SEC NEWS DIGEST Issue 2005-70 April 13, 2005 ENFORCEMENT PROCEEDINGS REGISTRATION REVOKED BY DEFAULT AS TO COMPARATOR SYSTEMS CORP., AND SHAMAN PHARMACEUTICALS, INC. An Administrative Law Judge has found Comparator Systems Corp., (Comparator) and Shaman Pharmaceuticals, Inc. (Shaman), in default and the allegations in the Order Instituting Proceedings (OIP) to be true. The OIP alleges that Comparator and Shaman have securities registered with the Commission pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act), and both companies failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder. The Default Order revokes the registration of each class of the securities of Comparator and Shaman. (Rel. 34-51536; File No. 3-11830) REGISTRATION REVOKED BY DEFAULT IN THE MATTER OF TEKRON, INC. An Administrative Law Judge has issued an Order Making Findings and Revoking Registration by Default (Default Order) in Tekron, Inc. The Order Instituting Proceedings alleged that Respondent Tekron, Inc., failed to comply with Section 17(a) of the Securities Act of 1933, and Sections 10(b) and 13(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1, and 13a-13 thereunder. The Default Order finds these allegations to be true and revokes the registration of the common stock of Tekron, Inc. (Rel. 34-51537; File No. 3-11823) ORDER MAKING FINDINGS AN IMPOSING REMEDIAL SANCTION BY DEFAULT IN THE MATTER OF DAVID HUTTER An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in the matter of David Hutter. The Order Instituting Proceedings alleged that on May 20, 2002, the U.S. District Court for the Eastern District of New York entered a final judgment by default against Respondent David Hutter, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Default Order finds these allegations to be true and bars David Hutter from participating in any offering of penny stock. (Rel. 34-51538; File No. 3-11842) INVESTMENT COMPANY ACT RELEASES BURNHAM INVESTORS TRUST, ET AL. An order has been issued on an application filed by Burnham Investors Trust, et al. under Section 12(d)(J) of the Investment Company Act granting an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act granting an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act permitting certain joint transactions. The order permits certain registered management investment companies and certain entities that are excluded from the definition of investment company pursuant to Section 3(c)(1), 3(c)(7) or 3(c)(11) of the Act to invest uninvested cash and cash collateral in (i) affiliated money market funds and/or short-term bond funds or (ii) one or more affiliated entities that operate as cash management investment vehicles and that are excluded from the definition of investment company pursuant to Section 3(c)(1) or 3(c)(7) of the Act. The order