SEC NEWS DIGEST Issue 2005-12 January 19, 2005 COMMISSION ANNOUNCEMENTS PATRICK VON BARGEN, MANAGING EXECUTIVE FOR POLICY AND STAFF, TO LEAVE COMMISSION The Commission announced today that Patrick Von Bargen, Managing Executive for Policy and Staff, will leave the Commission at the end of February to become CEO of the Center for Venture Education. The Center is best known for its prestigious Kauffman Fellows Program, which educates emerging leaders in venture capital around the world. Chairman William H. Donaldson said, "Patrick has played a critical role as a trusted member of our senior management team and has helped to manage one of the most prolific rule-making and enforcement periods in the history of the Commission. His contribution to the SEC, and to my office, has been substantial and he will be missed." Von Bargen, who joined the Commission staff in April of 2003, assists the Chairman in directing the Commission’s policy-making and enforcement activities. In his new role as CEO of the Center for Venture Education, Von Bargen will help engineer a national and international expansion of a program that is designed to educate, develop and network emerging leaders in venture capital and high-growth start-ups. Founded in 1994, the Kauffman Fellows Program spun out from the Ewing Marion Kauffman Foundation and created the Center for Venture Education, a non-profit, post-graduate educational institute. Prior to joining the SEC, Von Bargen served as Founder and Executive Director of the National Commission on Entrepreneurship in Washington, D.C., funded by the Kauffman Foundation. He also served for many years as chief-of-staff for U.S. Senator Jeff Bingaman of New Mexico. Early in his career he worked in venture capital with Sequoia Capital and spent five years providing legal advice to VC firms and CEOs of startup companies. Von Bargen holds a master’s degree in public and private management from Yale School of Management. He received both JD and bachelor’s degrees from Stanford University. (Press Rel. 2005-8) ENFORCEMENT PROCEEDINGS DANIEL LEZAK SUSPENDED FROM APPEARING OR PRACTICING BEFORE THE COMMISSION Daniel S. Lezak has been permanently suspended from appearing or practicing before the Commission. The sanction was ordered in an administrative proceeding before an administrative law judge, following a court-ordered injunction against him. Lezak is permanently enjoined from violating the antifraud and reporting provisions of the federal securities laws. The injunction was based on his involvement as an officer of Madera International, Inc., a now- defunct company, in filing false financial statements with the Commission on behalf of the company. (Rel. 34-51045; File No. 3-11675) SEC SUES FORMER VICE PRESIDENT OF ATLANTA, GEORGIA BANK AND HIS FRIEND FOR INSIDER TRADING. On January 19, the Commission filed a complaint in the U.S. District Court for the Northern District of Georgia, alleging insider trading by Patrick S. Anderson and Vickie L. Westbrook. Anderson is the former vice president of Tucker Federal Bank, a regional bank in Atlanta, Georgia that was previously owned by Eagle Bancshares, Inc. The complaint alleges that, in February 2002, Anderson learned that Eagle Bancshares would soon be acquired by a subsidiary of the Royal Bank of Canada. Shortly thereafter, Anderson began buying Eagle Bancshares stock. The complaint also alleges that in February 2002, Anderson told Westbrook, his friend, about the impending acquisition. Before the acquisition was announced, Westbrook also purchased Eagle Bancshares stock. Shortly after the acquisition became public in March 2002, Anderson and Westbrook sold the shares they had purchased, generating profits of $134,999 for Anderson and $32,995 for Westbrook. The complaint alleges that Anderson and Westbrook violated the antifraud provisions of the Securities Exchange Act of 1934 (Exchange Act), Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, by trading on material non-public information. Without admitting or denying the allegations in the complaint, Anderson and Westbrook consented to final judgments that (a) enjoin them from future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, (b) require Anderson to disgorge the $134,999 he derived from his insider trading plus $16,845 in prejudgment interest thereon, (c) require Westbrook to disgorge the $32,995 she derived from her insider trading plus $4,112 in prejudgment interest thereon, and (d) require Anderson and Westbrook to pay one-time civil penalties of $134,999 and $32,995, respectively. [SEC v. Patrick S. Anderson and Vickie L. Westbrook, Case No. 1:04-CV- (N.D. Ga.)] (LR- 19038) COMMISSION EXTENDS DATE FOR COMPLETION OF INDEPENDENT CONSULTANT’S REPORT The Commission announced that it issued an order extending the date for completion of an independent consultant’s report in the Matter of PricewaterhouseCoopers LLP (PwC). In that matter, on May 22, 2003, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission’s Rules of Practice, Making Findings and Imposing Remedial Sanctions (May 22, 2003 Order). PwC undertook to complete certain actions detailed in the May 22, 2003 Order. The Commission