SEC NEWS DIGEST Issue 2005-47 March 11, 2005 COMMISSION ANNOUNCEMENTS CHANGE IN THE MEETING: CANCELLATION The closed meeting scheduled for Monday, March 14, at 3:30 p.m., has been cancelled. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS ALOC, WTHL STOCK REGISTRATION REVOKED The registration of the securities of Amitelo Communications, Inc., (ALOC) and of Whitehall Enterprises, Inc. (WTHL) has been revoked. Both had traded in the Pink Sheets. The revocations were ordered in an administrative proceeding before an administrative law judge. The corporations’ securities were registered with the Securities and Exchange Commission, but neither has filed annual or quarterly reports for some years. Thus, both violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. Accordingly, the law judge revoked the registration of their securities to serve the public interest and for the protection of investors. (Rel. 34-51357; File No. 3-11831) SEC OBTAINS INJUNCTIONS, DISGORGEMENT, AND CIVIL PENALTY IN INSIDER TRADING CASE On Sept. 22, 2004, the U.S. District Court for the Central District of California entered consented to injunctions against Stephon A. Carradine and Craig L. Smith enjoining each of them from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. The Court also ordered Smith and Carradine each to pay $47,347 in disgorgement, plus prejudgment interest, and Smith to pay a civil penalty of $25,000. The complaint alleges insider trading by Carradine, 55, and his former business partner Smith, 42, both of Long Beach, California. As part of their settlement, Carradine and Smith neither admitted nor denied the Commission’s allegations. The complaint alleges that Brian E. Pridgeon, Carradine’s cousin and former Intel Corporation marketing engineer, misappropriated material nonpublic information that he obtained from Intel regarding a transaction Intel was negotiating with Ancor Communications Inc., and that Pridgeon then tipped his cousin, Carradine, who in turn tipped Smith, with this information. Shortly before a Dec. 7, 1999, public announcement about a significant Intel-Ancor transaction, Pridgeon purchased speculative call options in a brokerage account Smith and Carradine had opened in Smith’s name. After the public announcement, Smith and Carradine realized an illegal profit of approximately $95,000 from the sale of the Ancor options. The Commission’s case against Pridgeon is still pending. After Pridgeon pled guilty in federal court to criminal insider trading charges brought by the United States Attorney for the Central District of California for similar conduct alleged in the Commission’s complaint, Pridgeon entered into a partial settlement with the Commission. As part of that settlement, the Court entered an injunction enjoining Pridgeon from future violations of Section 10(b) of the Securities Exchange Act and Rule 10b-5, and ordered that, for purposes of determining the amounts of disgorgement and civil penalties Pridgeon would pay, Pridgeon cannot dispute his liability for insider trading, and the allegations in the Commission’s complaint are deemed true. The Commission’s motion for disgorgement, prejudgment interest, and civil penalties is set to be heard on April 25, 2005. [SEC v. Brian E. Pridgeon, Stephon A. Carradine and Craig L. Smith, Civil Action No. 00–009375 FMC (RZx), C.D. Cal.] (LR- 19130) INVESTMENT COMPANY ACT RELEASES THE BRAZILIAN EQUITY FUND, INC., ET AL. A notice has been issued giving interested persons until March 30 to request a hearing on an application filed by The Brazilian Equity Fund, Inc., et al. for an order granting an exemption from Section 17(a) of the Investment Company Act and approving a joint transaction under Rule 17d-1 under the Act. The order would permit the settlement of litigation in which the applicants are named as defendants. (Rel. IC- 26781 – March 9) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES A proposed rule change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 thereto has been filed by the New York Stock Exchange to amend its original and continued quantitative listing standards (SR-NYSE-2004-20). Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51332) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2005-026) relating to TRACE market data fees. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51336) The Philadelphia Stock Exchange filed a proposed rule change and Amendment No. 1 thereto (SR-Phlx-2005-03) relating to system changes to the Exchange’s Automated Options Market System. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51352) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change and Amendment Nos. 1, 2, and 3 thereto (SR-Amex-2004-109) filed by the American Stock Exchange relating to split price priority. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51337) The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto filed by the Chicago Board Options Exchange (SR-CBOE-2005-08) relating to listing standards for options on narrow- based security indexes. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51346) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change filed by The Options Clearing Corporation (SR-OCC-2004-19) to adopt new clearing member trade assignment processing requirements. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34- 51350) The Commission approved a proposed rule change (SR-FICC-2004-18) filed by the Fixed Income Clearing Corporation to clarify certain sections of the loss allocation rule of its Government Securities Division. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51354) The Commission approved a proposed rule change (SR-FICC-2004-08) filed by the Fixed Income Clearing Corporation to provide interpretive guidance regarding the criteria used to place members on surveillance status. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51355) The Commission approved a proposed rule change (SR-NASD-2004-159) and Amendment No. 1 thereto submitted by the National Association of Securities Dealers to allow NASD, on a pilot basis, to review denial of access complaints related to the Alternative Display Facility. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51356) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (CBOE-2005-14) filed by the Chicago Board Options Exchange relating to Transaction Fees for Options on the Mini-Nasdaq-100 Index and Options on the Nasdaq-100 Index has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 14. (Rel. 34-51351) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 SECURITY BANK CORP, 4719 FORSYTH RD, MACON, GA, 31210, 4787226200 - 0 ($4,137,203.00) Equity, (File 333-123225 - Mar. 10) (BR. 07) S-3 DAIMLERCHRYSLER SERVICES NORTH AMERICA LLC, 2777 FRANKLIN RD, SOUTHFIELD, MI, 48034, 2485123990 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-123226 - Mar. 10) (BR. 05) S-8 3D SYSTEMS CORP, 26081 AVENUE HALL, VALENCIA, CA, 91355, 6612955600 - 0 ($2,635,410.00) Equity, (File 333-123227 - Mar. 10) (BR. 03) S-1 SPARK NETWORKS PLC, 8383 WILSHIRE BOULEVARD, SUITE 800, BEVERLY HILLS, CA, 90211, 323-836-3000 - 0 ($75,000,000.00) Equity, (File 333-123228 - Mar. 10) (BR. ) SB-2 FPB BANCORP INC, 1301 SE PORT ST. LUCIE BLVD, PORT ST. LUCIE, FL, 34952, 5613981388 - 800,000 ($10,600,000.00) Equity, (File 333-123229 - Mar. 10) (BR. 