 07/06/05 AMEND TEPPCO PARTNERS LP DE 2.02,9.01 07/25/05 THIRD CENTURY BANCORP 1.01,9.01 07/20/05 THOMAS & BETTS CORP TN 2.02,9.01 07/25/05 THORATEC CORP CA 2.02 07/26/05 TIDEWATER INC DE 2.02,9.01 07/26/05 TIFFANY & CO DE 8.01,9.01 07/20/05 TIMBERLAND CO DE 2.02,9.01 07/26/05 TITAN CORP DE 2.02,9.01 07/26/05 TITAN INTERNATIONAL INC IL 8.01,9.01 07/26/05 TLC VISION CORP A6 8.01,9.01 07/26/05 TNS INC 2.02,7.01,9.01 07/26/05 TOR MINERALS INTERNATIONAL INC DE 7.01,9.01 07/26/05 TRANSACTION SYSTEMS ARCHITECTS INC DE 2.02,9.01 07/26/05 TRANSPORT CORPORATION OF AMERICA INC MN 2.02,9.01 07/26/05 TRIAD HOSPITALS INC DE 2.02,9.01 07/25/05 TRIARC COMPANIES INC DE 7.01,9.01 07/25/05 TRICO BANCSHARES / CA 2.02,9.01 07/25/05 TRIMBLE NAVIGATION LTD /CA/ CA 2.02,9.01 07/26/05 TRIZETTO GROUP INC DE 2.02,9.01 07/26/05 TRUE VALUE CO DE 5.02 07/21/05 TUMBLEWEED COMMUNICATIONS CORP DE 2.02,9.01 07/26/05 TUT SYSTEMS INC DE 2.02 07/26/05 U-Store-It Trust MD 2.01,9.01 07/20/05 ULTRALIFE BATTERIES INC DE 7.01,9.01 07/26/05 UNION COMMUNITY BANCORP IN 1.01,2.02,9.01 07/20/05 UNIT CORP DE 2.02,9.01 07/26/05 UNITED BANCORP INC /OH/ OH 2.02,9.01 07/21/05 UNITED BANKSHARES INC/WV WV 2.02,9.01 07/26/05 UNITED COMMUNITY BANKS INC GA 2.02,9.01 07/26/05 UNITED DOMINION REALTY TRUST INC MD 2.02,9.01 07/25/05 UNITED REFINING CO PA 8.01,9.01 07/26/05 UNITED STATES STEEL CORP DE 2.02,9.01 07/26/05 UNITED STATES STEEL CORP DE 8.01,9.01 07/26/05 UNITEDGLOBALCOM INC DE 7.01 07/25/05 UNITY BANCORP INC /NJ/ NJ 1.01,9.01 07/25/05 USCORP NV 5.02 07/26/05 USG CORP DE 2.02 07/26/05 VALCOM, INC DE 8.01,9.01 07/26/05 VALERO ENERGY CORP/TX DE 2.02,9.01 07/26/05 VASO ACTIVE PHARMACEUTICALS INC DE 1.01,8.01,9.01 07/20/05 VCA ANTECH INC DE 2.02,8.01,9.01 07/26/05 VELOCITY EXPRESS CORP DE 1.01,9.01 07/20/05 VERIZON COMMUNICATIONS INC DE 2.02 07/26/05 VERTICALNET INC PA 1.01,2.01,3.02,7.01,9.01 07/22/05 VIA NET WORKS INC DE 8.01,9.01 07/25/05 VIACOM INC DE 1.01 07/20/05 VIGNETTE CORP DE 2.02,9.01 07/21/05 VINEYARD NATIONAL BANCORP CA 2.02,9.01 07/26/05 VIRGINIA FINANCIAL GROUP INC VA 2.02,9.01 07/22/05 WASHINGTON BANKING CO WA 2.02,7.01,9.01 06/30/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/25/05 WASTE CONNECTIONS INC/DE DE 7.01 07/26/05 WATERS CORP /DE/ DE 2.02,9.01 07/26/05 WATSON WYATT & CO HOLDINGS DE 2.03 07/26/05 WEBSENSE INC DE 2.02,9.01 07/26/05 WEIDA COMMUNICATIONS, INC. NJ 4.01,9.01 07/19/05 WELLS REAL ESTATE INVESTMENT TRUST II MD 7.01,9.01 07/25/05 WESBANCO INC WV 7.01,9.01 07/26/05 WESTCORP /CA/ CA 2.02,9.01 07/26/05 WESTELL TECHNOLOGIES INC DE 2.02,9.01 07/20/05 WESTERN SIERRA BANCORP CA 1.01,9.01 07/22/05 WESTERN SIERRA BANCORP CA 7.01,8.01,9.01 07/22/05 WFS FINANCIAL INC CA 2.02,9.01 07/26/05 WHITTIER ENERGY CORP NV 7.01,9.01 07/25/05 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 07/15/05 Wilber CORP 8.01,9.01 07/22/05 WILLIAM LYON HOMES DE 7.01,9.01 07/25/05 WOODWARD GOVERNOR CO DE 9.01 07/25/05 WVS FINANCIAL CORP PA 8.01,9.01 07/26/05 WYNN RESORTS LTD 1.01 07/20/05 XYBERNAUT CORP DE 1.03,2.05,9.01 07/20/05 YARDVILLE NATIONAL BANCORP NJ 2.02,9.01 07/20/05 YOUNG INNOVATIONS INC MO 2.02,9.01 07/25/05 Zann Corp NV 2.01,2.03,9.01 07/25/05 ZIONS BANCORPORATION /UT/ UT 5.02,7.01,9.01 07/23/05 ZIX CORP TX 1.01,2.03 07/22/05 ZOLL MEDICAL CORP MA 2.02,9.01 07/26/05 ZORAN CORP \DE\ DE 2.02,9.01 07/26/05