SEC NEWS DIGEST Issue 2005-23 February 4, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF E-SMART TECHNOLOGIES, INC. An Administrative Law Judge has issued an Initial Decision on Remand in the matter of e-Smart Technologies, Inc. By Initial Decision on March 4, 2004, e-Smart Technologies, Inc. (e-Smart), was found to have violated the periodic reporting requirements of Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 13a-13 thereunder, and the registration of its common stock was revoked. On appeal of that Initial Decision, the Securities and Exchange Commission agreed with the finding of violations of the periodic reporting requirements, but remanded the proceeding to provide an opportunity to reassess the sanctioning determination in light of e-Smart’s recently filed periodic reports. The Initial Decision on Remand finds that e-Smart has now filed all its past-due reports and concludes that revocation of the registration of its securities is no longer appropriate. The Initial Decision on Remand imposes no sanction for e-Smart’s violations of the periodic reporting requirements. (Initial Decision No. 272; File No. 3- 10977) IN THE MATTER OF WILLIAM WHELAN On February 3, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against William Whelan. The Order finds that on Jan. 25, 2005, the U.S. District Court for the Northern District of Texas entered a Final Judgment of Permanent Injunction and Other Equitable Relief as to Defendant William Whelan in SEC v. Resource Development International, LLC, et al., USDC/ND/TX [Dallas Division], Civil Action No. 3:02-CV-0605-R. The Commission’s complaint in the civil injunctive action, filed March 25, 2002, alleged that Whelan, together with several other defendants, violated the antifraud and registration provisions of the federal securities laws by participating in a Ponzi scheme centered around the offer and sale of a non-existent “prime bank” trading program (LR-17438/March 26, 2002). The complaint further alleged that Whelan acted as an unregistered broker-dealer in connection with the fraudulent scheme. Based on the above, the Order bars William Whelan from association with any broker or dealer. Whelan consented, without admitting or denying the findings in the Order, except as to the Commission’s jurisdiction over him and the subject matter of the proceedings and the Court’s entry of the permanent injunction against him, to the issuance of the Order barring Whelan from association with any broker or dealer. The administrative relief is based on the Court’s entry of the permanent injunction against Whelan. (Rel. 34-51132; File No. 3 -11808) SEC ISSUES ORDER BARRING DIMITRIOS KOSTOPOULOS FROM ASSOCIATION WITH ANY BROKER OR DEALER On February 3, the Commission issued a settled Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) (Order) against Dimitrios Kostopoulos (Kostopoulos). Without admitting or denying the Commission’s findings, except as to jurisdiction and the entry of a criminal conviction against him, Kostopoulos consented to the entry of an order barring him from association with any broker or dealer based on the entry of the conviction. The Commission instituted administrative proceedings pursuant to Section 15(b) of the Exchange Act against Kostopoulos on Dec. 27, 2004, alleging that on Aug. 15, 2002, Kostopoulos pleaded guilty to one count of conspiracy to commit securities fraud in violation of 15 U.S.C. §§ 78j(b) and 78ff, and that on June 6, 2003, a judgment of conviction was entered against him (U.S. v. Dimitrios Kostopoulos, 02-CR-504, EDNY). According to the Order, the indictment states that Kostopoulos was a licensed stockbroker employed by National Discount Brokers (NDB). Count One of the indictment, to which Kostopoulos pleaded guilty, alleged that Kostopoulos conspired with others to commit securities fraud by, among other things, during September 2000, purchasing 200 shares of WLRF Foods, Inc. (WLRF) on behalf of himself, and 2,000 shares of WLRF stock on behalf of another co-conspirator, while in possession of material non- public information regarding a merger involving WLRF. For further information, see Litigation Release No. 50933 (Dec. 27, 2004). (Rel. 34- 51134; File No. 3-11784) IN THE MATTER OF MICHAEL BECKFORD On February 4, the Commission issued an Order Instituting Administrative Proceedings, Making Findings, And Imposing Remedial Sanctions Pursuant To Section 203(f) of The Investment Advisers Act (Order) against Michael G. Beckford. The Order finds that on Jan. 27, 2005, in the case of SEC v. Michael G. Beckford, No. 04 C 