has extended the date until March 31, 2005, by which PwC undertakes to require an independent consultant to complete a review and simultaneously submit a written report documenting its findings to PwC, the Commission and the Public Company Accounting Oversight Board. (Rel. 34-51056; AAE Rel. 2169; File No. 3-11132) SEC SUSPENDS FORMER CUTTER & BUCK PRESIDENT AND COO FROM PRACTICING AS AN ACCOUNTANT BEFORE THE COMMISSION On January 19, the Commission instituted, and simultaneously settled, administrative proceedings against Martin Julien Marks, the former President and Chief Operating Officer of Cutter & Buck Inc. (Cutter), an upscale sportswear company based in Seattle, Washington. Marks consented, without admitting or denying the Commission’s findings, to a Commission order suspending him from appearing or practicing before the Commission as an accountant. The proceedings were based on a federal court injunction entered against Marks, by consent, on Jan. 10, 2005. The Commission’s complaint in the federal action had alleged that Marks, who was a certified public accountant, engaged in actions that resulted in Cutter filing materially false financial statements for the fiscal years ended April 30, 2000, and April 30, 2001. According to the complaint, Cutter shipped $5.7 million in products to three distributors who had no obligation to pay for the goods unless Cutter found customers for the goods, improperly recognizing revenue in violation of Generally Accepted Accounting Principles. According to the Complaint, Marks knew or was reckless in not knowing that the distributors did not have the financial ability to pay for the products. The Complaint further alleged that, when the distributors subsequently returned the products to Cutter, Marks asked the Company’s Chief Financial Officer to record the returns in a manner that would conceal them from the Company’s independent auditors. The Complaint also alleged that Marks signed management representation letters to Cutter’s independent auditors in calendar years 2000 and 2001. According to the Complaint, these letters falsely stated, among other things, that all material transactions in fiscal years 2000 and 2001 were properly recorded in Cutter’s accounting records, and that no goods had been shipped on consignment. (Rel. 34- 51057; AAE Rel. 2170; File No. 3-11797) FORMER IMCLONE CEO SAMUEL WAKSAL AND FATHER TO SETTLE INSIDER TRADING CASE Samuel D. Waksal and Jack Waksal have consented to a final resolution of the Commission’s insider trading case against them. Pursuant to this settlement, which is subject to the Court’s approval, Sam Waksal and Jack Waksal will be held jointly and severally liable for disgorgement of over $2 million in illegal loss avoidance, including prejudgment interest, and Sam Waksal will be liable for a civil penalty of over $3 million. In March 2003, Sam Waksal consented to a partial resolution of this case in which he disgorged over $800,000 in illegal insider trading loss avoidance and profits, including prejudgment interest on those amounts and to be permanently barred from acting as an officer or director of any public company. The Commission originally filed insider trading charges against Sam Waksal on June 12, 2002 in the United States District Court for the Southern District of New York and added Jack Waksal as a defendant on October 10, 2003. In its complaint, the Commission charged that in late December 2001, Sam Waksal received disappointing news about ImClone, that the United States Food and Drug Administration was expected to soon issue a decision rejecting for review ImClone’s pending application to market its cancer treatment, Erbitux. Before this news became public: (1) Sam Waksal tried to sell a substantial amount of his own ImClone stock; (2) Sam Waksal caused his daughter Aliza Waksal to sell all of her ImClone stock; (3) Sam Waksal purchased ImClone put option contracts; and (4) Sam Waksal told this negative information to Jack Waksal, who in turn sold ImClone stock in his own brokerage accounts and in the brokerage account of his daughter, Patti Waksal. The Commission’s complaint alleged that based on this conduct, both Sam Waksal and Jack Waksal violated Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder, and Sam Waksal also violated Section 16(a) of the Exchange Act and Rule 16a-3 thereunder. Sam Waksal and Jack Waksal have agreed to a final resolution, subject to the Court’s approval, of all of the charges in the complaint. Without admitting or denying the allegations, Sam Waksal has consented to the entry of a final judgment against him, holding him jointly and severally liable with Jack Waksal for disgorgement of over $2 million and ordering him to pay a civil penalty of $3,017,464 million. Sam Waksal previously paid over $800,000 in disgorgement and prejudgment interest for illegal insider trading loss avoidance and profits in connection with the March 2003 partial settlement. Also in connection with the partial settlement, Sam Waksal consented to be: (a) permanently barred from acting as an officer or director of any public company; and (b) permanently enjoined from future violations of Section 17(a) of