07) S-8 BLUE COAT SYSTEMS INC, 650 ALMANOR AVENUE, SUNNYVALE, CA, 94085, 4082202200 - 520,000 ($12,069,200.00) Equity, (File 333-123230 - Mar. 10) (BR. 03) S-3 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 10,800,000,000 ($1,399.00) Equity, (File 333-123231 - Mar. 10) (BR. 05) S-8 BAKER MICHAEL CORP, AIRPORT OFFICE PARK BLDG 3, 420 ROUSER RD, CORAOPOLIS, PA, 15108, 4122696300 - 1,000,000 ($24,075,000.00) Equity, (File 333-123232 - Mar. 10) (BR. 08) S-8 ISLE OF CAPRI CASINOS INC, 1641 POPPS FERRY RD, BILOXI, MS, 39532, 2283967044 - 125,000 ($3,550,000.00) Equity, (File 333-123233 - Mar. 10) (BR. 05) S-8 ISLE OF CAPRI CASINOS INC, 1641 POPPS FERRY RD, BILOXI, MS, 39532, 2283967044 - 100,000 ($2,840,000.00) Equity, (File 333-123234 - Mar. 10) (BR. 05) F-6 ICICI BANK LTD, ICICI BANK NORTH TOWER ICIC TOWERS, MUMBAI 400 051 INDIA, 150,000,000 ($7,500,000.00) ADRs/ADSs, (File 333-123236 - Mar. 10) (BR. 07) SB-2 INFORMEDIX HOLDINGS INC, GEORGETOWNE PARK, 5880 HUBBARD DR, ROCKVILLE, MD, 20852, 3019841566 - 136,064 ($38,098.00) Equity, (File 333-123237 - Mar. 10) (BR. 36) SB-2 NATIONAL LAMPOON INC, 10850 WILSHIRE BLVD STE 1000, LOS ANGELES, CA, 90024, 3104745252 - 0 ($10,320,100.00) Equity, (File 333-123238 - Mar. 10) (BR. 05) S-8 COCA COLA CO, ONE COCA COLA PLAZA, ATLANTA, GA, 30313, 4046762121 - 15,000 ($648,600.00) Equity, (File 333-123239 - Mar. 10) (BR. 02) S-3 PRUDENTIAL FINANCIAL INC, 751 BROAD ST, NEWARK, NJ, 07102, 9738026000 - 0 ($4,415,436,000.00) Other, (File 333-123240 - Mar. 10) (BR. 01) S-8 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 50,000,000 ($2,984,500,000.00) Equity, (File 333-123241 - Mar. 10) (BR. 07) S-8 BROOKS AUTOMATION INC, 15 ELIZABETH DRIVE, CHELMSFORD, MA, 01824, (978) 262-2400 - 0 ($10,000,000.00) Equity, (File 333-123242 - Mar. 10) (BR. 36) S-8 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 2,000,000 ($119,380,000.00) Equity, (File 333-123243 - Mar. 10) (BR. 07) S-3 QUIXOTE CORP, ONE E WACKER DR, STE 3000, CHICAGO, IL, 60601, 3124676755 - 0 ($40,000,000.00) Other, (File 333-123245 - Mar. 10) (BR. 06) S-3 POWERWAVE TECHNOLOGIES INC, 1801 E. ST. ANDREW PLACE, SANTA ANA, CA, 92705, 7144661000 - 0 ($200,000,000.00) Equity, (File 333-123246 - Mar. 10) (BR. 37) S-8 CUSTOM BRANDED NETWORKS INC, 918 LIDO LANE, FOSTER CITY, CA, 94404, 6047627177 - 20,000,000 ($2,200,000.00) Equity, (File 333-123247 - Mar. 10) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 99 CENTS ONLY STORES CA 5.02,9.01 03/04/05 AAMES INVESTMENT CORP MD 7.01,9.01 03/10/05 Aames Mortgage Investment Trust 2005- DE 8.01 02/24/05 ABLE LABORATORIES INC DE 2.02,9.01 03/07/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01 03/03/05 ACME COMMUNICATIONS INC DE 2.02 03/10/05 ACTEL CORP CA 2.02,7.01,9.01 03/10/05 ADA-ES INC CO 2.02 03/10/05 ADAMS RESOURCES & ENERGY INC DE 5.02 03/10/05 ADESA INC 1.01,8.01 03/09/05 ADVANCE AUTO PARTS INC DE 1.01,9.01 03/07/05 ADVANSTAR COMMUNICATIONS INC NY 2.02,9.01 03/10/05 AEROPOSTALE INC 7.01,9.01 03/10/05 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.03 03/10/05 ALLEGHANY CORP /DE DE 2.02,9.01 03/08/05 ALLIANCE IMAGING INC /DE/ DE 2.02,9.01 03/07/05 ALLIANCE TOWERS INC FL 3.02 01/25/05 ALLIED WASTE INDUSTRIES INC DE 1.01,8.01,9.01 03/08/05 ALLOS THERAPEUTICS INC DE 1.01,8.01,9.01 03/04/05 AMEND ALPHA PRO TECH LTD DE 2.02,9.01 03/09/05 AMERICAN BUSINESS FINANCIAL SERVICES DE 5.02 03/04/05 AMERICAN EXPRESS CO NY 4.01,9.01 11/22/04 AMEND AMERICAN FINANCIAL REALTY TRUST 2.03 03/04/05 AMERICAN PHYSICIANS CAPITAL INC MI 1.01,8.01,9.01 03/04/05 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 03/10/05 Ameriquest Mortgage Securities Inc. S DE 2.01,9.01 