SEC NEWS DIGEST Issue 2005-02 January 4, 2005 ENFORCEMENT PROCEEDINGS SEC OBTAINS FINAL JUDGMENT AGAINST GEORGE BADGER The Commission announced that on Dec. 23, 2004, the Honorable Dale A. Kimball, U.S. District Judge for the District Court of Utah, entered a final consent judgment against George Badger (Badger), the last remaining defendant in SEC v. Badger, et al., Civil Action No. 2:97 CV 0963K (D. Utah). The judgment permanently enjoins Badger from future violations of the antifraud and reporting provisions of the federal securities laws, permanently bars him from acting as an officer or director of a public company, permanently bars him from participating in any penny stock offerings and orders him to pay disgorgement of $5,786,162, plus prejudgment of $7,650,788.54, for a total of $13,436,950.54 and a civil monetary penalty of $5,786,162. Badger consented to the entry of the judgment without admitting or denying the allegations in the Commission’s complaint. On Dec. 18, 1997, the Commission brought this action against Badger and thirteen other defendants, alleging that the defendants participated in a multifaceted scheme orchestrated by Badger to defraud purchasers of securities issued by Golf Ventures, Inc. (GVI), a Utah corporation whose common stock was publicly traded. The Commission’s complaint alleges that from 1993 through September 1996, Badger (the undisclosed control person of GVI and a recidivist violator of the federal securities laws) routinely engaged in fraudulent schemes to create the false appearance of market demand for GVI stock by paying undisclosed bribes to brokerage firms and individual brokers to induce them to tout and sell GVI stock to retail customers. See LR-15595 (Dec. 18, 1997). As a result of the conduct described in the complaint, the Commission charged Badger with violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(a) of the Securities Exchange Act of 1934 and Rules 10b-5, 12b-20, 13a-1 and 13a-13 thereunder. The Commission previously settled the claims against the other defendants in this action. [SEC v. George Badger, et al., 2:97 CV 0963K, D. Utah] (LR- 19020) INVESTMENT COMPANY ACT RELEASES PRINCIPAL LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until January 31 to request a hearing on an application filed by Principal Life Insurance Company (Principal Life), Principal Life Insurance Company Separate Account B (Account) and Princor Financial Services Corporation (collectively, Applicants). Applicants seek an order of the Commission under Section 6(c) of the Investment Company Act granting exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit, under specified circumstances, the recovery of certain credits previously applied to purchase payments made under: (i) certain deferred variable annuity contracts that Principal Life issues through the Account (Contracts), and (ii) contracts that Principal Life may issue in the future through the Account, any of its other existing separate accounts, or any separate accounts that it may establish in the future (collectively, Future Accounts), which contracts are substantially similar in all material respects to the Contracts (Future Contracts). Applicants also request that the order extend to any other broker-dealer controlling, controlled by, or under common control with Principal Life, whether existing or created in the future, that serves as a distributor or principal underwriter of the Contracts or any Future Contracts offered through the Account or any Future Accounts. (Rel. IC-26716 – January 3) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The New York Stock Exchange, Inc. has filed a proposed rule change and Amendment Nos. 1 and 2 thereto (SR-NYSE-2004-63) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 to amend Exchange rules relating to the return of membership certificates, notice and return of Exchange-issued identification cards, and minor violations of rules. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50942) APPROVAL OF PROPOSED RULE CHANGES The Commission approved, on an accelerated basis, a proposed rule change (SR-Phlx-2004-66) by Philadelphia Stock Exchange relating to concentration limit listing standards in Phlx Rule 1009A. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50945) The Commission granted approval of a proposed rule change (SR-FICC-2004- 05) filed by the Fixed Income Clearing Corporation under Section 19(b)(1) of the Exchange Act to amend rules of its Mortgage-Backed Securities Division relating to the Participants Fund deposit requirements for registered investment companies. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50955) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-PCX-2004-128) filed by the Pacific Exchange relating to the system phase-in of PCX Plus has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50948) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2004-22), which became effective upon filing, under Section 19(b)(1) of the Exchange Act to continue the effectiveness of reduced clearing fees for securities option contracts. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50951) A proposed rule change (SR-CHX-2004-42) by the Chicago Stock Exchange relating to short sales of securities has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50952) A proposed rule change (SR-Amex-2004-104) and Amendment No. 1 thereto by the American Stock Exchange relating to Regulation SHO has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50953 ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission published notice and granted accelerated approval of a proposed rule change (File No. SR-NSCC-2004-10) filed by the National Securities Clearing Corporation under Section 19(b) of the Securities Exchange Act relating to regulatory reporting transmission agreements with self-regulatory organizations. Publication of the proposal is expected in the Federal Register during the week of January 3. (Rel. 34-50949 SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 GREAT AMERICAN MINERALS INC, 9051 SOUTH 1075 WEST STE B-301, WEST JORDAN, UT, 84088, 801-550-4924 - 21,037,483 ($8,839,950.00) Equity, (File 333-121803 - Jan. 3) (BR. 09) S-8 NESS TECHNOLOGIES INC, NESS BLDG 4 PO BOX 58182, KIRYATATIDIM, TELAVIV ISRAEL, L3, 61580, 0119723766800 - 9,326,895 ($86,376,285.23) Equity, (File 333-121804 - Jan. 3) (BR. 03) S-3 SILICON STORAGE TECHNOLOGY INC, 1171 SONORA CT, SUNNYVALE, CA, 94086, 4087359110 - 3,030,082 ($17,392,670.68) Equity, (File 333-121806 - Jan. 3) (BR. 36) SB-2 STRATEGY INTERNATIONAL INSURANCE GROUP INC, 200 YORKLAND BLVD., STE. 200, TORONTO, A6, M2J5C1, 2812556256 - 29,992,207 ($61,783,946.42) Equity, (File 333-121807 - Jan. 3) (BR. 09) S-8 LISKA BIOMETRY INC, 6066 VINEYARD DRIVE, OTTAWA, A6, K1C 2M5, 613-837-1909 - 110,000 ($85,800.00) Equity, (File 333-121808 - Jan. 3) (BR. 05) SB-2 DAEDALUS HEALTH INFORMATION SYSTEMS INC, 8305 RICHMOND HIGHWAY, SUITE 10A, ALEXANDRIA, VA, 22309, 703-360-5700 - 3,000,000 ($7,500,000.00) Debt Convertible into Equity, (File 333-121810 - Jan. 3) (BR. 09) S-8 ALCATEL, 54 RUE LA BOETIE, 2288 BH, PARIS FRANCE, I0, 75008, 3314076101 - 0 ($3,857,131.00) Equity, (File 333-121813 - Jan. 3) (BR. 37) S-3 FLEXTRONICS INTERNATIONAL LTD, 0654495255 - 0 ($36,283,140.00) Equity, (File 333-121814 - Jan. 3) (BR. 36) S-3 MUNICIPAL MORTGAGE & EQUITY LLC, 218 N CHARLES ST, STE 500, BALTIMORE, MD, 21201, 4109628044 - 0 ($500,000,000.00) Equity, (File 333-121815 - Jan. 3) (BR. 08) S-3 LUMINENT MORTGAGE CAPITAL INC, 909 MONTGOMERY STREET, SUITE 500, SAN FRANCISCO, CA, 94133, 415-486-6500 - 0 ($500,000,000.00) Other, (File 333-121816 - Jan. 3) (BR. 08) S-8 SKYLYNX COMMUNICATIONS INC, 500 JOHN RINGLING BOULEVARD, SARASOTA, FL, 34236, 941-388-2882 - 2,500,000 ($450,000.00) Debt Convertible into Equity, (File 333-121817 - Jan. 3) (BR. 09) S-3 TURBOCHEF TECHNOLOGIES INC, 10500 METRIC DRIVE SUITE 128, DALLAS, TX, 75243, 2143419471 - 5,750,000 ($132,250,000.00) Equity, (File 333-121818 - Jan. 3) (BR. 06) S-4 KENTEX PETROLEUM INC, 5525 SOUTH 900 EAST, SUITE 110, SALT LAKE CITY, UT, 84117, 8012628844 - 26,596,643 ($2,659.66) Equity, (File 333-121819 - Jan. 3) (BR. 09) S-1 ASSURANT INC, 0 ($822,800,000.00) Equity, (File 333-121820 - Jan. 3) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 8.01 01/03/05 3D SYSTEMS CORP DE 3.02,9.01 12/30/04 Aames Mortgage