also permits the registered investment companies and the affiliated entities to continue to engage in transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. (Rel. IC-26832 – April 12) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-MSRB-2005-06) filed by the Municipal Securities Rulemaking Board relating to frequency of updates from the national do-not-call registry pursuant to MSRB Rule G-39 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51533) A proposed rule change (SR-MSRB-2005-05) filed by the Municipal Securities Rulemaking Board relating to technical amendments to MSRB Rule G-8, on recordkeeping, to add a requirement governing the use of predispute arbitration agreements with customers, and MSRB Rule A-11, on indemnification, to delete obsolete references to arbitrators has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 18. (Rel. 34-51534) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ALASKA COMMUNICATIONS SYSTEMS GROUP INC, 600 TELEPHONE AVENUE, -, ANCHORAGE, AK, 99503, 9072973000 - 0 ($2,495,000.00) Equity, (File 333-124006 - Apr. 12) (BR. 37) N-2 APOLLO INVESTMENT CORP, 0 ($200,000,000.00) Equity, (File 333-124007 - Apr. 12) (BR. 18) S-4 VERIZON COMMUNICATIONS INC, 1095 AVE OF THE AMERICAS, NEW YORK, NY, 10036, 2123952121 - 0 ($8,169,763,000.00) Equity, (File 333-124008 - Apr. 12) (BR. 37) S-8 Axion Power International, Inc., 100 CASTOR AVENUE, VAUGHAN, A6, L4L 5Y9, 905-264-1991 - 1,745,000 ($5,135,865.00) Equity, (File 333-124011 - Apr. 12) (BR. 04) SB-2 ELECTRIC MOTO CORP, 3165 EAST MAIN STREET, ASHLAND, OR, 97620, 541-488-8460 - 17,420,000 ($1,687,800.00) Equity, (File 333-124012 - Apr. 12) (BR. 09) S-8 ASIA PACIFIC RESOURCES LTD, 405-555 SIXTH STREET, NEW WESTMINSTER BC, A1, V3L 5H1, 6045160566 - 43,739,167 ($6,706,915.00) Equity, (File 333-124013 - Apr. 12) (BR. 04) S-8 Homeland Precious Metals Corp., 1489 MARINE DRIVE, SUITE 136, WEST VANCOUVER, A1, V7T 1B8, (604) 992-6663 - 5,000,000 ($950,000.00) Equity, (File 333-124014 - Apr. 12) (BR. 04) S-8 VEOLIA ENVIRONNEMENT, BANK OF NEW YORK, 101 BARCLAY STREET 22ND FLOOR, NEW YORK, NY, 10386, 2128152129 - 0 ($81,485,208.00) Equity, (File 333-124015 - Apr. 12) (BR. 06) SB-2 Deja Foods Inc, 16501 VENTURA BLVD, SUITE 608, ENCINO, CA, 91436, 818-788-5337 - 0 ($1,118,056.00) Equity, (File 333-124016 - Apr. 12) (BR. 09) S-3 MAINSOURCE FINANCIAL GROUP, 201 N BROADWAY, PO BOX 87, GREENSBURG, IN, 47240, 8126630157 - 0 ($35,000,000.00) Equity, (File 333-124018 - Apr. 12) (BR. 07) S-4 VISHAY INTERTECHNOLOGY INC, 63 LINCOLN HWY, MALVERN, PA, 19355, 6106441300 - 0 ($198,194,720.00) Equity, (File 333-124019 - Apr. 12) (BR. 36) S-3 HERITAGE PROPERTY INVESTMENT TRUST INC, 131 DARTMOUTH STREET, BOSTON, MA, 02116, 6172472200 - 0 ($582,994,028.00) Equity, (File 333-124020 - Apr. 12) (BR. 08) S-3 FARO TECHNOLOGIES