02/23/05 AMERIVEST PROPERTIES INC MD 8.01,9.01 03/09/05 AMERIVEST PROPERTIES INC MD 2.02,9.01 03/09/05 AMREIT TX 2.01,9.01 12/27/04 AMEND AP PHARMA INC /DE/ DE 2.02,9.01 12/31/04 APPLIED DIGITAL SOLUTIONS INC MO 2.02,9.01 03/08/05 APPLIED IMAGING CORP DE 8.01 03/08/05 ARCHIPELAGO HOLDINGS INC DE 8.01,9.01 03/10/05 ARETE INDUSTRIES INC CO 8.01,9.01 03/08/05 ARETE INDUSTRIES INC CO 8.01,9.01 03/10/05 AMEND ASHFORD HOSPITALITY TRUST INC MD 2.02,7.01,9.01 03/09/05 ASHLAND INC KY 8.01,9.01 03/09/05 ASSET ACCEPTANCE CAPITAL CORP 1.01 03/07/04 ASSET BACKED FUNDING CORP DE 8.01,9.01 03/10/05 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 03/08/05 AVANEX CORP DE 7.01,8.01,9.01 03/10/05 BANC CORP DE 7.01,9.01 03/10/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 03/10/05 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 03/09/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 03/10/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 12/29/04 Banc of America Mortgage Securities M DE 8.01,9.01 11/29/04 BANK OF NEW YORK CO INC NY 5.02 03/04/05 BASIC EMPIRE CORP 4.01,9.01 03/05/05 BAY VIEW CAPITAL CORP DE 8.01,9.01 03/01/05 BAYVIEW CORP NV 1.01,9.01 03/01/05 BEACON ROOFING SUPPLY INC 7.01,9.01 03/10/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 03/10/05 BERKSHIRE HATHAWAY INC DE 2.02,9.01 03/05/05 BEVERLY HILLS BANCORP INC DE 2.02,9.01 03/09/05 BHP BILLITON LTD C3 4.01 03/10/05 BHP BILLITON LTD C3 4.01 03/10/05 BIG SKY ENERGY CORP NV 1.01,9.01 03/07/05 BIOSITE INC DE 1.01 03/08/05 BJs RESTAURANTS INC CA 4.02,9.01 03/09/05 BOEING CO DE 1.01,5.02,5.03,8.01,9.01 03/06/05 BON TON STORES INC PA 2.02,9.01 03/10/04 BOYD GAMING CORP NV 2.02 03/10/05 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 03/10/05 BUTLER INTERNATIONAL INC /MD/ MD 2.02,9.01 12/31/04 CALLON PETROLEUM CO DE 2.02,7.01,9.01 03/09/05 CALPINE CORP DE 1.01,2.03 03/03/05 CAPITAL HILL GOLD INC FL 1.01,5.01,5.02,8.01,9.01 03/03/05 CAPITAL ONE FINANCIAL CORP DE 7.01,9.01 03/09/05 CAPITAL ONE MASTER TRUST NY 8.01,9.01 03/09/05 CAPITAL ONE MULTI ASSET EXECUTION TRU DE 8.01,9.01 03/09/05 CASELLA WASTE SYSTEMS INC DE 2.02,9.01 03/09/05 CASEYS GENERAL STORES INC IA 2.02,9.01 03/09/05 CASUAL MALE RETAIL GROUP INC DE 8.01 01/27/05 CECO ENVIRONMENTAL CORP DE 5.02 03/07/05 CELERITEK INC/CA CA 3.01 03/07/05 CHARDAN CHINA ACQUISITION CORP 5.02,9.01 03/07/05 CHARLES & COLVARD LTD NC 1.01,9.01 03/07/05 AMEND CHARTERMAC DE 1.01 03/07/05 CHARTERMAC DE 1.01 03/07/05 AMEND CHARYS HOLDING CO INC 2.01,9.01 03/04/05 CHENIERE ENERGY INC DE 2.02,9.01 03/10/05 CHENIERE ENERGY INC DE 8.01,9.01 03/10/05 CHESTER VALLEY BANCORP INC PA 8.01 03/10/05 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 03/10/05 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 4.01,9.01 03/10/05 CHIRON CORP DE 2.02,4.02,9.01 03/08/05 CHIRON CORP DE 5.03,9.01 03/10/05 CHOICE HOTELS INTERNATIONAL INC /DE DE 1.01,7.01,9.01 03/09/05 CHORDIANT SOFTWARE INC DE 3.01 03/04/05 CHYRON CORP NY 2.02,9.01 03/09/05 CITIZENS COMMUNICATIONS CO DE 1.01,5.02,9.01 03/10/05 CITIZENS FIRST FINANCIAL CORP DE 8.01,9.01 03/08/05 CLAIRES STORES INC DE 2.02,9.01 03/10/05 CLEVELAND CLIFFS INC OH 8.01 03/09/05 CLEVELAND CLIFFS INC OH 8.01 03/09/05 CLIFTON SAVINGS BANCORP INC 8.01,9.01 03/10/05 CNB CORP /SC/ SC 5.02 03/08/05 COLGATE PALMOLIVE CO DE 3.03,5.03,9.01 03/10/05 COLLAGENEX PHARMACEUTICALS INC DE 2.02,9.01 03/10/05 COMMERCE BANCORP INC /NJ/ NJ 8.01 03/10/05 COMMSCOPE INC DE 1.01,5.02,9.01 03/10/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 7.01,9.01 03/10/05 CONSTAR INTERNATIONAL INC DE 1.01 02/17/05 AMEND Copano Energy, L.L.C. DE 2.02,9.01 12/31/04 CORNELL COMPANIES INC DE 1.02,2.02,5.02,9.01 