the Securities Act, Sections 10(b) and 16(a) of the Exchange Act and Rules 10b-5 and 16a-3 thereunder. Jack Waksal has consented to the entry of a final judgment in the Commission’s action for his sales of ImClone stock on December 27 and 28, 2001 while in possession of the material non- public information that the FDA would soon issue a Refusal to File Letter on ImClone’s Erbitux application. Jack Waksal has consented to: (a) disgorge $2,019,030 representing the losses he avoided by his sales of ImClone stock in his brokerage accounts and in the brokerage account of his daughter, Patti Waksal, plus prejudgment interest; and (b) a permanent injunction from future violations of Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Commission acknowledges the assistance of the United States Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation in this matter. [SEC v. Samuel D. Waksal and Jack Waksal, Defendants, and Patti Waksal, Relief Defendant, 02 Civ. 4407 (RJH) SDNY] (LR-19039; Press Rel. 2005- 9) JOHN DUTTON ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING SECURITIES ACT SECTION 17(B) VIOLATIONS On January 19, the Commission ordered John M. Dutton to cease and desist from committing or causing any violation or future violation of Section 17(b) of the Securities Act of 1933, based on a finding that Dutton violated Section 17(b) by publishing stock analyst reports without fully disclosing receipt of compensation received from issuers who were the subject of the reports. Dutton agreed to the order without admitting or denying the Commission’s findings as to his conduct. Dutton is the president of J.M. Dutton & Associates LLC, a California company that provides paid-for stock research reports that it publishes on its website. The Commission also filed a civil action against J.M. Dutton & Associates alleging violations of Section 17(b). The company, without admitting or denying the allegations, has consented to issuance of a final judgment imposing a $25,000 civil penalty. (Rel. 33-8524; File No. 3-11798) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2004- 13), which became effective upon filing, to revise fees for certain services provided by DTC. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51034) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-PCX-2004-96) submitted by the Pacific Exchange to amend PCXE Rule 4.5 to require all financial/operations principals of PCXE ETP firms to successfully complete the Series 27 examination and to add PCXE Rule 6.18(d) to require all compliance supervisors of PCXE ETP firms to successfully complete the Series 24 examination. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51038) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2005-06) submitted by the Chicago Board Options Exchange relating to an increase in position limits and exercise limits for options on Standard & Poor’s Depositary Receipts®. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51041) The Commission granted accelerated approval to a proposed rule change (SR-ISE-2005-05) submitted by the International Securities Exchange relating to an increase in position limits and exercise limits for options on Standard & Poor’s Depositary Receipts®. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51042) The Commission noticed and granted accelerated approval to a proposed rule change (SR-Amex-2005-06) submitted by the American Stock Exchange relating to an increase in position limits and exercise limits for options on Standard and Poor’s Depositary Receipts. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51043) The Commission granted accelerated approval to a proposed rule change (SR-PCX-2005-05) submitted by the Pacific Exchange relating to an increase in position limits and exercise limits for options on Standard and Poor’s Depositary Receipts. Publication of the proposal is expected in the Federal Register during the week of January 17. (Rel. 34-51044) DELISTING GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common units, no par value, of Interstate General Company, effective at the opening of business on January 13. (Rel. 34-51032) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 OVERSTOCK COM INC, 6322 SOUTH 3000 EAST, STE 100, SALT LAKE CITY, UT, 84121, 8019473100 - 0 ($131,400,000.00) Debt Convertible into Equity, (File 333-122086 - Jan. 18) (BR. 08) S-8 EWORLDMEDIA HOLDINGS INC, 610 NEWPORT CENTER DRIVE, SUITE 210, NEWPORT BEACH, CA, 92660, 949-718-0999 - 470,000,000 ($470,000.00) Equity, (File 333-122087 - Jan. 18) (BR. 08) S-8 Sunstone Hotel Investors, Inc., 903 CALLE AMANECER, SUITE 100, SAN CLEMENTE, CA, 92673, 949-369-4000 - 2,100,000 ($43,491,000.00) Equity, (File 333-122088 - Jan. 18) (BR. 08) S-4 DOBSON COMMUNICATIONS CORP, 14201 WIRELESS WAY, OKLAHOMA CITY, OK, 73134, 4053918500 - 0 ($236,584,280.00) Equity, (File 333-122089 - Jan. 18) (BR. 37) S-4 Discovery Bancorp, 338 VIA VERA CRUZ, SAN MARCOS, CA, 92078, 760-736-8900 - 1,277,798 ($21,297,241.50) Equity, (File 333-122090 - Jan. 18) (BR. 07) S-3 MARINEMAX INC, 18167 US 19 N, SUITE 499, CLEARWATER, FL, 33764, 8135311700 - 3,361,200 ($96,298,380.00) Equity, (File 333-122091 - Jan. 18) (BR. 