6811 (N.D. Ill.) the Court enjoined Beckford from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act. Beckford consented to the entry of the order of permanent injunction. The complaint alleges that from at least February 2001 through April 2003, Beckford lost $776,344 of the Fund’s money from gambling related activities. The complaint also alleges that he lost $3,876,775 by trading outside the Fund’s stated investment objectives and risk parameters, and that he misappropriated $175,010 for other personal uses, resulting in total investor losses of $4,828,129. The complaint alleges that Beckford issued false documents to the Fund’s investors to cover-up his fraud. The Commission accepted an offer of settlement in which Beckford, without admitting or denying the Commission’s findings, agreed to the entry of the Order barring him from association with any investment adviser. (Rel. IA-2347; File No. 3-11809) FEDERAL COURT ORDERS DISGORGEMENT, PREJUDGMENT INTEREST AND CIVIL PENALTIES, AND ENTERS FINAL JUDGMENT AGAINST MOHAMAD ELZEIN AND HUSSEIN EL ZEIN The Commission announced today that the Honorable Margaret B. Seymour, U.S. District Judge for the District of South Carolina, entered an Order Imposing Disgorgement, Prejudgment Interest and Civil Penalties Against Mohamad Elzein (M. Elzein) and Hussein Hassan El Zein (H. El Zein) on Jan. 28, 2005. The order directed that M. Elzein and H. El Zein jointly and severally pay disgorgement in the amount of $35,000, and prejudgment interest thereon in the amount of $5,457.80. The court ordered disgorgement in the amount which was not reimbursed by the defendants to the investors, after the offering ceased. The order also directed that M. Elzein pay a civil penalty of $10,000 and that H. El Zein pay a civil penalty of $2,500. The order directed payment within 30 days from the entry of the final judgment. The court entered final judgment against the two defendants on Feb. 2, 2005. The court previously enjoined M. Elzein and H. El Zein from further violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, on Oct. 30, 2003, and Feb. 19, 2004, respectively. In the earlier injunctions, M. Elzein and H. El Zein stipulated that, for purposes of the resolution of disgorgement, prejudgment interest and civil penalties, the allegations of the Commission’s complaint were deemed to be true. The Commission’s complaint alleged that M. Elzein, H. El Zein, and Darin Knee (Knee), from approximately July through October 2001, raised approximately $541,000 from investors in a fraudulent, unregistered offering of securities in the form of investment contracts. The defendants made materially false and misleading statements and omissions in connection with the offers and sales of the investment contracts including, among other things, false historical returns, and promised returns without a reasonable basis therefore. The complaint further alleged that Knee promoted Focus Mentors on his MoneyJoe.com website and in his related electronic newsletter called “Insiders Club” in which he described Focus Mentors as a “secure opportunity” with “107% plus principal guaranteed” even though Knee had no reasonable basis for such statements. [SEC v. Mohamad Wael Ibrahim Elzein, individually and d/b/a Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee, Civil Action File No. 3:03-2843-24, D.S.C.] (LR-19061) INVESTMENT COMPANY ACT RELEASES IDS LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 11(a) of the Investment Company Act to IDS Life Insurance Company (IDS Life) IDS Life Variable Account 10 (Account 10) and IDS Life Accounts F, G, H, IZ, JZ, KZ, LZ, MZ, N, PZ, QZ, RZ, SZ and TZ (Old Accounts) (collectively, Applicants) extending the terms of an existing offer of exchange of certain outstanding annuity contracts issued by IDS Life and made available through the Old Accounts for new variable annuity contracts issued by IDS Life and made available through Account 10. (Rel. IC-26745 - February 2) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 3 thereto (SR-NASD-2004-169) filed by the National Association of Securities Dealers to adopt additional listing standards applicable to the securities of The Nasdaq Stock Market, Inc. or an affiliate. Publication of the order is expected in the Federal Register during the week of February 7. (Rel. 34-51123) The Commission approved a proposed rule change submitted by the Philadelphia Stock Exchange (SR-Phlx-2004-90) relating to Remote Streaming Quote Traders. Publication of the order is expected in the Federal Register during the week of February 7. (Rel. 