03/10/05 CREDIT ACCEPTANCE CORPORATION MI 2.02,4.02,9.01 03/04/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 03/10/05 CROMPTON CORP DE 1.01,9.01 03/10/05 CROSSROADS SYSTEMS INC DE 2.02,9.01 03/10/05 CROSSTEX ENERGY INC DE 2.02,9.01 03/10/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 9.01 02/24/05 CSG SYSTEMS INTERNATIONAL INC DE 1.01,5.02,9.01 03/06/05 CUTTER & BUCK INC WA 2.02,7.01,9.01 03/10/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 02/24/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 02/24/05 CYBERSOURCE CORP DE 1.01 03/10/05 DANKA BUSINESS SYSTEMS PLC 7.01,9.01 03/08/05 DEB SHOPS INC PA 8.01,9.01 03/09/05 DELPHI CORP DE 8.01 03/04/05 DELUXE CORP MN 1.01,1.02,9.01 03/07/05 DIGITAL ANGEL CORP DE 8.01,9.01 03/10/05 DIGITAL IMPACT INC /DE/ DE 1.01,8.01,9.01 03/04/05 DILLARDS INC DE 2.02,9.01 03/10/05 DIVIDEND CAPITAL TRUST INC MD 2.01 02/02/05 AMEND DIXIE GROUP INC TN 7.01,9.01 03/10/05 DRESS BARN INC CT 1.01 03/07/05 AMEND DREYERS GRAND ICE CREAM HOLDINGS INC DE 2.02,9.01 03/08/05 DREYERS GRAND ICE CREAM HOLDINGS INC DE 5.02,9.01 03/09/05 DRINKS AMERICAS HOLDINGS, LTD DE 2.01,3.02,5.01,5.02,5.03,9.01 03/09/05 DSL NET INC DE 2.02,9.01 03/09/05 DTE ENERGY CO MI 7.01,9.01 03/08/05 DUPONT PHOTOMASKS INC DE 2.05 03/10/05 EAGLE MATERIALS INC DE 7.01,9.01 03/10/05 EAST COAST DIVERSIFIED CORP NV 4.01,9.01 03/10/05 AMEND EASTMAN KODAK CO NJ 1.01 03/07/05 EBAY INC DE 1.01,9.01 03/10/05 ECOLLEGE COM DE 2.02,9.01 03/10/05 EDGAR ONLINE INC DE 7.01,9.01 03/10/05 ELITE PHARMACEUTICALS INC /DE/ DE 3.03,9.01 03/09/05 EMC INSURANCE GROUP INC IA 1.01 03/10/05 EMPIRE FINANCIAL HOLDING CO FL 1.01,8.01,9.01 03/08/05 ENCORE CAPITAL GROUP INC DE 7.01 03/10/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 03/10/05 ENERGY & ENGINE TECHNOLOGY CORP NV 7.01 03/10/05 ENERGY WEST INC MT 4.01 03/04/05 ENTERGY CORP /DE/ DE 7.01,9.01 03/10/05 ENXNET INC OK 7.01,9.01 03/09/05 Epic Bancorp 8.01,9.01 03/10/05 ESSEX CORPORATION VA 2.02,9.01 03/10/05 EYI INDUSTRIES INC NV 5.03 02/09/05 FARO TECHNOLOGIES INC FL 2.02,7.01,9.01 03/10/05 FEDDERS CORP /DE DE 3.02,7.01,9.01 03/04/05 FIFTH THIRD BANCORP OH 7.01,9.01 03/10/05 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,7.01,9.01 03/10/05 FIRST PACTRUST BANCORP INC MD 2.02,9.01 03/10/05 FLEETWOOD ENTERPRISES INC/DE/ DE 2.02,9.01 03/03/05 FRANKLIN COVEY CO UT 1.01,3.02,3.03,9.01 03/04/05 G REIT INC MD 5.02 03/08/05 GABLES REALTY LIMITED PARTNERSHIP DE 7.01,9.01 03/10/05 GABLES RESIDENTIAL TRUST MD 7.01,9.01 03/10/05 GENE LOGIC INC DE 1.01,9.01 03/06/05 GENERAL NUTRITION CENTERS INC PA 2.02,9.01 03/04/05 Georgetown Bancorp, Inc. X1 1.01,9.01 03/04/05 GEORGIA PACIFIC CORP GA 5.02 03/07/05 GERBER SCIENTIFIC INC CT 2.02 03/10/05 GK INTELLIGENT SYSTEMS INC DE 5.03,9.01 03/02/05 GK INTELLIGENT SYSTEMS INC DE 1.01,2.01,9.01 03/02/05 GLEN MANOR RESOURCES INC NV 4.01 02/28/05 GLIMCHER REALTY TRUST MD 1.01,5.02,9.01 03/09/05 GLOBAL CONCEPTS, LTD. CO 2.02 03/10/05 Global Materials & Services, Inc. 2.02,9.01 12/17/03 GLOBAL SIGNAL INC DE 8.01,9.01 03/10/05 GMH Communities Trust MD 2.01,9.01 03/04/05 GNC CORP DE 2.02,9.01 03/04/05 GOLDEN TELECOM INC DE 2.02,9.01 03/10/05 GREAT LAKES CHEMICAL CORP DE 1.01,9.01 03/09/05 GREAT LAKES CHEMICAL CORP DE 1.01 03/07/05 GS MORTGAGE SECURITIES CORP DE 8.01 03/07/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 03/08/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 03/09/05 GUITAR CENTER INC DE 1.01,5.02,9.01 03/04/05 HALLIBURTON CO DE 1.01,1.02,9.01 03/10/05 HARDINGE INC NY 1.01,9.01 03/07/05 HARRIS CORP /DE/ DE 7.01,9.01 03/09/05 HARTFORD LIFE INSURANCE CO CT 9.01 03/10/05 HEALTH NET INC DE 1.01,5.02 03/04/05 