SEC NEWS DIGEST Issue 2006-52 March 17, 2006 COMMISSION ANNOUNCEMENTS DONALD HOERL NAMED ACTING REGIONAL DIRECTOR OF THE SEC'S CENTRAL REGIONAL OFFICE Securities and Exchange Commission Chairman Christopher Cox today named Donald M. Hoerl as the Acting Regional Director of the SEC's Central Regional Office. The office, located in Denver, Colorado, conducts examination and enforcement activities in Colorado, North Dakota, South Dakota, Utah, Wyoming and New Mexico. Mr. Hoerl currently serves as the Associate Regional Director for Enforcement in the Central Regional Office - a position he has held since 1997. Linda Thomsen, the SEC's Director of Enforcement said, "I am very pleased that Don has agreed to serve as Acting Regional Director in our Central Regional Office. He is an excellent lawyer who has played a large role in many of the successful cases brought by the Regional Office over the past several years. I know that Don will continue the SEC's effective enforcement presence in that part of the country. I look forward to working with him in his new role during this interim period." Director of the Office of Compliance Inspections and Examinations, Lori Richards stated, "Working with the outstanding examination staff in the Denver Office, as well as with the staff of the Salt Lake Office, Don will do an excellent job in maintaining examination oversight of firms in the region for the protection of investors." Mr. Hoerl said, "I am honored that Chairman Cox has asked me to lead the Central Regional Office until a permanent Regional Director in named. The staff of the regional office has long enjoyed a tradition of excellence and outstanding public service. I look forward to sustaining that tradition in this position." Prior to his appointment to this post, Mr. Hoerl was the District Administrator of the Commission's Philadelphia District Office for a period of four years and also served as the District Administrator of the SEC's Salt Lake District Office for six years. He began his career with the Commission in 1982 in the Commission's Denver Office as a trial counsel. Before joining the SEC, he was an Assistant United States Attorney in Denver for over five years. Mr. Hoerl received his B.A. degree from the University of California, Los Angeles and his JD degree from the University of Colorado School of Law." (Press Rel. 2006-39) COMMISSION MEETINGS CLOSED MEETING - THURSDAY, MARCH 23, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, March 23, will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Formal orders of investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF ROBERT BREED On March 16, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Robert Allan Breed. The Order finds that Breed was permanently enjoined from future violations of antifraud and other provisions of the securities laws based on insider trading. Securities and Exchange Commission v. Robert Breed, et al., Civil Action Number 01 Civ. 7798, in the United States District Court for the Southern District of New York. Based upon the above, the Order bars Breed from association with any broker or dealer. Breed consented to the issuance of the Order without admitting or denying any of the allegations in the Order Instituting Proceedings or the civil injunctive action. The Commission acknowledges the assistance provided by the U.S. Attorney for the Southern District of New York, the District Attorney for New York County, the New York Stock Exchange, the American Stock Exchange, and the Pacific Exchange, Inc. For information about related matters, see Lit. Rel. No. 15741 (May 15, 1998); Lit. Rel. No. 15990 (Dec. 3, 1998); Securities Exchange Act Rel. No. 40787 (Dec. 14, 1998); Securities Exchange Act Rel. No. 40788 (Dec. 14, 1998); Lit. Rel. No. 16090 (Mar. 18, 1999); Securities Exchange Act Rel. No. 41182 (Mar. 18, 1999); Securities Exchange Act Rel. No. 41220 (Mar. 29, 1999); Lit. Rel. No. 16227 (Aug. 2, 1999); Lit. Rel. No. 16326 (Oct. 4, 1999); Lit. Rel. No. 16458 (Feb. 29, 2000); Lit. Rel. No. 16746 (Oct. 3, 2000); Lit. Rel. No. 16853 (Jan. 3, 2001); Lit. Rel. No. 17107 (Aug. 21, 2001); and Securities Exchange Act Rel. No. 34-53010 (Dec. 22, 2005). (Rel. 34-53498; File No. 3- 12132) COMMISSION DECLARES DECISION AS TO SALVATORE DIAMBROSIO FINAL The decision of an administrative law judge with respect to Salvatore DiAmbrosio has become final. The law judge found that on March 10, 2005, the U.S. District Court for the Eastern District of Pennsylvania convicted DiAmbrosio on ten counts of wire fraud for his involvement in a trading scheme. On June 9, 2005, the district court sentenced DiAmbrosio to five years' probation, including twelve months of home detention, and ordered restitution in the amount of $2,100,000. DiAmbrosio violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5. DiAmbrosio was a senior stock execution clerk for D&D Securities, Inc., from September 1, 1995, through November 24, 1999. He was also secretly associated with Bearcat, Inc., an options trading firm. From April 1, 1999, through Sept. 2, 1999, DiAmbrosio engaged in a scheme to defraud Binary Traders, Inc., an option trading firm that was D&D's primary client. DiAmbrosio effected fictitious, paired cross-trades between the Binary and either D&D's error account or Bearcat's trading account. The scheme caused the Binary account to sustain losses and the D&D error account and the Bearcat trading account realized gains. The law judge ordered that Salvatore DiAmbrosio cease and desist from committing or causing any violations or future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Act of 1934, and Exchange Act Rule 10b-5. The law judge also barred DiAmbrosio from