SEC NEWS DIGEST Issue 2005-114 June 15, 2005 ENFORCEMENT PROCEEDINGS SEC CHARGES BANC OF AMERICA INVESTMENT SERVICES AND BACAP DISTRIBUTORS WITH FAILING TO MAINTAIN REQUIRED E-MAIL The Commission today issued an Order charging Banc of America Investment Services, Inc. (BAISI) and BACAP Distributors, LLC (BACAP) with violating broker-dealer record-keeping requirements, and BAISI with violating investment adviser record-keeping requirements. The Order finds that, between January 2001 and February 2004, both firms failed to retain required business-related e-mail communications. The firms consented, without admitting or denying the above findings, to the issuance of an Order Instituting Proceedings Pursuant to Sections 15(b)(4) and 21C of the Securities Exchange Act of 1934, and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, and Making Findings and Imposing Cease-and-Desist Orders, Penalties, and Other Relief. In the Order, each firm is ordered to cease and desist from violating Section 17(a) of the Exchange Act and Rule 17a-4 thereunder, and BAISI to cease and desist from violating Section 204 of the Advisers Act and Rule 204-2 thereunder. In addition, the firms are censured and ordered to comply with undertakings to ensure that they are in compliance with the pertinent record-keeping requirements. Finally, BAISI is ordered to pay a penalty of $1,000,000 and BACAP is ordered to pay a penalty of $500,000. (Rels. 34-51852; IA-2396; File No. 3-11952) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2005-45) filed by the Chicago Board Options Exchange to modify the Designated Primary Market-Maker (DPM) participation entitlement for orders specifying a Preferred DPM has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51824) A proposed rule change and Amendment No. 1 thereto filed by the Chicago Board Options Exchange relating to a fee cap for options merger spread transactions has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934 (SR-CBOE-2005-42). Publication is expected in the Federal Register during the week of June 20. (Rel. 34- 51828) A proposed rule change (SR-Phlx-2005-30) filed by the Philadelphia Stock Exchange to impose a new licensing fee in connection with the firm- related equity option and index option fee cap has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51838) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2005-070) has been filed by the National Association of Securities Dealers regarding a proposal to rescind the pilot rule in IM-10100(f) of the NASD Code of Arbitration Procedure concerning the waiver of the California ethics standards for neutral arbitrators in contractual arbitration. The Commission has approved the proposed rule change on an accelerated basis. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51825) The Chicago Board Options Exchange filed a proposed rule change and Amendment No. 1 thereto (SR-CBOE-2005-26) relating to the terms of index option contracts listed on the Exchange, and the Commission has granted accelerated approval to the proposed rule change. Publication is expected in the Federal Register during the week of June 20. (Rel. 34- 51830) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Phlx-2005-20) and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange relating to the elimination of the prohibition against the entry of multiple orders in an option within any 15-second period for an account or accounts of the same beneficial owner. Publication is expected in the Federal Register during the week of June 20. (Rel. 34-51827) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Lifepoint, Inc., effective at the opening of business on June 13, 2005. (Rel. 34-51823) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 VILLAGEEDOCS INC, 14471 CHAMBERS ROAD SUITE 105, TUSTIN, CA, 92780, 7147341030 - 56,000,000 ($8,400,000.00) Equity, (File 333-125783 - Jun. 14) (BR. 08C) S-3 PHOTRONICS INC, 15 SECOR ROAD, PO BOX 5226, BROOKFIELD, CT, 06804, 2037759000 - 10,000,000 ($10,000,000.00) Equity, 265,000,000 ($265,000,000.00) Other, (File 333-125784 - Jun. 14) (BR. 10C) F-1 Focus Media Holding LTD, 28-30/F, ZHAO FENG WORLD TRADE BUILDING, 369 JIANGSU ROAD, SHANGHAI, F4, 100032, 86 21 3212 4661 - 0 ($100,000,000.00) ADRs/ADSs, (File 333-125785 - Jun. 14) (BR. 11) S-3 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 0 ($100,000,000.00) Equity, (File 333-125786 - Jun. 14) (BR. 01) S-3 CELLEGY PHARMACEUTICALS INC, 1000 MARINA BOULEVARD, SUITE 300, BRISBANE, CA, 94005, 6506162200 - 0 ($10,455,767.00) Equity, (File 333-125787 - Jun. 14) (BR. 01A) S-8 HUBBELL INC, 584 DERBY MILFORD RD, ORANGE, CT, 06477-4024, 2037994100 - 0 ($274,979,375.00) Equity, (File 333-125788 - Jun. 14) (BR. 10B) SB-2 WORLDWIDE PROMOTIONAL PRODUCTS CORP, 3404 25TH STREET NE, CALGARY, A0, T1Y 6C1, 403-219-3090 - 10,016,000 ($1,001,600.00) Other, (File 333-125789 - Jun. 14) (BR. 09) S-11 INTERVEST MORTGAGE CORP, 1 ROCKEFELLER PLAZA, SUITE 400, NEW YORK, NY, 10020-2002, 2122182800 - 12,000,000 ($12,000,000.00) Equity, (File 333-125793 - Jun. 14) (BR. 08B) S-8 ATS MEDICAL INC, 3905 ANNAPOLIS LA, SUITE 105, MINNEAPOLIS, MN, 55447, 6125537736 - 0 ($7,141,940.00) Equity, (File 333-125795 - Jun. 14) (BR. 10A) S-8 ACCESS PHARMACEUTICALS INC, 2600 N STEMMONS FRWY, STE 176, DALLAS, TX, 75207, 2149055100 - 900,000 ($1,980,000.00) Equity, (File 333-125796 - Jun. 14) (BR. 01B) S-3 CYCLE COUNTRY ACCESSORIES CORP, 2188 HWY 86, MILFORD, IA, 51351, 2,000,000 ($8,000,000.00) Equity, (File 333-125797 - Jun. 14) (BR. 05A) S-8 YANKEE CANDLE CO INC, 16 YANKEE CANDLE WAY, SOUTH DEERFIELD, MA, 01373, 413-665-8306 - 50,000 ($1,576,500.00) Equity, (File 333-125799 - Jun. 14) (BR. 06C) S-8 YANKEE CANDLE CO INC, 16 YANKEE CANDLE WAY, SOUTH