INC, 125 TECHNOLOGY PARK, LAKE MARY, FL, 32746-6204, 4073339911 - 314,736 ($7,858,958.00) Equity, (File 333-124021 - Apr. 12) (BR. 36) S-3 STAAR SURGICAL CO, 1911 WALKER AVE, MONROVIA, CA, 91016, 6263037902 - 4,100,000 ($16,113,000.00) Equity, (File 333-124022 - Apr. 12) (BR. 36) S-3 KEYCORP /NEW/, 127 PUBLIC SQ, CLEVELAND, OH, 44114-1306, 2166896300 - 501,000,000 ($501,000,000.00) Other, (File 333-124023 - Apr. 12) (BR. 07) S-3D STAPLES INC, 500 STAPLES DRIVE, P O BOX 9328, FRAMINGHAM, MA, 01702, 5082535000 - 0 ($3,871,250.00) Equity, (File 333-124024 - Apr. 12) (BR. 02) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 0 ($68,784,918.00) Equity, (File 333-124025 - Apr. 12) (BR. 03) S-4 IQ BIOMETRIX INC, 10600 N DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 5592222229 - 43,000,000 ($245,100,000.00) Equity, (File 333-124027 - Apr. 12) (BR. 03) S-1 KENEXA CORP, 650 EAST SWEDESFORD ROAD, 2ND FLOOR, WAYNE, PA, 19087, 6109719171 - 0 ($86,250,000.00) Equity, (File 333-124028 - Apr. 12) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 3COM CORP DE 1.01,9.01 04/06/05 3COM CORP DE 9.01 01/31/05 AMEND A21 INC TX 1.02,5.02 04/07/05 ABBOTT LABORATORIES IL 2.02,9.01 04/12/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 04/07/05 ACL SEMICONDUCTOR INC 1.01,2.01 12/30/04 ADVANTAGE CAPITAL DEVELOPMENT CORP NV 8.01 04/12/05 Advaxis, Inc. CO 9.01 11/12/04 AMEND ADVENT SOFTWARE INC /DE/ DE 3.01,9.01 04/06/05 ADVO INC DE 8.01,9.01 04/12/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 1.01,2.03,9.01 04/06/05 ALANCO TECHNOLOGIES INC AZ 8.01 03/31/05 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 04/12/05 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 04/12/05 ALLIED HOLDINGS INC GA 1.01 04/06/05 AMERICAN ELECTRIC POWER CO INC NY 7.01 04/12/05 AMERICAN ITALIAN PASTA CO DE 7.01,9.01 04/12/05 AMERITRADE HOLDING CORP DE 2.02,9.01 04/12/05 ANALEX CORP NY 5.02,5.03,9.01 04/07/05 ANTS SOFTWARE INC DE 1.01,9.01 04/05/05 APPLEBEES INTERNATIONAL INC DE 1.01,9.01 04/08/05 ARCHIPELAGO HOLDINGS INC DE 8.01,9.01 04/12/05 ARES CAPITAL CORP MD 1.01,2.03,9.01 04/08/05 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 8.01,9.01 04/08/05 ARROW INTERNATIONAL INC PA 2.02,9.01 04/06/05 ARTESYN TECHNOLOGIES INC FL 2.02,9.01 04/12/05 ASSET BACKED FUNDING CORP DE 8.01,9.01 04/12/05 ASSURED GUARANTY LTD 1.01,8.01 04/06/05 ATWOOD OCEANICS INC TX 7.01,8.01,9.01 04/12/05 AVATECH SOLUTIONS INC DE 1.01,9.01 04/08/05 BALLY TOTAL FITNESS HOLDING CORP DE 2.02,9.01 04/12/05 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 04/11/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 03/12/05 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 04/07/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 04/11/05 BEAR STEARNS COMPANIES INC DE 8.01,9.01 04/08/05 BECKMAN COULTER INC