Investment Trust 2004- DE 8.01,9.01 12/27/04 ABLE LABORATORIES INC DE 1.01 12/30/04 ACCREDITED HOME LENDERS INC MORTGAGE DE 8.01 12/27/04 Accredited Mortgage Loan Trust 2004-3 DE 8.01 12/27/04 Accredited Mortgage Loan Trust 2004-4 DE 8.01 12/27/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 12/27/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 12/27/04 ACE SECURITIES CORP HOME EQUITY LOAN DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-FM2 DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-HE3 DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-HE4 DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-IN1 DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-RM1 DE 8.01,9.01 12/27/04 ACE Securities Corp Series 2004-SD1 DE 8.01,9.01 12/27/04 Ace Securities Corp Series HE2 DE 8.01,9.01 12/27/04 ACTUANT CORP WI 1.01,2.01,8.01,9.01 12/27/04 ACUSPHERE INC DE 1.01,2.03,9.01 12/30/04 ADVANCED MEDICAL OPTICS INC DE 3.02 01/03/05 ALLIANCE FINANCIAL CORP /NY/ NY 1.01 12/31/04 ALLIANCE PHARMACEUTICAL CORP NY 1.01,9.01 01/03/05 ALNYLAM PHARMACEUTICALS, INC. 3.02 12/31/04 ALTERNATIVE LOAN TRUST 2004-25CB 9.01 12/25/04 ALTERNATIVE LOAN TRUST 2004-26T1 9.01 12/25/04 AMERADA HESS CORP DE 1.01 01/03/05 AMERICA ONLINE LATIN AMERICA INC DE 3.02 12/31/04 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 9.01 12/27/04 AMERICANWEST BANCORPORATION WA 2.02,2.06,7.01,9.01 01/03/05 AMERIQUEST MORTGAGE SEC INC AS BK PAS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SEC INC ASSET BK DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC AS DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC. A DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC. A DE 8.01 12/27/04 AMERIQUEST MORTGAGE SECURITIES INC. A DE 8.01 12/27/04 Amortizing Residential Collateral Tru DE 8.01,9.01 12/27/04 ARGENT SECURITIES ASSET BCKED PASS TH DE 8.01 12/27/04 ARGENT SECURITIES INC ASSET BACK PASS 8.01 12/27/04 ARGENT SECURITIES INC ASSET BACK PASS 8.01 12/27/04 ARGENT SECURITIES INC ASSET BACK PASS 8.01 12/27/04 ARGENT SECURITIES INC ASSET BACK PASS 8.01 12/27/04 ARGENT SECURITIES INC ASSET-BACKED PA 8.01 12/27/04 ARGENT SECURITIES INC ASSET-BACKED PA 8.01 12/27/04 ARGENT SECURITIES INC ASSET-BACKED PA 8.01 12/27/04 ARGENT SECURITIES INC ASSET-BACKED PA 8.01 12/27/04 ARGENT SECURITIES INC ASSET-BACKED PA 8.01 12/27/04 ARGENT SECURITIES INC ASST BACK PASS 8.01 12/27/04 ARGOSY GAMING CO DE 8.01,9.01 12/27/04 ARROW FINANCIAL CORP NY 2.03 12/28/04 ARVINMERITOR INC IN 5.02 12/31/04 ASIA PAYMENT SYSTEMS NV 7.01,9.01 01/03/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 12/25/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 12/27/04 ASSET-BACKED PASS-THROUGH CERTIFICATE 8.01 12/27/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 12/27/04 ATRIUM COMPANIES INC DE 1.01,2.03,9.01 12/28/04 AUTONATION INC /FL DE 1.01,1.02,9.01 12/30/04 AVALON CORRECTIONAL SERVICES INC NV 5.02 12/30/04 AXTIVE CORP DE 3.02 12/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 12/27/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 12/27/04 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 12/27/04 BANCORPSOUTH INC MS 8.01,9.01 12/31/04 BANCWEST CORP/HI DE 3.02 12/27/04 BANKRATE INC FL 8.01 12/20/04 BEBE STORES INC CA 5.03,9.01 12/29/04 BellaVista Mortgage Trust 2004-1 DE 9.01 12/25/04 BENIHANA INC DE 8.01 12/29/04 BERKSHIRE INCOME REALTY INC 2.01 01/03/05 BFC FINANCIAL CORP FL 7.01 01/03/05 BLUE MARTINI SOFTWARE INC 1.01,9.01 12/09/04 BRAVO FOODS INTERNATIONAL CORP DE 3.02 12/29/04 CARRINGTON MORTGAGE LOAN TRUST, SERIE 8.01 12/27/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 12/27/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 12/27/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE 9.01 12/27/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 12/27/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 12/27/04 CENTRUE FINANCIAL CORP DE 1.01,9.01 01/03/05 CERIDIAN CORP /DE/ DE 1.01 12/31/04 CFSB MOR SEC CORP HOME EQUITY ASSET T DE 8.01,9.01 12/25/04 CH ENERGY GROUP INC NY 5.02 12/31/04 CHESAPEAKE ENERGY CORP OK 5.02 01/03/05 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 12/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 