DEERFIELD, MA, 01373, 413-665-8306 - 1,500,000 ($47,295,000.00) Equity, (File 333-125800 - Jun. 14) (BR. 06C) F-6 Silicon Motion Technology CORP, NO. 20-1, TAIYUAN STREET, JHUBEI CITY, HSINCHU COUNTY, F5, 302, 886-3-552-6888 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-125801 - Jun. 14) (BR. 10) S-8 MARTEK BIOSCIENCES CORP, 6480 DOBBIN RD, COLUMBIA, MD, 21045, 4107400081 - 0 ($17,367,500.00) Equity, (File 333-125802 - Jun. 14) (BR. 01B) S-3 TRUSTREET PROPERTIES INC, 450 SOUTH ORANGE AVENUE, ORLANDO, FL, 32801, 4075402000 - 0 ($572,629,438.00) Other, (File 333-125803 - Jun. 14) (BR. 08C) S-8 G III APPAREL GROUP LTD /DE/, 512 SEVENTH AVE, NEW YORK, NY, 10018, 2126298830 - 0 ($3,655,000.00) Equity, (File 333-125804 - Jun. 14) (BR. 02C) S-4 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY, 10010, 2124601900 - 333,550 ($12,046,114.00) Equity, (File 333-125806 - Jun. 14) (BR. 11B) S-8 HARRAHS ENTERTAINMENT INC, ONE HARRAHS COURT, LAS VEGAS, NV, 89119, 7024076000 - 0 ($548,103,073.00) Equity, (File 333-125807 - Jun. 14) (BR. 05A) S-3 MERCER INTERNATIONAL INC, 14900 INTERURBAN AVENUE SOUTH, SUITE 282, SEATTLE, WA, 98168, 2066744639 - 0 ($30,399,997.00) Equity, (File 333-125808 - Jun. 14) (BR. 04C) S-8 MEDIMMUNE INC /DE, 35 W WATKINS MILL RD, GAITHERSBURG, MD, 20878, 3014170770 - 0 ($208,640,000.00) Equity, (File 333-125809 - Jun. 14) (BR. 01B) S-8 GANDER MOUNTAIN CO, 4567 AMERICAN BLVD., MINNEAPOLIS, MN, 55437, 0 ($28,319,120.00) Equity, (File 333-125810 - Jun. 14) (BR. 02) SB-2 FBO AIR, INC., 9078 EAST CHARTER OAK, SCOTTSDALE, AZ, 85260, 480.634.6565 - 0 ($10,978,387.00) Equity, (File 333-125811 - Jun. 14) (BR. 11B) S-8 XTEN NETWORKS, INC, SUITE 320, 5201 GREAT AMERICA PARKWAY, SANTA CLARA, CA, 95054, 408-876-4346 - 10,000,000 ($6,700,000.00) Equity, (File 333-125812 - Jun. 14) (BR. 08C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- ACCELLENT CORP. CO 1.01,9.01 06/09/05 ACCESS INTEGRATED TECHNOLOGIES INC 1.01 06/09/05 ACE SECURITIES CORP DE 8.01,9.01 06/14/05 ADELPHIA COMMUNICATIONS CORP DE 5.01 06/08/05 AEP INDUSTRIES INC DE 2.02,9.01 06/13/05 AETHLON MEDICAL INC NV 5.02,9.01 06/10/05 AFTERMARKET TECHNOLOGY CORP DE 1.01,9.01 06/10/05 AGL RESOURCES INC GA 7.01,9.01 06/13/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 7.01,9.01 06/14/05 ALLIANCE ONE INTERNATIONAL, INC. VA 9.01 06/14/05 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 06/14/05 ALPHA SPACECOM INC CO 4.01,5.02 05/13/05 AMEND AMARU INC NV 8.01 05/23/05 AMARU INC NV 3.02 06/08/05 AMERCO /NV/ NV 1.01,2.03,8.01,9.01 05/09/05 AMEND AMERICAN BANK NOTE HOLOGRAPHICS INC DE 1.01,5.02,9.01 06/09/05 AMERICAN NATURAL ENERGY CORP OK 9.01 06/13/05 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.02,9.01 06/13/05 AMF BOWLING WORLDWIDE INC DE 1.01 06/08/05 ANADYS PHARMACEUTICALS INC 7.01,9.01 06/10/05 ATARI INC DE 2.02,9.01 06/14/05 ATLAS AMERICA