DE 1.01,9.01 04/07/05 BEHRINGER HARVARD REIT I INC MD 1.01,9.01 04/12/05 BERKSHIRE HILLS BANCORP INC 8.01,9.01 04/12/05 BESTWAY INC DE 4.02 03/30/05 BEVERLY ENTERPRISES INC DE 7.01,9.01 04/12/05 BEVERLY ENTERPRISES INC DE 7.01,9.01 04/12/05 Beverly Hills Weight Loss & Wellness, NV 5.02,8.01 03/24/05 BIO-LIFE LABS INC. 5.02 04/11/05 BIOSOURCE INTERNATIONAL INC DE 8.01,9.01 04/11/05 BKF CAPITAL GROUP INC DE 3.03,9.01 04/12/05 BLACK & DECKER CORP MD 2.02,7.01,9.01 04/12/05 BLACK BOX CORP DE 2.01,9.01 01/25/05 AMEND BLUE RIVER BANCSHARES INC IN 1.01 04/08/05 BOOTH CREEK SKI HOLDINGS INC DE 5.02 04/06/05 BRIGHTPOINT INC IN 1.01,9.01 04/11/05 CABCO TRUST FOR TEXACO CAPITAL INC. G DE 8.01,9.01 04/01/05 CAL DIVE INTERNATIONAL INC MN 1.01,9.01 04/01/05 CALIFORNIA STEEL INDUSTRIES INC 2.02,9.01 04/12/05 CALLIDUS SOFTWARE INC 1.01,5.02,9.01 04/11/05 CAPITAL BANK CORP NC 4.01,9.01 04/08/05 Capital One Auto Receivables LLC DE 8.01,9.01 04/12/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 04/11/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 04/11/05 CASCADE BANCORP OR 2.02,7.01,9.01 04/12/05 CCA INDUSTRIES INC DE 4.01 04/11/05 CCA INDUSTRIES INC DE 4.01 04/11/05 CENTERPOINT PROPERTIES TRUST MD 1.01,9.01 04/06/05 CERIDIAN CORP /DE/ DE 2.02,4.02,8.01,9.01 04/08/05 CHINA DIGITAL MEDIA CORP NV 8.01 03/31/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01 04/06/05 CLINICAL INTELLIGENCE INC DE 4.01 03/23/05 CMKM Diamonds, Inc. NV 7.01,9.01 04/11/05 CNF INC DE 2.02,9.01 03/31/05 COCA COLA BOTTLING CO CONSOLIDATED /D DE 1.01,1.02,2.03,9.01 04/07/05 COLE KENNETH PRODUCTIONS INC NY 8.01 04/07/05 COMMUNITY CAPITAL CORP /SC/ SC 1.01,9.01 04/11/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,9.01 04/07/05 COMPUTER HORIZONS CORP NY 1.01,9.01 04/10/05 COMPUTER HORIZONS CORP NY 1.01,9.01 04/10/05 CONCORD CAMERA CORP NJ 8.01,9.01 04/11/05 Cord Blood America, Inc. FL 2.02,9.01 04/12/05 CREDIT ACCEPTANCE CORPORATION MI 8.01,9.01 04/12/05 CREDIT ACCEPTANCE CORPORATION MI 3.01,9.01 04/05/05 AMEND CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 9.01 04/12/05 CRYSTALIX GROUP INTERNATIONAL INC NV 5.02 04/06/05 CURON MEDICAL INC DE 1.01,3.02,9.01 04/07/05 CWMBS INC DE 8.01,9.01 04/08/05 Cyberkinetics Neurotechnology Systems DE 1.01 03/30/05 CYTATION CORP DE 8.01 04/11/05 DANA CORP VA 1.01,9.01 04/08/05 DENBURY RESOURCES INC DE 1.01 09/15/04 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 04/11/05 DIGITAL FUSION INC/NJ/ DE 1.01,5.02,9.01 04/07/05 DIGITAL LIFESTYLES GROUP INC DE 2.04,7.01 04/12/05 DIMON INC VA 8.01,9.01 04/12/05 DOT HILL SYSTEMS CORP NY 1.01 04/05/05 DOUBLECLICK INC DE 1.01 04/07/05 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 04/12/05 EAGLE BROADBAND INC TX 5.02,9.01 04/08/05 EAGLE BROADBAND INC TX 2.02,9.01 04/11/05 EAGLE FAMILY FOODS HOLDINGS INC DE 