association with any broker or dealer, and ordered that DiAmbrosio disgorge $869,946, plus prejudgement interest due from Oct. 1, 1999, through the last day of the month preceding the month in which payment is made. The amounts that DiAmbrosio pays in restitution will decrease the disgorgement amount. (Rels. 33-8669; 34-53499; File No. 3-10373) IN THE MATTER OF BEAR, STEARNS & CO., INC., AND BEAR, STEARNS SECURITIES CORP. The Commission today granted the request by Bear, Stearns & Co., Inc. (BS&Co.) and Bear, Stearns Securities Corp. (BSSC) (together, Respondents) for a waiver of the disqualification from the exemption under Regulation E under the Securities Act of 1933 (Securities Act) arising from the settlement of a cease-and-desist and administrative proceeding commenced by the Commission. By letter dated Feb. 7, 2006, BS&Co. and BSSC requested a waiver of the disqualification from the exemption under Regulation E under the Securities Act arising from the settlement of the anticipated cease-and-desist and administrative proceeding. On March 16, 2006, pursuant to the Respondents' Offer of Settlement, the Commission instituted an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (OIP) against Respondents. The OIP censures Respondents and finds that (1) BS&Co. willfully violated Section 17(a) of the Securities Act, Sections 10(b), 15(c), and 17(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 15c1-2, and 17a-3(a)(6) thereunder, and willfully aided and abetted and caused violations of Section 17(a) of the Securities Act, Sections 10(b), 15(c) and 17(a) of the Exchange Act and Rules 10b-5, 15c1-2, and 17a-3(a)(6) thereunder, and Rule 22c-1(a) as adopted under Section 22(c) of the Investment Company Act of 1940 (Investment Company Act); (2) BSSC willfully violated Section 17(a) of the Securities Act, Sections 15(c) and 17(a) of the Exchange Act and Rules 15c1-2 and 17a-3(a)(6) thereunder, and Rule 22c-1(a) as adopted under Section 22(c) of the Investment Company Act, and willfully aided and abetted and caused violations of Section 17(a) of the Securities Act, Sections 15(c) and 17(a) of the Exchange Act and Rules 15c1-2 and 17a-3(a)(6) thereunder; (3) requires Respondents to cease and desist from committing or causing violations and future violations of the preceding provisions; (4) requires Respondents to pay, jointly and severally, $160 million in disgorgement and a $90 million civil penalty; and (5) requires Respondents to comply with certain undertakings. Regulation E provides an exemption from registration under the Securities Act, subject to certain conditions, for securities issued by certain small business investment companies and business development companies. The Regulation E exemption is not available for the securities of an issuer if, among other things, any investment adviser or underwriter for the securities to be offered is subject to an order of the Commission entered pursuant to Section 15(b) of the Exchange Act. See Rule 602(c)(3) under the Securities Act. The Commission may waive the disqualification upon a showing of good cause. See Rule 602(e) under the Securities Act. Based on the representations set forth in Respondents' Feb. 7, 2006 request, the Commission determined that, pursuant to Rule 602(e) under the Securities Act, a showing of good cause was made and the request for a waiver of the disqualification was granted. (Rels. 33-8670; 33- 8671; 34-53506; File No. 3-12238) IN THE MATTER OF KAUTILYA "TONY" SHARMA On March 17, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities and Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions (Order) against Kautilya "Tony" Sharma (Sharma). The Order finds the Commission sued Sharma, president of Geek Securities, Inc. (Geek Securities), a broker-dealer registered with the Commission, and Geek Advisors, Inc. (Geek Advisors), an investment adviser registered with the Commission, in the civil action entitled Securities and Exchange Commission v. Geek Securities, Inc. et. al., Civil Action No. 04-80525-Civ- PAINE/JOHNSON, in the United States District Court for the Southern District of Florida, alleging Sharma engaged in pervasive market timing and late trading on behalf of institutional clients. The Commission also alleged that despite warnings from mutual fund companies Sharma and others used various deceptive activities to evade detection of ongoing market timing and accepted final trade instructions after the 4:00 p.m. EST closing of the market, knowing that the trades received the same-day NAV pricing. On February 9, 2006, a final judgment in the civil case was entered by consent against Sharma, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and from aiding and abetting violations of Section 15(c)(1) of the Exchange Act. Based on the above, the Order bars Sharma from association with any broker, dealer, or investment adviser. Sharma consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 34-53507; IA-2498; File No. 3-12241) THOMAS ROBBINS BARRED Thomas J. Robbins has been barred from association with an investment adviser. The sanction was ordered in an administrative proceeding before an administrative law judge, following a court-ordered injunction against Robbins in 2005. Robbins is permanently enjoined from violating the antifraud and registration provisions of the federal securities laws. The injunction was based on Robbins's involvement in two fraudulent pyramid schemes. (Rel. IA-2497; File No. 3-12178) COURT ENTERS FINAL JUDGMENT SETTING DISGORGEMENT AND CIVIL PENALTIES AGAINST DEFENDANTS SCOTT FINE AND KEVIN BOYLE The Commission announced that on Feb. 6, 2006, the Honorable John E. Steele, U.S. District Court for the Middle District