INC DE 3.03,9.01 06/13/05 AUTOCAM CORP/MI MI 7.01 06/01/05 AUTODESK INC DE 7.01,9.01 06/13/05 AUXILIUM PHARMACEUTICALS INC 1.01 06/08/05 AVIALL INC DE 1.01,9.01 06/09/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 06/14/05 Banc of America Commercial Mortgage I DE 8.01,9.01 06/10/05 BANK HOLDINGS NV 1.01,9.01 06/08/05 Bay View Deposit CORP DE 9.01 05/25/05 BAY VIEW SECURITIZATION CORP DE 9.01 05/25/05 BAY VIEW TRANSACTION CORP 9.01 05/25/05 BEACH FIRST NATIONAL BANCSHARES INC SC 8.01 06/14/05 Bear Stearns Asset Backed Securities DE 9.01 05/31/05 BEHRINGER HARVARD MID TERM VALUE ENHA TX 2.01,9.01 06/14/05 BEST BUY CO INC MN 2.02,9.01 06/14/05 BILL BARRETT CORP 5.02,7.01,9.01 06/13/05 BIO KEY INTERNATIONAL INC MN 1.01,3.02,9.01 06/08/05 BIODELIVERY SCIENCES INTERNATIONAL IN IN 9.01 08/24/04 AMEND BISYS GROUP INC DE 8.01,9.01 06/14/05 BPP LIQUIDATING TRUST MD 8.01 06/13/05 CANO PETROLEUM, INC 1.01,2.01,3.02,9.01 03/29/05 AMEND CAPITAL ONE FUNDING, LLC 8.01,9.01 06/10/05 CARDINAL FINANCIAL CORP VA 1.01,3.02,8.01,9.01 06/08/05 CARRIER ACCESS CORP DE 1.01,5.02,9.01 06/13/05 CASEYS GENERAL STORES INC IA 2.02,9.01 06/14/05 CATERPILLAR FINANCIAL SERVICES CORP DE 9.01 06/14/05 CELL THERAPEUTICS INC WA 1.01,9.01 06/10/05 CELLEGY PHARMACEUTICALS INC CA 9.01 10/22/04 AMEND CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01 06/10/05 CHEC FUNDING LLC DE 8.01,9.01 06/14/05 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 06/13/05 CHEMOKINE THERAPEUTICS CORP DE 8.01 06/13/05 CHESTER VALLEY BANCORP INC PA 8.01,9.01 06/14/05 CHICAGO RIVET & MACHINE CO IL 1.01,9.01 06/08/05 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 2.01,9.01 06/14/05 CHOLESTECH CORPORATION CA 1.01 06/08/05 CIGNA CORP DE 7.01 06/14/05 CINTAS CORP WA 1.01 06/08/05 CITIGROUP MORTGAGE LOAN TRUST INC. MO 2.01,9.01 05/31/05 CLEVELAND CLIFFS INC OH 2.01,9.01 04/06/05 AMEND CNB BANCORP INC /NY/ NY 9.01 06/13/05 COCA COLA ENTERPRISES INC DE 1.01 06/08/05 COFFEE HOLDING CO INC NV 2.02,9.01 06/14/05 COGNIZANT TECHNOLOGY SOLUTIONS CORP 8.01 06/14/05 Collegiate Funding Services Education 8.01,9.01 05/31/05 COLONIAL BANCGROUP INC DE 7.01,9.01 06/13/05 COLONY BANKCORP INC GA 2.02,7.01,9.01 06/13/05 COMMERCE ENERGY GROUP INC DE 4.02 06/08/05 COMMERCIAL FEDERAL CORP NE 1.01,8.01,9.01 06/14/05 COMMUNITY INVESTORS BANCORP INC OH 8.01,9.01 06/09/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 5.04,9.01 06/14/05 COUGAR HOLDINGS INC NV 1.01,2.01,3.02,5.01,5.02,9.01 06/09/05 COVISTA COMMUNICATIONS INC NJ 2.02,7.01,9.01 06/14/05 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 06/01/05 CREDIT & ASSET REP VEHICLE CORP KEYCO DE 8.01,9.01 06/01/05 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 06/14/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 06/10/05 CWABS INC DE 8.01,9.01 06/14/05 CWALT INC 8.01,9.01 03/30/05 CWALT INC 8.01,9.01 04/28/05 CWALT