4.01,9.01 03/29/05 AMEND Education Realty Trust, Inc. MD 7.01,9.01 04/12/05 EMBARCADERO TECHNOLOGIES INC 3.01,9.01 04/06/05 Emrise CORP DE 2.01,9.01 07/13/04 AMEND ENERGY EAST CORP NY 5.03,9.01 04/07/05 Energy Transfer Partners, L.P. DE 8.01,9.01 04/12/05 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01 12/31/04 ENVIRONMENTAL POWER CORP DE 7.01,9.01 04/11/05 ESPEED INC DE 8.01,9.01 04/11/05 EURAMAX INTERNATIONAL INC 8.01 04/12/05 EXAR CORP DE 1.01,7.01,9.01 04/06/05 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 04/05/05 FAIRPOINT COMMUNICATIONS INC DE 7.01,9.01 04/11/05 FASTCLICK INC CA 1.01,9.01 04/07/05 FEM ONE INC NV 8.01 04/11/05 FIRST CONSULTING GROUP INC DE 7.01,9.01 04/07/05 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 04/11/05 FIRSTFED BANCORP INC DE 8.01 04/11/05 FISERV INC WI 1.01,9.01 04/06/05 FLIR SYSTEMS INC OR 2.02,9.01 04/11/05 FNB CORP/FL/ FL 5.02 04/07/05 FOREST OIL CORP NY 8.01,9.01 04/08/05 FOUNDRY NETWORKS INC DE 2.02,7.01,9.01 04/12/05 FreightCar America, Inc. DE 5.02 04/06/05 Fremont Home Loan Trust 2005-1 DE 2.01,9.01 03/29/05 FUSA CAPITAL CORP 5.02 04/06/05 GANNETT CO INC /DE/ DE 2.02 04/12/05 GAS TRANSMISSION NORTHWEST CORP CA 2.04 04/08/05 GAYLORD ENTERTAINMENT CO /DE DE 1.01,8.01 04/06/05 GENEREX BIOTECHNOLOGY CORP DE 3.02 04/06/05 GEOGLOBAL RESOURCES INC DE 9.01 04/12/05 GLEN BURNIE BANCORP MD 5.02 02/10/05 GLYCOGENESYS INC NV 3.01 04/07/05 GMX RESOURCES INC OK 1.01,2.02,9.01 04/06/05 Grande Communications Holdings, Inc. DE 9.01 04/12/05 Grant Life Sciences, Inc. NV 1.01,9.01 04/06/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 04/08/05 GRAYSON BANKSHARES INC VA 2.02,9.01 04/12/05 GREENFIELD ONLINE INC DE 2.02,9.01 04/07/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 04/12/05 GRIFFIN LAND & NURSERIES INC DE 2.02,9.01 04/12/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 04/12/05 GSI GROUP INC DE 5.01,9.01 04/06/05 GSR Mortgage Loan Trust 2005-3F DE 8.01 03/30/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 04/11/05 HANCOCK JOHN LIFE INSURANCE CO MA 8.01,9.01 04/11/05 HARKEN ENERGY CORP DE 1.01,9.01 04/07/05 HARMONIC INC DE 1.01,9.01 04/07/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 8.01,9.01 04/12/05 HOLLY CORP DE 7.01,9.01 04/12/05 HOLLYWOOD MEDIA CORP FL 1.01 04/06/05 HUMANA TRANS SERVICES HOLDING CORP DE 4.01,9.01 11/03/04 AMEND I2 TELECOM INTERNATIONAL INC WA 1.01,3.02,9.01 04/07/05 ICON HEALTH & FITNESS INC DE 2.02,7.01,9.01 02/26/05 ICOP DIGITAL, INC CO 1.01 04/07/05 ID-CONFIRM, INC. NV 1.01,9.01 04/09/05 IMCLONE SYSTEMS INC/DE DE 8.01,9.01 04/12/05 IMPCO TECHNOLOGIES INC DE 3.01,9.01 04/06/05 INEI CORP DE 8.01,9.01 04/07/05 INLAND FIBER GROUP LLC DE 5.02 04/08/05 INNOVO GROUP INC DE 2.02,9.01 04/12/05 INOVIO BIOMEDICAL CORP 9.01 01/25/05 AMEND INSIGNIA SYSTEMS INC/MN MN 5.02,9.01 