HEARTLAND EXPRESS INC NV 8.01,9.01 03/10/05 HERBST GAMING INC NV 2.02,9.01 03/10/05 HERSHA HOSPITALITY TRUST MD 4.02 03/04/05 HIBBETT SPORTING GOODS INC DE 2.02,4.02,7.01,9.01 03/09/05 HOME INTERIORS & GIFTS INC TX 1.01,9.01 03/04/05 HOME PROPERTIES INC MD 1.01,2.02,9.01 03/04/05 AMEND HOOPER HOLMES INC NY 5.02 03/03/05 HORIZON HEALTH CORP /DE/ DE 9.01 06/01/04 AMEND HOUSTON EXPLORATION CO DE 1.01,5.02,7.01,9.01 03/10/05 HUGHES SUPPLY INC FL 2.02,9.01 03/08/05 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 03/09/05 Huntsman CORP DE 2.02 03/10/05 HUNTSMAN INTERNATIONAL LLC DE 2.02 03/10/05 HUNTSMAN LLC UT 2.02 03/10/05 IMAX CORP A6 2.02,9.01 03/10/05 IMPERIAL SUGAR CO /NEW/ TX 5.02 02/03/05 AMEND IN STORE MEDIA SYSTEMS INC NV 8.01,9.01 01/01/05 INDEPENDENT BANK CORP MI 8.01 03/10/05 INDYMAC MBS INC 8.01,9.01 03/03/05 INFONOW CORP / DE 1.01,5.02,9.01 03/04/05 INNOVO GROUP INC DE 7.01,9.01 03/10/05 INSIGHT ENTERPRISES INC DE 1.01,1.02 03/04/05 INTEGRAMED AMERICA INC DE 7.01,9.01 03/10/05 INTEGRATED BRAND SOLUTIONS INC NV 5.03,9.01 03/08/05 INTEL CORP DE 7.01 03/10/05 INTER PARFUMS INC DE 2.02 03/09/05 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 03/10/05 INTERMOUNTAIN COMMUNITY BANCORP ID 1.01 03/04/05 International American Technologies, NV 1.01,5.02,5.03,8.01,9.01 03/10/05 INTERNATIONAL DISPLAYWORKS, INC OR 8.01,9.01 03/09/05 INTREPID TECHNOLOGY & RESOURCE INC ID 1.01,3.02,9.01 03/10/05 ISOLAGEN INC DE 7.01,9.01 03/10/05 JONES SODA CO WA 1.01,9.01 03/10/05 K TRON INTERNATIONAL INC NJ 1.01 03/04/05 KANEB PIPE LINE OPERATING PARTNERSHIP DE 7.01,9.01 03/10/05 KANEB PIPE LINE PARTNERS L P DE 7.01,9.01 03/10/05 KANEB SERVICES LLC DE 7.01,9.01 03/10/05 KCS ENERGY INC DE 2.02,9.01 03/07/05 KELLWOOD CO DE 2.02,7.01 03/10/05 KV PHARMACEUTICAL CO /DE/ DE 7.01 03/09/05 LADENBURG THALMANN FINANCIAL SERVICES FL 1.01,3.02,5.02,8.01,9.01 03/04/05 LAS VEGAS SANDS CORP NV 9.01 03/10/05 LASERSCOPE CA 1.01 03/10/05 LEAR CORP /DE/ DE 5.02 03/04/05 LEVEL 8 SYSTEMS INC DE 5.02,9.01 03/10/05 LIPID SCIENCES INC/ AZ 2.02,9.01 03/10/05 LSB INDUSTRIES INC DE 9.01 03/04/04 M I HOMES INC OH 7.01,9.01 03/10/05 MAINSOURCE FINANCIAL GROUP IN 1.01,7.01 03/10/05 MAKEMUSIC INC MN 5.02 03/08/05 MANTECH INTERNATIONAL CORP DE 1.01 03/08/05 MARLIN BUSINESS SERVICES CORP 2.02,4.02,9.01 03/08/05 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 03/10/05 MASTR ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 03/08/05 AMEND MAXI GROUP INC NV 1.01,5.02,5.03,8.01,9.01 03/08/05 MAYS J W INC NY 2.02 01/31/05 MB FINANCIAL INC /MD MD 8.01,9.01 03/02/05 MB FINANCIAL INC /MD MD 1.01 03/08/05 MBIA INC CT 8.01,9.01 03/09/05 MCI INC DE 1.01,9.01 02/14/05 MEDICINOVA INC DE 8.01,9.01 03/10/05 MEGOLA INC 1.01,8.01,9.01 02/09/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 03/10/05 METALICO INC 8.01,9.01 03/09/05 METAPHOR CORP. NV 4.01 03/04/05 MIDAS INC DE 1.01 03/07/05 MIIX GROUP INC DE 8.01 03/10/05 MILLENNIUM CELL INC DE 1.01,3.02 03/09/05 MIRAVANT MEDICAL TECHNOLOGIES DE 1.01 03/07/05 MOLINA HEALTHCARE INC DE 1.01,2.03,9.01 03/09/05 MONITRONICS INTERNATIONAL INC TX 7.01 03/10/05 MONTPELIER RE HOLDINGS LTD D0 8.01,9.01 03/07/05 Morgan Stanley Capital I Trust 2005 I DE 8.01,9.01 03/10/05 AMEND MVB FINANCIAL CORP WV 1.01,5.02 03/04/05 MYLAN LABORATORIES INC PA 8.01,9.01 03/10/05 NABI BIOPHARMACEUTICALS DE 4.02 03/04/05 NASHUA CORP MA 8.01 03/10/05 NATIONAL FINANCIAL PARTNERS CORP 1.01,3.02,7.01,9.01 02/14/05 NATIONAL SEMICONDUCTOR CORP DE 8.01 03/10/05 NAVISTAR INTERNATIONAL CORP DE 7.01 03/10/05 NEOSE TECHNOLOGIES INC DE 2.02,9.01 03/10/05 NEOWARE SYSTEMS INC DE 1.01,2.01,9.01 03/04/05 NETRATINGS INC DE 2.02,9.01 03/10/05 NEW WORLD