INC 8.01,9.01 03/30/05 CWMBS INC DE 8.01,9.01 04/28/05 CYBERGUARD CORP FL 7.01 06/13/05 D&E COMMUNICATIONS INC PA 7.01,9.01 06/14/05 DANKA BUSINESS SYSTEMS PLC 2.02,5.01,9.01 06/10/05 DAYSTAR TECHNOLOGIES INC DE 8.01,9.01 06/09/05 DIAMOND OFFSHORE DRILLING INC DE 8.01,9.01 06/14/05 DIRECTV GROUP INC DE 1.01,8.01,9.01 06/08/05 DIRECTV HOLDINGS LLC DE 1.01,8.01,9.01 06/08/05 DONNELLEY R R & SONS CO DE 7.01,9.01 06/14/05 DST SYSTEMS INC DE 1.01,2.03,9.01 06/08/05 DTE ENERGY CO MI 7.01,9.01 06/10/05 DUNE ENERGY INC DE 1.01,9.01 06/13/05 DYNAMIC HEALTH PRODUCTS INC FL 2.01,7.01,9.01 03/31/05 AMEND Eagle Hospitality Properties Trust, I MD 1.01,3.03,5.03,9.01 06/08/05 EASYLINK SERVICES CORP DE 4.01,9.01 06/08/05 EATON CORP OH 8.01,9.01 06/13/05 EDUCATION CAPITAL I LLC DE 8.01,9.01 06/09/05 EFUNDS CORP DE 1.01,9.01 06/09/05 ELECTRIC AQUAGENICS UNLIMITED INC DE 8.01 06/07/05 ENDOLOGIX INC /DE/ DE 7.01,8.01,9.01 05/20/05 ENERGY CORP OF AMERICA WV 2.01,8.01,9.01 06/14/05 ENTERGY CORP /DE/ DE 7.01,9.01 06/14/05 ENTERGY CORP /DE/ DE 8.01 06/01/05 EQUINIX INC DE 3.01,5.02,9.01 06/08/05 FACTORY CARD OUTLET CORP DE 2.02,9.01 06/14/05 FANTATECH INC DE 5.02 06/09/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 06/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 06/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 06/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 06/14/05 FARMERS & MERCHANTS BANCORP DE 8.01 06/10/05 AMEND FASTENAL CO MN 7.01,9.01 06/13/05 FAUQUIER BANKSHARES INC VA 1.01,9.01 06/08/05 FBO AIR, INC. NV 9.01 03/31/05 AMEND FGI GROUP INC DE 8.01,9.01 06/14/05 FINANCIAL INDUSTRIES CORP TX 7.01,9.01 06/13/05 FINISAR CORP DE 1.01,9.01 06/08/05 FIRST SECURITY GROUP INC/TN TN 1.01,8.01,9.01 06/13/05 FIRST VIRTUAL COMMUNICATIONS INC DE 5.02,9.01 06/08/05 FIRSTBANK NW CORP WA 2.03,9.01 06/10/05 FIRSTFED FINANCIAL CORP DE 8.01,9.01 06/13/05 FORD MOTOR CREDIT CO DE 8.01,9.01 06/13/05 GENERAL ELECTRIC CO NY 5.02,9.01 06/10/05 GENESIS HEALTHCARE CORP PA 1.01,9.01 06/09/05 GLOBAL EPOINT INC NV 1.01,2.03,9.01 06/08/05 GOLDEN CHIEF RESOURCES INC KS 4.01 03/31/05 AMEND GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01 06/09/05 GREAT LAKES DREDGE & DOCK CORP DE 1.01,9.01 06/13/05 GREAT WESTERN BANCORPORATION INC IA 1.01,2.03,9.01 06/13/05 GUARANTY BANCSHARES INC /TX/ TX 1.01,9.01 06/13/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 06/13/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 06/13/05 HANDLEMAN CO /MI/ MI 1.01 06/08/05 HAROLDS STORES INC OK 2.02,9.01 05/24/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 1.01,9.01 06/06/05 Health Fitness Corp /MN/ MN 1.01,9.01 06/07/05 HELEN OF TROY LTD 5.02,9.01 06/10/05 HERBALIFE LTD. E9 1.01,9.01 06/14/05 HERITAGE COMMERCE CORP CA 1.01,9.01 06/09/05 HEWITT ASSOCIATES INC DE 1.01,9.01 06/08/05 HEXION SPECIALTY CHEMICALS, INC. NJ 8.01 06/08/05 Home Equity Asset