of Florida, entered Final Judgment setting disgorgement and civil penalties against Defendants Scott Fine and Kevin Boyle. After the Court conducted an evidentiary hearing on Jan. 17, 2006, it ordered Fine and Boyle to pay over $3 million in disgorgement, prejudgment interest and civil penalties. The Final Judgment ordered Fine to pay within thirty days $1,180,262.00 in disgorgement, plus prejudgment interest of $69,439.00, and a $1,180,262.00 civil penalty. The Final Judgment also ordered Boyle to pay within thirty days $638,742.00 in disgorgement, plus prejudgment interest of $37,579.00, and a $638,742.00 civil penalty. [SEC v. KS Advisors, Inc., KS Condor Partner, LTD., II, Damian Partners, LLC, Scott Fine and Kevin Boyle, Case No. 2:04 -CV- 105- FTM-29DNF (M.D. Fla.)] (LR-19611) COURT ORDERS CARTER ALLEN JONES TO PAY DISGORGEMENT AND A CIVIL MONEY PENALTY The Commission announced that on Feb. 3, 2006, the U.S. District Court for the District of Colorado ordered Carter Allen Jones to pay $68,540 in disgorgement, plus prejudgment interest of $24,670 (nunc pro tunc as of March 31, 2005), and a $110,000 civil penalty for his participation as a promoter in a "pump and dump" scheme involving Freedom Golf Corporation's common stock. Previously, on Jan. 21, 2004, the Court entered a default judgment of permanent injunction against Jones and his company C. Jones & Company, enjoining them from future violations of Sections 17(a) and 17(b) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Based on the Commission's motion, on March 31, 2005, the court dismissed its claims of disgorgement and penalties against C. Jones & Co. [SEC v. C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen, Civil Action No. 03-CV-00636-WDM-PAC (U.S.D.C. Colo.)] (LR-19612) COMMISSION DISGORGEMENT FUND RECEIVES FIRST DONATION UNDER SARBANES- OXLEY PROVISION The First Church of Christ, Scientist, in Boston, Massachusetts has volunteered to donate $2,300,000 to the disgorgement fund set up to provide relief to the victims of the fraud alleged in the Commission's SEC v. Eric Resteiner, et. al., litigation in District Court in Massachusetts. The donation is being made under Section 308(b) of the Sarbanes-Oxley Act, which allows the Commission to accept gifts to the United States for a disgorgement fund and eventual distribution to defrauded investors. This is the first such donation made to a disgorgement fund under the Sarbanes-Oxley Act, which also allows the Commission to add civil penalties obtained from violators to disgorgement funds. The Commission commenced its litigation against Resteiner and his co- defendants in 2001, alleging that they defrauded investors out of more than $20 million in a prime bank scheme. Resteiner's fraud targeted members of the Church of Christ Scientist. The Commission obtained a default judgment against Resteiner in 2002 and set up a disgorgement fund in 2003 after obtaining a judgment against a co-defendant. In late 2004, First Church of Christ, Scientist approached Commission staff with concerns that Resteiner had donated $2.3 million to a church building fund using money he received from defrauded investors. Resteiner's donation to the church was made prior to the Commission's allegations of fraud being raised in 2001. The staff of the Commission, with the assistance of the United States Attorney's Office for the District of Massachusetts, confirmed that Resteiner's contributions to the church were made using proceeds of his fraud. Although the church had already spent the building fund donation and otherwise had no legal obligation to repay the money, it nevertheless decided to make a donation from its general funds to the victims' fund in this matter in an amount equal to Resteiner's fraudulent contributions. The $2,300,000 will be deposited in a disgorgement fund maintained at the U.S. District Court for the District of Massachusetts and together with approximately $700,000 obtained from one of Resteiner's co- defendants, will be paid out to victims of the fraud in accordance with a plan that the staff of the Commission is in the process of finalizing. Eric Resteiner recently pled guilty to a fraud indictment brought in the U.S. District Court for the District of Massachusetts arising out of the same conduct alleged in the Commission's complaint and currently is incarcerated awaiting sentencing. [SEC v. Eric Resteiner, et. al., Civil Action No. 01-CV-10637 (PBS) U. S. District Court for the District of Massachusetts] (LR-19613) INVESTMENT COMPANY ACT RELEASES MAN-GLENWOOD LEXINGTON, LLC, ET AL. A notice has been issued giving interested persons until April 10, 2006, to request a hearing on an application filed by Man-Glenwood Lexington, LLC, et al. for an order under Section 6(c) of the Investment Company Act for an exemption from Sections 18(c) and 18(i) of the Act, and an order pursuant to Section 17(d) and Rule 17d-1 under the Act. The order would permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose varying sales charges and asset-based distribution fees. (Rel. IC-27263 - March 16) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed by the Pacific Exchange to make certain housekeeping changes to its Schedule of Fees and Charges (SR-PCX-2006- 15) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 20. (Rel. 34-53485) PROPOSED RULE CHANGES The Chicago Stock Exchange filed a proposed rule change and Amendment Nos. 1, 2, and 3 thereto (SR-CHX-2005-27) relating to amending Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the proposal is expected in the Federal Register during the week of March 20. (Rel. 34-53493) The New York Stock Exchange filed a proposed rule change and Amendment No. 1 thereto (SR-NYSE-2005-72) relating to amending Exchange delisting rules to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the proposal is expected in the Federal Register during the week of March 20. (Rel. 34-53494) WITHDRAWALS SOUGHT A notice has been issued giving interested persons until April 11, 2006, to comment on the application of AvalonBay Communities, Inc. to withdraw its common stock, $.01 par value, and 8.70% series H cumulative redeemable preferred stock, $.01 par value, from listing and registration on the Pacific Exchange. (Rel. 34-53500) A notice has been issued giving interested persons until April 11, 2006, to comment on the application of Chevron Corporation to withdraw its common stock, $.75 par value, from listing and registration on the Pacific Exchange. (Rel. 34-53501) WITHDRAWAL GRANTED An order has been issued granting the application of Arch Coal, Inc. to withdraw its 5% perpetual cumulative convertible preferred stock (liquidation preference $50 per share), from listing and registration on the New York Stock Exchange, effective at the opening of business on March 17, 2006. (Rel. 34-53502) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Security Devices International Inc., 464 OLD ORCHARD GROVE, TORONTO, A6, M5M 2G4, 647-388-1117 - 0 ($2,407,440.00) Equity, (File 333-132456 - Mar. 16) (BR. 09) N-2 Patriot Capital Funding, Inc., 61 WILTON ROAD, 2ND FLOOR, WESTPORT, CT, 06880, (203) 227-7778 - 0 ($59,432,000.00) Equity, (File 333-132458 - Mar. 16) (BR. 18) S-3 PRO PHARMACEUTICALS INC, 189 WELLS ST, STE 200, NEWTON, MA, 02459, 6175590033 - 7,300,000 ($26,864,000.00) Equity, (File 333-132459 - Mar. 16) (BR. 01B) SB-2 WHERIFY WIRELESS INC, 2000 BRIDGE PARKWAY, SUITE 201, REDWOOD SHORES, CA, 94538, 5592222229 - 4,039,514 ($4,897,261.00) Debt Convertible into Equity, 7,783,687 ($6,840,673.00) Equity, (File 333-132460 - Mar. 16) (BR. 03C) SB-2 WHERIFY WIRELESS INC, 2000 BRIDGE PARKWAY, SUITE 201, REDWOOD SHORES, CA, 94538, 5592222229 - 10,000,000 ($14,300,000.00) Equity, (File 333-132461 - Mar. 16) (BR. 03C) S-8 KINDER MORGAN INC, 500 DALLAS, SUITE 1000, HOUSTON, TX, 77002, 713-369-9000 - 1,000,000 ($90,770,000.00) Equity, (File 333-132462 - Mar. 16) (BR. 02C) S-8 EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404, 650-513-7000 - 2,196,674 ($112,612,492.61) Equity, (File 333-132466 - Mar. 16) (BR. 11C) S-8 ENZON PHARMACEUTICALS INC, 685 ROUTE 202/206, BRIDGEWATER, NJ, 08807, 7329804500 - 0 ($10,000,000.00) Equity, (File 333-132467 - Mar. 16) (BR. 01A) SB-2 Global Enterprises (Nevada), Inc., 1244 MAIN STREET, LINFIELD, PA, 19468, 610-495-2042 - 530,000 ($1,060,000.00) Equity, (File 333-132468 - Mar. 16) (BR. 09) S-3ASR PRUDENTIAL FINANCIAL INC, 751 BROAD ST, NEWARK, NJ, 07102, 9738026000 - 0 ($0.00) Other, (File 333-132469 - Mar. 16) (BR. 01B) S-4 Nationwide Financial Solutions, Inc., 3231 S. COUNTRY CLUB WAY, SUITE 102, TEMPE, AZ, 85282, (480) 820-9766 - 10,000,000 ($52,250,000.00) Equity, (File 333-132470 - Mar. 16) (BR. 07) S-8 QIAO XING UNIVERSAL TELEPHONE INC, QIAO XING BUILDING WU SHI INDUSTRIAL ZON, 011-86-752-2808188, HUIZHOU CITY GUANG D, F4, 80111, 0 ($14,480,000.00) Equity, (File 333-132471 - Mar. 16) (BR. 11C) SB-2 SUN WORLD PARTNERS INC, 1601-14 STREET SW, CALGARY, A0, T3C 1E3, 403-228-2483 - 3,250,000 ($325,000.00) Equity, (File 333-132472 - Mar. 16) (BR. 10) S-8 I2 TECHNOLOGIES INC, ONE 12 PLACE, 11701 LUNA RD, DALLAS, TX, 75234, 4643571000 - 0 ($6,778,938.18) Equity, (File 333-132473 - Mar. 16) (BR. 03C) S-8 1ST CONSTITUTION BANCORP, 2650 ROUTE 130, BOX 634, CRANBURY, NJ, 08512, 6096554500 - 315,000 ($5,679,450.00) Equity, (File 333-132474 - Mar. 16) (BR. 07B) S-3ASR MELLON FINANCIAL CORP, ONE MELLON BANK CTR, 500 GRANT ST, PITTSBURGH, PA, 15258-0001, 4122345000 - 0 ($0.00) Equity, (File 333-132475 - Mar. 16) (BR. 07A) S-8 ASPEN INSURANCE HOLDINGS LTD, MAXWELL ROBERTS BUILDING, 1 CHURCH STREET, HAMILTON HM 11, D0, HM 11, 1 441 295 8201 - 0 ($90,797,988.60) Equity, (File 333-132476 - Mar. 16) (BR. 01A) S-3 CELL GENESYS INC, 500 FORBES BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 6502663000 - 0 ($65,081,533.00) Equity, (File 333-132477 - Mar. 16) (BR. 01C) S-8 MAXYGEN INC, 515 GALVESTON DRIVE, REDWOOD CITY, CA, 94063, 6502985300 - 2,103,875 ($16,168,279.38) Equity, (File 333-132478 - Mar. 16) (BR. 01B) S-8 SYNTAX-BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 1,511,581 ($2,948,641.06) Equity, (File 333-132479 - Mar. 16) (BR. 11C) S-1 RBC Bearings INC, ONE TRIBOLOGY CENTER, OXFORD, CT, 06478, (203) 267 7001 - 0 ($159,859,074.00) Equity, (File 333-132480 - Mar. 16) (BR. 06A) S-8 SONICWALL INC, 1160 BORDEAUX DRIVE, SUNNYVALE, CA, 94089, 4087459600 - 76,848 ($112,428.62) Equity, (File 333-132481 - Mar. 16) (BR. 08C) SB-2 Premier Indemnity Holding CO, P.O. BOX 2700, BIG FORK, MT, 59911, 406-837-1810 - 17,500,000 ($17,500,000.00) Equity, (File 333-132482 - Mar. 16) (BR. ) S-3 VENTIV HEALTH INC, 200 COTTONTAIL LANE, VANTAGE COURT NORTH, SOMERSET, NJ, 08873, 703,622 ($20,475,400.00) Equity, (File 333-132483 - Mar. 16) (BR. 08C) S-1 DB CURRENCY INDEX VALUE FUND, C/O DB COMMODITY SERVICES LLC, 60 WALL STREET, NEW YORK, NY, 10005, 212-250-5883 - 80,000,000 ($2,000,000,000.00) Equity, (File 333-132484 - Mar. 16) (BR. ) S-8 CENTILLIUM COMMUNICATIONS INC, 215 FOURIER AVENUE, FREMONT, CA, 94539, 5107713700 - 2,812,356 ($9,440,581.08) Equity, (File 333-132485 - Mar. 16) (BR. 11C) S-3ASR ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 0 ($95,000,000.00) Other, (File 333-132486 - Mar. 16) (BR. 10C) S-8 FRONTIER FINANCIAL CORP /WA/, 332 SW EVERETT MALL WAY, EVERETT, WA, 98204, 4255140700 - 204,421 ($16,376,031.00) Equity, (File 333-132487 - Mar. 16) (BR. 07C) S-8 CONOR MEDSYSTEMS INC, 1003 