04/11/05 INSTAPAY SYSTEMS INC UT 1.01,5.02,8.01,9.01 04/07/05 Intermix Media, Inc. DE 8.01 04/12/05 Intermix Media, Inc. DE 2.02,9.01 04/12/05 INTERNATIONAL STEEL GROUP INC DE 8.01,9.01 04/12/05 INVERNESS MEDICAL INNOVATIONS INC DE 2.02,2.03,8.01 04/06/05 INYX INC NV 1.01,9.01 04/07/05 ISOLAGEN INC DE 1.01,2.03,7.01,9.01 04/07/05 IVAX DIAGNOSTICS INC DE 1.01,5.02 04/08/05 JOHNSONDIVERSEY INC DE 1.01,9.01 04/08/05 KADANT INC DE 1.01 04/07/05 KANA SOFTWARE INC DE 5.02 04/07/05 KEYNOTE SYSTEMS INC DE 1.01,9.01 04/07/05 KEYSTONE CONSOLIDATED INDUSTRIES INC DE 1.01,7.01,9.01 04/11/05 KING PHARMACEUTICALS INC TN 1.01,2.02,9.01 04/05/05 KNIGHT FULLER INC DE 4.01 09/24/04 AMEND LAKELAND INDUSTRIES INC DE 2.02 04/11/05 LEUCADIA NATIONAL CORP NY 1.01 04/06/05 LIFELINE THERAPEUTICS, INC. CO 5.02 04/11/05 LPA HOLDING CORP DE 5.02 04/07/05 M I HOMES INC OH 7.01,9.01 04/12/05 MAGUIRE PROPERTIES INC MD 1.01,2.01,9.01 04/12/05 MAILKEY CORP NV 4.01,7.01 01/31/05 AMEND MANUGISTICS GROUP INC DE 1.01,2.02,5.02 04/06/05 MARSHALL & ILSLEY CORP/WI/ WI 2.02,9.01 04/12/05 MAVERICK OIL & GAS, INC. 1.01,9.01 04/07/05 McCormick & Schmicks Seafood Restaura 2.02,9.01 04/11/05 MEDIA GENERAL INC VA 2.02,9.01 04/12/05 MEMORY PHARMACEUTICALS CORP 8.01 04/12/05 Meritage Mortgage Loan Trust 2005-1 A DE 2.01,8.01,9.01 01/28/05 MERRILL LYNCH & CO INC DE 7.01 04/12/05 MERRILL LYNCH & CO INC DE 8.01,9.01 04/12/05 MICROTEK MEDICAL HOLDINGS, INC GA 2.02,9.01 04/12/05 MIDWEST AIR GROUP INC WI 2.02,9.01 04/08/05 MOLSON COORS BREWING CO CO 8.01,9.01 04/11/05 MORGAN STANLEY DE 8.01,9.01 04/06/05 NANO PROPRIETARY INC TX 8.01,9.01 04/11/05 NAUTILUS, INC. WA 8.01 04/12/05 NAVISTAR INTERNATIONAL CORP DE 2.02,9.01 04/12/05 NEWKIRK MASTER LP 7.01,9.01 04/08/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 04/08/05 NOVASTAR FINANCIAL INC MD 8.01,9.01 04/11/05 NOVASTAR FINANCIAL INC MD 8.01,9.01 04/12/05 NTS MORTGAGE INCOME FUND DE 7.01,9.01 04/12/05 NUTRA PHARMA CORP CA 8.01 04/04/05 NUVEEN INVESTMENTS INC DE 1.01,9.01 04/06/05 OCG TECHNOLOGY INC DE 1.01,9.01 03/16/05 AMEND OCTEL CORP DE 1.01,5.02,9.01 04/11/05 OFFICE DEPOT INC DE 5.02,9.01 04/12/05 OGLEBAY NORTON CO /OHIO/ OH 2.01,7.01,9.01 04/06/05 ONEIDA LTD NY 1.01,2.05,2.06,9.01 04/07/05 ONSOURCE CORP DE 7.01,8.01,9.01 04/12/05 OPEN SOLUTIONS INC DE 1.01,9.01 04/06/05 ORION HEALTHCORP INC DE 8.01,9.01 04/12/05 ORTHOFIX INTERNATIONAL N V 2.02,9.01 04/11/05 OSI PHARMACEUTICALS INC DE 8.01 04/11/05 OSTEOTECH INC DE 4.01 04/05/05 AMEND P F CHANGS CHINA BISTRO INC 2.02,9.01 04/06/05 PANAMERICAN BANCORP DE 2.02,9.01 04/11/05 Paradigm Oil & Gas, Inc. NV 1.01,9.01 04/11/05 PEPSI BOTTLING GROUP INC DE 2.02,9.01 04/12/05 PG&E CORP CA 1.01,2.03 04/12/05 PHLO CORP DE 4.01,9.01 03/29/05 AMEND PIONEER COMPANIES INC DE 8.01,9.01 04/12/05 PRIMEDIA INC DE 1.01,9.01 04/12/05 PRIMEDIA INC