Trust 2005-2 DE 8.01,9.01 06/14/05 HUDSON HIGHLAND GROUP INC DE 1.01,9.01 06/08/05 HUMANA TRANS SERVICES HOLDING CORP DE 7.01,9.01 06/08/05 HYPERION SOLUTIONS CORP DE 1.01,9.01 06/13/05 HyperSpace Communications, Inc. CO 1.01 06/10/05 IHOP CORP DE 1.01,9.01 05/31/05 IMAGIS TECHNOLOGIES INC A1 7.01 05/25/05 IMMUNOMEDICS INC DE 3.01,9.01 06/10/05 INFRASOURCE SERVICES INC DE 1.01,5.02,9.01 06/14/05 INKINE PHARMACEUTICAL CO INC NY 1.01,9.01 06/08/05 INSTINET GROUP INC DE 5.02 06/09/05 INTEGRITY MUTUAL FUNDS INC ND 2.03 06/14/05 INTUIT INC DE 2.02,9.01 06/14/05 INVESTORS CAPITAL HOLDINGS LTD MA 5.02 08/10/04 INVITROGEN CORP DE 8.01,9.01 06/13/05 IPASS INC DE 1.01,5.02 06/08/05 IPC HOLDINGS LTD 1.01,9.01 06/10/05 IRIS INTERNATIONAL INC DE 5.02,9.01 06/10/05 ISONICS CORP CA 3.03,9.01 06/10/05 ITC DELTACOM INC DE 8.01 06/14/05 JANE BUTEL CORP 5.02,9.01 06/10/05 JL HALSEY CORP 4.01,9.01 06/08/05 JONES LANG LASALLE INC MD 7.01,9.01 06/13/05 JOURNAL REGISTER CO DE 5.02,9.01 06/13/05 JUNIATA VALLEY FINANCIAL CORP PA 5.02,9.01 06/09/05 KANBAY INTERNATIONAL INC 1.01,5.02,8.01,9.01 06/14/05 KANSAS CITY SOUTHERN DE 8.01,9.01 06/13/05 KEANE INC MA 8.01,9.01 06/14/05 KFX INC DE 7.01,8.01,9.01 06/14/05 KNIGHT CAPITAL GROUP, INC. DE 7.01,9.01 06/14/05 LANDEC CORP \CA\ CA 1.01 06/09/05 LARREA BIOSCIENCES CORP NV 5.02,9.01 06/13/05 LASALLE HOTEL PROPERTIES MD 1.01,2.03,7.01,9.01 06/09/05 LATTICE SEMICONDUCTOR CORP DE 5.02,7.01,9.01 06/14/05 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 06/14/05 LEHMAN BROTHERS HOLDINGS INC DE 2.02,9.01 06/14/05 LHC Group, Inc 1.01,3.02,8.01,9.01 06/08/05 MACDERMID INC CT 2.01,9.01 06/14/05 MACROVISION CORP DE 8.01,9.01 06/13/05 MAIN STREET RESTAURANT GROUP, INC. DE 5.02,9.01 06/08/05 MANAKOA SERVICES CORP NV 8.01,9.01 06/14/05 MANITOWOC CO INC WI 1.01,9.01 06/10/05 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01,9.01 06/09/05 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,3.02 06/08/05 MAYORS JEWELERS INC/DE DE 2.02,9.01 06/09/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 06/14/05 MBNA CORP MD 8.01 06/14/05 MCDONALDS CORP DE 8.01,9.01 06/08/05 MEDICALCV INC MN 1.01,4.01,9.01 06/08/05 MEDICSIGHT INC DE 3.02 06/14/05 MEDITECH PHARMACEUTICALS INC NV 9.01 03/31/05 MERCER INTERNATIONAL INC WA 2.01,9.01 02/18/05 AMEND MERCURY INTERACTIVE CORP DE 7.01 06/13/05 MEREDITH CORP IA 1.01,9.01 06/08/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/01/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/01/05 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/01/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/10/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 05/31/05 METLIFE INC DE 8.01,9.01 06/09/05 METRIS RECEIVABLES INC DE 8.01,9.01 05/31/05 MIDDLEBY CORP DE 8.01,9.01 06/14/05 MILLENNIUM CELL INC DE 8.01 06/13/05 MINRAD INTERNATIONAL, INC. NV 1.01,3.02,3.03,5.03,7.01,9.01 