SEC NEWS DIGEST Issue 2005-30 February 15, 2005 ENFORCEMENT PROCEEDINGS COMMISSION ORDERS HEARINGS ON REGISTRATION REVOCATION AGAINST SECURITIES OF 9 DELINQUENT COMPANIES Commission Institutes Follow-Up Proceedings to Dec. 1, 2004 Trading Suspensions The Commission today instituted three separate public administrative proceedings to determine whether to revoke or suspend the registration of each class of the securities of nine companies for failure to make required periodic filings with the Commission. These proceedings represent follow-up action to the trading suspension orders issued by the Commission on Dec. 1, 2004 as to the securities of all nine companies: In the Matter of DrKoop.com, Inc., et al., Administrative Proceeding File No. 3-11829 In this matter, the Division of Enforcement alleges that DrKoop.Com, Inc. (KOOP), 1st Miracle Entertainment, Inc. (MEMI), and United States Crude International, Inc. (USCI) are delinquent in their required periodic filings with the Commission. The Division of Enforcement also alleges that each of these issuers has, at times during the past twelve months, traded at volumes exceeding 100,000 shares per day. In the Matter of Advanced Solutions & Technologies, Inc., et al., Administrative Proceeding File No. 3-11830 In this matter, the Division of Enforcement alleges that Advanced Solutions & Technologies, Inc. (ADVK), Comparator Systems Corp. (IDID), Emerging Enterprise Solutions, Inc. (EESI), and Shaman Pharmaceuticals, Inc. (SHPH) are delinquent in their periodic filings with the Commission. The Division of Enforcement also alleges that each of these issuers has, at times during the past twelve months, traded at volumes exceeding 100,000 shares per day. In the Matter of Amitelo Communications, Inc., et al., Administrative Proceeding File No. 3-11831 In this matter, the Division of Enforcement alleges that Amitelo Communications, Inc. (ALOC) and Whitehall Enterprises, Inc. (WTHL) are delinquent in their periodic filings with the Commission. The Division of Enforcement also alleges that each of these issuers has, at times during the past twelve months, traded at volumes exceeding 100,000 shares per day. In each of these proceedings, instituted pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act), a hearing will be scheduled before an Administrative Law Judge. At those hearings, the judge will hear evidence from the Division of Enforcement and the respondents to determine whether the allegations of the Division of Enforcement contained in the Orders, which the Division alleges constitute violations of Section 13(a) of the Exchange Act and Rules 13a- 1 and 13a-13 thereunder, are true. The judge will then determine whether the registrations pursuant to Exchange Act Section 12 of the securities of these respondents should be revoked, or in the alternative, suspended for a period not exceeding twelve months. Additional Materials Available at www.sec.gov. * In the Matter of DrKoop.Com, Inc., et al., In the Matter of DrKoop.Com, Inc., et al., and In the Matter of Amitelo Communications, Inc., et al., (Rel. 34-51202) * Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of DrKoop. Com, Inc., et al., Administrative Proceedings File No. 3-11829 * Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Advanced Solutions & Technologies, Inc., et al., Administrative Proceedings File No. 3-11830 * Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Amitelo Communications, Inc., et al., Administrative Proceedings File No. 3-11831 * Order of Suspension of Trading, Abacan Resources Corp., Advanced Solutions and Technologies, Inc., American Multiplexer Corp., Amitelo Communications, Inc., Comparator Systems Corp., Digi Link Technologies, Inc., DMT Energy, Inc., DrKoop.Com, Inc., Emerging Enterprise Solutions, Inc., First Pacific Networks, Inc., Heroes, Inc., Homeland Security Technology, Inc., Infotopia, Inc., JTS Corp., 1st Miracle Entertainment, Inc., Shaman Pharmaceuticals, Inc., United States Crude International, Inc., Webvan Group, Inc. and Whitehall Enterprises, Inc. File No. 500-1 * Abacan Resources Corp., et al., (Rel. 34-50771) IN THE MATTER OF EAGLETECH COMMUNICATIONS, INC. On February 15, the Commission issued an Order Instituting Proceedings Pursuant to Section 12(j) of the Securities Exchange Act (Order) against Eagletech Communications, Inc. to determine whether the registration of Eagletech’s securities should be suspended or revoked. The Commission's Order alleges that Eagletech failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, while its common stock was registered with the Commission in that it has not filed an Annual Report on Form 10-K since Aug. 14, 2001, (for its fiscal year ending March 31, 2001) or quarterly reports on Form 10-Q for any fiscal period subsequent to its fiscal quarter ending Dec. 31, 2001. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Eagletech an opportunity to establish any defenses, and to determine whether the registration of each class of Eagletech securities should be suspended for a period not exceeding 12 months or revoked. Pursuant to the Commission's Rules of Practice, an initial decision shall be issued by the administrative law judge within 120 days from service upon Eagletech of the Order Instituting Proceedings. (Rel. 34- 51203; File No. 3-11832) IN THE MATTER OF SELECT MEDIA COMMUNICATIONS, INC. On February 15, the Commission issued an Order Instituting Proceedings Pursuant to Section 12(j) of the Securities Exchange Act (Order) against Select Media Communications, Inc. to determine whether the registration of Select Media’s securities should be suspended or revoked. The Commission's Order alleges that Select Media failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, while its common stock was registered with the Commission in that it has not filed an Annual Report on Form 10-K since May 5, 2002 (for its fiscal year ending Dec. 31, 2001) or quarterly reports on Form 10-Q for any fiscal period subsequent to its fiscal quarter ending March 31, 2002. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Select Media an opportunity to establish any defenses, and to determine whether the registration of each class of Select Media securities should be suspended for a period not exceeding 12 months or revoked. Pursuant to the Commission's Rules of Practice, an initial decision shall be issued by the administrative law judge within 120 days from service upon Select Media of the Order Instituting Proceedings. (Rel. 34-51204; File No. 3-11833) FINAL JUDGMENT ENTERED AGAINST ROGER HOUSEHOLDER, C.P.A., HOUSEHOLDER ACCOUNTING SERVICES, INC. AND APEX CAPITAL MANAGEMENT CORPORATION The Commission announced that on February 7 the Honorable Blanche M. Manning of the U.S. District Court for the Northern District of Illinois in Chicago entered final judgments against Roger A. Householder, C.P.A. (Householder), Householder’s accounting firm, Householder Accounting Services, Inc. (Householder Accounting), and Apex Capital Management Corporation, formerly an investment advisory firm registered with the Commission (Apex Capital). The Court entered the judgments pursuant to these defendants’ consent and without their admitting or denying the allegations of the Commission’s complaint. The judgments against Householder and Householder Accounting permanently enjoined them from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, Rule 10b-5 thereunder, Sections 206(1) and 206(2) of the Investment Advisers Act of 1940 and, as to Householder only, from violating Sections 206(4) and 207 of the Advisers Act, and Rule 206(4)-4. The judgment also found Householder and Householder Accounting jointly and severally liable for disgorgement of $2,301,026, plus prejudgment interest thereon, but waived payment of all but $56,870.49 of this amount, and did not impose a civil penalty on these defendants, due to these defendants’ demonstrated inability to pay. The judgment against Apex Capital Management Corporation ordered it to pay disgorgement of $96,763.73, plus prejudgment interest on this amount, for a total of $106,877.26. The complaint in the Commission’s civil action Householder and the other defendants alleged that Householder had engaged in a series of fraudulent schemes against his investment advisory clients and others. [SEC v. Roger A. Householder, et al., USDC, ND Ill., Eastern Division, Civil Action No. 02-C-4128] (LR-19079) SEC CHARGES TONINO LABELLA, JOHN SERUBO, AND OTHERS WITH BROKER KICKBACK FRAUD The Commission announced today that it filed securities fraud charges against Tonino Labella (Labella), John Serubo (Serubo), and fifteen others for fraudulently selling more than $16.8 million of unregistered Eagletech Communications, Inc. (Eagletech) and Select Media Communications, Inc. (Select Media) stock to the investing public from August 1999 to December 2001. Labella and Serubo paid undisclosed kickbacks to registered brokers (“Registered Representatives” or “RRs”) and unregistered salespeople who solicited customers of Labella’s brokerage firm, Valley Forge Securities, Inc. (Valley Forge) to purchase Eagletech and Select Media stock. The complaint named the following defendants: * Labella, age 47, is an Italian citizen who maintains a residence in Pennsylvania and currently resides in Italy. During the relevant time period, Labella owned 75 percent of Valley Forge and acted as its Chairman and Chief Executive Officer. * Serubo, age 47, is a resident of Florida. Serubo worked with Labella and was present at Valley Forge’s Fort Lauderdale, Florida office on a regular basis. * Robert Montani, Jr. (Montani), age 43, is a resident of Pennsylvania. From July 1999 through December 2001, Montani was the principal of, and a compliance officer at, Valley Forge’s office in Rosemont, Pennsylvania. * Michael Walsh (Walsh), age 69, is a resident of Pennsylvania. From March 1997 to April 2001, Walsh was the President of Valley Forge. Walsh was also a broker in Valley Forge’s Rosemont office. * James Cavaliere (Cavaliere), age 42, is a resident of New York. Cavaliere co-owned Valley Forge’s Staten Island