02) SB-2 CHINA WORLD TRADE CORP, GOLDION DIGITAL NETWORK CENTER, 138 TI YU RD. E. 4TH FL, TIAN HE GUANGZHOU, K3, 00000, 01185298826818 - 16,981,717 ($35,661,605.00) Equity, (File 333-122092 - Jan. 18) (BR. 06) SB-2 MED GEN INC, 7284 W PALMETTO ROAD, SUITE 106, BOCA RATON, FL, 33433, 5617501100 - 10,200,000 ($856,800.00) Equity, (File 333-122093 - Jan. 18) (BR. 01) SB-2 FIRST CORP /CN/, 15998 SW 13TH STREET, PEMBROKE PINES, FL, 33027, 954-538-9745 - 1,100,000 ($330,000.00) Equity, (File 333-122094 - Jan. 18) (BR. 09) S-8 STREAM COMMUNICATIONS NETWORK & MEDIA INC., 400 BURRARD ST, SUITE 1020, VANCOUVER, A1, V6C 3A6, 604-669-2826 - 850,000 ($348,500.00) Equity, (File 333-122095 - Jan. 18) (BR. 37) SB-2 UCS FINANCIAL INC, RUA PAMPLONA, 1005 4 ANDAR, SAO PAULO, D5, 01405-030, 011-5511-326-64264 - 2,675,000 ($2,675,000.00) Equity, (File 333-122096 - Jan. 18) (BR. 09) SB-2 HEMOBIOTECH INC, 2110 RESEARCH ROW, SUITE 457, DALLAS, TX, 75235, 469-585-4613 - 11,382,431 ($10,786,839.60) Equity, (File 333-122097 - Jan. 18) (BR. 09) S-8 SMARTIRE SYSTEMS INC, 150 13151 VANIER PL, RICHMOND BC CANADA, A1, V6V 2J1, 6042769884 - 53,000,000 ($1,643,000.00) Equity, (File 333-122098 - Jan. 18) (BR. 36) S-11 Digital Realty Trust, Inc., 2730 SAND HILL ROAD, SUITE 280, MENLO PARK, CA, 94025, (650) 233-3600 - 0 ($86,250,000.00) Equity, (File 333-122099 - Jan. 18) (BR. 08) S-4 CITGO PETROLEUM CORP, ONE WARREN PLACE, 6100 SOUTH YALE AVE, TULSA, OK, 74136, 9184954000 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-122100 - Jan. 18) (BR. 04) S-8 DIRECT RESPONSE FINANCIAL SERVICES INC, 7080 N. WHITNEY, SUITE 101, FRESNO, CA, 93720, 559-434-1565 - 5,000,000 ($250,000.00) Equity, (File 333-122101 - Jan. 18) (BR. 08) S-8 First National Power Corp., SUITE 200, 44 GREYSTONE CRESCENT, GEORGETOWN, A6, L7G 1G9, 416-918-6987 - 100,000 ($14,000.00) Equity, (File 333-122102 - Jan. 18) (BR. 02) S-8 CEDRIC KUSHNER PROMOTIONS INC, 1414 AVENUE OF THE AMERICAS, SUITE 1402, NEW YORK, NY, 10019, 212-755-1944 - 3,907,500 ($1,953,750.00) Equity, (File 333-122103 - Jan. 18) (BR. 05) SB-2 Medivisor Inc, 105 MAXESS ROAD, SUITE 124-S, MELVILLE, NY, 11747, 866-373-6525 - 7,906,000 ($9,882,500.00) Equity, (File 333-122105 - Jan. 18) (BR. 09) S-8 FOXHOLLOW TECHNOLOGIES, INC., 740 BAY ROAD, REDWOOD CITY, CA, 94063-2469, 650-421-8400 - 1,610,630 ($37,274,580.00) Equity, (File 333-122106 - Jan. 18) (BR. 36) S-8 ENTOURAGE MINING LTD, SUITE 614, 475 HOWE STREET, VANCOUVER, A1, V6C 2B3, 604-669-4367 - 2,200,000 ($374,000.00) Equity, (File 333-122107 - Jan. 18) (BR. 04) S-1 SYNTA PHARMACEUTICALS CORP, 45 HARTWELL AVE, LEXINGTON, MA, 02421, 781-274-8200 - 0 ($115,000,000.00) Equity, (File 333-122108 - Jan. 18) (BR. 01) S-8 NEOGEN CORP, 620 LESHER PLACE, LANSING, MI, 48912, 5173729200 - 0 ($1,311,963.00) Equity, (File 333-122110 - Jan. 18) (BR. 01) S-8 AAR CORP, 1100 N WOOD DALE RD, WOOD DALE, IL, 60191, 6302272000 - 0 ($14,711,849.00) Equity, (File 333-122111 - Jan. 18) (BR. 05) S-8 INDIGINET INC/FL, 5000 BIRCH STREET, SUITE 3000, NEWPORT BEACH, CA, 92614, (949) 476-3711 - 0 ($1,497,000.00) Equity, (File 333-122112 - Jan. 18) (BR. 22) SB-2 StrikeForce Technologies Inc., 1090 KING GEORGES POST ROAD, EDISON, NJ, 08837, 732 661 9641 - 36,021,706 ($25,935,628.00) Equity, (File 333-122113 - Jan. 18) (BR. ) S-3 NEXMED INC, 350 CORPORATE BLVD, ROBBINSVILLE, NJ, 08691, 6092089688 - 0 ($12,435,907.00) Equity, (File 333-122114 - Jan. 18) (BR. 01) S-3 NAVARRE CORP /MN/, 7400 49TH AVE N, NEW HOPE, MN, 55428, 7635358333 - 0 ($140,000,000.00) Equity, (File 333-122115 - Jan. 18) (BR. 03) S-8 EZCORP INC, 1901 CAPITAL PKWY, AUSTIN, TX, 78746, 5123143400 - 0 ($20,608,000.00) Equity, (File 333-122116 - Jan. 18) (BR. 02) S-8 PC TEL INC, 8725 W. HIGGINS RD., SUITE 400, CHICAGO, IL, 60631, 773-243-3000 - 0 ($4,977,000.00) Equity, (File 333-122117 - Jan. 18) (BR. 03) S-8 LAM PHARMACEUTICAL CORP, 800 SHEPPARD AVENUE WEST, TORONTO, A6, 00000, 4166333004 - 17,000,000 ($2,295,000.00) Equity, (File 333-122118 - Jan. 18) (BR. 01) S-1 GEOLOGISTICS CORP, 3037044400 - 0 ($175,000,000.00) Equity, (File 333-122119 - Jan. 18) (BR. 05) S-8 CHEVRONTEXACO CORP, 6001 BOLLINGER CANYON ROAD, SAN RAMON, CA, 94583, 925-842-1000 - 0 ($3,305,020,000.00) Equity, (File 333-122121 - Jan. 18) (BR. 04) S-1 BLACKBAUD INC, 2000 DANIEL ISLAND DRIVE, CHARLESTON, SC, 24992-7541, 8432166200 - 0 ($138,950,000.00) Equity, (File 333-122122 - Jan. 18) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ @ROAD, INC CA 1.01,9.01 01/12/05 1838 BOND DEBENTURE TRADING FUND DE 8.01,9.01 01/14/05 3M CO DE 2.02 01/18/05 4NET SOFTWARE INC DE 4.01,9.01 01/14/04 ABBOTT LABORATORIES IL 2.02,9.01 01/18/05 ACE CASH EXPRESS INC/TX TX 7.01,9.01 01/13/05 ACE SEC CORP WELLS FARGO FINANCIAL AU DE 8.01,9.01 01/18/05 ACE SECURITIES CORP DE 8.01,9.01 01/04/05 ADOBE SYSTEMS INC DE 5.02,9.01 01/17/05 ADVANCE DISPLAY TECHNOLOGIES INC CO 1.01,3.02,9.01 01/11/05 ADVANCED MAGNETICS INC DE 2.02,9.01 01/18/05 ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 01/18/05 Advaxis, Inc. CO 1.01,3.02,9.01 01/12/05 AES EASTERN ENERGY LP DE 8.01 01/18/05 AKESIS PHARMACEUTICALS, INC. NV 5.03 01/18/05 ALBERTO CULVER CO DE 1.01,9.01 01/13/05 ALCAN INC A6 2.02,9.01 