12/25/04 CIT GROUP INC DE 5.02 12/31/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 12/27/04 CITIGROUP MORTGAGE LOAN TRUST INC CAR 8.01 12/27/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 9.01 12/27/04 Citigroup Mortgage Loan Trust, Series 8.01 12/27/04 CLAIMSNET COM INC DE 2.03,9.01 12/28/04 CLEVELAND CLIFFS INC OH 8.01 01/03/05 CLX ENERGY INC CO 4.01 12/29/04 COGNIGEN NETWORKS INC CO 5.03,9.01 12/28/04 COLUMBIA BANCORP MD 1.01,2.03,9.01 12/29/04 COLUMBIA LABORATORIES INC DE 1.01,5.02,9.01 12/31/04 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 01/03/05 COMMUNITY BANKSHARES INC /SC/ SC 1.01,5.02,5.03 12/27/04 COMPETITIVE TECHNOLOGIES INC DE 8.01,9.01 12/29/04 CONNECTICUT LIGHT & POWER CO CT 8.01,9.01 12/29/04 AMEND CONTINENTAL AIRLINES INC /DE/ DE 5.02 01/03/05 CORGENTECH INC DE 1.01 12/27/04 CORPORATE OFFICE PROPERTIES TRUST MD 8.01 12/30/04 CORTLAND BANCORP INC OH 1.01 12/28/04 CRANE CO /DE/ DE 8.01,9.01 01/03/05 CREDENCE SYSTEMS CORP DE 1.01,5.02,9.01 01/03/05 CRITICAL PATH INC CA 1.01,2.03,3.02,3.03,5.03,9.01 12/29/04 CROGHAN BANCSHARES INC OH 8.01,9.01 01/03/05 CSFB ADJUSTABLE RATE MORTGAGE TRUST 2 DE 8.01,9.01 12/27/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 12/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 12/25/04 CWABS INC ASSET BACKED CERTIFICATES T DE 9.01 12/25/04 CWALT, Inc. Alternative Loan Trust 20 9.01 12/25/04 CWMBS INC CHL Mortgatge Pass Through DE 9.01 12/25/04 DATATRAK INTERNATIONAL INC OH 1.01 12/23/04 AMEND DEERE & CO DE 7.01 01/03/05 DELUXE CORP MN 1.01,9.01 01/01/05 DEUTSCHE MORT SEC INC MORTGAGE LOAN T 8.01,9.01 12/27/04 DEUTSCHE MORTGAGE SEC INC MORT LOAN T 8.01,9.01 12/27/04 DEUTSCHE RECREATIONAL ASSET FUNDING C NV 8.01,9.01 12/16/04 DGSE COMPANIES INC NV 5.02 12/31/04 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 12/31/04 DIASYS CORP DE 1.02 01/03/05 DIGICORP UT 5.01,5.02,8.01 01/03/05 DIGICORP UT 5.01,5.02,8.01 01/03/05 AMEND DYNABAZAAR INC DE 5.02 12/27/04 EBANK FINANCIAL SERVICES INC GA 1.01,3.02,9.01 12/28/04 EBAY INC DE 1.01,9.01 12/27/04 EMPIRE RESORTS INC DE 8.01 12/30/04 ENERGY TRANSFER PARTNERS LP DE 8.01 11/15/04 ENPATH MEDICAL INC MN 1.01 12/27/04 ENTERPRISE BANCORP INC /MA/ MA 1.01,5.02,8.01 01/03/05 ENTERPRISE FINANCIAL SERVICES CORP DE 5.02 12/31/04 ENVIRONMENTAL REMEDIATION HOLDING COR CO 4.02,9.01 12/28/04 AMEND EQUIFIRST MORTGAGE LOAN TRUST 2004-2 DE 8.01 12/27/04 EQUIFIRST MORTGAGE LOAN TRUST 2004-3 DE 8.01 12/27/04 ESCALON MEDICAL CORP DE 5.02,9.01 12/29/04 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 12/27/04 Fieldstone Mortgage Investment Trust, DE 8.01,9.01 12/27/04 FIFTH THIRD BANCORP OH 8.01,9.01 08/03/04 AMEND FINANCE AMERICA MORTGAGE LOAN TRUST 2 DE 8.01,9.01 12/25/04 FINANCE AMERICA MORTGAGE LOAN TRUST 2 DE 8.01 12/27/04 Finance America Mortgage Loan Trust 2 DE 8.01 12/27/04 FINANCIAL ASSET SEC CORP FIRST FRANK DE 8.01,9.01 12/27/04 FINANCIAL ASSET SEC CORP ASSET-BACKED DE 8.01 12/27/04 FINANCIAL ASSET SEC CORP MERITAGE MOR DE 8.01 12/27/04 FINANCIAL ASSET SECURITIES CORP FIRST DE 8.01,9.01 12/27/04 FIRST CAPITAL INC IN 8.01,9.01 12/31/04 FIRST FINANCIAL BANKSHARES INC TX 1.01,9.01 12/31/04 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 12/27/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 12/27/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE 8.01,9.01 12/27/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 12/26/04 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE 8.01,9.01 12/27/04 First Horizon Asset Sec Mort Pas Thr DE 9.01 12/25/04 First Horizon Asset Sec Mort Pas Thr DE 9.01 12/25/04 FIRST HORIZON NATIONAL CORP TN 8.01,9.01 01/03/05 FIRST INDIANA CORP IN 1.01,9.01 12/29/04 FLOWERS FOODS INC GA 1.01,9.01 01/01/05 FLUOR CORP DE 7.01,9.01 12/30/04 FONIX CORP DE 3.02 12/29/04 FOREST LABORATORIES INC DE 8.01 12/31/04 FREMONT HOME LOAN TRUST 2004-2 DE 8.01 12/27/04 Fremont Home Loan Trust 2004-4 DE 2.01,9.01 12/16/04 FULL HOUSE RESORTS INC DE 1.01,9.01 01/03/05 FULTON FINANCIAL CORP PA 2.01,9.01 12/31/04 FX ENERGY INC NV 8.01,9.01 01/03/05 GENELABS TECHNOLOGIES INC /CA CA 2.02,8.01,9.01 12/27/04 GOOD TIMES RESTAURANTS INC NV 1.01 09/30/04 