BRANDS INC DE 4.01,9.01 03/08/05 NEW YORK TIMES CO NY 1.01,9.01 03/10/05 NEXTMEDIA OPERATING INC 2.02,9.01 03/10/05 NITROMED INC DE 2.02,9.01 03/10/05 NOVASTAR FINANCIAL INC MD 8.01,9.01 03/10/05 NOVASTAR MORTGAGE FUNDING CORP DE 2.01,8.01,9.01 03/09/05 NU SKIN ENTERPRISES INC DE 1.01,2.03,9.01 03/10/05 AMEND OCWEN FINANCIAL CORP FL 8.01,9.01 03/07/05 OCWEN FINANCIAL CORP FL 1.01 03/07/05 ODYSSEY MARINE EXPLORATION INC NV 3.02,7.01,9.01 03/10/05 ODYSSEY RE HOLDINGS CORP DE 1.01,1.02,5.02 03/09/05 OLIN CORP VA 7.01,9.01 03/09/05 ONE LINK 4 TRAVEL INC DE 1.01,7.01,9.01 03/10/05 ORCHID BIOSCIENCES INC 2.02,9.01 03/10/05 OREGON STEEL MILLS INC DE 2.02,9.01 12/31/04 ORLEANS HOMEBUILDERS INC DE 1.01,9.01 03/04/05 ORMAT TECHNOLOGIES, INC. DE 5.02,9.01 03/10/05 PALWEB CORP 1.01,1.02,2.03,3.03,5.01,9.01 03/04/05 PANERA BREAD CO DE 1.01 03/04/05 PANERA BREAD CO DE 2.02,4.02,9.01 03/04/05 PATRICK INDUSTRIES INC IN 1.01,9.01 03/04/05 PDF SOLUTIONS INC DE 1.01 03/09/05 PDI INC 2.02,9.01 03/09/05 PEOPLES FINANCIAL CORP /MS/ MS 2.02 03/10/05 PERFORMANCE TECHNOLOGIES INC \DE\ DE 5.02 03/09/05 PETCO ANIMAL SUPPLIES INC DE 2.02,9.01 03/10/05 PETRO STOPPING CENTERS HOLDINGS LP DE 1.01 03/04/05 PETRO STOPPING CENTERS L P DE 1.01 03/04/05 PINNACLE AIRLINES CORP DE 8.01,9.01 03/08/05 PIONEER COMPANIES INC DE 5.02,9.01 03/09/05 PIXELWORKS INC OR 1.01,9.01 03/04/05 PLANET TECHNOLOGIES, INC CA 1.01,9.01 03/09/05 PLANTRONICS INC /CA/ DE 1.01 03/08/05 PLATO LEARNING INC DE 1.01,9.01 03/03/05 PLAYBOY ENTERPRISES INC DE 7.01,9.01 03/09/05 POINT THERAPEUTICS INC DE 2.02,9.01 03/10/05 POKER COM INC FL 5.02,9.01 02/22/05 POPE RESOURCES LTD PARTNERSHIP DE 2.02,9.01 03/10/05 POWERWAVE TECHNOLOGIES INC DE 9.01 05/03/04 PPT VISION INC MN 5.03,8.01,9.01 03/10/05 PR SPECIALISTS INC DE 8.01,9.01 03/10/05 PREMIER FINANCIAL BANCORP INC KY 7.01,9.01 03/10/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T 9.01 01/28/05 AMEND PROGENICS PHARMACEUTICALS INC DE 1.02,5.02,7.01,9.01 03/04/05 PROTECTIVE LIFE CORP DE 1.01,9.01 03/04/05 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 03/03/05 PUGET ENERGY INC /WA WA 7.01 03/10/05 QAD INC DE 2.02,9.01 03/10/05 QUAKER CHEMICAL CORP PA 1.01,5.02,9.01 03/08/05 QUANEX CORP DE 8.01 03/10/05 QUANEX CORP DE 8.01 03/10/05 QUANTA SERVICES INC DE 2.02,9.01 03/10/05 RAINDANCE COMMUNICATIONS INC DE 5.02 03/07/05 RALI Series 2005-QR1 Trust DE 8.01,9.01 03/10/05 RAMCO GERSHENSON PROPERTIES TRUST MD 4.02,9.01 03/04/05 RAMP Series 2005-RS2 Trust DE 8.01,9.01 03/10/05 REHABCARE GROUP INC DE 2.02,7.01,9.01 12/31/04 RENTECH INC /CO/ CO 1.01,2.01,2.05,9.01 03/08/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 03/10/05 RURAL METRO CORP /DE/ DE 1.01 03/10/05 SAFEGUARD SCIENTIFICS INC PA 2.02,5.02,9.01 03/09/05 SAFETY INSURANCE GROUP INC DE 2.02,9.01 03/10/05 SCAN OPTICS INC DE 1.01,5.02,9.01 03/07/05 SE FINANCIAL CORP 1.01,9.01 03/04/05 SEMCO ENERGY INC MI 3.02,8.01,9.01 03/09/05 SENSE HOLDINGS INC FL 8.01 03/07/05 Sequoia Mortgage Trust 2004-10 8.01,9.01 02/22/05 Sequoia Mortgage Trust 2004-6 8.01,9.01 02/22/05 Sequoia Mortgage Trust 2004-7 8.01,9.01 02/22/05 Sequoia Mortgage Trust 2004-8 8.01,9.01 02/22/05 SEQUOIA MORTGAGE TRUST 2004-9 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SEQUOIA RESIDENTIAL FUNDING INC 8.01,9.01 02/22/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 03/10/05 SHOE CARNIVAL INC IN 2.02,4.02,9.01 03/08/05 SHOPKO STORES INC WI 2.02,8.01,9.01 03/10/05 SIERRA HEALTH SERVICES INC NV 7.01 03/09/05 SIX FLAGS INC DE 2.02 03/09/05 SmartPros Ltd. DE 2.02,9.01 03/10/05 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 4.02 03/10/05 AMEND SONICBLUE INC DE 8.01,9.01 01/31/05 