HAMILTON COURT, MENLO PARK, CA, 94025, (650) 614-4100 - 2,084,415 ($57,529,854.00) Equity, (File 333-132488 - Mar. 16) (BR. 10A) S-3 Copano Energy, L.L.C., 2727 ALLEN PARKWAY, SUITE 1200, HOUSTON, TX, 77019, 713-621-9547 - 0 ($62,510,650.80) Other, (File 333-132489 - Mar. 16) (BR. 02C) S-8 SILICON IMAGE INC, 1060 EAST ARQUES AVE, SUNNYVALE, CA, 94085, 4086164000 - 0 ($51,981,595.61) Equity, (File 333-132490 - Mar. 16) (BR. 10C) S-8 MIDWEST BANC HOLDINGS INC, 501 W NORTH AVE, MELROSE PARK, IL, 60160, 7088651053 - 0 ($1,260,500.00) Equity, 0 ($1,000,000.00) Other, (File 333-132491 - Mar. 16) (BR. 07A) S-8 MONOLITHIC SYSTEM TECHNOLOGY INC, 755 N MATIHILDA AVENUE, SUNNYVALE, CA, 94085, 408 731 1800 - 0 ($4,395,000.00) Equity, (File 333-132492 - Mar. 16) (BR. 10B) S-8 NVIDIA CORP, 2701 SAN TOMAS EXPRESSWAY, SANTA CLARA, CA, 95050, 408-486-2000 - 3,248,484 ($155,439,959.00) Equity, (File 333-132493 - Mar. 16) (BR. 10B) S-4 Team Finance LLC, 1900 WINSTON ROAD, SUITE 300, KNOXVILLE, TN, 37919, 1-800-342-2898 - 0 ($215,000,000.00) Non-Convertible Debt, (File 333-132495 - Mar. 16) (BR. ) S-8 AMERICAN STATES WATER CO, 630 E FOOTHILL BLVD, SAN DIMAS, CA, 91773-9016, 9093943600 - 300,000 ($10,692,000.00) Equity, (File 333-132496 - Mar. 16) (BR. 02A) S-3ASR PUGET ENERGY INC /WA, 10885 NE 4TH STREET, BELLEVUE, WA, 980045515, 4254546363 - 0 ($0.00) Other, (File 333-132497 - Mar. 16) (BR. 02B) S-3ASR Gold Kist Inc., 244 PERIMETER CENTER PARKWAY, N.E., ATLANTA, GA, 30346, 404-393-5000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-132498 - Mar. 16) (BR. 04) S-8 AMERISTAR CASINOS INC, 3773 HOWARD HUGHES PKWY, SUITE 490 SOUTH, LAS VEGAS, NV, 89109, 7025677000 - 3,000,000 ($68,355,000.00) Equity, (File 333-132499 - Mar. 16) (BR. 05A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- @ROAD, INC DE 2.02,4.02 03/15/06 ABOVENET INC DE 8.01 03/16/06 ABX AIR INC 2.02,7.01,9.01 03/16/06 Advanced Life Sciences Holdings, Inc. 2.02,9.01 03/14/06 ADVENT SOFTWARE INC /DE/ DE 4.02 03/10/06 AFC ENTERPRISES INC MN 8.01,9.01 03/14/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 4.02,7.01,9.01 03/15/06 AFG Enterprises USA, Inc. NV 5.02 03/15/06 ALASKA AIR GROUP INC DE 5.03,9.01 03/09/06 ALASKA AIR GROUP INC DE 5.03,9.01 03/09/06 AMEND ALCAN INC A6 5.02 03/15/06 Aleris International, Inc. DE 7.01,9.01 03/16/06 ALICO INC FL 5.02 03/15/06 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 03/16/06 Alliance Distributors Holding Inc. DE 2.02,9.01 03/13/06 ALLIANT TECHSYSTEMS INC DE 9.01 03/15/06 ALLIED HOLDINGS INC GA 1.01,9.01 03/14/06 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 03/16/06 ALLION HEALTHCARE INC DE 1.01 03/14/06 ALLION HEALTHCARE INC DE 9.01 12/12/05 AMEND ALTERA CORP DE 1.01 03/13/06 ALTIRIS INC DE 8.01 03/16/06 ALTRIA GROUP, INC. VA 8.01,9.01 03/15/06 AMEDIA NETWORKS, INC. DE 1.01,2.03,3.02,9.01 03/13/06 AMERICA SERVICE GROUP INC /DE DE 1.01,2.02,2.03,3.01,4.02,9.01 03/13/06 AMERICAN BILTRITE INC DE 2.02,9.01 03/14/06 AMERICAN INDEPENDENCE CORP DE 2.02,9.01 12/31/05 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 03/16/06 AMERICAN ITALIAN PASTA CO DE 1.01,2.03,3.03,9.01 03/13/06 AMERICAN ITALIAN PASTA CO DE 1.01,3.02,9.01 03/10/06 AMERICAN MEDICAL ALERT CORP NY 1.01,2.03,3.02,9.01 03/10/06 AMERICAN RIVER BANKSHARES CA 8.01,9.01 03/16/06 AMPEX CORP /DE/ DE 8.01,9.01 03/08/06 AMEND AMREIT TX 2.02,9.01 03/15/06 ANALYSTS INTERNATIONAL CORP 5.02 03/16/06 ANALYTICAL SURVEYS INC CO 3.02,8.01 03/15/06 ANDRX CORP /DE/ DE 1.01,9.01 03/11/06 APPLIED IMAGING CORP DE 1.01,3.02,9.01 03/10/06 ARCHSTONE SMITH OPERATING TRUST MD 8.01,9.01 03/13/06 ART TECHNOLOGY GROUP INC DE 7.01 03/15/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/15/06 ASPEON INC DE 5.02 03/13/06 ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 1.01,2.03,9.01 11/30/05 ATLAS AMERICA INC DE 7.01 03/14/06 ATLAS PIPELINE PARTNERS LP DE 7.01 03/14/06 AXCESS INTERNATIONAL INC/TX DE 2.01,3.02,9.01 03/16/06 AXIS CAPITAL HOLDINGS LTD 1.01,5.02,9.01 03/16/06 AZTAR CORP DE 3.03,9.01 03/13/06 BAKER HUGHES INC DE 8.01 03/10/06 BAKER MICHAEL CORP PA 8.01,9.01 03/14/06 BALCHEM CORP MD 2.02,9.01 02/17/06 BANDAG INC IA 1.01 03/13/06 BANK OF SOUTH CAROLINA CORP SC 8.01 03/16/06 BARNES & NOBLE INC DE 2.02,9.01 03/16/06 BEAR STEARNS COMPANIES INC DE 2.02,8.01,9.01 02/28/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,5.02,9.01 03/13/06 BJs RESTAURANTS INC CA 8.01,9.01 03/15/06 BJs RESTAURANTS INC CA 8.01,9.01 03/15/06 BLUE RIDGE PAPER PRODUCTS INC 2.02,9.01 03/16/06 BORDERS GROUP INC MI 2.02,9.01 01/28/06 BOWNE & CO INC DE 2.02,4.02,9.01 03/16/06 BP INTERNATIONAL INC DE 5.02 03/01/06 BP INTERNATIONAL INC DE 4.01,9.01 02/27/06 AMEND BRODER BROS CO MI 1.01,5.02,9.01 03/10/06 BROWN FORMAN CORP DE 7.01,9.01 03/16/06 BROWN FORMAN CORP DE 7.01,9.01 03/16/06 Bunge LTD 1.01 03/13/06 C-BASS 2006-CB2 TRUST DE 9.01 02/01/06 C-BASS 2006-CB2 TRUST DE 8.01,9.01 02/28/06 AMEND CALAVO GROWERS INC CA 2.02,9.01 03/08/06 CALIFORNIA MICRO DEVICES CORP CA 5.02 03/10/06 CANWEST PETROLEUM CORP 7.01,8.01,9.01 03/16/06 CAPITAL ONE FINANCIAL CORP DE 1.01,9.01 03/12/06 CAPITAL TITLE GROUP INC DE 2.02,9.01 03/15/06 CAPITAL TRUST INC MD 7.01,9.01 03/15/06 CARREKER CORP DE 1.01 03/10/06 CARTERS INC DE 5.02 03/10/06 CARTOON ACQUISITION, INC. DE 8.01,9.01 03/15/06 CASCADE ENERGY, INC. NV 4.01,9.01 03/06/06 AMEND CASS INFORMATION SYSTEMS INC MO 8.01 12/30/05 AMEND CATCHER HOLDINGS INC 1.01,9.01 12/13/05 AMEND CENTRA FINANCIAL HOLDINGS INC WV 1.01,9.01 03/16/06 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,9.01 03/15/06 CERNER CORP /MO/ DE 1.01,9.01 03/06/06 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 03/10/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 