34-51126) ORDER APPROVING ACCELERATED DISTRIBUTION OF AN AMENDED OPTIONS DISCLOSURE DOCUMENT The Commission approved the distribution of the Canadian Derivatives Clearing Corporation's amended options disclosure document (SR-ODD-2004- 03) prior to the 30th day after the date when definitive copies of the amended disclosure document were filed with the Commission. Publication of the order is expected in the Federal Register during the week of February 7. (Rel. 34-51124) PROPOSED RULE CHANGES The Pacific Exchange filed a proposed rule change (SR-PCX-2005-15) relating to primary only orders. Publication of the proposal is expected in the Federal Register during the week of February 7. (Rel. 34-51125) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2005-11) relating to Article III, Section 3-6 and Article IV, Section 4- 1 of its By-laws. Publication of the proposal is expected in the Federal Register during the week of February 7. (Rel. 34-51127) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the class A units, no par value, of Interstate General Company L.P., effective at the opening of business on February 4. (Rel. 34-51135) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 KAIRE HOLDINGS INC, 552 SESPE AVENUE "D", FILLMORE, CA, 93015, 8055240024 - 3,000,000 ($150,000.00) Equity, (File 333-122497 - Feb. 3) (BR. 01) S-3 AXM PHARMA INC, 3960 HOWARD HUGHES PARKWAY, SUITE 500, LAS VEGAS, NV, 89109, 7029903659 - 166,191 ($463,672.89) Other, (File 333-122498 - Feb. 3) (BR. 01) S-4 L 3 COMMUNICATIONS CORP, 600 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10016, 1216971111 - 0 ($650,000,000.00) Non-Convertible Debt, (File 333-122499 - Feb. 3) (BR. 37) S-3 BEI TECHNOLOGIES INC, ONE POST ST, STE 2500, SAN FRANCISCO, CA, 94104, 4159564477 - 0 ($20,100,000.00) Equity, 0 ($150,000,000.00) Other, (File 333-122500 - Feb. 3) (BR. 36) S-8 IRIS INTERNATIONAL INC, 9162 ETON AVE, CHATSWORTH, CA, 91311, 8187091244 - 1,000,000 ($10,070,000.00) Equity, (File 333-122501 - Feb. 3) (BR. 36) S-8 HUTCHINSON TECHNOLOGY INC, 40 W HIGHLAND PARK, HUTCHINSON, MN, 55350, 3205873797 - 0 ($42,600,000.00) Equity, (File 333-122502 - Feb. 3) (BR. 36) SB-2 Advaxis, Inc., 212 CARNEGIE CENTER, SUITE 206, PRINCETON, NJ, 08540, 609-895-7150 - 56,320,644 ($6,628.94) Equity, (File 333-122504 - Feb. 3) (BR. 09) S-8 AMERICAN EAGLE MANUFACTURING CO, 2052 CORTE DEL NOGAL, SUITE A, CARLSBAD, CA, 92009, 7608041789 - 2,500,000 ($1,875,000.00) Equity, (File 333-122506 - Feb. 3) (BR. 09) S-8 SONOMAWEST HOLDINGS INC, 2064 HIGHWAY 116 NORTH, SEBASTOPOL, CA, 95472, 707-824-2534 - 75,000 ($795,000.00) Equity, (File 333-122507 - Feb. 3) (BR. 08) S-8 LANDAUER INC, TWO SCIENCE RD, GLENWOOD, IL, 60425, 7087557000 - 500,000 ($23,147,500.00) Other, (File 333-122509 - Feb. 3) (BR. 36) S-8 TURBODYNE TECHNOLOGIES, INC, 6155 CARPINTERIA AVENUE, CARPINTERIA, CA, 93013, 805-684-4551 - 20,000,000 ($600,000.00) Equity, (File 333-122510 - Feb. 3) (BR. 05) SB-2 GLOBETEL COMMUNICATIONS CORP, 444 BRICKELL AVE SUITE 522, MIAMI, FL, 33131, 3055799922 - 7,887,490 ($12,462,234.00) Equity, (File 333-122511 - Feb. 3) (BR. 37) F-6 QRSCIENCES HOLDINGS LTD, P.O.BOX Z5388, PERTH WA 6831, C3, 00000, 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-122512 - Feb. 3) (BR. ) SB-2 WORLD GOLF LEAGUE INC, 258 EAST ALTAMONTE DRIVE, ,, ALTAMONTE SPRINGS, FL, 32701, 4073316272 - 550,000,000 ($5,500,000.00) Equity, (File 333-122513 - Feb. 3) (BR. 05) S-8 PEOPLES HOLDING CO, 209 TROY ST, P O BOX 709, TUPELO, MS, 38802, 6016801001 - 450,000 ($14,679,000.00) Equity, (File 333-122514 - Feb. 3) (BR. 07) S-8 PEOPLES HOLDING CO, 209 TROY ST, P O BOX 709, TUPELO, MS, 38802, 6016801001 - 5,000 ($163,100.00) Equity, (File 333-122515 - Feb. 3) (BR. 07) S-8 FIRST NATIONAL LINCOLN CORP /ME/, P.O. BOX 940, MAIN STREET, DAMARISCOTTA, ME, 04543, 2075633195 - 95,479 ($362,820.20) Equity, (File 333-122517 - Feb. 3) (BR. 07) S-1 TERREMARK WORLDWIDE INC, 2601 SOUTH BAYSHORE DRIVE, MIAMI, FL, 33133, 2123199160 - 0 ($30,000,000.00) Equity, (File 333-122518 - Feb. 3) (BR. 37) S-3 MAJESCO HOLDINGS INC, 160 RARITAN CENTER PARKWAY, SUITE 1, EDISON, NJ, 08837, 7328727490 - 0 ($7,089,638.50) Equity, (File 333-122519 - Feb. 3) (BR. 03) S-3 MEMC ELECTRONIC MATERIALS INC, 501 PEARL DR, ST PETERS, MO, 63376, 6364745000 - 0 ($715,806,000.00) Equity, (File 333-122520 - Feb. 3) (BR. 36) S-8 NATIONAL AUSTRALIA BANK LTD, P O BOX 2333V, MELBOURNE VIC AUSTRALIA, C3, 30001, 610386410296 - 0 ($56,950,000.00) Other, (File 333-122521 - Feb. 3) (BR. 07) S-4 BERKSHIRE HILLS BANCORP INC, 24 NORTH ST., PITTSFIELD, MA, 01201, 4134435601 - 3,194,447 ($112,216,255.00) Equity, (File 333-122522 - Feb. 3) (BR. 07) S-8 INSYNQ INC, 1127 BROADWAY PLAZA, SUITE #202, TACOMA, WA, 98402, 2532842000 - 40,000,000 ($260,000.00) Equity, (File 333-122523 - Feb. 3) (BR. 03) S-4 ALLIANCE LAUNDRY SYSTEMS LLC, ALLIANCE LAUNDRY SYSTEMS, P.O. BOX 990, RIPON, WI, 54971-0990, 9207481634 - 0 ($150,000,000.00) Debt Convertible into Equity, (File 333-122524 - Feb. 3) (BR. 06) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ @ROAD, INC CA 2.02,9.01 02/03/05 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 7.01 02/03/05 7 ELEVEN INC TX 1.01 01/28/05 ABAXIS INC CA 2.02,9.01 02/03/05 ABCI HOLDINGS INC DE 1.01,5.03,9.01 01/21/05 ABCI HOLDINGS INC DE 5.03,9.01 01/28/05 ABERCROMBIE & FITCH CO /DE/ DE 1.01,2.02,7.01,9.01 02/03/05 ACCREDITED HOME LENDERS HOLDING CO DE 1.01,9.01 01/28/05 ACE LTD D0 2.02,9.01 02/02/05 ACETO CORP NY 2.02,9.01 02/03/05 ACT TELECONFERENCING INC CO 1.01,7.01,9.01 01/31/05 ACTIVCARD CORP DE 2.02,9.01 02/03/05 ACTUANT CORP WI 2.02,9.01 01/31/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 02/03/05 ADELPHIA COMMUNICATIONS CORP DE 1.01 01/28/05 ADVANCED ENERGY INDUSTRIES INC DE 1.01,9.01 01/31/05 ADVANTA CORP DE 2.02,9.01 02/03/05 AES CORP DE 2.02,8.01 02/03/05 AGILE SOFTWARE CORP DE 2.01,2.02,9.01 02/03/05 ALBEMARLE CORP VA 2.02,9.01 02/03/05 ALICO INC FL 5.02,9.01 02/01/05 ALICO INC FL 8.01 02/03/05 ALIGN TECHNOLOGY INC DE 8.01,9.01 02/02/05 ALKERMES INC PA 1.01,2.02,2.03,7.01,9.01 02/01/05 ALLIANT TECHSYSTEMS INC DE 5.02,8.01,9.01 02/01/05 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 02/02/05 AMEND AMBASSADORS INTERNATIONAL INC DE 1.01,3.02,9.01 02/01/05 AMEN PROPERTIES INC DE 3.02 01/28/05 AMERICA SERVICE GROUP INC /DE DE 5.02,9.01 02/03/05 AMERICAN CAPITAL STRATEGIES LTD 2.04,9.01 01/28/05 AMERICAN EAGLE OUTFITTERS INC DE 8.01,9.01 02/02/05 AMERICAN EXPRESS CO NY 7.01 02/02/05 AMERICAN POWER CONVERSION CORPORATION MA 2.02,9.01 02/03/05 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 2.02,9.01 02/03/05 AMERICANWEST BANCORPORATION WA 2.02,7.01,8.01,9.01 02/02/05 AMERISTAR CASINOS INC NV 2.02,9.01 02/03/05 AMERUS GROUP CO/IA IA 2.02,7.01,9.01 02/02/05 ANC RENTAL CORP DE 4.02,8.01,9.01 02/03/05 ANNALY MORTGAGE MANAGEMENT INC MD 2.02 02/03/05 ANNAPOLIS NATIONAL BANCORP INC MD 2.02,9.01 02/03/05 ANNTAYLOR STORES CORP DE 7.01,9.01 02/03/05 ANWORTH MORTGAGE ASSET CORP MD 5.02 01/31/05 APPLIX INC /MA/ MA 2.02 02/03/05 APROPOS TECHNOLOGY INC 2.02,9.01 02/01/05 ARADYME CORP DE 8.01 01/28/05 ARCHIPELAGO HOLDINGS INC DE 1.01 01/28/05 ARDEN REALTY INC MD 2.02,9.01 02/02/05 ARES CAPITAL CORP MD 7.01,9.01 02/02/05 ARMSTRONG WORLD INDUSTRIES INC PA 1.01,9.01 01/28/05 ARTESYN TECHNOLOGIES INC FL 2.02,9.01 02/03/05 ASB HOLDING CO 2.02,9.01 02/02/05 ASCENTIAL SOFTWARE CORP DE 2.02,9.01 02/03/05 ASK JEEVES INC DE 2.02,9.01 02/03/05 ATARI INC DE 5.02 01/28/05 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 1.01 01/28/05 AUTONATION INC /FL DE 2.02,9.01 02/03/05 AVALON CORRECTIONAL SERVICES INC NV 3.01 02/03/05 AVID TECHNOLOGY INC DE 2.02,9.01 12/31/04 AWARE INC /MA/ MA 2.02,9.01 02/03/05 AXCELIS TECHNOLOGIES INC DE 1.01,2.02,2.05,9.01 01/28/05 AXTIVE CORP DE 1.01,9.01 02/01/05 BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 02/02/05 BANK OF THE JAMES FINANCIAL GROUP INC VA 2.02,8.01,9.01 02/03/05 BANKRATE INC FL 2.02,7.01,9.01 02/03/05 BASIC EMPIRE CORP 1.01,2.01,3.02,5.01,5.02,9.01 02/02/05 BEAR STEARNS COMPANIES INC DE 8.01,9.01 02/02/05 BEBE STORES INC CA 2.02,9.01 01/29/05 BECTON DICKINSON & CO NJ 1.01,5.02,5.03,8.01,9.01 02/01/05 BEHRINGER HARVARD MID TERM VALUE ENHA TX 7.01,9.01 02/03/05 BEHRINGER HARVARD REIT I INC MD 7.01,9.01 02/03/05 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 7.01,9.01 02/03/05 BENTLEY COMMERCE CORP FL 3.02 01/31/05 BERRY PETROLEUM CO DE 1.01,2.01,7.01,9.01 02/02/05 AMEND BEVERLY ENTERPRISES INC DE 8.01,9.01 02/03/05 Beverly Hills Weight Loss & Wellness, NV 5.02,9.01 12/30/04 BILL BARRETT CORP 7.01,9.01 02/02/05 BIODELIVERY SCIENCES INTERNATIONAL IN IN 1.01,5.02,9.01 01/31/05 BIOENVISION INC DE 1.01,7.01,8.01,9.01 02/02/05 BIOSPHERE MEDICAL INC DE 2.02,9.01 02/03/05 BLOCKBUSTER INC DE 8.01,9.01 02/02/05 BLUE COAT SYSTEMS INC DE 2.02,9.01 02/03/05 BLUE NILE INC DE 5.02,9.01 02/02/05 BMC SOFTWARE INC DE 2.02,9.01 02/03/05 BNC BANCORP NC 2.02,9.01 02/02/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 02/03/05 Bridge Capital Holdings CA 2.02,9.01 02/03/05 BRINKS CO VA 1.01,2.03,7.01,9.01 02/02/05 BROADWAY FINANCIAL CORP \DE\ DE 2.02,9.01 02/03/05 BROOKSTONE INC DE 2.02,9.01 02/03/05 BROWN SHOE