office with Ricci and Persico and served as its principal. * Alexander Ricci (Ricci), age 40, is a resident of New York. Ricci co- owned Valley Forge’s Staten Island office and worked as a broker there from May 1999 through December 2000. * Frank Persico (Persico), age 41, is a resident of New York. Persico co- owned Valley Forge’s Staten Island office. * Vincent Langella (Langella), age 43, is a resident of New York. Langella was a broker in Valley Forge’s Staten Island office. * Michael T. Garbo (Garbo), age 26 and a resident of New Jersey, was a broker in Valley Forge’s Staten Island office. * Anthony Bisceglie (Bisceglie), age 36 and a resident of New Jersey, worked in Valley Forge’s Staten Island office. * Raffi Oghlian (Oghlian) age 29 and a resident of New Jersey, worked in Valley Forge’s Staten Island office. * Joseph Ferragamo (Ferragamo) age 35 and a resident of New York, co- managed with Adam Klein (Klein) Valley Forge’s office on Maiden Lane in New York, New York. * Klein, age 27 and a resident of New York, co-managed Valley Forge’s Maiden Lane office with Ferragamo. * Joseph Depergola (Depergola), age 36, is a resident of New York. Depergola was a broker in Valley Forge’s Staten Island office and subsequently the Maiden Lane office. * Christian C. Nigro (Nigro), age 28, is a resident of New York. Nigro was a broker in Valley Forge’s Staten Island office and subsequently the Maiden Lane office. * Daniel Lovaglio (Lovaglio), age 39, is a resident of New Jersey. Lovaglio worked in Valley Forge’s Staten Island office and subsequently the Maiden Lane office. * Robert Henricks (Henricks), age 29, is a resident of New York. Henricks worked in Valley Forge’s Maiden Lane office. The complaint alleges the following: In 1999, Labella and Serubo gained control over large blocks of Eagletech and Select Media stock. Labella and Serubo transferred the stock to brokerage accounts at Valley Forge that Labella controlled. Labella and Serubo then took steps to ensure investor demand existed for Eagletech and Select Media stock. For example, Labella and Serubo paid undisclosed kickbacks to RRs and unregistered salespeople who solicited Valley Forge’s retail customers to purchase the stock. Labella and Serubo then sold their Eagletech and Select Media stock to the investing public, including Valley Forge’s customers, for substantial personal gain. Labella and Serubo recruited and paid kickbacks to RRs and unregistered salespeople. For example: * Montani and Walsh, RRs at Valley Forge’s Rosemont, Pennsylvania office, solicited their customers to purchase Eagletech and Select Media stock in exchange for kickbacks of approximately 25% to 40% of the sales price of the stock that they did not disclose to their customers. * Cavaliere, Ricci, and Persico, who owned Valley Forge’s Staten Island, New York office, entered into an arrangement with Labella to solicit their customers to purchase Eagletech and Select Media stock in exchange for kickbacks of approximately 23% to 50% of the sale price of the stock. Cavaliere, Ricci, and Persico did not disclose, and did not direct their salesforce, including Langella, Garbo, Bisceglie, and Oghlian, to disclose, that they received kickbacks for soliciting their customers to purchase Eagletech and Select Media stock. * Klein and Ferragamo, who owned Valley Forge’s Maiden Lane office in New York, New York, received kickbacks of approximately 23% to 50% of the sale price of the stock for soliciting their customers to purchase Select Media stock. They did not disclose, and did not direct their salesforce, including Depergola, Nigro, Lovaglio and Henricks, to disclose, that they received kickbacks for soliciting their customers to purchase Select Media stock. As a result of this fraudulent scheme, from August 1999 through December 2001, Labella and Serubo profited by more than $16.8 million from their sale of Eagletech and Select Media stock. The Commission charged all the defendants with violations of Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5, thereunder. In addition, the Commission charged Bisceglie, Oghlian, Lovaglio, and Henricks with violations of Section 15(a) of the Exchange Act, and Labella and Serubo with violations of Section 5(a) and 5(c) of the Securities Act. The Commission seeks the following relief from the defendants: (a) permanent injunctions; (b) an order prohibiting the defendants from participating in a penny stock offering; (c) disgorgement of all illicit profits; and (d) civil penalties. The Commission filed its complaint in the U.S. District Court for the District of New Jersey. The Commission expresses its appreciation to the U.S. Attorney’s Office for the District of New Jersey and the Federal Bureau of Investigation for their assistance in the investigation of this matter. [SEC v. Tonino Labella, et al., Civil Action No. CV 05-852 (WGB) D.N.J.] (LR- 19080) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2005-18) submitted by the American Stock Exchange relating to the retroactive suspension of transaction fees in connection