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01 12/28/04 GREAT PLAINS ETHANOL LLC SD 1.01,1.02,9.01 12/31/04 GS Mortgage GSAA Home Eq. Trust 2004- DE 8.01 12/27/04 GS Mortgage GSAMP Trust 2004 - AHL DE 8.01 12/27/04 GS Mortgage GSAMP Trust 2004-AR2 DE 8.01 12/27/04 GS Mortgage GSAMP Trust 2004-WF DE 8.01 12/27/04 GS MORTGAGE SECURITIES CORP GSAA TRUS DE 8.01 12/27/04 GS MORTGAGE SECURITIES CORP GSAMP TRU DE 8.01 12/27/04 GS Mortgage Securities Corp GSAMP Tru DE 8.01 12/27/04 GS MORTGAGE SECURITIES CORP GSAMP TRU DE 8.01,9.01 12/27/04 GS MORTGAGE SECURITIES CORP MTG PA TH DE 8.01,9.01 12/27/04 GS Mortgage Securities Corp. FFMLT Tr DE 8.01 12/27/04 GS MORTGAGE SECURITIES CORP. GSAA HOM DE 8.01 12/27/04 GS Mortgage Securities Corp. GSAA Tru DE 8.01 12/27/04 GS Mortgage Securities Corp. GSAMP Tr DE 8.01 12/27/04 GS MORTGAGE SECURITIES CORP. GSAMP TR DE 8.01 12/27/04 GSAA HOME EQUITY TRUST 2004-5 DE 8.01 12/27/04 GSAA HOME EQUITY TRUST 2004-6 DE 8.01 12/27/04 GSAA HOME EQUITY TRUST 2004-8 DE 8.01,9.01 12/27/04 GSAMP Trust 2004-NC1 8.01 12/27/04 GSAMP TRUST 2004-SD1 DE 8.01,9.01 12/27/04 HEARTLAND, INC. MD 1.02,7.01,8.01,9.01 12/28/04 HERITAGE FINANCIAL HOLDING 8.01,9.01 12/30/04 HESKA CORP DE 5.02 01/03/05 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,9.01 01/03/05 HMI INDUSTRIES INC DE 1.01,9.01 12/30/04 HMP Equity Holdings CORP DE 5.02 01/03/05 HOLLINGER INTERNATIONAL INC DE 8.01 12/31/04 Home Equity Loan Asset-Backed Notes, DE 8.01,9.01 12/27/04 HOME EQUITY LOAN TRUST SERIES 2004-HS DE 8.01,9.01 12/27/04 HOMESTAR MORTGAGE ACCEP CORP ASST BAC DE 8.01,9.01 12/27/04 HOMESTAR MORTGAGE ACCEPTANCE CORP ASS DE 8.01,9.01 12/27/04 HORIZON HEALTH CORP /DE/ DE 1.01,9.01 12/30/04 ICU MEDICAL INC/DE DE 1.01,8.01 12/28/04 IDI GLOBAL INC NV 1.01,2.03,3.02 12/27/04 IMAGENETIX INC /NV/ NV 1.01,3.02,9.01 12/28/04 IMH ASSETS CORP COLLATERALIZED ASSET DE 8.01 12/27/04 IMH ASSETS CORP COLLATERALIZED ASSET DE 8.01 12/27/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 12/27/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 12/27/04 IMPAC CMB Trust Series 2004-10 DE 8.01 12/27/04 IMPAC CMB TRUST SERIES 2004-2 DE 8.01,9.01 12/27/04 IMPAC CMB TRUST SERIES 2004-8 DE 8.01 12/27/04 Impac CMP Trust Series 2004-5 DE 8.01 12/27/04 IMPAC MORTGAGE HOLDINGS INC MD 7.01 12/31/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 8.01 12/27/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 8.01 12/27/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 8.01,9.01 12/27/04 IMPERIAL PETROLEUM INC NV 4.01 12/30/04 AMEND IndyMac ABS Inc. Home Equity Mortgage 8.01 12/27/04 IndyMac ABS, Inc., Home Equity Mortga 8.01 12/27/04 IndyMac Home Equity Loan Trust 2004-2 DE 8.01 12/27/04 INDYMAC INDEX MORTGAGE LOAN TRUST 200 8.01 12/27/04 INDYMAC INDX MORTGAGE LOAN TRUST 200 8.01 12/27/04 INDYMAC INDX MORTGAGE LOAN TRUST 2004 8.01 12/27/04 Indymac INDX Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac Indx Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac INDX Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac INDX Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac INDX Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac INDX Mortgage Loan Trust 2004 8.01 12/27/04 IndyMac INDX Mortgage Loan Trust 2004 8.01 12/27/04 INDYMAC INDX MORTGAGE LOAN TRUST 2004 8.01 12/27/04 INDYMAC INDX MORTGAGE LOAN TRUST 2004 8.01 12/27/04 Indymac INDX Mortgage Loan Trust 2004 8.01 12/27/04 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 12/27/04 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 12/27/04 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 12/27/04 IndyMac MBS, Inc. Residential Asset S 8.01 12/27/04 IndyMac MBS, Inc. Residential Asset S 8.01 12/27/04 IndyMac RAST 2004-A5 8.01 12/27/04 IndyMac RAST 2004-A8 8.01 12/27/04 IndyMac RAST 2004-R2 8.01 12/27/04 IndyMac Residential Asset Securitizat 8.01 12/27/04 INDYMAC RESIDENTIAL ASSET SECURITIZAT 8.01 12/27/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 01/03/05 INNSUITES HOSPITALITY TRUST OH 3.01 12/27/04 INSMED INC VA 8.01,9.01 12/30/04 INSTINET GROUP INC DE 1.01 01/03/05 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.01,9.01 01/03/05 INTERACTIVE INTELLIGENCE INC IN 1.02 12/27/04 