CO INC NY 2.02 02/03/05 BRUNSWICK CORP DE 1.01,9.01 01/31/05 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 02/03/05 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 02/03/05 CALIFORNIA PIZZA KITCHEN INC DE 2.02,9.01 02/03/05 CALLISTO PHARMACEUTICALS INC DE 8.01,9.01 02/02/05 CALLISTO PHARMACEUTICALS INC DE 8.01 02/03/05 CALPINE CORP DE 2.03,8.01 02/01/05 CAMINOSOFT CORP CA 1.01,1.02,9.01 01/31/05 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 01/31/05 CANDELA CORP /DE/ DE 1.01,7.01,9.01 01/28/05 CANEUM INC NV 8.01,9.01 02/02/05 CAPITAL GOLD CORP NV 8.01,9.01 02/02/05 CAPITOL BANCORP LTD MI 7.01 02/03/05 CAPTIVA SOFTWARE CORP DE 2.02,9.01 02/03/05 CARBO CERAMICS INC DE 2.02,9.01 02/03/05 CARDINAL FINANCIAL CORP VA 2.02,9.01 01/31/05 CARLISLE COMPANIES INC DE 2.02 02/03/05 CARMAX INC VA 8.01,9.01 02/03/05 CARVER BANCORP INC DE 1.01,1.02,5.02,9.01 01/28/05 CASUAL MALE RETAIL GROUP INC DE 5.02 02/02/05 CASUAL MALE RETAIL GROUP INC DE 2.02,9.01 02/03/05 CB RICHARD ELLIS GROUP INC DE 2.02 02/02/05 CBL & ASSOCIATES PROPERTIES INC DE 2.02 12/31/04 CENDANT CORP DE 1.01,9.01 01/31/05 CENTRA SOFTWARE INC DE 2.02,9.01 02/02/05 CENTRAL COAST BANCORP CA 5.02,8.01 02/01/05 CENTRAL FEDERAL CORP DE 8.01,9.01 02/02/05 CENTURYTEL INC LA 2.02,8.01,9.01 12/31/04 CEPHALON INC DE 5.02,9.01 02/03/05 CERNER CORP /MO/ DE 1.01,2.02,5.02,7.01,9.01 02/03/05 CERTRON CORP CA 7.01 02/02/05 CERUS CORP DE 1.01,2.02,9.01 02/02/05 CHARMING SHOPPES INC PA 1.01 01/28/05 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 02/01/05 CHEROKEE INTERNATIONAL CORP DE 1.01,8.01,9.01 02/02/05 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE 1.01 01/31/05 CHICOS FAS INC FL 1.01,9.01 01/28/05 CHILDRENS PLACE RETAIL STORES INC 2.02,9.01 02/03/05 CHINA MEDIA1 CORP. NV 5.03,8.01,9.01 01/19/05 CHINA WIRELESS COMMUNICATIONS INC NV 4.01 02/01/05 CHRISTOPHER & BANKS CORP DE 2.02,9.01 02/03/05 CHROMAVISION MEDICAL SYSTEMS INC DE 1.01,9.01 01/31/05 CINCINNATI BELL INC OH 8.01,9.01 02/03/05 CINCINNATI BELL INC OH 1.01,9.01 12/03/04 CIPRICO INC DE 2.02,9.01 02/01/05 CIPRICO INC DE 1.01,2.01,2.03,3.02,9.01 01/31/05 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 9.01 02/03/05 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 9.01 02/03/05 CITIZENS COMMUNICATIONS CO DE 1.01 02/03/05 CLAIRES STORES INC DE 2.02,9.01 02/03/05 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 02/01/05 ClearStory Systems, Inc. DE 1.01,3.02,9.01 01/28/05 CO LIQUIDATION, INC. DE 8.01 01/31/05 COACTIVE MARKETING GROUP INC DE 5.02 02/02/05 COBIZ INC CO 5.02,9.01 02/03/05 COLLEGIATE PACIFIC INC DE 7.01,9.01 02/02/05 COLONIAL BANCGROUP INC DE 7.01,9.01 02/03/05 COLOR KINETICS INC DE 2.02,8.01,9.01 02/03/05 COMCAST CORP PA 2.02,9.01 02/03/05 COMMERCE BANCSHARES INC /MO/ MO 1.01,8.01 01/28/05 COMMERCE ENERGY GROUP INC DE 1.02,2.01 01/28/05 COMMERCEFIRST BANCORP INC MD 2.02,7.01,9.01 02/03/05 COMMERCIAL NATIONAL FINANCIAL CORP /P PA 9.01 02/03/05 COMMUNITY BANK SHARES OF INDIANA INC IN 2.02,9.01 02/03/05 COMMUNITY CAPITAL BANCSHARES INC 2.02 02/01/05 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,9.01 01/28/05 CORGENTECH INC DE 2.02,9.01 02/03/05 CORIO INC DE 1.01,2.02,9.01 02/03/05 CORPORATE EXECUTIVE BOARD CO DE 2.02,5.02,9.01 02/01/05 CROMPTON CORP DE 2.02,9.01 02/02/05 CROSS A T CO RI 5.02,7.01 02/03/05 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 02/02/05 CT COMMUNICATIONS INC /NC NC 8.01,9.01 01/31/05 CUMMINS INC IN 2.02,9.01 02/02/05 CURAGEN CORP DE 2.02,9.01 02/03/05 CURTISS WRIGHT CORP DE 1.01,9.01 02/01/05 CWMBS INC DE 8.01,9.01 02/01/05 CWMBS INC DE 8.01,9.01 02/01/05 CYBERONICS INC DE 8.01 02/02/05 CYTOKINETICS INC 2.02,9.01 02/03/05 DANIELSON HOLDING CORP DE 7.01,9.01 02/02/05 DEB SHOPS INC PA 2.02,9.01 02/03/05 DELIGHTFULLY FROZEN CORP 5.03,9.01 01/25/05 DENDRITE INTERNATIONAL INC NJ 2.02,9.01 02/03/05 Dermisonics, Inc 3.02 02/02/05 DIGENE CORP DE 2.02,8.01,9.01 02/02/05 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 01/28/05 DILLARDS INC DE 7.01,9.01 02/03/05 DIVERSIFIED CORPORATE RESOURCES INC TX 1.01,9.01 02/01/05 DOLLAR GENERAL CORP TN 2.02,7.01,9.01 02/03/05 DOLLAR TREE STORES INC VA 1.01,2.02,7.01,9.01 02/01/05 DOR BIOPHARMA INC DE 1.01,9.01 02/01/05 DOT HILL SYSTEMS CORP NY 2.02,4.02,9.01 01/31/05 DOUBLECLICK INC DE 2.02,9.01 02/03/05 DTE ENERGY CO MI 5.02 01/28/05 DUN & BRADSTREET CORP/NW DE 2.02,2.05,9.01 01/31/05 DURA AUTOMOTIVE SYSTEMS INC DE 5.02,8.01,9.01 01/31/05 DWANGO NORTH AMERICA CORP NV 1.01,3.02,5.03,9.01 02/01/05 DYNABAZAAR INC DE 5.02 01/31/05 E PIPHANY INC DE 2.02,9.01 02/03/05 EAGLE PICHER HOLDINGS INC