01/18/05 ALLEGHENY TECHNOLOGIES INC DE 2.02,9.01 01/18/05 ALLERGAN INC DE 2.05,9.01 01/17/05 Alliance Distributors Holding Inc. DE 1.01,3.02,9.01 01/14/05 ALLIANCE RESOURCE PARTNERS LP DE 8.01,9.01 12/27/04 AMEND ALLIANT TECHSYSTEMS INC DE 8.01,9.01 01/14/05 AMAZON BIOTECH INC 4.01,9.01 05/27/04 AMEND AMCOL INTERNATIONAL CORP DE 2.02,9.01 01/18/05 AMCORE FINANCIAL INC NV 2.02,9.01 01/18/04 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 01/18/05 AMERICAN EXPRESS MASTER TRUST DE 8.01,9.01 01/18/05 AMERICAN TECHNOLOGY CORP /DE/ DE 3.02,3.03 01/18/05 AMERITRADE HOLDING CORP DE 2.02,9.01 01/18/05 Ames True Temper, Inc. DE 1.01,2.03,9.01 01/11/05 AMSOUTH BANCORPORATION DE 2.02 01/18/05 ANTIGENICS INC /DE/ DE 8.01,9.01 01/18/05 ANTS SOFTWARE INC DE 8.01 01/18/05 ASHWORTH INC DE 2.02,9.01 01/18/05 ASIA PAYMENT SYSTEMS NV 7.01,9.01 01/18/05 ASTORIA FINANCIAL CORP DE 2.02,9.01 01/14/05 ASTRATA GROUP INC NV 7.01 01/18/05 ASV INC /MN/ MN 5.02,9.01 01/11/05 ATLANTIS PLASTICS INC FL 7.01,9.01 01/18/05 AVALON CORRECTIONAL SERVICES INC NV 3.01 01/12/05 AXEDA SYSTEMS INC DE 8.01 12/30/04 AMEND BA MASTER CREDIT CARD TRUST / 9.01 01/18/05 BANK OF AMERICA CORP /DE/ DE 2.02,7.01,8.01,9.01 01/18/05 BANK OF AMERICA CORP /DE/ DE 9.01 04/01/04 AMEND BASIC EARTH SCIENCE SYSTEMS INC DE 8.01,9.01 01/17/05 BEARD CO /OK OK 3.02 01/18/05 BEVERLY ENTERPRISES INC DE 7.01,9.01 01/14/05 BLAIR CORP DE 8.01,9.01 01/18/05 BLOCKBUSTER INC DE 8.01,9.01 01/18/05 BLUEGREEN CORP MA 2.03 01/11/05 BMB MUNAI INC DE 5.02,5.03,9.01 01/13/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 8.01 01/03/05 AMEND BOUNDLESS MOTOR SPORTS RACING INC CO 7.01 02/04/04 AMEND BOWATER INC DE 2.02,9.01 01/13/05 BRAINTECH INC NV 3.02 01/12/05 BRISTOL MYERS SQUIBB CO DE 1.01,9.01 01/11/05 BRISTOL MYERS SQUIBB CO DE 9.01 01/03/05 AMEND BROWN FORMAN CORP DE 8.01 01/13/05 BUFFETS HOLDINGS, INC. DE 8.01,9.01 01/18/05 BURLINGTON COAT FACTORY WAREHOUSE COR DE 8.01 01/14/05 BURLINGTON RESOURCES INC DE 2.02,7.01,9.01 01/13/05 CAESARS ENTERTAINMENT INC DE 2.02,9.01 01/18/05 CALPINE CORP DE 8.01 01/13/05 CAMDEN PROPERTY TRUST TX 1.01,9.01 01/14/05 CARDIOGENESIS CORP /CA CA 2.02,9.01 01/18/05 CarMax Auto Owner Trust 2004-1 DE 8.01,9.01 01/18/05 CarMax Auto Owner Trust 2004-2 DE 8.01,9.01 01/18/05 CARSUNLIMITED COM INC NV 8.01,9.01 01/18/05 CATTLESALE CO DE 8.01 01/17/05 CELLSTAR CORP DE 5.02,9.01 01/14/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.02,5.02,9.01 01/18/05 CENTERPOINT PROPERTIES TRUST MD 7.01,9.01 12/21/04 CHARLES RIVER ASSOCIATES INC MA 2.02,9.01 01/18/05 CHASE MANHATTAN BANK USA DE 8.01,9.01 01/10/05 CHASE MANHATTAN BANK USA DE 8.01,9.01 01/11/05 CHASE MANHATTAN BANK USA DE 8.01,9.01 01/11/05 CHASE MANHATTAN BANK USA DE 9.01 01/13/05 CHEYENNE RESOURCES INC WY 2.01,3.02,9.01 11/03/04 AMEND CHINA WIRELESS COMMUNICATIONS INC NV 4.01,9.01 01/11/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,9.01 01/13/05 CIRCOR INTERNATIONAL INC DE 7.01 01/17/05 CIT GROUP INC DE 8.01,9.01 01/18/05 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 12/28/04 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 01/18/05 CITIBANK SOUTH DAKOTA N A DE 8.01 12/28/04 CITIZENS FIRST FINANCIAL CORP DE 8.01,9.01 01/14/05 CITY HOLDING CO WV 5.02,9.01 01/18/05 CLICKNSETTLE COM INC DE 2.01,5.02,9.01 01/13/05 CNH WHOLESALE RECEIVABLES INC DE 8.01,9.01 01/18/05 COLE KENNETH PRODUCTIONS INC NY 8.01 01/13/05 COLLEGE LOAN CORP TRUST I DE 8.01,9.01 12/31/04 COLLINS & AIKMAN CORP DE 1.01,9.01 01/14/05 COLONIAL BANCGROUP INC DE 7.01,9.01 01/18/05 COLONIAL BANCGROUP INC DE 2.02,7.01,9.01 01/18/05 COLUMBUS MCKINNON CORP NY 2.01,9.01 01/14/05 COMFORT SYSTEMS USA INC DE 8.01,9.01 01/14/05 COMMONWEALTH BIOTECHNOLOGIES INC VA 9.01 01/18/05 COMMUNITY BANCSHARES INC /DE/ DE 1.01,9.01 01/12/05 COMPOSITE TECHNOLOGY CORP NV 5.03,9.01 01/13/05 COMPUTER NETWORK TECHNOLOGY CORP MN 1.01,7.01,9.01 01/17/05 COMPUTER NETWORK TECHNOLOGY CORP MN 1.01,9.01 01/18/05 COMPUTERIZED THERMAL IMAGING INC NV 1.01,9.01 01/11/05 COOPER CAMERON CORP DE 1.01,9.01 01/14/05 CORGENIX MEDICAL CORP/CO NV 1.02 01/18/05 CORINTHIAN COLLEGES INC 2.02 01/14/05 CORNELL COMPANIES INC DE 5.02,9.01 01/11/05 CORNERSTONE BANCSHARES INC TN 2.02,9.01 01/14/05 CORPORATE ROAD SHOW DOT COM INC 5.01 01/11/05 COSINE COMMUNICATIONS INC DE 5.02,9.01 01/14/05 COVENTRY HEALTH CARE INC DE 1.01,9.01 01/18/05 CREATIVE COMPUTER APPLICATIONS INC CA 7.01,9.01 01/14/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 01/14/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 01/14/05 CSG SYSTEMS INTERNATIONAL INC DE 1.01,9.01 12/11/04 CUBIST PHARMACEUTICALS INC DE 2.02,9.01 01/13/05 CWMBS INC DE 8.01,9.01 01/13/05 DECORIZE INC DE 1.01,1.02,3.02,9.01 01/12/05 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 01/18/05 Dermisonics, Inc 7.01,8.01,9.01 01/18/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 01/18/05 Digital Realty Trust, Inc. MD 1.01 01/11/05 DISCOVER CARD MASTER TRUST I DE 8.01 01/18/05 DOMINION HOMES INC OH 2.02,7.01,9.01 01/14/05 DOMINOS PIZZA INC 2.02,9.01 01/18/05 DOWNEY FINANCIAL CORP DE 2.02,9.01 12/31/04 DRAGON PHARMACEUTICALS INC FL 2.01,3.02,5.01,5.02,9.01 01/11/05 DUALSTAR TECHNOLOGIES CORP DE 1.01,3.01,5.02 