06/14/05 MOCON INC MN 5.02,9.01 06/09/05 MORGAN STANLEY DE 5.02,9.01 06/13/05 AMEND MortgageIT Holdings, Inc. MD 1.01,9.01 06/08/05 MTM Technologies, Inc. NY 1.01,1.02,2.02,2.03,5.02,9.01 06/08/05 MULTI FINELINE ELECTRONIX INC 8.01,9.01 06/14/05 MYLAN LABORATORIES INC PA 1.01,2.05,7.01 06/14/05 NATIONAL HOME HEALTH CARE CORP DE 2.02,9.01 06/14/05 NATIONAL RURAL UTILITIES COOPERATIVE DC 2.03 06/14/05 NATIONAL SEMICONDUCTOR CORP DE 5.02 06/13/05 NATUS MEDICAL INC DE 1.01,9.01 06/08/05 NBT BANCORP INC DE 1.01,7.01,9.01 06/13/05 NEIGHBORCARE INC PA 1.01,9.01 06/09/05 NET 1 UEPS TECHNOLOGIES INC FL 3.03,5.03,9.01 06/13/05 NEUROCRINE BIOSCIENCES INC CA 8.01,9.01 06/14/05 New Century Mortgage Securities LLC 9.01 06/14/05 NOBILITY HOMES INC FL 2.02 06/09/05 North Atlantic Holding Company, Inc. DE 1.01,1.02,5.02,8.01,9.01 06/08/05 NORTH ATLANTIC TRADING CO INC NY 1.01,1.02,5.02,8.01,9.01 06/08/05 NORTHWESTERN CORP DE 5.02,7.01 06/14/05 NovaStar Mortgage Funding Trust, Seri DE 2.01,8.01,9.01 05/27/05 NTN COMMUNICATIONS INC DE 5.02 06/10/05 NUTRI SYSTEM INC /DE/ DE 1.01 06/13/05 OM GROUP INC DE 1.01,9.01 06/08/05 OPTIO SOFTWARE INC GA 2.02,7.01,9.01 06/13/05 ORCHID BIOSCIENCES INC 1.01,9.01 06/08/05 OSTEOTECH INC DE 1.01 06/09/05 PACIFICORP /OR/ OR 8.01,9.01 06/14/05 PanAmSat Holding CORP DE 1.01,9.01 06/08/05 Park Place Securities Inc. Asset Back DE 2.01,9.01 05/01/05 AMEND PAXSON COMMUNICATIONS CORP DE 5.02,9.01 06/10/05 PETROLEUM HELICOPTERS INC LA 8.01,9.01 06/14/05 PFSWEB INC DE 1.01,9.01 06/10/05 PivX Solutions, Inc. NV 4.02 06/01/05 AMEND POCKETSPEC TECHNOLOGIES INC CO 5.02 06/14/05 POINT THERAPEUTICS INC DE 8.01 06/13/05 POLYMER GROUP INC DE 1.01 05/18/05 POWERHOUSE TECHNOLOGIES GROUP INC DE 1.01,2.03,9.01 06/08/05 PROTEIN DESIGN LABS INC/DE DE 1.01,5.02,5.03,8.01,9.01 06/08/05 PROXIM CORP DE 1.01,1.03,8.01,9.01 06/10/05 AMEND Public Steers(R) Trust Certificates, DE 8.01,9.01 06/01/05 PYR ENERGY CORP DE 2.02,2.06,7.01,9.01 06/13/05 QUALITY SYSTEMS INC CA 2.02,9.01 06/13/05 QUEST RESOURCE CORP NV 7.01,9.01 06/10/05 QUIDEL CORP /DE/ DE 8.01,9.01 06/14/05 RAMP Series 2005-EFC1 Trust DE 8.01,9.01 06/14/05 RASC Series 2005-KS5 Trust DE 8.01,9.01 06/14/05 REGAN HOLDING CORP CA 4.01 06/10/05 REGENCY CENTERS CORP FL 8.01,9.01 06/13/05 REGENCY CENTERS LP FL 8.01,9.01 06/13/05 RENOVIS INC DE 8.01,9.01 06/13/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 06/14/05 ROBERTS REALTY INVESTORS INC GA 4.01,9.01 06/08/05 ROUSE COMPANY MD 4.01,9.01 05/05/05 ROYSTER-CLARK INC DE 2.02,9.01 05/13/05 AMEND SAFENET INC DE 2.01,9.01 06/10/05 SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 06/14/05 SEARCHHELP INC 1.01,2.01,5.02,9.01 06/08/05 SECURITY BANK CORP GA 5.02,8.01,9.01 06/08/05 SECURITY CAPITAL CORP/DE/ DE 8.01,9.01 06/09/05 SELECT COMFORT CORP 7.01 06/14/05 Select Notes Trust LT 2004-1 DE 8.01,9.01 06/01/05 SENSE TECHNOLOGIES INC B0 