INTERACTIVE MARKETING TECHNOLOGY INC NV 1.01,2.01,3.02,5.01,5.02,5.03 12/21/04 INTERCARE DX INC CA 3.02 01/03/04 INTERNATIONAL DISPLAYWORKS, INC OR 5.02,9.01 01/03/05 INTERNATIONAL DISPLAYWORKS, INC OR 2.02 01/03/05 IPAYMENT INC DE 1.01,2.01,2.03 12/27/04 Irwin Home Equity Loan Trust 2004-1 DE 8.01,9.01 12/25/04 iWorld Projects & Systems, Inc. NV 5.03 01/03/05 J.P. Morgan Mortgage Trust 2004-S1 DE 8.01,9.01 12/27/04 JACUZZI BRANDS INC DE 1.01,9.01 12/27/04 JEFFERSON BANCSHARES INC TN 1.01,8.01,9.01 12/30/04 KEY COMPONENTS LLC DE 2.01,3.03,9.01 12/27/04 KEYCORP /NEW/ OH 1.01 12/28/04 KMART HOLDING CORP DE 7.01,9.01 01/03/05 LACLEDE STEEL CO /DE/ DE 8.01,9.01 11/30/04 LAKE AREA CORN PROCESSORS LLC 8.01 12/20/04 LANCASTER COLONY CORP OH 1.01,9.01 01/03/05 LEHMAN ABS CORP INDYMAC HOME EQUITY DE 8.01 12/27/04 LEXINGTON CORPORATE PROPERTIES TRUST MD 1.01,3.02,8.01,9.01 01/03/05 LIBERTY MEDIA INTERNATIONAL INC DE 8.01 12/28/04 LIBERTY PROPERTY TRUST MD 7.01,9.01 01/03/05 LKQ CORP DE 1.01,9.01 12/27/04 LOEWS CORP DE 7.01,9.01 12/29/04 Long Beach Mortgage Loan Trust 2004-2 DE 8.01 12/27/04 Long Beach Mortgage Loan Trust 2004-3 DE 8.01 12/27/04 Long Beach Mortgage Loan Trust 2004-4 DE 8.01 12/27/04 Long Beach Mortgage Loan Trust 2004-5 DE 8.01 12/27/04 Long Beach Mortgage Loan Trust 2004-6 DE 8.01 12/27/04 LONG BEACH SEC CORP ASSET BACKED CERT DE 8.01 12/27/04 LONG BEACH SEC CORP ASSET-BACKED CERT DE 8.01 12/27/04 LQ CORP INC DE 5.02 12/27/04 LYNCH CORP IN 9.01 10/14/04 AMEND LYNX THERAPEUTICS INC DE 1.01,2.03,3.02,9.01 12/28/04 MAGIC LANTERN GROUP INC NY 3.02 12/30/04 MANHATTAN SCIENTIFICS INC DE 8.01,9.01 01/03/05 MCKENZIE BAY INTERNATIONAL LTD 8.01 01/03/05 MED-DESIGN CORP 1.01,9.01 12/29/04 MEDIS TECHNOLOGIES LTD DE 3.02,8.01,9.01 12/27/04 MERITAGE MORTGAGE LOAN TRUST 2004-2 DE 8.01 12/27/04 MERRILL LYNCH & CO INC DE 8.01,9.01 12/31/04 MERRILL LYNCH DEPOSITOR INC INDEXPLUS DE 8.01,9.01 12/20/04 MERRILL LYNCH MORT INV INC MORT LN AS DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 12/27/04 MERRILL LYNCH MORTGAGE LN ASST BACK C DE 8.01,9.01 12/27/04 MICROPAC INDUSTRIES INC DE 8.01 01/03/05 MICROVISION INC WA 1.01 12/30/04 MIDWESTONE FINANCIAL GROUP INC IA 5.02 01/03/05 MILLS CORP DE 9.01 10/15/04 AMEND MODTECH HOLDINGS INC CA 3.02,9.01 12/30/04 MONMOUTH CAPITAL CORP NJ 8.01 01/03/05 MONMOUTH COMMUNITY BANCORP NJ 2.01,5.01,5.02,9.01 01/01/05 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01 12/30/04 MOOG INC NY 1.01,8.01,9.01 01/03/05 MORGAN STANLEY ABS CAP I INC MORT PA DE 8.01 12/27/04 MORGAN STANLEY ABS CAPITAL 1 INC CDC DE 8.01 12/27/04 MORGAN STANLEY ABS CAPITAL I INC CDC DE 8.01 12/27/04 MORGAN STANLEY ABS CAPITAL I INC SERI DE 8.01 12/27/04 MORGAN STANLEY ABS CAPITAL I INC TRUS DE 8.01 12/27/04 MORGAN STANLEY ABS CAPITAL I INC TRUS DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. IXI DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 12/27/04 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 12/27/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 12/27/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01 12/27/04 MOVIE GALLERY INC DE 8.01,9.01 12/30/04 MTC TECHNOLOGIES INC DE 1.01 12/27/04 MTC TECHNOLOGIES INC DE 1.01,9.01 12/28/04 MUELLER PAUL CO MO 3.01,8.01,9.01 12/31/04 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,5.02 12/09/04 AMEND NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 11/30/04 NAAC Alternative Loan Trust, Series 2 DE 2.01,9.01 11/30/04 AMEND NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 12/27/04 NanoSignal CORP NV 5.01 12/30/04 NATIONAL COAL CORP FL 3.02 12/29/04 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 12/31/04 NEW CENTURY HOME EQUITY LOAN TRUST 20 DE 8.01 12/27/04 NEW CENTURY HOME EQUITY LOAN TRUST 20 DE 8.01 12/27/04 NEW CENTURY HOME EQUITY LOAN TRUST, S DE 8.01 12/27/04 NEW CENTURY HOME EQUITY LOAN TRUST, S DE 8.01 12/27/04 NEW ENGLAND BANCSHARES INC 1.01,2.03 11/24/04 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 12/31/04 NEWMARK VENTURES INC DE 8.01 12/31/04 NEWPORT INTERNATIONAL GROUP INC DE 8.01,9.01 01/03/05 NISOURCE INC/DE DE 1.01,9.01 12/29/04 NITTANY FINANCIAL CORP PA 8.01,9.01 12/30/04 NN INC DE 2.05 12/28/04 NNN 2002 