01/14/05 DUCKWALL ALCO STORES INC KS 9.01 12/27/04 AMEND DUPONT PHOTOMASKS INC DE 2.02,2.05,9.01 01/18/05 DWANGO NORTH AMERICA CORP NV 1.01,3.02,5.03,9.01 01/12/05 ECOLOGY & ENVIRONMENT INC NY 2.05,2.06,9.01 01/11/05 ECOST COM INC DE 1.01,5.02,9.01 01/18/05 EDGE PETROLEUM CORP DE 2.02,9.01 01/18/05 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 01/13/05 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 01/13/05 AMEND EMBARCADERO TECHNOLOGIES INC 2.02,9.01 01/18/05 EMC INSURANCE GROUP INC IA 1.01,1.02,9.01 01/18/05 EMMIS COMMUNICATIONS CORP IN 2.01 01/14/05 ENCORE CLEAN ENERGY INC DE 1.01,3.02,9.01 01/14/05 ENCYSIVE PHARMACEUTICALS INC DE 8.01 01/18/05 ENERGY EAST CORP NY 8.01,9.01 01/17/05 ENSCO INTERNATIONAL INC DE 7.01,9.01 01/17/05 ENTERASYS NETWORKS INC /DE/ DE 1.01,9.01 01/12/05 ENTERPRISE PRODUCTS PARTNERS L P DE 5.03,9.01 01/14/05 ENVIROKARE TECH INC NV 3.02 01/18/05 ENXNET INC OK 7.01,9.01 01/18/05 EUROBANCSHARES INC 5.02,9.01 01/18/05 EVERGREENBANCORP INC WA 2.03 01/12/05 EVOLVING SYSTEMS INC DE 9.01 11/02/04 AMEND EXACT SCIENCES CORP DE 7.01,9.01 01/14/05 EXTENDICARE HEALTH SERVICES INC DE 8.01 01/14/05 FARO TECHNOLOGIES INC FL 2.02,7.01 01/18/05 FFLC BANCORP INC DE 2.02 01/18/05 FGI GROUP INC DE 8.01,9.01 01/13/05 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 01/18/05 FIFTH THIRD BANCORP OH 8.01,9.01 01/18/05 FIRST AVENUE NETWORKS INC DE 1.01,2.01,3.02,9.01 01/13/05 FIRST BUSEY CORP /NV/ NV 2.02 01/18/05 FIRST NATIONAL LINCOLN CORP /ME/ ME 1.01,2.01,5.02,7.01,9.01 01/14/05 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 01/18/05 FIRST UNION NATIONAL BANK COM MORT PA NC 9.01 01/12/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 01/18/04 Ford Credit Auto Owner Trust 2005-A DE 8.01,9.01 01/13/05 FOREST LABORATORIES INC DE 2.02,9.01 12/31/04 FOSTER WHEELER LTD D0 2.06,9.01 01/18/05 FREESCALE SEMICONDUCTOR INC DE 2.02,5.02,9.01 01/18/05 FRIEDMANS INC DE 1.03,9.01 01/18/05 FULLER H B CO MN 8.01,9.01 01/11/05 FULTON FINANCIAL CORP PA 2.02,9.01 01/18/05 FULTON FINANCIAL CORP PA 1.01,9.01 01/11/05 AMEND GABLES REALTY LIMITED PARTNERSHIP DE 1.01 01/13/05 GABLES RESIDENTIAL TRUST MD 1.01 01/13/05 GADZOOKS INC TX 1.02,8.01,9.01 01/11/05 GAMEZNFLIX INC NV 1.01,9.01 11/11/04 AMEND GENERAL MOTORS ACCEPTANCE CORP DE 8.01 01/13/05 GENERAL MOTORS CORP DE 2.06 01/18/05 GENERAL MOTORS CORP DE 8.01 01/18/05 GENERAL MOTORS CORP DE 2.05 01/18/05 AMEND GENERAL MOTORS CORP DE 2.05,2.06 01/18/05 AMEND GEO GROUP INC FL 5.02 01/11/05 GEORGIA PACIFIC CORP GA 7.01,9.01 01/18/05 GEORGIA PACIFIC CORP GA 2.02,7.01,9.01 01/18/05 AMEND GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 01/14/05 GLOBAL INNOVATIVE SYSTEMS INC NV 2.01,5.01,5.02,9.01 01/13/05 GOLD BANC CORP INC KS 1.01,9.01 01/12/05 GRAMERCY CAPITAL CORP MD 9.01 11/04/04 AMEND GREAT SOUTHERN BANCORP INC DE 2.02,9.01 01/14/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 01/13/05 HAIRMAX INTERNATIONAL INC NV 8.01 01/11/05 HANCOCK HOLDING CO MS 8.01,9.01 01/13/05 HARLEYSVILLE GROUP INC DE 1.01,5.02,9.01 01/11/05 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 01/18/05 HARVEST CAPITAL CORP DE 5.01,5.02 01/18/05 HARVEST NATURAL RESOURCES INC DE 8.01 01/18/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/18/05 HEALTH FITNESS CORP /MN/ MN 8.01,9.01 01/14/05 HEILIG MEYERS CO VA 8.01 11/30/04 HENNESSY ADVISORS INC 4.01,9.01 12/30/04 AMEND HOOKER FURNITURE CORP VA 1.01,2.02,9.01 01/12/05 HUMAN BIOSYSTEMS INC CA 1.02 01/18/05 HUMPHREY HOSPITALITY TRUST INC VA 1.01,1.02,2.03,9.01 01/13/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 01/11/05 ICTS INTERNATIONAL N V 4.01 01/13/05 IMAGE INNOVATIONS HOLDINGS INC NV 4.01,9.01 01/11/05 IMAGIS TECHNOLOGIES INC A1 3.02,7.01 01/11/05 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 2.01,8.01,9.01 12/29/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 9.01 12/31/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 9.01 01/04/05 IMPAX LABORATORIES INC DE 1.01 11/16/04 IMPRESO INC DE 2.02,9.01 01/14/05 INDEPENDENT BANK CORP MI 9.01 01/14/05 INNSUITES HOSPITALITY TRUST OH 1.01,4.02,5.02,8.01,9.01 01/03/05 AMEND INTEGRATED SECURITY SYSTEMS INC DE 4.01,9.01 01/12/05 INTER PARFUMS INC DE 2.02 01/18/05 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 01/18/05 INTERNATIONAL LEASE FINANCE CORP CA 9.01 01/12/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 4.01 01/18/05 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 5.03 01/14/05 INTERNATIONAL PAPER CO /NEW/ NY 5.02 01/11/05 INTERSTATE GENERAL CO L P DE 8.01,9.01 01/18/05 INTERVEST BANCSHARES CORP DE 2.02,9.01 01/18/05 INVICTA GROUP INC 5.02,9.01 01/14/05 InZon CORP NV 1.01,3.02,5.01,5.02,5.03,9.01 09/24/04 AMEND IPASS INC DE 7.01 01/14/05 IPIX CORP DE 1.01,2.05,5.02,8.01,9.01 01/11/05 JDS UNIPHASE CORP /CA/ DE 2.02,9.01 01/18/05 JETBLUE AIRWAYS CORP DE 8.01,9.01 11/19/04 JOHNSON & JOHNSON NJ 8.01 01/12/05 JP MORTGAGE CHASE COMM MORT PASS THR DE 8.01,9.01 01/12/05 JPMorgan Chase Commercial Mortgage Se DE 8.01,9.01 01/12/05 JUNIPER NETWORKS INC DE 2.02,9.01 01/18/05 KERR MCGEE CORP /DE DE 1.01,5.03 01/18/05 KIMBERLY CLARK CORP DE 7.01 01/18/05 KINDER MORGAN ENERGY PARTNERS L P DE 2.02,9.01 12/31/04 KINDER MORGAN