1.01,3.02,9.01 02/15/05 SENTO CORP UT 1.01,9.01 06/10/05 SIX FLAGS INC DE 7.01,9.01 06/14/05 SM&A CA 8.01 06/08/05 SOMANETICS CORP MI 2.02,9.01 06/14/05 SOMANETICS CORP MI 1.01,9.01 06/13/05 SOUTHWALL TECHNOLOGIES INC /DE/ DE 5.02,8.01,9.01 06/13/05 SPARTAN STORES INC MI 1.01,9.01 05/11/05 AMEND SPARTECH CORP DE 2.02,9.01 06/07/05 SPRINT CORP KS 3.03,9.01 06/13/05 STRONGHOLD TECHNOLOGIES INC NV 5.02 05/25/05 STRUCTURED ADJUSTABLE RATE MORTGAGE DE 8.01 05/31/05 Structured Asset Investment Loan Trus DE 8.01,9.01 04/25/05 AMEND Structured Asset Investment Loan Trus DE 8.01,9.01 03/25/05 AMEND Structured Asset Mortgage Investments DE 9.01 05/31/05 Structured Asset Securities Corp Mort DE 8.01 05/31/05 Structured Asset Securities Corp. 200 DE 8.01 05/31/05 SUPERCLICK INC WA 2.02,9.01 06/13/05 SWS GROUP INC DE 1.01,2.03,9.01 06/08/05 SYNOVUS FINANCIAL CORP GA 5.02,7.01,9.01 06/14/05 TAIWAN FUND INC DE 7.01,9.01 04/01/05 Taylor Madison Corp 1.01,2.03,8.01,9.01 06/07/05 TEAM INC TX 8.01 06/13/05 TEAMSTAFF INC NJ 2.03,9.01 06/08/05 AMEND TEXAS INDUSTRIES INC DE 8.01,9.01 06/13/05 TEXAS REGIONAL BANCSHARES INC TX 8.01,9.01 06/14/05 THOMAS GROUP INC DE 1.01,7.01,9.01 06/08/05 TOO, INC. DE 1.01,5.02,9.01 06/08/05 TOP GROUP HOLDINGS INC CO 4.01,9.01 05/31/05 AMEND TORCH OFFSHORE INC DE 5.02 06/08/05 TOYS R US INC DE 1.01,9.01 06/14/05 TRANS INDUSTRIES INC DE 1.01,3.02,9.01 06/08/05 TRANS WORLD ENTERTAINMENT CORP NY 5.02,9.01 06/13/05 TRANSMETA CORP DE 1.01,5.02 06/08/05 TRI VALLEY CORP DE 3.02 06/09/05 TRIAD HOSPITALS INC DE 1.01,2.03,9.01 06/10/05 TRIMAS CORP DE 1.01 06/14/05 TRIMEDIA ENTERTAINMENT GROUP INC DE 5.02 06/14/05 TRIMERIS INC DE 1.01,9.01 06/08/05 TRUSTREET PROPERTIES INC MD 8.01,9.01 06/13/05 UNIT CORP DE 1.01,9.01 06/13/05 UNITEDGLOBALCOM INC DE 8.01,9.01 06/14/05 Universal Capital Management, Inc. DE 9.01 06/14/05 AMEND URS CORP /NEW/ DE 8.01,9.01 06/13/05 VA SOFTWARE CORP DE 1.01 06/08/05 VALUECLICK INC/CA DE 1.01,3.02,7.01,9.01 06/13/05 VERSANT CORP CA 2.02,9.01 06/14/05 VERSATA INC DE 2.02,9.01 06/14/05 VESTA INSURANCE GROUP INC DE 7.01,9.01 06/14/05 VIA NET WORKS INC DE 3.02 06/14/05 VIACOM INC DE 7.01,9.01 06/14/05 VICORP RESTAURANTS INC CO 4.01,9.01 06/08/05 VisualMED Clinical Solutions Corp. NV 7.01,9.01 06/14/05 VITROTECH CORP NV 5.02 05/31/05 VSOURCE INC DE 2.02,9.01 06/13/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 06/10/05 WCA WASTE CORP 2.01,9.01 04/01/05 AMEND WEBMETHODS INC DE 1.01,5.02 06/08/05 AMEND WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 06/10/05 WELLS REAL ESTATE INVESTMENT TRUST IN DE 8.01,9.01 06/14/05 WEST PHARMACEUTICAL SERVICES INC PA 1.01 06/08/05 WILLOW GROVE BANCORP INC/NEW PA 8.01,9.01 06/14/05 WINFIELD CAPITAL CORP NY 5.02 06/12/05 Winsted Holdings, Inc. FL 2.02 12/06/04 AMEND WORLDWIDE RESTAURANT CONCEPTS INC DE 2.02,2.06,9.01 06/10/05 XCEL ENERGY INC MN 2.02,9.01 06/14/05