with the iShares® COMEX Gold Trust. Publication of the proposal is expected in the Federal Register during the week of February 14. (Rel. 34-51201) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 Universal City Florida Holding Co. I, 1000 UNIVERSAL STUDIOS PLAZA, ORLANDO, FL, 32819-7610, (407) 363-8000 - 0 ($450,000,000.00) Non-Convertible Debt, (File 333-122778 - Feb. 14) (BR. 05) S-2 MORGAN BEAUMONT INC, 2280 TRAILMATE DRIVE, SARASOTA, FL, 34143, 941-753-2875 - 7,125,000 ($8,122,500.00) Equity, (File 333-122781 - Feb. 14) (BR. 04) S-8 SEITEL INC, 10811 S. WESTVIEW CIRCLE, BUILDING C, SUITE 100, HOUSTON, TX, 77043, 7138818900 - 8,767,492 ($11,051,039.92) Other, (File 333-122782 - Feb. 14) (BR. 04) S-4 TRAILER BRIDGE INC, 10405 NEW BERLIN ROAD, EAST, JACKSONVILLE, FL, 32226, 9047517100 - 0 ($85,000,000.00) Non-Convertible Debt, (File 333-122783 - Feb. 14) (BR. 05) S-3 CACI INTERNATIONAL INC /DE/, 1100 N GLEBE ST, ARLINGTON, VA, 22201, 7038417800 - 0 ($400,000,000.00) Other, (File 333-122784 - Feb. 14) (BR. 03) S-8 ERICSSON LM TELEPHONE CO, TELEFONPLAN S, STOCKHOLM SWEDEN, V7, 126 25, 1,000,000 ($3,110,000.00) Equity, (File 333-122785 - Feb. 14) (BR. 37) S-8 FIRST AMERICAN SCIENTIFIC CORP \NV\, 100 PARK ROYAL SOUTH, SUITE 811, WEST VANCOUVER, BC, A1, V7T 1A2, 604-913-9035 - 10,000,000 ($400,000.00) Equity, (File 333-122786 - Feb. 14) (BR. 06) S-8 MEDIACOM COMMUNICATIONS CORP, 100 CRYSTAL RUN ROAD, MIDDLETOWN, NY, 10941, 9146952600 - 12,000,000 ($69,720,000.00) Equity, (File 333-122787 - Feb. 14) (BR. 37) S-1 Builders FirstSource, Inc., 2001 BRYAN STREET, SUITE 1600, DALLAS, TX, 75201, (214) 880-3500 - 0 ($275,000,000.00) Equity, (File 333-122788 - Feb. 14) (BR. ) S-8 Celanese CORP, 1601 W. LBJ FREEWAY, DALLAS, TX, 75234, 972-443-4000 - 0 ($234,186,928.00) Equity, (File 333-122789 - Feb. 14) (BR. 02) S-3 PATH 1 NETWORK TECHNOLOGIES INC, 6215 FERRIS SQUARE, SUITE 140, SAN DIEGO, CA, 92121, 8584504220 - 0 ($6,228,936.00) Equity, (File 333-122800 - Feb. 14) (BR. 37) S-8 SMITH & NEPHEW PLC, 15 ADAM STREET, LONDON ENGLAND, X0, WC2N 6LA, 0 ($113,080,000.00) Equity, (File 333-122801 - Feb. 14) (BR. 36) S-11 JER Investors Trust Inc, 1650 TYSONS BLVD SUITE 1600, MCLEAN, VA, 22102, 703-714-8000 - 0 ($230,000,000.00) Equity, (File 333-122802 - Feb. 14) (BR. ) S-3 MERIT MEDICAL SYSTEMS INC, 1600 WEST MERIT PARK WAY, SOUTH JORDAN, UT, 84095, 8012531600 - 0 ($1,329,000.00) Equity, (File 333-122803 - Feb. 14) (BR. 36) F-1 CHINA HOSPITALS INC, 50 AIRPORT PARKWAY, SAN JOSE, CA, 95110, 4084518448 - 0 ($120,000,000.00) Equity, (File 333-122805 - Feb. 14) (BR. ) S-8 PLAINS ALL AMERICAN PIPELINE LP, 333 CLAY STREET, SUITE 1600, HOUSTON, TX, 77002, 7136544100 - 0 ($116,385,000.00) Limited Partnership Interests, (File 333-122806 - Feb. 14) (BR. 04) S-8 WORLD GOLF LEAGUE INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL, 32701, 4073316272 - 150,000,000 ($1,365,000.00) Equity, (File 333-122807 - Feb. 14) (BR. 05) S-8 Sunset Brands Inc, 10990 WILSHIRE BLVD., SUITE, LOS ANGELES, CA, 90024, (310) 478-4600 - 5,000,000 ($22,500,000.00) Equity, (File 333-122808 - Feb. 14) (BR. 09) S-8 FAIRPOINT COMMUNICATIONS INC, 521 EAST MOREHEAD ST, STE 250, CHARLOTTE, NC, 28202, 7043448150 - 2,163,142 ($34,900,490.00) Equity, (File 333-122809 - Feb. 14) (BR. 37) S-4 KI Holdings Inc., 436 SEVENTH AVENUE, PITTSBURGH, PA, 15219, 412-227-2001 - 0 ($125,470,240.00) Non-Convertible Debt, (File 333-122810 - Feb. 14) (BR. ) S-8 VERTEX INTERACTIVE INC, 3619 KENNEDY ROAD, SOUTH PLAINFIELD, NJ, 07080, 908-756-2000 - 4,601,309 ($460,131.00) Equity, (File 333-122811 - Feb. 14) (BR. 03) S-1 Services Acquisition Corp. International, 401 EAST LAS OLAS BLVD., SUITE 1141, FORT LAUDERDALE, FL, 33301, (954) 713-1160 - 0 ($89,250,100.00) Equity, (File 333-122812 - Feb. 14) (BR. ) SB-2 Bloorcom Corp., 604-684-3783 - 1,084,000 ($86,720.00) Equity, (File 333-122813 - Feb. 14) (BR. ) SB-2 InfoSearch Media, Inc., 310-437-7380 - 19,682,105 ($74,595,177.95) Equity, (File 333-122814 - Feb. 14) (BR. 08) SB-2 BANYAN CORP /OR/, 4740 FORGE ROAD BLDG 112, COLORADO SPRINGS, CO, 80907, 7195315535 - 84,947,369 ($13,452,631.66) Equity, (File 333-122815 - Feb. 14) (BR. 01) SB-2 NAVIDEC INC, FIDDLERS GREEN CENTER, 6399 S FIDDLERS GREEN CIRCLE, GREENWOOD VILLAGE, CO, 80111, 3032221000 - 0 ($15,507,150.00) Equity, (File 333-122816 - Feb. 14) (BR. 03) SB-2 SWISS MEDICA INC, 53 YONGE STREET, 3RD FLOOR, TORONTO, ONTARIO, CANADA, A1, M5E 1J3, 416-657-4134 - 1,383,244 ($447,219.18) Equity, (File 333-122817 - Feb. 14) (BR. 01) S-8 CIPHERGEN BIOSYSTEMS INC, 5105052100 - 0 ($2,959,200.00) Equity, (File 333-122818 - Feb. 14) (BR. 36) SB-2 MONEY CENTERS OF AMERICA, INC., 700 SOUTH HENDERSON ROAD, SUITE 325, KING OF PRUSSIA, PA, 19406, 610-354-8888 - 8,246,812 ($5,360,428.00) Equity, (File 333-122819 - Feb. 14) (BR. 07) SB-2 American Caresouce Holdings, Inc., 8080 TRISTAR DRIVE, SUITE 100, IRVING, TX, 75063, 972-871-7912 - 10,000,000 ($4,100,000.00) Equity, (File 333-122820 - Feb. 14) (BR. ) S-1 COGENT COMMUNICATIONS GROUP INC, 1015 31ST STREET, WASHINGTON, DC, 20007, 