INC KS 2.02,9.01 12/31/04 KRISPY KREME DOUGHNUTS INC NC 1.01,5.02,8.01,9.01 01/14/05 KV PHARMACEUTICAL CO /DE/ DE 1.01,9.01 01/11/05 LAKELAND FINANCIAL CORP IN 2.02 12/31/04 LAM PHARMACEUTICAL CORP DE 1.01,9.01 01/17/05 LCNB CORP OH 2.02,9.01 12/31/04 LEHMAN BROTHERS HOLDINGS INC DE 9.01 01/18/05 LIBERATE TECHNOLOGIES DE 1.01,9.01 01/14/05 AMEND LIBERTY GROUP OPERATING INC DE 1.01,9.01 01/12/05 LIBERTY GROUP PUBLISHING INC DE 1.01,9.01 01/12/05 LIBERTY MEDIA INTERNATIONAL INC DE 8.01,9.01 01/17/05 LIFECELL CORP DE 2.02,9.01 01/18/05 LIN TV CORP DE 8.01 01/18/05 LIVESTAR ENTERTAINMENT GROUP INC NV 3.02 01/12/05 LONG BEACH ACCEPTANCE CORP AUTO RECEI 8.01,9.01 01/18/05 Long Beach Acceptance Corp. Auto Rece 8.01,9.01 01/18/05 Long Beach Acceptance Corp. Auto Rece 8.01,9.01 01/18/05 LUFKIN INDUSTRIES INC TX 8.01,9.01 01/13/05 LUMINEX CORP DE 7.01 01/18/05 LYONDELL CHEMICAL CO DE 8.01,9.01 01/18/05 MACATAWA BANK CORP MI 2.02,9.01 01/17/05 Macquarie Infrastructure CO Trust DE 2.01,2.03,8.01,9.01 01/18/05 MAGELLAN HEALTH SERVICES INC DE 1.01,7.01,9.01 01/17/05 MAINSTREET BANKSHARES INC VA 1.01,7.01 01/13/05 MAXIM PHARMACEUTICALS INC DE 8.01,9.01 01/18/05 MAXUS REALTY TRUST INC MO 7.01 01/18/05 MAYFAIR MINING & MINERALS INC NV 1.01,9.01 01/17/05 MAYTAG CORP DE 8.01,9.01 01/18/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 12/31/04 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 12/31/04 MCDATA CORP DE 1.01,7.01,9.01 01/17/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 01/18/05 MCKESSON CORP DE 1.01,2.02 01/18/05 MDU RESOURCES GROUP INC DE 8.01,9.01 01/18/05 MEADWESTVACO CORP DE 2.02,7.01 01/18/05 MERGE TECHNOLOGIES INC WI 1.01,7.01,9.01 01/17/05 MERRILL LYNCH & CO INC DE 7.01 01/18/05 MILLER HERMAN INC MI 7.01 01/18/05 MINDEN BANCORP INC 7.01,9.01 01/12/05 MIRANT CORP DE 1.01,9.01 01/13/05 MITEK SYSTEMS INC DE 4.02,9.01 01/13/05 AMEND MODINE MANUFACTURING CO WI 1.01,9.01 01/18/05 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 01/18/05 MOLINA HEALTHCARE INC DE 5.02,9.01 01/18/04 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01 01/17/05 MONRO MUFFLER BRAKE INC NY 2.02,9.01 01/18/05 MONTEREY GOURMET FOODS DE 1.01,2.01,2.03,9.01 01/11/05 MOONEY AEROSPACE GROUP LTD DE 8.01,9.01 01/08/05 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 01/18/05 MOSCOW CABLECOM CORP DE 1.01,2.03,3.02,5.01,5.02,5.03 01/11/05 MOSCOW CABLECOM CORP DE 2.02,9.01 01/18/05 MOTOROLA INC DE 2.02,9.01 01/18/05 MYERS INDUSTRIES INC OH 1.01 01/13/05 NATIONAL CITY CORP DE 2.02,9.01 01/18/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01,9.01 01/14/05 NATIONWIDE LIFE INSURANCE CO OH 8.01,9.01 01/14/05 NAVIGATORS GROUP INC DE 1.01 01/13/05 NBC CAPITAL CORP MS 5.02 01/18/05 NCR CORP MD 2.02,9.01 01/18/05 NEKTAR THERAPEUTICS DE 1.01 01/17/05 NEOWARE SYSTEMS INC DE 1.01,9.01 01/11/05 NEW FRONTIER MEDIA INC CO 1.01,9.01 01/11/05 NEW HORIZONS WORLDWIDE INC DE 1.01 01/12/05 NEWGOLD INC DE 8.01,9.01 01/13/05 NITCHES INC CA 2.02,9.01 01/14/05 NOBLE CORP 7.01,9.01 01/18/05 NORCROSS SAFETY PRODUCTS LLC DE 1.01,9.01 12/29/04 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,9.01 01/14/05 NORTHROP GRUMMAN CORP /DE/ DE 1.01,1.02,5.02,9.01 01/14/05 NORTHWEST HORIZON CORP 8.01 01/18/05 NTS REALTY HOLDINGS LP DE 1.01 01/12/05 OAK HILL FINANCIAL INC OH 2.02,9.01 01/13/05 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01,8.01 01/13/05 OCTEL CORP DE 8.01,9.01 01/18/05 OEF CORPORATE SOLUTIONS INC NV 4.01,9.01 01/14/05 AMEND OFFSHORE LOGISTICS INC DE 7.01,9.01 01/18/05 OLD POINT FINANCIAL CORP VA 2.02,9.01 01/18/05 OM GROUP INC DE 5.02 01/11/05 ONEIDA FINANCIAL CORP DE 1.01,9.01 01/14/05 ONSOURCE CORP DE 7.01,8.01,9.01 01/13/05 PACER INTERNATIONAL INC TN 5.02,9.01 01/14/05 PACKETEER INC DE 1.01 01/17/05 PALMONE INC DE 5.02,9.01 01/11/05 ParaFin CORP CO 1.01,3.02,5.03,9.01 10/01/04 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 01/18/05 PARKWAY PROPERTIES INC MD 2.01,9.01 01/14/05 PC TEL INC DE 1.01 01/03/05 AMEND PENN ENGINEERING & MANUFACTURING CORP DE 1.01,8.01,9.01 01/17/05 PENNICHUCK CORP NH 1.01 01/11/05 PEOPLES SIDNEY FINANCIAL CORP DE 2.02,8.01,9.01 01/18/05 PER SE TECHNOLOGIES INC DE 2.02,9.01 01/18/05 PETMED EXPRESS INC FL 7.01,9.01 01/18/05 PHASE FORWARD INC DE 1.01 01/11/05 PIONEER NATURAL RESOURCES CO DE 7.01,9.01 01/13/05 PLANTRONICS INC /CA/ DE 2.02,7.01,9.01 01/01/05 PLAYBOY ENTERPRISES INC DE 1.01 01/18/05 POINTE FINANCIAL CORP FL 2.02,9.01 01/14/05 POKER COM INC FL 5.02,9.01 01/07/05 POPULAR ABS, INC. DE 8.01,9.01 01/13/05 POPULAR ABS, INC. DE 8.01,9.01 01/13/05 POZEN INC /NC 1.01 01/03/05 AMEND PRESIDENTIAL REALTY CORP/DE/ DE 1.01,2.01,9.01 12/23/04 AMEND PRIME RECEIVABLES CORP DE 9.01 01/18/05 PRIVATEBANCORP INC DE 2.02 01/18/05 PROCESS TECHNOLOGY SYSTEMS INC NV 5.01,5.03 01/14/05 PROXIM CORP DE 1.01,5.02,9.01 01/11/05 QUIXOTE CORP DE 8.01 01/13/05 RAMBUS INC DE 2.02,3.01,9.01 01/18/05 RASC Series 2004-KS12 Trust DE 8.01,9.01 01/18/05 Real Mex Restaurants, Inc. DE 1.01,2.01,2.03,9.01 01/11/04 REFLECT SCIENTIFIC INC UT 5.01 01/17/05 REGAL BELOIT CORP WI 7.01 01/18/05 REGIONS FINANCIAL CORP DE 2.02,7.01 01/18/05 RELM WIRELESS CORP NV 8.01,9.01 01/18/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 