DE 2.02,9.01 02/01/05 EAGLE PICHER HOLDINGS INC DE 2.02,9.01 02/01/05 AMEND ECOLAB INC DE 2.02,9.01 02/03/05 EDWARDS A G INC DE 8.01 02/02/05 EGAIN COMMUNICATIONS CORP DE 2.02,9.01 02/03/05 eGENE, INC. 8.01,9.01 01/31/05 ELIZABETH ARDEN INC FL 2.02,9.01 02/02/05 ENDWAVE CORP DE 1.01,9.01 01/27/05 ENGELHARD CORP DE 1.01,9.01 02/03/05 ENTERASYS NETWORKS INC /DE/ DE 8.01 02/02/05 ENTERPRISE PRODUCTS PARTNERS L P DE 2.02,9.01 02/02/05 ENVIRONMENTAL POWER CORP DE 1.01,8.01,9.01 02/02/05 ENZON PHARMACEUTICALS INC DE 2.02,9.01 02/03/05 EQUIFAX INC GA 2.02,9.01 02/03/05 EQUINIX INC DE 8.01 02/02/05 EQUISTAR CHEMICALS LP DE 2.02,9.01 02/03/05 EQUITY OFFICE PROPERTIES TRUST MD 2.02 02/02/05 ESS TECHNOLOGY INC CA 1.01,9.01 01/29/05 ESSEX PROPERTY TRUST INC MD 2.02,9.01 12/31/04 ESTERLINE TECHNOLOGIES CORP DE 8.01 01/28/05 ETHAN ALLEN INTERIORS INC DE 7.01,9.01 02/03/05 EUROWEB INTERNATIONAL CORP DE 5.02,9.01 02/03/05 AMEND FACTORY CARD OUTLET CORP DE 2.02,9.01 02/03/05 FAMILY DOLLAR STORES INC DE 7.01,9.01 02/03/05 FARGO ELECTRONICS INC 8.01,9.01 02/03/05 FARNSWORTH BANCORP INC NJ 2.02,9.01 02/02/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 4.01 01/28/05 FEDERAL TRUST CORP FL 2.02,9.01 02/01/05 FEDERATED DEPARTMENT STORES INC /DE/ DE 2.02,9.01 02/03/05 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 5.02 01/31/05 FINISAR CORP DE 2.01,9.01 01/31/05 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 02/03/05 FINLAY FINE JEWELRY CORP DE 2.02,9.01 02/03/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 02/02/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/28/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/28/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 01/28/05 FIRST HORIZON PHARMACEUTICAL CORP DE 8.01,9.01 02/01/05 FIRST MIDWEST FINANCIAL INC DE 5.03 01/28/05 FIRST OAK BROOK BANCSHARES INC DE 1.01 01/31/05 FLOWERS FOODS INC GA 2.02,9.01 02/03/05 FLUOR CORP DE 2.02,9.01 02/02/05 FOOT LOCKER INC NY 2.02,9.01 02/03/05 FORME CAPITAL INC DE 8.01 02/03/05 FORTUNE BRANDS INC DE 7.01,9.01 02/03/05 FRANKLIN BANK CORP 7.01,9.01 02/03/05 FX ENERGY INC NV 7.01,9.01 02/03/05 GALLAGHER ARTHUR J & CO DE 7.01,9.01 02/02/05 GAP INC DE 2.02,9.01 02/03/05 GARTNER INC DE 2.02,9.01 02/03/05 GENTEK INC DE 8.01,9.01 02/03/05 GEORGIA BANK FINANCIAL CORP /GA GA 2.02,9.01 01/28/05 GEORGIA GULF CORP /DE/ DE 2.02,9.01 02/03/05 GEORGIA PACIFIC CORP GA 5.02,7.01,9.01 02/02/05 GIANT INDUSTRIES INC DE 2.02 02/02/05 GIGABEAM CORP DE 1.01,2.03,3.02 01/28/05 GILLETTE CO DE 2.02,9.01 02/03/05 GLOBAL BUSINESS SERVICES INC DE 5.02 01/25/05 GLOBALSANTAFE CORP 7.01,9.01 02/03/05 GLOBECOMM SYSTEMS INC 2.02,9.01 02/02/05 GOHEALTH MD INC NV 4.01,9.01 01/19/05 GOLD BANC CORP INC KS 1.01,9.01 01/31/05 GRAPHON CORP/DE DE 3.03,5.03 01/28/05 GRAY TELEVISION INC GA 5.02 01/28/05 GRAYSON BANKSHARES INC VA 2.02,9.01 02/03/05 GREAT LAKES CHEMICAL CORP DE 2.02,9.01 02/03/05 GREAT PLAINS ENERGY INC MO 2.02,9.01 02/02/05 GREG MANNING AUCTIONS INC NY 8.01,9.01 02/01/05 GULF ISLAND FABRICATION INC LA 8.01,9.01 02/03/05 GULF POWER CO ME 8.01 02/02/05 GYMBOREE CORP DE 2.02,9.01 02/03/05 HARRINGTON WEST FINANCIAL GROUP INC/C 8.01,9.01 02/02/05 HARRIS INTERACTIVE INC DE 2.02,5.02,9.01 02/02/05 HARTFORD LIFE INSURANCE CO CT 9.01 02/03/05 HEALTH CARE PROPERTY INVESTORS INC MD 1.01,9.01 01/28/05 HEI INC MN 2.02,9.01 02/03/05 HELIX TECHNOLOGY CORP DE 5.02,9.01 01/31/05 HELMERICH & PAYNE INC DE 7.01,9.01 02/03/05 HERBST GAMING INC NV 1.01,2.01,2.03,9.01 02/03/05 HERITAGE BANKSHARES INC /VA VA 7.01,9.01 02/03/05 HIBBETT SPORTING GOODS INC DE 2.02,7.01,9.01 02/03/05 HIGHLAND CLAN CREATIONS CORP NV 3.02 01/27/05 HILB ROGAL & HOBBS CO VA 2.02,9.01 02/02/05 HILFIGER TOMMY CORP 5.02 02/03/05 HOLLY CORP DE 8.01,9.01 02/03/05 HOMESTORE INC DE 1.01,9.01 02/02/05 HORACE MANN EDUCATORS CORP /DE/ DE 1.01,8.01 02/01/05 HORIZON HEALTH CORP /DE/ DE 1.01,1.02,9.01 01/21/05 HOT TOPIC INC /CA/ CA 2.02,9.01 02/02/05 HouseValues, Inc. WA 2.02,9.01 02/03/05 HUDSON HIGHLAND GROUP INC DE 2.02,9.01 02/03/05 HUDSON HIGHLAND GROUP INC DE 1.01,5.03,9.01 02/02/05 HUNT J B TRANSPORT SERVICES INC AR 2.02,9.01 02/02/05 HYPERCOM CORP DE 1.01,2.03,9.01 01/31/05 ICOS CORP / DE DE 1.01,9.01 01/28/05 ICOS CORP / DE DE 2.02 02/03/05 ICU MEDICAL INC/DE DE 1.01 01/29/05 IFT CORP DE 1.01,5.02,5.03 01/25/05 ILLINI CORP IL 1.01 02/03/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 2.01,8.01,9.01 01/28/05 IMMUNICON CORP 1.01,9.01 01/28/05 IMMUNOGEN INC MA 2.02,9.01 02/03/05 IN VIVO MEDICAL DIAGNOSTICS, INC. CO 2.01,5.03,9.01 07/30/04 AMEND INDIANTOWN COGENERATION FUNDING CORP DE 4.01,9.01 