2022954200 - 0 ($86,250,000.00) Equity, (File 333-122821 - Feb. 14) (BR. 03) SB-2 SAGAMORE HOLDINGS INC, 33 WOOD AVENUE SOUTH, SUITE 600, ISELIN, NJ, 08830, 732-603-4967 - 34,040,000 ($6,808,000.00) Equity, (File 333-122822 - Feb. 14) (BR. ) S-3 REGAL BELOIT CORP, 200 STATE ST, BELOIT, WI, 53511, 6083648800 - 0 ($230,988,560.00) Equity, (File 333-122823 - Feb. 14) (BR. 36) S-8 PRENTISS PROPERTIES TRUST/MD, 3890 W NORTHWEST HWY, STE 400, DALLAS, TX, 75220, 2146540886 - 0 ($55,009,500.00) Other, (File 333-122824 - Feb. 14) (BR. 08) S-8 FAVRILLE INC, 0 ($9,573,802.54) Equity, (File 333-122825 - Feb. 14) (BR. 01) S-4 Borden U.S. Finance Corp., 180 EAST BROAD STREET, COLUMBUS, OH, 43215, (614) 225-4000 - 0 ($475,000,000.00) Non-Convertible Debt, (File 333-122826 - Feb. 14) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ABIGAIL ADAMS NATIONAL BANCORP INC DE 1.01,9.01 02/09/05 ACACIA RESEARCH CORP DE 7.01 02/10/05 ACCESSITY CORP NY 3.01,9.01 02/08/05 ACE Securities Corp Series 2004-HE4 DE 9.01 11/29/04 ACG HOLDINGS INC DE 2.02 02/14/05 ADESA INC 1.01,9.01 02/08/05 ADM TRONICS UNLIMITED INC/DE DE 8.01,9.01 02/11/05 ADM TRONICS UNLIMITED INC/DE DE 2.03,3.02,9.01 02/10/05 ADVANCED MEDICAL OPTICS INC DE 2.02 02/14/05 AMEND Aearo CO I DE 5.02 02/10/05 AFP IMAGING CORP NY 1.01,9.01 02/08/05 AGILENT TECHNOLOGIES INC DE 2.02,9.01 02/14/05 AGL RESOURCES INC GA 2.03,9.01 11/30/04 AMEND AKESIS PHARMACEUTICALS, INC. NV 9.01 02/14/05 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.02,9.01 02/14/04 ALLIANCE BANCSHARES CALIFORNIA CA 2.02,9.01 02/14/05 AMC ENTERTAINMENT INC DE 7.01,9.01 02/14/05 AMEREN CORP MO 1.01,5.02,9.01 02/11/05 AMEREN CORP MO 5.02 02/10/04 AMEND AMERIANA BANCORP IN 2.02,9.01 02/11/05 AMERICAN BUSINESS FINANCIAL SERVICES DE 7.01,8.01 02/14/05 AMERICAN INTERNATIONAL GROUP INC DE 7.01,9.01 02/14/05 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 02/14/05 AMERITRANS CAPITAL CORP DE 2.02,9.01 12/21/04 AMF BOWLING WORLDWIDE INC DE 2.01,9.01 02/08/05 ARBOR REALTY TRUST INC MD 2.02,9.01 02/14/05 ARCH CAPITAL GROUP LTD DE 2.02,9.01 02/14/05 ARCH CHEMICALS INC VA 1.01 02/09/05 AVADO BRANDS INC GA 1.01,9.01 02/14/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 5.02 02/14/05 BARNWELL INDUSTRIES INC DE 2.02,9.01 02/14/05 BEACON POWER CORP DE 1.01,9.01 02/08/05 BEACON ROOFING SUPPLY INC 2.02,9.01 02/14/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 01/28/05 BellaVista Mortgage Trust 2005-1 DE 9.01 01/28/05 BERKLEY W R CORP DE 2.02,9.01 02/14/05 BLOUNT INTERNATIONAL INC DE 1.01 02/08/05 BOK FINANCIAL CORP ET AL OK 5.02 02/14/05 BORDEN CHEMICAL INC NJ 1.01,5.02,9.01 01/21/05 BOSTON LIFE SCIENCES INC /DE DE 3.01,9.01 02/14/05 BRAINSTORM CELL THERAPEUTICS INC 1.01,9.01 11/04/04 AMEND BRISTOL MYERS SQUIBB DEBENTURE BACKED DE 8.01,9.01 02/01/05 BRONCO ENERGY FUND, INC. NV 8.01 02/09/05 C H ROBINSON WORLDWIDE INC DE 2.02,7.01,9.01 02/14/05 CALLISTO PHARMACEUTICALS INC DE 5.02,9.01 02/10/05 CANCERVAX CORP DE 1.01,1.02,9.01 02/08/05 CANO PETROLEUM, INC 1.01,3.02,9.01 10/08/04 CAPITAL SENIOR LIVING CORP DE 8.01,9.01 02/10/05 Carrington Mortgage Loan Trust, Serie 9.01 02/01/05 CATERPILLAR INC DE 8.01 02/14/05 CAVALIER HOMES INC DE 2.05,2.06,9.01 02/14/05 CB RICHARD ELLIS GROUP INC DE 2.02,7.01,9.01 02/14/05 CC V HOLDINGS LLC DE 1.01 02/08/05 AMEND CEDAR FAIR L P DE 5.02 02/14/05 CEL SCI CORP CO 4.01 02/09/05 CENTRAL VIRGINIA BANKSHARES INC VA 2.02,9.01 02/02/05 CENVEO, INC CO 2.02 02/14/05 CHINA DIGITAL COMMUNICATION GROUP NV 2.02,9.01 02/03/05 CHIRON CORP DE 8.01 02/11/05 CHRONIMED INC MN 8.01,9.01 02/14/05 CITIZENS & NORTHERN CORP PA 5.02 02/08/05 CITIZENS BANCORP OF VIRGINIA INC VA 2.02,9.01 02/10/05 CLAIMSNET COM INC DE 2.02 02/14/05 CLARK INC DE 7.01 02/11/05 CLARKSTON FINANCIAL CORP 2.02,9.01 02/11/05 CLICK COMMERCE INC 2.01,2.03,3.02,9.01 02/07/05 AMEND CNA FINANCIAL CORP DE 2.02,9.01 02/10/05 CNA FINANCIAL CORP DE 1.01,9.01 02/09/05 CNB CORP /SC/ SC 1.01 01/11/05 COGNIGEN NETWORKS INC CO 2.02,9.01 02/11/05 COMET TECHNOLOGIES INC NV 1.02 02/09/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/14/05 COMPUTER ASSOCIATES INTERNATIONAL INC DE 1.01,5.02,7.01,9.01 02/09/05 COMPUTER SCIENCES CORP NV 2.04 02/10/05 COMPUTER SCIENCES CORP NV 8.01 02/11/05 CONCENTRA OPERATING CORP NV 7.01,9.01 02/10/05 CONCENTRA OPERATING CORP NV 2.02,9.01 02/14/05 CONSTAR INTERNATIONAL INC DE 7.01,9.01 02/11/05 CONTINENTAL AIRLINES INC /DE/ DE 8.01 02/14/05 COPPER MOUNTAIN NETWORKS INC DE 1.01,8.01,9.01 02/10/05 COUSINS PROPERTIES INC GA 5.02,9.01 02/08/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 02/11/05 CRESCENT REAL ESTATE EQUITIES CO TX 1.01 02/08/05 CRESCENT REAL ESTATE EQUITIES LTD PAR DE 1.01 02/08/05 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 02/14/05 CT COMMUNICATIONS INC /NC NC 1.01,9.01 02/08/05 DAN RIVER INC /GA/ GA 1.03,9.01 02/14/05 DATA I/O CORP WA 4.02 02/08/05 DATATRAK INTERNATIONAL INC OH 2.02,9.01 02/10/05 DCI USA, INC DE 1.01,8.01,9.01 02/07/05 DDI CORP CA 2.01,2.04,9.01 02/08/05 DELPHI CORP DE 1.01,1.02 02/08/05 DIAMANT ART CORP 8.01 02/14/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 02/14/05 Digital Realty Trust, Inc. MD 1.01,5.03,8.01,9.01 02/08/05 DIGITAL RECORDERS INC NC 7.01,9.01 02/11/05 DISCOVERY LABORATORIES INC /DE/ DE 8.01,9.01 02/14/05 DNB FINANCIAL CORP /PA/ PA 1.01 02/14/05 DOW JONES & CO INC DE 8.01,9.01 02/14/05 DOW JONES & CO INC DE 7.01,9.01 02/14/05 AMEND DRS TECHNOLOGIES INC DE 2.02,7.01,9.01 02/14/05 DURA AUTOMOTIVE SYSTEMS INC DE 5.02,9.01 02/08/05 E DIGITAL CORP DE 7.01 02/14/05 EAGLE PICHER HOLDINGS INC DE 7.01,9.01 02/10/05 EASTGROUP PROPERTIES INC MD 1.01,2.03 12/06/04 EDGE PETROLEUM CORP DE 2.02,7.01,9.01 02/14/05 EGPI FIRECREEK, INC. NV 3.02,7.01,8.01 02/09/05 ELEC COMMUNICATIONS CORP NY 1.01,2.03,3.02,8.01,9.01 02/08/05 EMPIRE FINANCIAL HOLDING CO FL 8.01,9.01 02/09/05 ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 02/14/05 ENDURANCE SPECIALTY HOLDINGS LTD 7.01,9.01 02/14/05 ENERGY PARTNERS LTD DE 1.01,5.02,9.01 02/10/05 ENTERPRISE PRODUCTS PARTNERS L P DE 5.02 02/11/05 ENTRUST FINANCIAL SERVICES INC CO 5.02 02/09/05 EPLUS INC DE 4.02,9.01 02/14/05 EPLUS INC DE 2.02,9.01 02/14/05 ERESEARCHTECHNOLOGY INC /DE/ DE 1.01 02/08/05 ERGO SCIENCE CORP /DE/ DE 1.01,7.01,9.01 02/08/05 ESB FINANCIAL CORP PA 5.02,8.01,9.01 02/11/05 ESSEX PROPERTY TRUST INC MD 5.02 02/14/05 EVANS BOB FARMS INC DE 2.02,9.01 02/14/05 EXIDE TECHNOLOGIES DE 2.02,9.01 02/14/05 FAR EAST ENERGY CORP 7.01 02/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 02/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 02/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 02/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 02/14/05 FARMER MAC MORTGAGE SECURITIES CORP DE 9.01 02/14/05 FARMERS NATIONAL BANC CORP /OH/ OH 7.01,9.01 02/14/05 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,8.01 02/14/05 FEDERAL SCREW WORKS MI 2.02,9.01 02/14/05 Feldman Mall Properties, Inc. MD 2.01,9.01 02/01/05 AMEND FGI GROUP INC DE 8.01,9.01 02/11/05 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 02/14/05 FIRST COMMUNITY CORP /SC/ SC 7.01,9.01 02/14/05 FISHER COMMUNICATIONS INC WA 2.02,9.01 02/14/05 FORMFACTOR INC DE 1.01,5.02,8.01 02/10/05 FOXHOLLOW TECHNOLOGIES, INC. DE 2.02,9.01 02/14/05 FRESH CHOICE INC DE 4.02,8.01 02/08/05 GALAXY NUTRITIONAL FOODS INC DE 2.02,9.01 02/14/05 GALLAGHER ARTHUR J & CO DE 8.01,9.01 02/11/05 GAMING VENTURE CORP USA NV 4.01 01/19/05 AMEND GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 02/09/05 GENERAL DEVICES INC NJ 3.02 02/11/05 GENERAL GROWTH PROPERTIES INC DE 5.02,9.01 02/14/05 GEO GROUP INC FL 4.02,9.01 02/08/05 GETTY REALTY CORP /MD/ MD 2.02,9.01 02/14/05 GFSB BANCORP INC DE 2.02,9.01 02/11/05 GLOBAL SIGNAL INC DE 8.01,9.01 02/14/05 GRAPHON CORP/DE DE 4.01 02/09/05 GREATER ATLANTIC FINANCIAL CORP DE 2.02,9.01 02/11/05 GREENFIELD ONLINE INC DE 1.01 02/08/05 GREENTECH USA INC FL 3.01 02/14/05 GSR Mortgage Loan Trust 2005-1F DE 8.01 01/31/05 GSR Mortgage Loan Trust 2005-AR1 DE 8.01 01/31/05 GULFPORT ENERGY CORP DE 4.01,9.01 02/09/05 HABER INC DE 4.01 02/14/05 HARLEYSVILLE NATIONAL CORP PA 5.03 02/10/05 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 02/14/05 HEALTH GRADES INC DE 1.01,5.02 12/15/04 AMEND HEALTHTRAC INC 8.01 02/14/05 HERITAGE SCHOLASTIC CORP NV 5.01,5.02 01/25/05 HNI CORP IA 2.02 02/14/05 HOSPITALITY PROPERTIES TRUST MD 8.01,9.01 02/10/05 HUGHES SUPPLY INC FL 1.01,5.02,9.01 02/08/05 HYTEK MICROSYSTEMS INC CA 1.01,9.01 02/11/05 IA GLOBAL INC DE 2.01,9.01 02/09/05 ICBS INTERNATIONAL CORP. FL 1.01,1.02,3.03,5.01,5.02,5.03 02/12/05 IDX SYSTEMS CORP VT 8.01,9.01 02/11/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 9.01 01/28/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 2.01,8.01,9.01 01/28/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 2.01,9.01 01/28/05 IMPSAT FIBER NETWORKS INC DE 8.01,9.01 02/11/05 Industrial Enterprises of America, In NV 7.01 02/14/05 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 02/10/05 INFORMATION ARCHITECTS CORP NC 3.01 02/14/05 INGRAM MICRO INC DE 5.04,9.01 02/14/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 2.01,9.01 02/09/05 INSIGHT ENTERPRISES INC DE 1.01 02/09/05 INSWEB CORP DE 1.01 02/14/05 INTEGRATED ALARM SERVICES GROUP INC DE 2.01,9.01 02/14/05 AMEND INTEGRATED BIOPHARMA INC DE 7.01,9.01 02/14/05 INTERMET CORP GA 5.03,9.01 02/08/05 INTERNATIONAL ALUMINUM CORP CA 5.02,9.01 02/14/05 INTERNATIONAL ASSETS HOLDING CORP DE 2.02,7.01,9.01 02/14/05 INVESTORS CAPITAL HOLDINGS LTD MA 2.02 02/14/05 INVITROGEN CORP DE 1.01,5.02,9.01 02/08/05 ISIS PHARMACEUTICALS INC DE 1.01,9.01 02/14/05 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 01/23/05 IWO HOLDINGS INC DE 1.01,1.02,1.03,2.03,3.02,5.01 02/09/05 JACLYN INC DE 2.02,9.01 02/14/05 JACO ELECTRONICS INC NY 2.02,7.01,9.01 02/14/05 KANSAS CITY SOUTHERN DE 1.01,5.02,8.01,9.01 01/03/05 AMEND KEITH COMPANIES INC CA 1.01,9.01 02/08/05 KENDLE INTERNATIONAL INC OH 2.02,9.01 02/14/05 KEY TECHNOLOGY INC OR 8.01,9.01 02/10/05 KINTERA INC 2.01,9.01 12/03/04 AMEND KMART HOLDING CORP DE 4.02,8.01,9.01 02/10/05 KOPPERS INC PA 7.01 02/14/05 LAND O LAKES INC 2.02,9.01 02/14/05 