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 03/10/05 SPORTS AUTHORITY INC /DE/ DE 2.02,4.02,9.01 03/10/05 ST JOHN KNITS INTERNATIONAL INC DE 5.02 03/09/05 STAGE STORES INC NV 8.01,9.01 03/09/05 STAKTEK HOLDINGS INC DE 1.01,9.01 03/04/05 AMEND STAPLES INC DE 1.01 03/04/05 STAPLES INC DE 5.02 03/04/05 STEELCLOUD INC VA 2.02,9.01 03/09/05 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02 03/10/05 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 02/01/05 SUMMIT FINANCIAL GROUP INC WV 1.01,9.01 03/04/05 SUMTOTAL SYSTEMS INC DE 8.01,9.01 03/09/05 SUPERCONDUCTOR TECHNOLOGIES INC 2.02,9.01 03/10/05 SUPERGEN INC DE 1.01,5.02,9.01 03/04/05 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 1.01 03/09/05 SYNOPSYS INC DE 1.01 03/01/05 SYNTEL INC MI 1.01 02/15/05 TAG IT PACIFIC INC DE 5.02 03/04/05 TAYLOR CAPITAL GROUP INC DE 1.01 01/26/05 TD BANKNORTH INC. DE 8.01,9.01 03/10/05 TEAMSTAFF INC NJ 8.01 03/10/05 TECH DATA CORP FL 2.02,9.01 03/10/05 TELESTONE TECHNOLOGIES CORP CO 5.03,9.01 03/09/05 TEMPUR PEDIC INTERNATIONAL INC DE 1.01,7.01,9.01 03/10/05 TEXTRON INC DE 8.01,9.01 03/10/05 TIVO INC DE 8.01 03/10/05 TIVO INC DE 2.02,9.01 03/10/05 TMS INC /OK/ OK 5.03,9.01 03/10/05 TOWER BANCORP INC PA 8.01,9.01 03/10/05 TRANSACTION SYSTEMS ARCHITECTS INC DE 1.01,1.02,5.02,9.01 03/07/05 TRANSNATIONAL FINANCIAL NETWORK INC CA 5.02 03/04/05 TRIARC COMPANIES INC DE 1.01,9.01 02/22/05 TRM CORP OR 3.02 03/05/05 TRUSTREET PROPERTIES INC MD 1.01,1.02,2.03,9.01 03/04/05 TRW AUTOMOTIVE HOLDINGS CORP DE 1.01,2.03,3.02 03/08/05 TYLER TECHNOLOGIES INC DE 2.02 03/09/05 U S PHYSICAL THERAPY INC /NV NV 7.01,9.01 03/10/05 UAP HOLDING CORP DE 5.02,9.01 03/08/05 UNITED AMERICA INDEMNITY, LTD E9 1.01,9.01 03/04/05 UNITED MEDICORP INC DE 8.01,9.01 03/10/05 UNITED ONLINE INC DE 1.01 03/04/05 UNITEDHEALTH GROUP INC MN 7.01 03/10/05 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,2.03,3.02,4.01,5.02,7.01 01/01/05 US AIRWAYS GROUP INC DE 8.01,9.01 03/03/05 US WIRELESS ONLINE INC NV 2.01,3.02,5.02,9.01 03/08/05 V I TECHNOLOGIES INC DE 8.01,9.01 03/10/05 VAIL RESORTS INC DE 2.02,9.01 03/10/05 VENTURE FINANCIAL GROUP INC WA 8.01,9.01 03/09/05 VIKING CAPITAL GROUP INC UT 5.02,8.01 03/10/05 VIRGINIA FINANCIAL GROUP INC VA 1.01 03/07/05 VISANT CORP 2.02,9.01 03/10/05 VISANT HOLDING CORP 2.02,9.01 03/10/05 VISTEON CORP DE 1.01,8.01,9.01 03/10/05 VISTULA COMMUNICATIONS SERVICES INC DE 1.01,2.03,3.02,9.01 03/04/05 WACHOVIA COMMERCIAL MORTGAGE SECURITI NC 8.01,9.01 01/18/05 AMEND WACHOVIA COMMERCIAL MORTGAGE SECURITI NC 8.01,9.01 02/18/05 AMEND WALT DISNEY CO/ DE 8.01,9.01 03/10/05 WaMu Mortgage Pass-Through Certificat DE 9.01 01/26/05 AMEND WaMu Mortgage Pass-Through Certificat DE 9.01 02/23/05 WARNACO GROUP INC /DE/ DE 1.01,9.01 03/02/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/08/05 WASTE SERVICES, INC. A6 2.02,9.01 12/31/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 03/09/05 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/17/04 WELLS REAL ESTATE INVESTMENT TRUST II MD 8.01,9.01 03/09/05 WELLS REAL ESTATE INVESTMENT TRUST IN DE 8.01,9.01 03/09/05 WENDYS INTERNATIONAL INC OH 1.01,9.01 03/04/05 WEST PHARMACEUTICAL SERVICES INC PA 5.02 03/10/05 WEST PHARMACEUTICAL SERVICES INC PA 1.01,9.01 03/10/05 WESTERN SIERRA BANCORP CA 7.01,8.01,9.01 03/10/05 WESTERN WIRELESS CORP WA 2.02,9.01 03/09/05 WILLIAMS SONOMA INC CA 7.01 03/09/05 WINNEBAGO INDUSTRIES INC IA 7.01,9.01 03/10/05 WIRELESS AGE COMMUNICATIONS INC NV 1.01,2.01,3.02,5.02,9.01 03/04/05 WPT ENTERPRISES INC 2.02,9.01 03/08/05 XCYTE THERAPIES INC WA 1.01 03/07/05 YELLOW ROADWAY CORP DE 7.01,9.01 03/08/05 AMEND Zeno Inc. NV 1.01 03/07/05 ZILA INC DE 2.02,9.01 03/09/05