03/14/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 03/15/06 CHESAPEAKE UTILITIES CORP DE 8.01 03/11/06 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD 9.01 02/28/06 CIT EQUIPMENT COLLATERAL 2003-EF1 DE 9.01 12/31/05 CIT EQUIPMENT COLLATERAL 2003-VT1 DE 9.01 12/31/05 CIT Equipment Collateral 2004-EF1 DE 9.01 12/31/05 CIT EQUIPMENT COLLATERAL 2004-VT1 DE 9.01 12/31/05 CIT Equipment Collateral 2005-EF1 9.01 12/31/05 CIT Equipment Collateral 2005-VT1 9.01 12/31/05 CIT HOME EQUITY LOAN TRUST 2002-1 DE 9.01 12/31/05 CIT HOME EQUITY LOAN TRUST 2003-1 DE 9.01 12/31/05 CIT HOME EQUITY TRUST 2002-2 DE 9.01 12/31/05 CIT RV TRUST 1998-A DE 9.01 12/31/05 CIT RV TRUST 1999-A DE 9.01 12/31/05 CITIBANK CREDIT CARD MASTER TRUST I DE 8.01,9.01 03/16/06 Citigroup Mortgage Loan Trust 2006-WF 2.01,9.01 02/13/06 Citigroup Mortgage Loan Trust Inc., S 2.01,9.01 08/31/05 AMEND CLEARANT INC 2.02,9.01 03/16/06 ClearStory Systems, Inc. DE 1.01,2.01,9.01 03/10/06 CLEVELAND CLIFFS INC OH 8.01 03/14/06 CNH CAPITAL RECEIVABLES LLC DE 8.01,9.01 03/16/06 CNL INCOME PROPERTIES INC MD 1.01,9.01 03/10/06 COACHMEN INDUSTRIES INC IN 8.01,9.01 03/16/06 COLLEGIATE PACIFIC INC DE 8.01,9.01 03/15/06 Columbia Equity Trust, Inc. MD 1.01 03/15/06 COLUMBIA LABORATORIES INC DE 1.01,3.02,8.01,9.01 03/10/06 COLUMBUS MCKINNON CORP NY 8.01,9.01 03/16/06 COMMUNITY BANCORP /VT VT 8.01 03/16/06 CONAGRA FOODS INC /DE/ DE 7.01,9.01 03/16/06 CONGOLEUM CORP DE 2.02,9.01 03/14/06 CONSECO INC DE 1.01 03/10/06 CORTEX PHARMACEUTICALS INC/DE/ DE 2.02,9.01 03/16/06 COSI INC DE 2.02,9.01 03/15/06 COST PLUS INC/CA/ CA 2.02,9.01 03/16/06 COUNTRYWIDE FINANCIAL CORP DE 8.01 03/16/06 CRA INTERNATIONAL, INC. MA 2.02,9.01 03/16/06 CROGHAN BANCSHARES INC OH 5.02 03/16/06 CROSSTEX ENERGY LP DE 1.01,2.03,9.01 03/13/06 CSP INC /MA/ MA 4.02 03/16/06 CT COMMUNICATIONS INC /NC NC 8.01,9.01 03/15/06 DEL MONTE FOODS CO DE 7.01,9.01 03/16/06 DIVERSIFIED CORPORATE RESOURCES INC TX 8.01,9.01 03/16/06 DOMINION HOMES INC OH 8.01,9.01 03/15/06 DOT HILL SYSTEMS CORP NY 3.01,5.02,9.01 03/13/06 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 03/16/06 DOW CHEMICAL CO /DE/ DE 1.01,9.01 03/10/06 DTE ENERGY CO MI 7.01,9.01 03/16/06 DUKE ENERGY CORP NC 8.01,9.01 03/16/06 DYNEGY INC /IL/ IL 7.01,9.01 03/15/06 DYNEGY INC /IL/ IL 7.01,9.01 03/15/06 DYNEGY INC /IL/ IL 1.01,5.02 03/10/06 EACO CORP FL 2.02 09/28/05 EBIX INC DE 2.02,9.01 03/15/06 EDISON INTERNATIONAL CA 7.01,9.01 03/16/06 EGPI FIRECREEK, INC. NV 5.02,8.01,9.01 03/16/06 ELCOM INTERNATIONAL INC DE 8.01 03/13/06 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,3.02,3.03,5.03,9.01 03/15/06 EMBREX INC /NC/ NC 1.01 03/13/06 Emergency Medical Services CORP DE 7.01 03/14/06 EMERITUS CORP\WA\ WA 2.02 03/15/06 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 03/14/06 EMPIRE DISTRICT ELECTRIC CO KS 1.01,2.03,8.01,9.01 03/14/06 ENCORE CAPITAL GROUP INC DE 1.01 03/10/06 ENCORE CLEAN ENERGY, INC NV 1.01,9.01 03/10/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 03/16/06 ENESCO GROUP INC IL 5.02,8.01,9.01 03/16/06 ENGELHARD CORP DE 5.03,8.01,9.01 03/14/06 ENGELHARD CORP DE 8.01,9.01 03/16/06 ENSCO INTERNATIONAL INC DE 8.01,9.01 03/16/06 ENSTAR GROUP INC GA 2.02,9.01 03/16/06 ENTERCOM COMMUNICATIONS CORP PA 1.01 03/14/06 ENTERGY CORP /DE/ DE 7.01,9.01 03/16/06 ENXNET INC OK 7.01,9.01 03/15/06 EON COMMUNICATIONS CORP DE 9.01 03/16/06 ERF Wireless, Inc. NV 1.01,2.03,9.01 03/10/06 ERHC Energy Inc CO 1.01 03/14/06 FAIRPOINT COMMUNICATIONS INC DE 7.01,8.01,9.01 03/15/06 FBL FINANCIAL GROUP INC IA 5.02 03/15/06 FEATHERLITE INC MN 1.01,9.01 03/10/06 Federal Home Loan Bank of Boston X1 2.03 03/13/06 Federal Home Loan Bank of Chicago X1 2.03 03/13/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/13/06 Federal Home Loan Bank of New York X1 2.03,9.01 03/13/06 Federal Home Loan Bank of San Francis X1 2.03 03/13/06 FEDERATED INVESTORS INC /PA/ PA 1.01,9.01 03/13/06 First Federal of Northern Michigan Ba 8.01,9.01 03/15/06 FIRST INDUSTRIAL REALTY TRUST INC MD 1.01,9.01 03/13/06 FLYI INC DE 7.01 03/10/06 FMC TECHNOLOGIES INC DE 7.01,9.01 03/13/06 FNB CORP/NC NC 8.01,9.01 03/15/06 Fortunet, Inc. NV 8.01,9.01 03/15/06 FRANKLIN STREET PROPERTIES CORP /MA/ 1.01,9.01 03/15/06 FRISCHS RESTAURANTS INC OH 1.01,9.01 03/14/06 FRONTIER AIRLINES INC /CO/ CO 1.01 03/09/06 FUELNATION INC FL 2.02,7.01,9.01 03/15/06 GAIAM INC CO 9.01 09/13/05 AMEND GENERAL ENVIRONMENTAL MANAGEMENT, INC NV 1.01,2.01,9.01 03/06/06 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 03/16/06 GENIUS PRODUCTS INC NV 1.01,9.01 03/10/06 GENIUS PRODUCTS INC NV 1.01,9.01 03/15/06 GENTEK INC DE 2.02,9.01 03/16/06 GLIMCHER REALTY TRUST MD 1.01 03/09/06 GLOBAL CROSSING LTD 2.02,9.01 03/16/06 GLOBALNET CORP NV 2.03,3.02 03/15/06 GlobalOptions Group, Inc. NV 1.01,2.01,2.03,9.01 03/10/06 GNC CORP DE 5.02 03/13/06 GOODRICH PETROLEUM CORP DE 2.02,9.01 03/15/06 Google Inc. DE 1.01 12/20/05 AMEND GP STRATEGIES CORP DE 2.02,9.01 12/31/05 GreenPoint Mortgage Funding Trust 200 DE 8.01,9.01 02/28/06 GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 12/27/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 09/26/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 10/25/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 11/25/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 08/25/05 AMEND GTC BIOTHERAPEUTICS INC MA 1.01,9.01 03/16/06 GTSI CORP DE 1.01,4.02,8.01,9.01 03/10/06 Guideline, Inc. NY 5.03,9.01 03/13/06 HANSEN NATURAL CORP DE 7.01 03/15/06 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 03/15/06 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 03/15/06 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 03/15/06 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 03/15/06 HAYES LEMMERZ INTERNATIONAL INC DE 8.01,9.01 03/16/06 HEALTHSOUTH CORP DE 1.01,1.02,2.03,9.01 03/16/06 HEARTLAND, INC. MD 4.02 03/14/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 03/10/06 HM PUBLISHING CORP DE 2.02,9.01 03/16/06 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 2.02,9.01 03/16/06 HOLLYWOOD MEDIA CORP FL 1.01,2.02,3.02,9.01 03/15/06 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 9.01 02/28/06 HRPT PROPERTIES TRUST MD 9.01 03/13/06 AMEND HUDSON TECHNOLOGIES INC /NY NY 2.02,9.01 03/16/05 HYPERFEED TECHNOLOGIES INC DE 2.02,9.01 03/10/06 HYPERFEED TECHNOLOGIES INC DE 1.01,2.03,9.01 03/15/06 HYTHIAM INC DE 2.02,9.01 03/16/06 IKONA GEAR INTERNATIONAL INC NV 1.01,3.02,9.01 03/06/06 IMCLONE SYSTEMS INC DE 8.01 03/14/06 INCYTE CORP DE 5.02 03/14/06 INDEPENDENCE HOLDING CO DE 2.02,9.01 12/31/05 INDEPENDENT BANK CORP MI 8.01 03/16/06 INDEPENDENT BANK CORP /MI/ MI 1.01,9.01 02/08/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 02/28/06 INNOSPEC INC. DE 5.02 03/10/06 InPlay Technologies, Inc. NV 2.02,9.01 03/16/06 INPUT OUTPUT INC DE 2.02,9.01 03/16/06 INTEGRITY FINANCIAL CORP NC 8.01,9.01 03/15/06 INTELLIPHARMACEUTICS LTD DE 4.01,9.01 04/26/04 AMEND INTERLINK ELECTRONICS INC DE 2.02,9.01 03/16/06 INTERNAL HYDRO INTERNATIONAL INC NV 5.02 03/16/06 International Coal Group, Inc. 2.02,7.01,9.01 03/15/06 INTERNATIONAL PAPER CO /NEW/ NY 1.01,5.02,9.01 03/16/06 INTRAWARE INC DE 1.01 03/06/06 INTUITIVE SURGICAL INC DE 5.02,9.01 03/16/06 INX Inc DE 2.02,7.01,9.01 03/16/06 ION NETWORKS INC DE 2.02 12/31/05 IPARTY CORP DE 5.02,9.01 03/13/06 IPIX CORP DE 1.01,1.02,9.01 03/13/06 ISOLAGEN INC DE 2.02,9.01 03/14/06 J P MORGAN CHASE & CO DE 9.01 03/14/06 JANUS CAPITAL GROUP INC DE 7.01 03/15/06 KENDLE INTERNATIONAL INC OH 1.01,9.01 03/13/06 KENNAMETAL INC PA 1.01,8.01,9.01 03/15/06 KIMBERLY CLARK CORP DE 2.05 03/16/06 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 03/15/06 KINDER MORGAN INC KS 7.01 03/15/06 KINDER MORGAN MANAGEMENT LLC DE 7.01 03/15/06 KINTERA INC 2.02,9.01 03/15/06 KRAFT FOODS INC VA 8.01,9.01 03/15/06 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 03/16/06 LA-Z-BOY INC MI 5.02 03/16/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 03/14/06 LATTICE SEMICONDUCTOR CORP DE 1.01,9.01 03/16/06 LEAP WIRELESS INTERNATIONAL INC DE 2.02,9.01 03/15/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/15/06 LEVEL 3 COMMUNICATIONS INC DE 1.01,2.03,9.01 03/14/06 LHC Group, Inc 8.01,9.01 03/13/06 Liberty Global, Inc. DE 7.01 03/15/06 LIGAND PHARMACEUTICALS INC DE 2.02,9.01 03/16/06 LIN TV CORP DE 2.02,9.01 03/16/06 LIONS GATE ENTERTAINMENT CORP /CN/ 8.01 03/16/06 LODGENET ENTERTAINMENT CORP DE 1.01 11/16/05 LORAL SPACE & COMMUNICATIONS INC. DE 3.01 03/10/06 LSB INDUSTRIES INC DE 1.01,2.03,3.02,8.01,9.01 03/14/06 M & F WORLDWIDE CORP DE 2.02,9.01 03/15/06 M WAVE INC DE 3.01,9.01 03/15/06 MADISON RIVER CAPITAL LLC DE 7.01,9.01 03/16/06 MANATRON INC MI 2.02,9.01 03/16/06 MANNATECH INC TX 5.02,8.01,9.01 03/13/06 MAPINFO CORP DE 1.01,9.01 03/10/06 MARCHEX INC DE 7.01,9.01 03/15/06 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 03/15/06 MAXWELL TECHNOLOGIES INC DE 2.02,9.01 03/16/06 MAXXAM INC DE 8.01 03/16/06 McNab Creek Gold Corp. NV 4.01,9.01 03/15/06 MECHANICAL TECHNOLOGY INC NY 1.01 03/16/06 MEDIA SCIENCES INTERNATIONAL INC DE 5.02 03/15/06 MEDICIS PHARMACEUTICAL CORP DE 1.01,9.01 03/13/06 MERCURY INTERACTIVE CORP DE 1.01,9.01 03/16/06 MEREDITH CORP IA 8.01,9.01 03/16/06 MERRILL MERCHANTS BANCSHARES INC ME 8.01,9.01 03/16/06 META FINANCIAL GROUP INC DE 1.01 03/15/06 METALICO INC 2.02,9.01 03/16/06 METRETEK TECHNOLOGIES INC DE 8.01,9.01 03/15/06 MGP INGREDIENTS INC KS 5.02,5.03,7.01,9.01 03/16/06 MICROVISION INC WA 2.02,9.01 03/16/06 MIDDLESEX WATER CO NJ 8.01 03/16/06 MIRAVANT MEDICAL TECHNOLOGIES DE 1.01,1.02,5.02 03/16/06 MOBILE REACH INTERNATIONAL INC DE 2.01,9.01 03/10/06 MORGAN STANLEY DE 9.01 03/14/06 MSC INDUSTRIAL DIRECT CO INC NY 1.01,2.02,8.01,9.01 03/15/06 MSC SOFTWARE CORP DE 1.01 03/10/06 MUNICIPAL MORTGAGE & EQUITY LLC DE 4.02,7.01,9.01 03/10/06 MVC CAPITAL, INC. DE 8.01 03/15/06 NANOGEN INC DE 1.01,7.01,9.01 03/15/06 NANOMETRICS INC CA 1.01,2.02,9.01 03/15/06 NASH FINCH CO DE 2.02,9.01 03/16/06 NASHUA CORP MA 1.01,5.02,9.01 03/12/06 NATIONAL BANKSHARES INC VA 5.03 03/16/06 NATIONAL HEALTHCARE CORP DE 2.02 03/15/06 NATIONAL LAMPOON INC CA 5.02 03/15/06 NATURAL HEALTH TRENDS CORP DE 1.01,3.02,9.01 03/16/06 NCT GROUP INC DE 1.01,2.03,3.02 03/10/06 NEKTAR THERAPEUTICS DE 1.01 03/15/06 NEKTAR THERAPEUTICS DE 1.01,5.02,9.01 02/07/06 AMEND New Century Home Equity Loan Trust 20 2.01,9.01 02/15/06 New York & Company, Inc. 2.02,7.01,9.01 03/16/06 NewGen Technologies, Inc NV 1.01,2.03,3.02,9.01 03/10/06 NEWS CORP 8.01,9.01 03/16/06 NII HOLDINGS INC DE 8.01,9.01 03/16/06 NORTH PITTSBURGH SYSTEMS INC PA 2.02,9.01 03/16/06 NORTH POINTE HOLDINGS CORP 2.02,9.01 03/16/06 NOVEN PHARMACEUTICALS INC DE 8.01 03/09/06 NRG ENERGY, INC. DE 1.01,9.01 03/14/06 NYFIX INC DE 2.02,8.01,9.01 03/14/06 OCEAN WEST HOLDING CORP DE 1.01,2.01,3.02,8.01,9.01 03/10/06 ODYSSEY MARINE EXPLORATION INC NV 3.02,5.03,9.01 03/13/06 ONEOK INC /NEW/ OK 8.01 03/16/06 ONLINE VACATION CENTER HOLDINGS CORP FL 2.01,3.02,3.03,5.01,5.02,9.01 03/15/06 OPUS COMMUNITIES, INC. TX 5.02,8.01 03/01/06 ORIENTAL FINANCIAL GROUP INC PR 8.01,9.01 03/15/06 Origen Residential Securities, Inc. DE 8.01,9.01 03/15/06 Origen Residential Securities, Inc. DE 8.01,9.01 03/15/06 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 03/16/06 OXFORD MEDIA, INC. NV 1.01 03/10/06 PACKETEER INC DE 2.02,9.01 03/16/06 AMEND PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 03/16/06 PAXSON COMMUNICATIONS CORP DE 5.03,9.01 03/07/06 PBS HOLDING, INC NV 7.01,9.01 