LEAP WIRELESS INTERNATIONAL INC DE 1.01 01/26/05 LEAPFROG ENTERPRISES INC 3.01,5.02 02/10/05 LECG CORP DE 5.02 02/09/05 LEHMAN ABS CORP BACKED TR CERT LIB ME DE 8.01,9.01 02/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 02/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 02/01/05 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 02/01/05 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 01/31/05 LEHMAN ABS CORP CORP BACKED TR CERT S DE 8.01,9.01 02/01/05 LEHMAN ABS CORP CORPORATE BACKED TRUS DE 8.01,9.01 02/01/05 LEHMAN ABS CORP DAIMLERCHRYSLER DEBEN DE 8.01,9.01 02/01/05 LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE DE 8.01,9.01 02/01/05 LUBRIZOL CORP OH 1.01,9.01 02/08/05 AMEND LUFKIN INDUSTRIES INC TX 2.02,9.01 02/10/05 LUMINEX CORP DE 1.01,5.02,9.01 02/10/05 LYONDELL CHEMICAL CO DE 9.01 11/30/04 AMEND MACKINAC FINANCIAL CORP /MI/ MI 8.01,9.01 02/14/05 MAIR HOLDINGS INC MN 2.02,9.01 02/14/05 MANTECH INTERNATIONAL CORP DE 8.01,9.01 02/11/05 MASTEC INC FL 3.01 08/12/04 MCDATA CORP DE 8.01,9.01 02/11/05 MCI INC DE 2.02,9.01 02/14/05 MEADOW VALLEY CORP NV 8.01,9.01 02/11/05 MEDIANET GROUP TECHNOLOGIES INC NV 7.01,9.01 02/14/05 MEDICAL STAFFING NETWORK HOLDINGS INC DE 7.01,9.01 02/14/05 MEDICOR LTD DE 8.01,9.01 02/10/05 MEDICORE INC FL 2.03,9.01 02/14/05 MEDINA COFFEE INC NV 5.03,9.01 02/14/05 MEDQUIST INC NJ 1.01,9.01 02/09/05 MELLON BANK N A MA 8.01,9.01 02/09/05 MELLON BANK N A MA 8.01,9.01 02/09/05 MEMRY CORP DE 2.02,9.01 02/09/05 Meritage Homes CORP MD 1.01,9.01 02/09/05 AMEND MERITAGE HOSPITALITY GROUP INC MI 9.01 11/29/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/10/05 METRIS RECEIVABLES INC DE 8.01,9.01 01/31/05 METRO-GOLDWYN-MAYER INC DE 8.01,9.01 02/10/05 MFA MORTGAGE INVESTMENTS MD 7.01,9.01 02/14/05 MICRO THERAPEUTICS INC DE 2.02,9.01 02/10/05 MIIX GROUP INC DE 4.01 02/14/05 AMEND MILACRON INC DE 2.02,8.01,9.01 02/14/05 MILLIPORE CORP /MA MA 1.01,5.03,8.01,9.01 02/10/05 MINRAD INTERNATIONAL, INC. NV 1.01,2.03,3.02,9.01 02/08/05 MOBIUS MANAGEMENT SYSTEMS INC DE 8.01 02/02/05 MOHEGAN TRIBAL GAMING AUTHORITY 1.01,2.02,2.03,9.01 02/08/05 MOLEX INC DE 2.02,3.01,9.01 02/14/05 MONROE BANCORP IN 1.02 02/08/05 MONTEREY GOURMET FOODS DE 2.02,9.01 02/10/05 MORGAN BEAUMONT INC NV 7.01 02/11/05 MOVIE GALLERY INC DE 8.01,9.01 02/14/05 MPOWER HOLDING CORP DE 1.01 02/09/05 NABI BIOPHARMACEUTICALS DE 1.01 02/08/05 NACCO INDUSTRIES INC DE 1.01 02/08/05 NATIONAL MERCANTILE BANCORP CA 2.02,9.01 02/11/05 NATIONAL RURAL UTILITIES COOPERATIVE DC 9.01 02/09/05 NationsHealth, Inc. DE 2.02,7.01,9.01 02/14/05 NEVADA GOLD & CASINOS INC NV 2.02,7.01,9.01 02/08/05 NEW CENTURY BANCORP INC NC 2.02,9.01 02/10/05 NEW CENTURY FINANCIAL CORP MD 1.01,8.01,9.01 02/14/05 NEW HARVEST CAPITAL CORP DE 7.01,9.01 02/14/05 NEWALLIANCE BANCSHARES INC 7.01,9.01 02/14/05 NIKU CORP DE 1.01,9.01 01/28/05 AMEND NOVADEL PHARMA INC DE 8.01,9.01 02/09/05 NS8 CORP DE 1.01,9.01 02/10/05 NUANCE COMMUNICATIONS CA 2.02,9.01 12/31/04 NUVELO INC DE 5.02 02/10/05 OFFICE DEPOT INC DE 2.02 02/10/05 OLIN CORP VA 7.01,9.01 02/14/05 OMI CORP/M I 5.02,8.01,9.01 02/11/05 OMI CORP/M I 2.02,9.01 02/14/05 ONYX ACCEPTANCE FINANCIAL CORP DE 8.01,9.01 02/14/05 ONYX ACCEPTANCE FINANCIAL CORP DE 1.01,9.01 02/14/05 OSAGE FEDERAL FINANCIAL INC 8.01,9.01 02/14/05 OSI SYSTEMS INC CA 1.01,2.01,9.01 02/08/05 PAINCARE HOLDINGS INC CT 2.01,9.01 02/14/05 AMEND PANHANDLE ROYALTY CO OK 7.01 02/10/05 PARLEX CORP MA 2.02,9.01 02/11/05 PATRICK INDUSTRIES INC IN 2.02,9.01 02/10/05 PEGASUS COMMUNICATIONS CORP / DE 4.01 02/14/05 PEMSTAR INC MN 2.02,9.01 02/14/05 PEMSTAR INC MN 2.02,9.01 02/14/05 PENNFED FINANCIAL SERVICES INC DE 1.01,9.01 10/29/04 PEOPLES CHOICE HOME LOAN SECURITIES T 2.01,9.01 01/28/05 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 02/14/05 PHARMACOPEIA DRUG DISCOVERY INC DE 5.02,9.01 02/10/05 PHARMAFRONTIERS CORP TX 3.02,8.01,9.01 02/14/05 PLANET TECHNOLOGIES, INC CA 9.01 12/06/04 AMEND PLATO LEARNING INC DE 2.02,7.01,9.01 02/14/05 PNC FINANCIAL SERVICES GROUP INC PA 1.01,9.01 02/14/05 POLYMEDICA CORP MA 1.01,5.02,9.01 02/08/05 PORTEC RAIL PRODUCTS INC WV 2.01,9.01 11/30/04 AMEND POWERWAVE TECHNOLOGIES INC DE 1.01,5.02 02/10/05 PRE PAID LEGAL SERVICES INC OK 1.01 02/14/05 PRESSTEK INC /DE/ DE 2.02,9.01 02/08/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T 9.01 01/28/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/14/05 PRO DEX INC CO 2.02,9.01 02/14/05 PROTECTION ONE INC DE 1.01,3.02,3.03,5.02,5.03,9.01 02/08/05 PRUDENTIAL FINANCIAL INC NJ 1.01,9.01 02/08/05 PSYCHIATRIC SOLUTIONS INC DE 2.02,9.01 02/14/05 PUBLIC CO MANAGEMENT CORP NV 1.01,2.01,3.02,4.02,5.01,5.02 10/01/04 AMEND QUESTAR CORP UT 1.01,5.02,9.01 02/08/05 R F INDUSTRIES LTD NV 9.01 10/31/04 RADIAN GROUP INC DE 1.01,9.01 02/08/05 RADIOLOGIX INC DE 1.01,5.02 02/08/05 RASC Series 2005-KS1 Trust DE 8.01,9.01 02/14/05 RCG COMPANIES INC DE 1.01,2.03,3.02 02/10/05 REAL LOGIC INC FL 4.01,9.01 12/20/04 AMEND REGAL BELOIT CORP WI 2.01,9.01 02/11/05 AMEND REGAL ENTERTAINMENT GROUP DE 1.01,9.01 02/08/05 RENAISSANCE LEARNING INC WI 8.01,9.01 