VALUE FUND LLC 7.01,9.01 01/03/05 NOFIRE TECHNOLOGIES INC DE 5.01 12/31/04 Nomura Asset Acc Corp ALT LN TR Ser 2 DE 8.01,9.01 12/27/04 NOMURA ASSET ACCEPTANCE CORPORATION, DE 8.01,9.01 12/27/04 NOMURA ASSET ACCEPTANCE CORPORATION, DE 8.01,9.01 12/27/04 NORTHEAST PENNSYLVANIA FINANCIAL CORP DE 1.01,9.01 12/29/04 NORTHEAST UTILITIES MA 8.01,9.01 12/29/04 AMEND NOVA BIOGENETICS INC DE 5.02 12/31/04 OPEN SOLUTIONS INC DE 5.02 12/27/04 OPTIMAL GROUP INC 7.01 01/03/05 ORACLE CORP /DE/ DE 1.01,2.03 12/28/04 ORACLE CORP /DE/ DE 2.01,9.01 12/29/04 ORIENTAL FINANCIAL GROUP INC PR 5.02 12/28/04 PANAMED CORP CA 8.01,9.01 12/17/04 PARAMCO FINANCIAL GROUP INC NV 3.02,8.01,9.01 12/30/04 PARK NATIONAL CORP /OH/ OH 8.01,9.01 12/31/04 PARK NATIONAL CORP /OH/ OH 8.01,9.01 01/03/05 Park Place Securities, Inc., Asset-Ba DE 2.01,8.01,9.01 11/01/04 PARKVALE FINANCIAL CORP PA 2.01,9.01 12/31/04 PEAPACK GLADSTONE FINANCIAL CORP NJ 1.01,9.01 12/09/04 PEGASUS COMMUNICATIONS CORP / DE 4.01,9.01 10/25/04 AMEND PEOPLES BANCORP INC/MD MD 5.02 12/31/04 PEOPLES HOLDING CO MS 7.01,9.01 01/03/05 PFIZER INC DE 8.01,9.01 12/31/04 PHEAA STUDENT LOAN TRUST I DE 8.01,9.01 12/14/04 PHOENIX INTERESTS INC 5.03 12/27/04 PHYTOMEDICAL TECHNOLOGIES INC NV 2.03,9.01 12/31/04 PLANGRAPHICS INC CO 1.01,9.01 12/28/04 PNM RESOURCES INC NM 8.01 12/30/04 POPE RESOURCES LTD PARTNERSHIP DE 1.01 01/03/05 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 12/27/04 PROLOGIS MD 5.02 12/31/04 PTEK HOLDINGS INC GA 3.01,5.03,9.01 01/03/04 PUBLIC CO MANAGEMENT CORP NV 3.02 12/27/04 QEP CO INC DE 1.01,9.01 12/27/04 QUOVADX INC DE 2.01,7.01,9.01 12/31/04 RALI 2004-QS5 DE 9.01 12/20/04 RALI Series 2004-QA2 Trust DE 9.01 12/20/04 RALI Series 2004-QA3 Trust DE 9.01 12/20/04 RALI SERIES 2004-QA4 TRUST DE 9.01 12/20/04 RALI Series 2004-QA5 Trust DE 9.01 12/20/04 RALI Series 2004-QR1 Trust DE 9.01 12/20/04 RALI Series 2004-QS1 Trust DE 9.01 12/20/04 RALI Series 2004-QS10 Trust DE 9.01 12/20/04 RALI Series 2004-QS11 Trust 9.01 12/20/04 RALI Series 2004-QS12 Trust DE 9.01 12/20/04 RALI Series 2004-QS13 Trust DE 9.01 12/20/04 RALI Series 2004-QS14 Trust DE 9.01 12/20/04 RALI Series 2004-QS15 Trust DE 9.01 12/20/04 RALI Series 2004-QS2 Trust DE 9.01 12/20/04 RALI Series 2004-QS8 Trust DE 9.01 12/20/04 RALI Series 2004-QS9 Trust DE 9.01 12/20/04 RANGE RESOURCES CORP DE 1.01,9.01 12/27/04 RASC Series 2004-KS1 Trust DE 9.01 12/21/04 RASC Series 2004-KS10 Trust DE 9.01 12/21/04 RASC Series 2004-KS11 Trust DE 9.01 12/21/04 RASC Series 2004-KS2 Trust DE 9.01 12/21/04 RASC SERIES 2004-KS4 TRUST DE 9.01 12/21/04 RASC Series 2004-KS5 Trust DE 9.01 12/21/04 RASC Series 2004-KS6 Trust DE 9.01 12/21/04 RASC Series 2004-KS7 Trust DE 9.01 12/21/04 RASC Series 2004-KS8 Trust 9.01 12/21/04 RASC Series 2004-KS9 Trust DE 9.01 12/21/04 REALTY INCOME CORP MD 8.01 12/31/04 REINHOLD INDUSTRIES INC/DE/ DE 2.01,9.01 12/28/04 RESIDENTIAL ACCREDIT LOANS INC RALI S DE 9.01 12/20/04 RESIDENTIAL ACCREDIT LOANS INC RALI S DE 9.01 12/20/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 12/27/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 12/27/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 12/29/04 RESIDENTIAL ASSET SECURITIES RASC SER DE 9.01 12/21/04 RESIDENTIAL ASSET SECURITIZATION TRUS 8.01 12/27/04 Residential Asset Securitization Trus 8.01 12/27/04 RESIDENTIAL ASSET SECURITIZATION TRUS 8.01 12/27/04 RESUDENTIAL ACRREDIT LOANS RALI SERIE DE 9.01 12/20/04 RFC RALI Series 2004-QS6 DE 9.01 12/20/04 RFC RALI Series 2004-QS7 DE 9.01 12/20/04 ROBOCOM SYSTEMS INTERNATIONAL INC NY 2.02 01/03/05 ROWAN COMPANIES INC DE 8.01,9.01 01/03/05 S&T BANCORP INC PA 8.01 01/03/05 SAGEMARK COMPANIES LTD NY 3.02,9.01 12/29/04 SASCO Mortgage Loan Trust 2004-GEL3 DE 8.01,9.01 12/25/04 SASCO Mortgage Pass-through Certifica DE 8.01,9.01 12/25/04 SAXON ASSET SECURITIES CO TRUST 2004- VA 8.01 12/27/04 Saxon Asset Securities Trust 2004-2 VA 8.01 12/27/04 Saxon Asset Securities Trust 2004-3 VA 8.01 12/27/04 SBA COMMUNICATIONS CORP FL 8.01 12/31/04 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 1.01 12/31/04 SCP POOL CORP DE 7.01,8.01,9.01 12/29/04 SCS TRANSPORTATION INC DE 2.02,8.01,9.01 01/03/05 SEA CONTAINERS LTD /NY/ 