01/18/05 RETURN ON INVESTMENT CORP DE 1.01,1.02,2.03,3.02,9.01 01/11/05 RG America, Inc. NV 5.01,9.01 01/17/05 RIDGEFIELD ACQUISITION CORP CO 4.01,9.01 01/14/04 ROCKY SHOES & BOOTS INC OH 5.02,9.01 01/12/05 RONSON CORP NJ 8.01,9.01 01/17/05 RUBY TUESDAY INC GA 1.01 01/17/05 S3I HOLDINGS INC CA 5.02 01/14/05 SABRE HOLDINGS CORP DE 1.01,9.01 01/18/05 SAFETY INSURANCE GROUP INC DE 7.01,9.01 01/14/05 SAGEMARK COMPANIES LTD NY 3.02,9.01 01/13/05 SALIX PHARMACEUTICALS LTD 8.01,9.01 01/18/05 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 01/01/05 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 01/01/05 SBS TECHNOLOGIES INC NM 2.02,9.01 01/18/05 SCHWAB CHARLES CORP DE 2.02 12/31/04 SCIENCE APPLICATIONS INTERNATIONAL CO DE 5.02,8.01,9.01 01/18/05 SCOTTISH RE GROUP LTD E9 2.03,9.01 01/12/04 SEA SUN CAPITAL CORP DE 2.01,4.01,9.01 12/16/04 SEAGATE TECHNOLOGY E9 2.02,9.01 01/18/05 SECURED DIVERSIFIED INVESTMENT LTD NV 5.02 01/11/05 SELECTIVE INSURANCE GROUP INC NJ 5.02,9.01 01/18/05 SENETEK PLC /ENG/ 8.01,9.01 01/14/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 01/17/05 SHOLODGE INC TN 7.01,8.01,9.01 01/14/05 SI INTERNATIONAL INC DE 1.01,9.01 01/12/05 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 01/14/05 SILICON STORAGE TECHNOLOGY INC CA 8.01 12/24/04 SIMON PROPERTY GROUP L P /DE/ DE 1.01,1.02,2.03,9.01 01/11/05 SINGING MACHINE CO INC DE 4.01,9.01 01/17/05 AMEND SIRENZA MICRODEVICES INC DE 2.02,7.01,9.01 01/18/05 SIRIUS SATELLITE RADIO INC DE 3.03 01/15/05 SIRNA THERAPEUTICS INC CO 2.02,9.01 01/11/05 SLC STUDENT LOAN RECEIVABLES I INC DE 8.01,9.01 12/31/04 SMITH & WESSON HOLDING CORP NV 1.01,2.03,9.01 01/11/05 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 01/01/05 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 01/01/05 SOLUTIA INC DE 1.01,9.01 01/11/05 SOUTH FINANCIAL GROUP INC SC 2.02,2.06,9.01 01/17/05 SOVEREIGN SPECIALTY CHEMICALS INC DE 2.04 01/14/05 SPARTAN MOTORS INC MI 7.01,9.01 01/17/05 ST MARY LAND & EXPLORATION CO DE 2.02,9.01 01/14/05 STAGE STORES INC NV 8.01,9.01 01/17/05 STATE STREET CORP MA 2.02,9.01 01/18/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 01/14/05 SUFFOLK BANCORP NY 2.02 01/18/05 Sunset Brands Inc NV 1.01,1.02,2.01,3.02,3.03 01/12/05 SUPERTEX INC CA 2.02,9.01 01/01/05 SVB FINANCIAL SERVICES INC NJ 1.01,9.01 01/18/05 AMEND SWS GROUP INC DE 8.01 01/14/05 TECHNOLOGY INVESTMENT CAPITAL CORP MD 8.01 01/18/05 TECHNOLOGY SOLUTIONS COMPANY DE 5.02,9.01 01/17/05 TESORO CORP /NEW/ DE 5.02,9.01 01/17/05 TEXAS REGIONAL BANCSHARES INC TX 8.01,9.01 01/14/05 TEXAS REGIONAL BANCSHARES INC TX 2.02,9.01 01/18/05 TEXEN OIL & GAS INC NV 7.01 01/18/05 TORCH OFFSHORE INC DE 1.01,2.03 01/18/05 TOTAL SYSTEM SERVICES INC GA 1.01,2.02,7.01,9.01 01/18/05 Tower Group, Inc. DE 8.01,9.01 01/18/05 TRAFFIX INC DE 8.01,9.01 01/13/05 TRANSNATIONAL FINANCIAL NETWORK INC CA 2.03,9.01 01/12/05 TRANSPRO INC DE 8.01,9.01 01/17/05 TRANSTECHNOLOGY CORP DE 3.01,7.01,9.01 01/13/05 TRANSWITCH CORP /DE DE 2.05 01/18/05 TRIDENT MICROSYSTEMS INC DE 1.01,3.02,8.01,9.01 01/11/05 TRIMBLE NAVIGATION LTD /CA/ CA 1.01 01/17/05 Trinity Partners Acquistion CO Inc. DE 8.01,9.01 01/18/05 TRUSTCO BANK CORP N Y NY 2.02,9.01 01/18/05 TRUSTMARK CORP MS 2.02,9.01 12/31/04 TURBOCHEF TECHNOLOGIES INC DE 2.02,7.01 01/18/05 TXU CORP /TX/ TX 2.03 01/12/05 U S GOLD CORP CO 5.02 01/14/05 U S WIRELESS DATA INC DE 1.03,5.01,9.01 12/27/04 ULTIMATE ELECTRONICS INC DE 1.01,1.03,2.04,3.02,3.03,5.01 01/11/05 UNION COMMUNITY BANCORP IN 5.02 01/13/05 UNITEDGLOBALCOM INC DE 8.01,9.01 01/17/05 US BANCORP \DE\ DE 2.02,9.01 01/18/05 US HOME SYSTEMS INC DE 7.01,9.01 01/18/05 USAA ACCEPTANCE LLC TRUST 2004-1 8.01,9.01 01/15/05 USAA AUTO OWNER TRUST 2004-2 8.01,9.01 01/15/05 USAA AUTO OWNER TRUST 2004-3 8.01,9.01 01/15/05 USI HOLDINGS CORP DE 1.01,3.02,9.01 01/12/05 VASOMEDICAL INC DE 2.02,9.01 01/13/05 VENTURE CATALYST INC UT 7.01,9.01 01/18/05 VERSO TECHNOLOGIES INC MN 5.02 01/17/05 VERTEX INTERACTIVE INC NJ 1.01,2.01,2.03,3.02,9.01 01/11/05 VIKING SYSTEMS INC NV 2.03,8.01,9.01 01/12/05 VINEYARD NATIONAL BANCORP CA 2.02,9.01 01/18/05 VITAL IMAGES INC MN 1.01,5.02,9.01 01/11/05 VITRAN CORP INC 1.01,8.01 01/17/05 VOYAGER ENTERTAINMENT INTERNATIONAL I NV 8.01,9.01 01/18/04 WACCAMAW BANKSHARES INC NC 8.01 01/18/05 WARREN RESOURCES INC MD 7.01,9.01 01/12/05 WASHINGTON FEDERAL INC WA 2.02,7.01,9.01 01/13/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 01/13/05 WATSON WYATT & CO HOLDINGS DE 8.01,9.01 01/18/05 WCA WASTE CORP 1.01,2.03,3.02,9.01 01/11/05 WEBMETHODS INC DE 3.01,7.01,9.01 01/17/05 WELLS FARGO & CO/MN DE 2.02,9.01 01/18/05 WEST BANCORPORATION INC IA 2.02,9.01 01/17/05 WESTAR ENERGY INC /KS KS 1.01,1.02,2.03,9.01 01/12/05 WET SEAL INC DE 5.03,8.01,9.01 01/11/05 WHITTIER ENERGY CORP NV 4.01,9.01 01/13/05 WINTRUST FINANCIAL CORP IL 8.01,9.01 01/18/05 WITS BASIN PRECIOUS MINERALS INC MN 5.02,9.01 01/04/05 AMEND WORLD FUEL SERVICES CORP FL 1.01,5.02,9.01 01/13/05 XECHEM INTERNATIONAL INC DE 1.01,1.02,3.02 01/11/05 Xenonics Holdings, Inc. NV 1.01,3.02,9.01 01/17/05 XTO ENERGY INC DE 8.01,9.01 01/17/05 YAHOO INC DE 2.02,9.01 01/18/05 YAMAHA MOTOR RECEIVABLES CORP DE 8.01 01/18/05 YOUBET COM INC DE 8.01 01/14/05