02/10/05 AMEND RESEARCH FRONTIERS INC DE 1.01 02/11/05 RESERVENET INC 5.02 01/21/05 RETURN ON INVESTMENT CORP DE 2.02,9.01 02/14/05 RIMPAC RESOURCES LTD/NM NV 4.01,9.01 02/14/05 ROYCE BIOMEDICAL INC NV 5.02,8.01 12/05/04 RURAL METRO CORP /DE/ DE 8.01,9.01 02/09/05 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 02/14/05 SAN JUAN BASIN ROYALTY TRUST TX 2.02,9.01 02/11/05 SATCON TECHNOLOGY CORP DE 5.02,9.01 02/13/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01 02/14/05 SEQUENOM INC DE 1.01,1.02,5.02,9.01 02/08/05 SERVICEWARE TECHNOLOGIES INC/ PA DE 1.01,2.01,3.02,5.02,5.03,8.01 02/08/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 02/14/05 SIENNA BROADCASTING CORP DE 5.01 02/14/05 SIERRA PACIFIC RESOURCES /NV/ NV 5.02,8.01,9.01 02/10/05 SIGHT RESOURCE CORP DE 8.01,9.01 01/27/05 SIRENZA MICRODEVICES INC DE 2.01,9.01 12/16/04 AMEND SIZELER PROPERTY INVESTORS INC DE 4.01 02/09/05 SONEX RESEARCH INC MD 8.01 02/09/05 SONICWALL INC CA 1.01 02/14/05 SOURCE DIRECT HOLDINGS INC NV 1.01,9.01 02/10/05 Southern Community Financial Corp. 2.02,9.01 02/08/05 SOUTHWEST AIRLINES CO TX 8.01,9.01 02/09/05 SPEAKING ROSES INTERNATIONAL INC NV 7.01,9.01 02/11/05 SPECTRE GAMING INC MN 5.02,9.01 02/09/05 SPORTS CLUB CO INC DE 8.01,9.01 02/14/05 SPRINT CORP KS 1.01,5.02,9.01 02/08/05 STANDARD MANAGEMENT CORP IN 1.01,9.01 02/09/05 STARSOFT INC NV 4.01,9.01 02/09/05 STEWART ENTERPRISES INC LA 1.01,2.03,3.03,9.01 02/11/05 STILLWATER MINING CO /DE/ DE 5.02 02/14/05 STOCK MARKET SOLUTIONS INC NV 1.01,8.01,9.01 02/09/05 STORAGE TECHNOLOGY CORP DE 1.01,9.01 02/08/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 01/28/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 01/28/05 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 02/14/05 Structured Asset Securities Corp Mort DE 8.01 01/31/05 SUNAIR ELECTRONICS INC FL 1.01,5.01,5.02,9.01 02/08/05 SUNRISE SENIOR LIVING INC DE 7.01 02/14/05 SYNTHETECH INC OR 2.02,9.01 02/11/05 SYSTEMONE TECHNOLOGIES INC FL 8.01,9.01 02/14/05 TARANTELLA INC CA 1.01,9.01 02/11/05 TEAMSTAFF INC NJ 2.02,9.01 02/14/05 TECHEDGE INC DE 1.01,3.02,9.01 02/08/05 TECHNEST HOLDINGS INC NV 1.01,1.02,3.02,3.03,5.03,9.01 02/07/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 2.02,9.01 02/14/05 TEPPCO PARTNERS LP DE 7.01,9.01 02/14/05 TERRA INDUSTRIES INC MD 1.01,2.01,3.02,5.02,5.03,9.01 12/21/04 AMEND THERAGENICS CORP DE 1.01 02/14/05 THERAGENICS CORP DE 1.01 02/14/05 AMEND TICKETS COM INC DE 1.01,9.01 02/08/05 TODD SHIPYARDS CORP WA 8.01 02/11/05 TODD SHIPYARDS CORP WA 8.01 02/14/05 TOWER FINANCIAL CORP IN 2.02,9.01 01/27/05 TOYS R US INC DE 1.01,9.01 02/14/05 TRANSMONTAIGNE INC DE 2.02,9.01 02/09/05 TRI-S SECURITY CORP GA 1.01,9.01 02/08/05 TRIAD AUTOMOBILE RECEIVABLES TRUST 20 CA 8.01,9.01 02/14/05 Trinsic, Inc. DE 2.02,9.01 02/10/05 TRITON PCS HOLDINGS INC 9.01 12/01/04 AMEND TUCOWS INC /PA/ PA 2.02,9.01 02/10/05 TUCSON ELECTRIC POWER CO AZ 1.01 12/02/04 TUT SYSTEMS INC DE 1.01,9.01 02/11/05 U S GLOBAL INVESTORS INC TX 2.02 12/31/04 UCBH HOLDINGS INC DE 7.01,9.01 02/14/05 ULTRA CLEAN HOLDINGS INC 2.02,9.01 02/08/05 UMB FINANCIAL CORP MO 1.01,5.02 02/09/05 UNITED PARCEL SERVICE INC DE 5.02 02/09/05 UNITY WIRELESS CORP DE 3.02 02/14/05 UNOCAL CORP DE 1.01,9.01 02/08/05 US ENERGY CORP WY 1.01,3.02,8.01 02/08/05 USCORP NV 7.01,9.01 02/14/05 VALENTIS INC DE 2.02,9.01 02/14/05 VALLEY FORGE SCIENTIFIC CORP PA 2.02 02/14/05 VALSPAR CORP DE 2.02,9.01 02/14/05 VANTAGEMED CORP DE 1.01,7.01,9.01 02/08/05 VIASYSTEMS INC DE 5.02 02/09/05 VILLAGEEDOCS INC CA 3.02,9.01 02/14/05 VISUAL NETWORKS INC DE 2.02,5.02,9.01 02/14/05 VODAVI TECHNOLOGY INC DE 2.02,9.01 02/14/05 WALT DISNEY CO/ DE 1.01,9.01 02/11/05 WATSON PHARMACEUTICALS INC NV 1.01 02/08/05 WAUSAU MOSINEE PAPER CORP WI 1.01 12/17/04 WAVERIDER COMMUNICATIONS INC NV 1.01,5.02 02/09/05 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 02/14/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 02/09/05 WELLS REAL ESTATE FUND I GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND II GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND II-OW GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND III L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND IV L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND V L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND VI L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND VII L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND X L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND XI L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND XII LP GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND XIII L P GA 7.01,9.01 02/14/05 WELLS REAL ESTATE FUND XIV LP GA 7.01,9.01 02/14/05 WESBANCO INC WV 8.01 02/11/05 WEST PHARMACEUTICAL SERVICES INC PA 1.01,2.01,9.01 02/08/05 WESTERN WIRELESS CORP WA 1.01 02/08/05 WEYERHAEUSER CO WA 1.01,9.01 02/14/05 WHEELING PITTSBURGH CORP /DE/ DE 2.02,9.01 02/14/05 WISCONSIN ENERGY CORP WI 2.02,8.01,9.01 02/11/05 YOUBET COM INC DE 2.02,9.01 02/14/05 Zann Corp NV 4.01,9.01 01/18/05 AMEND ZIM CORP A6 2.02,9.01 02/14/05