01/26/05 INNKEEPERS USA TRUST/FL MD 1.01,5.02,7.01,9.01 02/02/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01 02/03/05 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,7.01,8.01,9.01 01/26/05 INTELLIGROUP INC NJ 8.01,9.01 01/28/05 INTELSAT LTD 7.01,9.01 02/03/05 INTERMAGNETICS GENERAL CORP NY 8.01,9.01 02/01/05 INTERNATIONAL PAPER CO /NEW/ NY 2.02,4.02,9.01 02/01/05 INTERNET AMERICA INC TX 5.02,9.01 02/02/05 INTERNET SECURITY SYSTEMS INC/GA DE 1.01,9.01 01/28/05 INTRADO INC DE 2.02,9.01 02/03/05 INTRADO INC DE 2.06 01/27/05 AMEND ITC DELTACOM INC DE 5.02 01/30/05 ITRONICS INC TX 8.01 01/27/05 IVAX CORP FL 2.02,9.01 02/02/05 IXIA CA 2.02,9.01 02/03/05 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 02/03/05 JAG MEDIA HOLDINGS INC NV 1.01,2.03,9.01 02/02/05 JO-ANN STORES INC OH 2.02 02/03/05 JONES LANG LASALLE INC MD 2.02,9.01 02/02/05 JOURNAL COMMUNICATIONS INC 2.02,9.01 02/03/05 K SWISS INC DE 2.02,9.01 02/03/05 K&F INDUSTRIES INC DE 7.01 02/03/05 KIMCO REALTY CORP MD 5.03,5.05,9.01 02/01/05 KINGS ROAD ENTERTAINMENT INC DE 3.02 01/16/05 KOHLS CORPORATION WI 2.02,9.01 02/03/05 LABOR READY INC WA 2.02,9.01 02/02/05 LAND O LAKES INC 2.02,9.01 02/03/05 LAS VEGAS SANDS CORP NV 8.01,9.01 02/03/05 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 02/03/05 LEE ENTERPRISES INC DE 1.01,9.01 01/29/05 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/03/05 LEINER HEALTH PRODUCTS INC DE 2.02,9.01 02/02/05 LIBBEY INC DE 2.02,9.01 02/03/05 LIFELINE THERAPEUTICS, INC. CO 3.02,5.02,7.01 01/27/05 LIMITED BRANDS INC DE 2.02,7.01 02/03/05 LITHIUM TECHNOLOGY CORP DE 3.02,9.01 01/28/05 LIVEPERSON INC DE 2.02,9.01 02/03/05 LOUISIANA-PACIFIC CORP DE 1.01,1.02,9.01 08/30/04 LUMINENT MORTGAGE CAPITAL INC 2.02,9.01 02/03/05 LYONDELL CHEMICAL CO DE 2.02,8.01,9.01 02/03/05 M I HOMES INC OH 2.02,9.01 02/03/05 MACROCHEM CORP DE 1.01 12/17/04 MAGELLAN MIDSTREAM PARTNERS LP DE 1.01,9.01 01/27/05 AMEND MAGNETEK INC DE 2.02 02/03/05 MANCHESTER TECHNOLOGIES INC NY 5.02 02/03/05 MANNKIND CORP 2.02,9.01 02/03/05 MARCHEX INC DE 2.02,7.01,9.01 02/03/05 MARLIN BUSINESS SERVICES CORP 2.02,9.01 02/03/05 MASSBANK CORP DE 2.02,9.01 02/02/05 MAVERICK OIL & GAS, INC. 3.02 01/28/04 MAXTOR CORP DE 2.02,2.05,4.02,5.02,8.01,9.01 01/28/05 MEDCATH CORP DE 2.02,9.01 02/03/05 MEDIANEWS GROUP INC DE 8.01 01/31/05 MEDIMMUNE INC /DE DE 2.02,8.01,9.01 02/03/05 MERCER INTERNATIONAL INC WA 8.01 02/02/05 MERCHANTS GROUP INC DE 8.01,9.01 02/02/05 MERCURY GENERAL CORP CA 1.01,1.02,8.01,9.01 01/28/05 MERISEL INC /DE/ DE 4.01 02/03/05 MERRILL LYNCH & CO INC DE 8.01,9.01 02/03/05 METAL MANAGEMENT INC DE 8.01,9.01 02/03/05 MFB CORP IN 1.01 01/31/05 MICHAELS STORES INC DE 2.02,9.01 02/03/05 MICREL INC CA 8.01 02/03/05 MICRO COMPONENT TECHNOLOGY INC MN 1.01,9.01 01/28/05 MICRO THERAPEUTICS INC DE 1.01,9.01 01/28/05 MILLENNIUM CHEMICALS INC DE 2.02,9.01 02/03/05 MILLER PETROLEUM INC TN 4.01,9.01 01/28/05 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 02/03/05 MONSTER WORLDWIDE INC DE 1.01,9.01 01/30/05 MONSTER WORLDWIDE INC DE 2.02,9.01 02/01/05 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 02/02/05 MORTGAGEIT TRUST 2005-1, Mortgage-Bac DE 2.01,9.01 01/19/05 MOVIE GALLERY INC DE 8.01,9.01 02/03/05 MUELLER INDUSTRIES INC DE 2.02,9.01 02/03/05 MULTIMEDIA GAMES INC TX 2.02,9.01 02/03/05 MVB FINANCIAL CORP WV 4.01 02/02/05 AMEND MYLAN LABORATORIES INC PA 2.02,9.01 02/03/05 MYMETICS CORP DE 5.02,9.01 01/28/05 MYOGEN INC DE 7.01,9.01 02/02/05 NanoSignal CORP NV 4.01 02/02/05 AMEND NASHUA CORP MA 8.01 02/03/05 NATIONAL MEDICAL HEALTH CARD SYSTEMS NY 1.01 01/28/05 NATIONWIDE HEALTH PROPERTIES INC MD 1.01,9.01 01/31/05 NAVIGANT INTERNATIONAL INC DE 8.01 02/02/05 NDCHEALTH CORP DE 8.01,9.01 02/03/05 NEIMAN MARCUS GROUP INC DE 2.02,7.01 02/03/05 NESTOR PARTNERS NJ 3.02 02/01/05 NESTOR PARTNERS NJ 3.02 01/03/05 AMEND NEW CENTURY FINANCIAL CORP MD 1.01,2.02,8.01,9.01 01/28/05 NEW ENGLAND POWER CO MA 1.01 01/31/05 New York & Company, Inc. 2.02,7.01,9.01 02/03/05 NEWFIELD EXPLORATION CO /DE/ DE 7.01,9.01 02/01/05 NEWMARKET CORP VA 2.02,9.01 02/03/05 NEWMONT MINING CORP /DE/ DE 2.02,9.01 02/03/05 NEWS COMMUNICATIONS INC NV 1.01,2.03,9.01 01/31/05 NEWS CORP 8.01 02/02/05 NEXTEL COMMUNICATIONS INC DE 1.01,1.02,2.03,9.01 01/28/05 NISOURCE INC/DE DE 1.01 01/28/05 NITTANY FINANCIAL CORP PA 8.01,9.01 01/31/05 NORDSTROM INC WA 7.01 02/03/05 NORTHWEST INDIANA BANCORP IN 2.02,9.01 02/01/05 NORTON INDUSTRIES CORP DE 2.01,3.02,4.01,5.01,5.02,8.01 02/01/05 AMEND Novelis Inc. A6 1.01,2.03,9.01 02/03/05 NTL INC DE 2.01,8.01,9.01 01/31/05 NUMEREX CORP /PA/ PA 1.01,3.02,9.01 