DE 7.01,9.01 04/12/05 PROCTER & GAMBLE CO OH 7.01 04/12/05 PROGRESS SOFTWARE CORP /MA MA 1.01,9.01 04/06/05 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 04/12/05 PULITZER INC DE 8.01,9.01 04/12/05 QUALITY DINING INC IN 8.01 10/10/04 RAYOVAC CORP WI 7.01,9.01 04/12/05 RED ROBIN GOURMET BURGERS INC DE 8.01,9.01 04/11/05 REDHAND INTERNATIONAL INC NV 4.01 04/01/05 REFAC DE 7.01,9.01 04/08/05 REGIS CORP MN 1.01,2.03,9.01 04/07/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 04/11/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 04/12/05 RICHARDSON ELECTRONICS LTD/DE DE 2.02,4.02,9.01 04/12/05 SEMITOOL INC MT 5.02,9.01 04/11/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 04/12/05 SILVERADO GOLD MINES LTD A1 4.01,9.01 02/03/05 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 2.02,9.01 04/08/05 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 04/12/05 SOFTECH INC MA 2.02,9.01 04/12/05 SOLECTRON CORP DE 1.01 04/06/05 SOURCECORP INC DE 3.01,9.01 04/12/05 SOUTHERN INVESTORS SERVICE CO INC DE 1.03 04/08/05 SPECTRALINK CORP CO 2.02,9.01 04/11/05 SPIRE CORP MA 3.01,9.01 04/06/05 ST PAUL TRAVELERS COMPANIES INC MN 1.01,9.01 04/06/05 STANDARD COMMERCIAL CORP NC 8.01,9.01 04/12/05 STRATEGIC HOTEL CAPITAL INC 1.01,9.01 04/07/05 SUFFOLK BANCORP NY 2.02 04/12/05 SUNRISE USA INC NV 4.01 03/29/05 SUPREME INDUSTRIES INC DE 8.01 04/12/05 TALBOTS INC DE 1.01,9.01 04/06/05 TARRANT APPAREL GROUP CA 3.02 04/08/05 TEAM HEALTH INC TN 1.01,9.01 04/11/05 THEATER XTREME ENTERTAINMENT GROUP, I FL 9.01 02/11/05 AMEND Thornburg Mortgage Securities Trust 2 DE 8.01 03/29/05 TOPPS CO INC DE 8.01 04/07/05 TRANSPORT CORPORATION OF AMERICA INC MN 1.01,9.01 04/06/05 TRINITY LEARNING CORP UT 7.01,9.01 04/12/05 Trinsic, Inc. DE 2.05 04/06/05 TRIPOS INC UT 7.01 03/31/05 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 3.03 04/12/05 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 8.01 04/12/05 AMEND UCBH HOLDINGS INC DE 2.02,9.01 04/11/05 UNION PACIFIC CORP UT 7.01 04/06/05 UNITED AMERICA INDEMNITY, LTD E9 1.01,9.01 04/08/05 UNITED ENERGY CORP /NV/ NV 1.01,9.01 02/28/05 UNITED THERAPEUTICS CORP DE 1.01 04/06/05 UNIVERSAL FOREST PRODUCTS INC MI 2.02,9.01 04/12/05 USI HOLDINGS CORP DE 1.01,9.01 04/06/05 VALLEY NATIONAL BANCORP NJ 1.01,8.01,9.01 04/06/05 VALLEY NATIONAL BANCORP NJ 5.02 04/06/05 AMEND VALOR COMMUNICATIONS GROUP INC DE 1.01 04/11/05 VIKING CAPITAL GROUP INC UT 8.01,9.01 04/05/05 VITA FOOD PRODUCTS INC NV 1.01,9.01 03/31/05 Washington Mutual Mortgage Pass-Throu DE 9.01 03/28/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 04/11/05 WESTAR ENERGY INC /KS KS 7.01,9.01 04/12/05 WIDEPOINT CORP DE 5.02 04/08/05 XATA CORP /MN/ MN 5.02 04/11/05 XTO ENERGY INC DE 8.01,9.01 04/12/05 XTRANA INC DE 1.01,9.01 04/06/05 YOUNG BROADCASTING INC /DE/ DE 1.01,8.01,9.01 04/06/05