5.02 12/31/04 SECURITIZED ASSET BACKED REC LLC TRUS 8.01 12/27/04 SECURITIZED ASSET BACKED RECEIVABLES 8.01 12/27/04 Securitized Asset Backed Receivalbes 8.01 12/27/04 SELECT COMFORT CORP MN 1.01,9.01 01/03/05 SELECT MEDICAL CORP DE 7.01 01/01/05 SEMCO ENERGY INC MI 1.01,9.01 12/31/04 SEVERN BANCORP INC MD 1.02 01/03/05 SHARP HOLDING CORP DE 1.01,2.03,3.02,9.01 12/30/04 SINGING MACHINE CO INC DE 4.01,9.01 10/15/04 AMEND SINGING MACHINE CO INC DE 5.02,9.01 10/22/04 AMEND SITESTAR CORP NV 4.01,9.01 12/28/04 SKY FINANCIAL GROUP INC OH 5.02,9.01 12/31/04 SOUNDVIEW HOME LOAN TRUST 2004-1 DE 8.01 12/27/04 SOUTHWALL TECHNOLOGIES INC /DE/ DE 3.02 12/31/04 SOUTHWEST WATER CO DE 1.01,2.03 12/28/04 SPARTAN STORES INC MI 1.02,7.01,9.01 12/30/04 Specialty Underwriting & Residental F DE 8.01,9.01 12/27/04 Specialty Underwriting & Residential DE 8.01,9.01 12/27/04 SPEEDCOM WIRELESS CORP DE 5.02,9.01 12/30/04 SPINDLETOP OIL & GAS CO TX 2.01 12/27/04 STONE ENERGY CORP DE 1.01,9.01 12/31/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/04 Structured Adjustable Rate Mortgage L DE 8.01,9.01 12/27/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/27/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/27/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/27/04 STRUCTURED ASSET INV LOAN TR MORT PAS DE 8.01 12/27/04 STRUCTURED ASSET MORT INV INC THORNBU NY 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INV MORT PASS T NY 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INVEST INC MORT DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORT INVESTMENT THOR DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INV INC MOR NY 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/27/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 12/27/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 12/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 8.01,9.01 12/27/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 12/15/04 STURCTURED ASSET SECURITIES CORP MORT DE 8.01,9.01 12/27/04 SULPHCO INC NV 9.01 12/28/04 SWISS MEDICA INC DE 1.01,3.02,8.01,9.01 12/23/04 SYMBOL TECHNOLOGIES INC DE 1.01,1.02,2.03,9.01 12/29/04 SYSTEMS EVOLUTION INC ID 1.01,2.03,3.02,9.01 12/30/04 TALK AMERICA HOLDINGS INC DE 1.01,5.02,9.01 01/01/05 TechAlt, Inc. NV 3.03 12/28/04 TECUMSEH PRODUCTS CO MI 8.01,9.01 01/03/05 TEGAL CORP /DE/ DE 3.02 12/29/04 Terwin Mortgage Trust, Series 2004-11 DE 8.01,9.01 12/27/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 12/27/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 12/27/04 THQ INC DE 1.01 12/30/04 TOREADOR RESOURCES CORP DE 1.01,2.03,9.01 12/30/04 TRANSDIGM INC DE 7.01,9.01 12/31/04 TRI VALLEY CORP DE 3.02 12/22/04 TRW AUTOMOTIVE HOLDINGS CORP DE 1.01,2.03 12/31/04 TXU CORP /TX/ TX 2.05,8.01 12/30/04 UCN INC DE 8.01 12/29/04 UMPQUA HOLDINGS CORP OR 1.01,9.01 12/30/04 UNIVEST CORP OF PENNSYLVANIA PA 5.02 01/03/05 VERMONT PURE HOLDINGS LTD/DE DE 1.01 12/30/04 VESTIN GROUP INC NV 1.01,3.01,5.02,9.01 12/28/04 VISION SCIENCES INC /DE/ DE 1.01,9.01 12/29/04 VTEX ENERGY INC NV 3.02 12/27/04 WARREN RESOURCES INC MD 7.01,9.01 12/30/04 WASHINGTON MUTUAL MORT PS THR CERTS DE 8.01 12/27/04 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 12/28/04 WELLS FARGO ASSEST SEC C ORP MORT BAC DE 8.01,9.01 12/27/04 WELLS FARGO ASSET SEC CORP MORT PASS DE 8.01,9.01 12/27/04 WELLS FARGO ASSET SEC CORP MORT PS TH DE 8.01,9.01 12/27/04 Wells Fargo Asset Securities Corp Mor DE 8.01,9.01 12/27/04 Wells Fargo Asset Securities Series 2 DE 8.01,9.01 12/27/04 WELLS FARGO HOME EQUITY TRUST MORT PA DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie 8.01,9.01 12/27/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 12/27/04 WELLS REAL ESTATE INVESTMENT TRUST II MD 2.01,2.03,9.01 12/28/04 WELLS REAL ESTATE INVESTMENT TRUST IN DE 7.01 01/03/05 WESTPOINT STEVENS INC DE 8.01 11/30/04 WHEELING ISLAND GAMING INC DE 8.01 12/30/04 WHEELING PITTSBURGH CORP /DE/ DE 1.01 12/30/04 WHITE ELECTRONIC DESIGNS CORP ID 8.01 12/28/04 WITS BASIN PRECIOUS MINERALS INC MN 4.01,8.01,9.01 12/28/04 WORLD HEALTH ALTERNATIVES INC FL 3.02,9.01 12/15/04 WYNDHAM INTERNATIONAL INC DE 1.01,2.06,9.01 12/31/04 Z TEL TECHNOLOGIES INC DE 1.01 12/28/04