01/28/05 NUTRITIONAL SOURCING CORP DE 7.01,9.01 02/03/05 O CHARLEYS INC TN 2.02,7.01,9.01 02/03/05 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01 02/03/05 OMNICELL INC /CA/ CA 2.02,9.01 02/03/05 OPINION RESEARCH CORP DE 8.01,9.01 02/02/05 OSHKOSH TRUCK CORP WI 1.01,9.01 02/01/05 OVERSEAS SHIPHOLDING GROUP INC DE 1.01,5.02,9.01 01/31/05 PACIFIC ENERGY PARTNERS LP 7.01,9.01 02/02/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 2.02,7.01,9.01 02/03/05 PACIFICHEALTH LABORATORIES INC DE 1.01,3.02 01/28/05 PALMSOURCE INC DE 2.01,9.01 01/28/05 PANAMERICAN BANCORP DE 2.02,9.01 01/28/05 PANERA BREAD CO DE 2.02,8.01,9.01 02/03/05 PAPA JOHNS INTERNATIONAL INC DE 1.01,5.02,9.01 01/30/05 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 02/03/05 PAYLESS SHOESOURCE INC /DE/ DE 7.01 02/03/05 PC TEL INC DE 1.01 01/28/05 PEDIATRIX MEDICAL GROUP INC FL 2.02,7.01,9.01 02/03/05 PENNICHUCK CORP NH 5.02 01/31/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01,9.01 01/31/05 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01,9.01 01/28/05 PEOPLES HOLDING CO MS 1.01 01/28/05 PEPSICO INC NC 2.02,9.01 02/03/05 PERFICIENT INC DE 1.01,2.02,3.01 01/28/05 PETROQUEST ENERGY INC DE 8.01,9.01 02/03/05 PHAR MOR INC PA 7.01 01/26/05 PINNACLE AIRLINES CORP DE 7.01,9.01 02/01/05 PINNACLE AIRLINES CORP DE 2.02 01/31/05 AMEND PLIANT CORP UT 5.02,9.01 01/31/05 POMEROY IT SOLUTIONS INC DE 1.01,1.02,5.02,9.01 01/31/05 PORTEC RAIL PRODUCTS INC WV 8.01,9.01 02/02/05 POWER ONE INC DE 2.02,7.01,9.01 02/03/05 PREMIERE GLOBAL SERVICES, INC. GA 1.01,2.02,2.03,7.01,9.01 02/02/05 PRESIDENTIAL REALTY CORP/DE/ DE 1.01,9.01 01/31/05 PRESSTEK INC /DE/ DE 5.02 01/28/05 PRIDE BUSINESS DEVELOPMENT HOLDINGS, 3.02 02/03/05 PRIMARY BUSINESS SYSTEMS INC NV 1.01,9.01 01/31/05 PROLOGIS MD 2.02,9.01 02/03/05 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,8.01,9.01 02/03/05 PULITZER INC DE 1.01,8.01,9.01 01/29/05 PULTE HOMES INC/MI/ MI 2.02,9.01 02/02/05 PW EAGLE INC MN 3.02 01/28/05 QUAKER FABRIC CORP /DE/ DE 1.01 02/03/05 QUANTA SERVICES INC DE 5.02 02/03/05 RADIO ONE INC DE 1.01,8.01,9.01 02/02/05 RALCORP HOLDINGS INC /MO MO 8.01,9.01 02/02/05 RAPTOR NETWORKS TECHNOLOGY INC 1.01,2.03 01/28/05 RAYOVAC CORP WI 8.01,9.01 02/01/05 RAYTHEON CO/ DE 2.02,9.01 02/03/05 REGENCY CENTERS CORP FL 7.01 02/03/05 REMEDYTEMP INC CA 2.02,9.01 02/03/05 REPUBLIC FIRST BANCORP INC PA 1.01,2.01,9.01 01/31/05 RESMED INC DE 2.02,9.01 02/03/05 REZCONNECT TECHNOLOGIES INC NY 1.01,2.01,2.03 01/26/05 RIGEL PHARMACEUTICALS INC DE 5.02,9.01 02/02/05 ROANOKE ELECTRIC STEEL CORP VA 1.01,9.01 01/28/05 ROBOTIC VISION SYSTEMS INC DE 2.03,5.02,8.01,9.01 01/28/05 ROCK TENN CO GA 1.01,9.01 01/28/05 ROSS STORES INC DE 2.02,9.01 02/03/05 ROWE COMPANIES NV 8.01 02/01/05 RTI INTERNATIONAL METALS INC OH 2.02,9.01 02/01/05 SABRE HOLDINGS CORP DE 2.02,7.01,9.01 02/03/05 SAFEGUARD SCIENTIFICS INC PA 1.01,9.01 01/28/05 SAKS INC TN 8.01,9.01 02/03/05 SBS TECHNOLOGIES INC NM 1.01,9.01 02/03/05 SCHICK TECHNOLOGIES INC DE 8.01,9.01 02/03/05 SCHNITZER STEEL INDUSTRIES INC OR 1.01,9.01 01/31/05 SECURED FINANCIAL NETWORK, INC. NV 4.01 01/25/05 SECURITISATION ADVISORY SERVICES PTY 9.01 02/01/05 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 01/31/05 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 02/01/05 SEI INVESTMENTS CO PA 2.02,9.01 02/03/05 SELECT MEDICAL CORP DE 2.02 02/02/05 SENECA FOODS CORP /NY/ NY 2.02 02/03/05 SEQUA CORP /DE/ DE 5.02,5.03,9.01 01/27/05 SHERWIN WILLIAMS CO OH 2.02,9.01 02/03/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 02/03/05 SHOE CARNIVAL INC IN 2.02,9.01 02/03/05 SHOPPING COM LTD NY 2.02,9.01 02/03/05 SILVERADO FINANCIAL INC NV 4.01 01/25/05 SJW CORP CA 2.02,9.01 12/31/04 SKECHERS USA INC DE 2.02,9.01 02/01/05 SKYTERRA COMMUNICATIONS INC DE 1.01,9.01 02/02/05 SL GREEN REALTY CORP MD 1.01 02/01/05 SLM FUNDING LLC DE 1.01,2.01,9.01 01/27/05 SMARTSERV ONLINE INC DE 1.01,3.02 01/28/05 SNAP ON INC DE 2.02,9.01 02/03/05 SONIC FOUNDRY INC MD 2.02,9.01 02/03/05 SPECTRUM PHARMACEUTICALS INC DE 1.01,3.02,9.01 01/28/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01 02/03/05 SPEEDEMISSIONS INC FL 1.01,2.03,3.02,4.01 01/26/05 SRS LABS INC DE 1.01,9.01 11/12/04 ST JOSEPH CAPITAL CORP 8.01 12/31/04 ST MARY LAND & EXPLORATION CO DE 7.01,9.01 02/03/05 ST PAUL TRAVELERS COMPANIES INC MN 1.01 01/30/05 STANDARD MANAGEMENT CORP IN 5.02 02/03/05 STANDARD PACIFIC CORP /DE/ DE 1.01,2.02,5.03,8.01 02/01/05 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 2.02,9.01 02/03/05 STELLAR TECHNOLOGIES, INC. 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