03/15/06 PEMCO AVIATION GROUP INC DE 5.02 03/13/06 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 1.01 03/10/06 PETCO ANIMAL SUPPLIES INC DE 2.02,8.01,9.01 03/16/06 PETROQUEST ENERGY INC DE 7.01,9.01 03/16/06 PGMI, INC. UT 8.01 03/15/06 PLAINS ALL AMERICAN PIPELINE LP DE 8.01 03/15/06 PMC COMMERCIAL TRUST /TX TX 1.01 03/11/06 PNM RESOURCES INC NM 7.01 02/28/06 POZEN INC /NC 1.01,5.02,8.01,9.01 03/14/06 PRICE T ROWE GROUP INC MD 5.02,9.01 03/16/06 PRIME GROUP REALTY TRUST MD 2.02,9.01 12/31/05 PRIMEDIA INC DE 7.01,9.01 03/16/06 PROSPECT ENERGY CORP MD 9.01 03/15/06 PROVIDENCE SERVICE CORP DE 2.02,7.01,9.01 03/15/06 PROVIDENT BANKSHARES CORP MD 1.01,9.01 03/15/06 PRUDENTIAL BANCORP INC OF PENNSYLVANI 7.01,9.01 03/16/06 QUANTRX BIOMEDICAL CORP NV 1.01 03/10/06 QUIDEL CORP /DE/ DE 8.01,9.01 03/10/06 REDDY ICE HOLDINGS INC DE 8.01,9.01 03/15/06 REGENERX BIOPHARMACEUTICALS INC DE 8.01,9.01 03/16/06 REHABCARE GROUP INC DE 1.01,1.02,9.01 03/16/06 Remote Dynamics Inc DE 4.01 03/10/06 RENAISSANCE MEDIA GROUP LLC DE 1.01 03/13/06 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 03/15/06 RF MONOLITHICS INC /DE/ DE 2.02,9.01 03/16/06 ROADHOUSE GRILL INC FL 1.02,5.02,8.01,9.01 03/14/06 Rockwood Holdings, Inc. DE 5.02,9.01 03/15/06 RSA SECURITY INC/DE/ DE 2.02,9.01 12/30/05 AMEND S&P MANAGED FUTURES INDEX FUND LP DE 8.01,9.01 03/06/06 SAFE TRAVEL CARE INC NV 5.01,5.02 12/19/05 SAFLINK CORP DE 2.02,9.01 03/16/06 SAXON CAPITAL INC MD 2.02,4.02,9.01 03/16/06 SCIENTIFIC TECHNOLOGIES INC OR 2.02,9.01 03/14/06 SCOTTS LIQUID GOLD INC CO 2.02,9.01 03/15/06 AMEND SCRIPPS E W CO /DE OH 1.01,2.01,2.03,9.01 03/13/06 SEABRIGHT INSURANCE HOLDINGS INC 1.01 03/10/06 SECURED SERVICES INC DE 5.02 03/10/06 Securitized Asset Backed Receivables 8.01,9.01 02/28/06 SEITEL INC DE 2.02,9.01 03/15/06 SENESCO TECHNOLOGIES INC DE 7.01,9.01 03/15/06 SERENA SOFTWARE INC DE 1.01,2.03,3.01,3.03, 03/10/06 5.01,5.02,5.03,9.01 Services Acquisition Corp. Internatio DE 1.01,9.01 03/10/06 SHERWIN WILLIAMS CO OH 1.01,9.01 03/15/06 SHOE CARNIVAL INC IN 2.02,9.01 03/16/06 SIFCO INDUSTRIES INC OH 1.01,9.01 03/16/06 SIGNET INTERNATIONAL HOLDINGS, INC. DE 1.01,2.01,3.02,9.01 09/08/05 AMEND SILICON IMAGE INC DE 1.01 03/15/06 SIMMONS CO DE 2.02,9.01 03/13/06 SIRF TECHNOLOGY HOLDINGS INC 8.01,9.01 03/16/06 SMITH & WESSON HOLDING CORP NV 7.01,9.01 03/09/06 AMEND SONIC SOLUTIONS/CA/ CA 8.01 03/09/06 SONTRA MEDICAL CORP MN 2.02 03/16/06 SOUTHERN CO DE 8.01 03/16/06 SOUTHWEST GAS CORP CA 1.01,9.01 03/16/06 SOUTHWEST WATER CO DE 7.01,9.01 03/16/06 SPESCOM SOFTWARE INC CA 1.01,3.02,5.03,9.01 03/10/06 STANDARD PARKING CORP DE 8.01,9.01 03/14/06 STANDARD PARKING CORP DE 1.01,9.01 03/16/06 STEWARDSHIP FINANCIAL CORP NJ 4.01,9.01 03/10/06 STONE ENERGY CORP DE 7.01,9.01 03/15/06 STONEMOR PARTNERS LP DE 2.02,4.02,8.01,9.01 03/13/06 STRATEGIC HOTELS & RESORTS, INC 5.02,9.01 03/11/06 STRATUS PROPERTIES INC DE 2.02,9.01 03/16/06 STRONGHOLD TECHNOLOGIES INC NV 4.01,9.01 03/10/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 03/10/06 SUNCOM WIRELESS HOLDINGS, INC. 2.02,9.01 03/16/06 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 03/10/06 Surge Global Energy, Inc. 1.01 01/31/06 SVB FINANCIAL GROUP 8.01,9.01 03/16/06 SYNAGRO TECHNOLOGIES INC DE 2.02,9.01 03/15/06 TABATHA IV INC CO 4.01,9.01 09/17/05 TABATHA IV INC CO 1.02 12/23/05 TARGETED GENETICS CORP /WA/ WA 8.01,9.01 03/16/06 TBS INTERNATIONAL LTD 2.02,9.01 03/15/06 TECH DATA CORP FL 8.01,9.01 03/10/06 TECHNOLOGY SOLUTIONS COMPANY DE 2.01,9.01 03/15/06 TEKTRONIX INC OR 2.02,9.01 03/16/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,3.01,8.01,9.01 03/16/06 TEMPUR PEDIC INTERNATIONAL INC DE 1.01,5.02,9.01 03/12/06 TENGTU INTERNATIONAL CORP DE 5.02 03/16/06 THERMODYNETICS INC DE 1.01,8.01,9.01 03/10/06 TIER TECHNOLOGIES INC DE 3.01,7.01,9.01 03/10/06 TITAN PHARMACEUTICALS INC DE 1.01,9.01 03/16/06 TLC VISION CORP A6 2.02,4.02,9.01 03/10/06 TNS INC 1.01 03/16/06 TOWER BANCORP INC PA 8.01 03/14/06 TRANSGENOMIC INC DE 2.02,9.01 03/16/06 TREND TECHNOLOGY CORP NV 4.01,9.01 03/03/06 AMEND TRI-ISTHMUS GROUP, INC. DE 1.01,7.01,9.01 03/13/06 TRM CORP OR 5.02,9.01 03/13/06 AMEND TRUE RELIGION APPAREL INC NV 2.02,9.01 03/15/06 TXU CORP /TX/ TX 1.02,5.02 03/13/06 U S WIRELESS DATA INC DE 1.01,3.02,9.01 03/10/06 ULTRA CLEAN HOLDINGS INC 8.01 03/15/06 ULTRA CLEAN HOLDINGS INC 1.01 02/16/06 ULTRA PETROLEUM CORP 8.01,9.01 03/16/06 UNION COMMUNITY BANCORP IN 8.01,9.01 03/15/06 UNION LIGHT HEAT & POWER CO KY 1.01,2.03,9.01 03/07/06 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 03/16/06 UNITED RENTALS INC /DE DE 7.01 03/16/06 UNITED STATES CELLULAR CORP DE 2.02,3.01,8.01,9.01 03/16/06 US HOME SYSTEMS INC DE 2.02,9.01 03/15/06 UTSTARCOM INC DE 2.02,3.01,9.01 03/16/06 VALHI INC /DE/ DE 2.02,7.01,9.01 03/16/06 VIRGINIA COMMERCE BANCORP INC 8.01,9.01 03/16/06 VITACUBE SYSTEMS HOLDINGS INC NV 8.01,9.01 03/16/06 W HOLDING CO INC PR 2.02,9.01 03/15/06 W&T OFFSHORE INC TX 2.02,9.01 03/16/06 WASHINGTON TRUST BANCORP INC RI 7.01 03/15/06 WEST CORP DE 1.01 03/13/06 WESTAFF INC DE 1.01,1.02,9.01 03/10/06 WHEELING PITTSBURGH CORP /DE/ DE 1.01,2.03,9.01 03/10/06 Wi-Tron, Inc. DE 3.02 03/16/06 WILD OATS MARKETS INC DE 5.02 03/15/06 WILSONS THE LEATHER EXPERTS INC MN 1.01,9.01 03/10/06 WINNEBAGO INDUSTRIES INC IA 2.02,9.01 03/16/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 4.01,9.01 03/14/06 WINTRUST FINANCIAL CORP IL 5.02,8.01 03/13/06 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 03/15/06 WorldSpace, Inc DE 2.02,9.01 03/16/06 XL Generation International Inc. NV 5.02 03/10/06 XPENTION GENETICS INC 4.02 03/06/06 YAHOO INC DE 1.01 03/10/06 YUM BRANDS INC NC 8.01,9.01 03/11/06 ZILA INC DE 2.02,9.01 03/13/06 ZILOG INC CA 1.01 03/10/06