SEC NEWS DIGEST Issue 2006-29 February 13, 2006 COMMISSION ANNOUNCEMENTS SEC EXTENDS DEADLINE FOR COMPANIES TO JOIN INTERACTIVE DATA TEST GROUP The staff of the U.S. Securities and Exchange Commission today announced that the deadline for companies to join the Commission's interactive data test group has been extended until March 10, 2006, in response to requests for more time from potential participants. Since it was first announced January 11, several companies have already signed up to participate in the test group. The extension responds to numerous requests from the filing community for additional time for filers and service providers to investigate and prepare for participation. The four-week extension also recognizes the demands of year end reporting requirements. Under the test program, Commission staff will offer expedited reviews of registration statements or annual reports to registrants that participate in the test group as part of the Commission's interactive data initiative. Interactive data holds the promise of transforming the static, text-only documents companies file with the SEC into dynamic financial reports that can be quickly and easily accessed and analyzed. Companies interested in participating in the test group have until March 10, 2006, to contact Jeffrey Naumann in the Office of the Chief Accountant (naumannj@sec.gov) or Brigitte Lippmann in the Division of Corporation Finance (lippmannb@sec.gov). (Press Rel. 2006-20) COMMISSION MEETINGS CHANGE IN THE MEETING: DELETION OF ITEM The following item will not be considered during the closed meeting on February 15, at 10:00 a.m.: Report of an Investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF STEVEN MASTROSIMONE An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in the matter of Steven Mastrosimone. The Order Instituting Proceedings alleged that Respondent Steven Mastrosimone was permanently enjoined by the United States District Court for the Southern District of New York from future violations of Sections 5 and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Default Order finds these allegations to be true and bars Mastrosimone from association with any broker or dealer. (Rel. 34-53270; File No. 3-12108) FINAL JUDGMENTS ENTERED AGAINST THE THREE REMAINING DEFENDANTS IN SEC v. GEORGE TODT, ET AL. On February 8, the U.S. District Court for the Central District of California entered final judgments against Jeffrey H. Evans (Evans), Ray J. Slaback (Slaback) and PTFS, LLC (PTFS), three defendants named in SEC v. George A. Todt, et al., filed on May 18, 2005. The final judgment entered against Evans: (1) permanently enjoins him from violating Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 promulgated thereunder; (2) permanently bars him from participating in any offering of penny stock; and (3) orders him to pay disgorgement plus prejudgment interest of $49,354.77 and a $50,000 civil penalty. The final judgment entered against Slaback: (1) permanently enjoins him from violating Sections 5(a) and 5(c) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 promulgated thereunder; (2) permanently bars him from participating in any offering of penny stock; and (3) orders him to pay disgorgement plus prejudgment interest of $157,034.25 and a $200,000 civil penalty. The final judgment entered against PTFS permanently enjoins PTFS from violating Sections 5(a) and 5(c) of the Securities Act and orders PTFS to pay a civil penalty of $35,000. Evans, Slaback and PTFS consented, without admitting or denying the allegations of the Complaint, to the entry of the final judgments. Previously, on Nov. 18, 2005, the Court entered a final Judgment by default against the other nine defendants named in the Complaint, including George A. Todt (Todt). The default Judgment: (1) enjoined Todt, Sutra Management Corporation (Sutra Management), PageOne Business Productions, LLC (PageOne), Tempo Financial, Inc. (Tempo), STB Chip Corporation (STB Chip), SutraTel Kiosk Corporation, formerly known as Urban Transfer Systems, Inc. (SutraTel/Urban), Lonisson Communications Corporation (Lonisson) and Jetco, LLC (Jetco) from violating Sections 5(a) and 5(c) of the Securities Act; (2) enjoined Todt, Sutra Management, Sutra Group, LLC (Sutra Group), Tempo, STB Chip, SutraTel, Lonisson and Jetco from violating Section 10(b) of the Exchange Act and Rule 10b-5 promulgated thereunder; (3) permanently barred Todt, Sutra Management, Sutra Group, Jetco and PageOne from participating in any offering of penny stock; (4) ordered disgorgement of $538,471.16 against Todt and Sutra Management, jointly and severally; (5) ordered disgorgement of $668,926.86 against Todt, Sutra Management, Tempo, STB Chip, SutraTel/Urban and Lonisson, jointly and severally; (6) ordered disgorgement of $49,162.83 against Jetco; and (7) ordered Todt to pay a civil penalty in the amount of $130,000. The Court also froze the assets of Todt, Sutra Management, Sutra Group, Tempo and Jetco for a period of 120 days from the date of the default Judgment. The Commission's Complaint alleged that Todt orchestrated two fraudulent schemes. One scheme involved artificially inflating the price of the securities of Quality of Life Health Corporation through the dissemination of false and misleading information about the company. The second scheme involved the issuance of unregistered securities of four penny stock companies: defendants Tempo Financial, Inc., STB Chip Corporation, SutraTel Kiosk Corporation and Lonisson Communications Corp. The second scheme also involved the dissemination of false and misleading information about the companies and the market manipulation of the stock of three of the companies. On March 28, 2005, the Commission entered orders suspending trading in the four penny stock companies' securities for a ten-day period. [SEC v. George A. Todt, et al., USDC, CDCA, Civil Action 05-3697 PA] (LR 19562) SEC ANNOUNCES ENTRY OF AGREED FINAL JUDGMENT AGAINST RONALD J. BAUER IN CONNECTION WITH INTERNATIONAL MARKET-MANIPULATION SCHEME On February 10, the Honorable Barefoot Sanders of the U.S. District Court for the Northern District of Texas entered an Agreed Final Judgment against Defendant Ronald J. Bauer in the referenced civil enforcement action. The Judgment results from the Commission's March 2, 2005, securities fraud charges against then-30-year-old Bauer, the alleged architect of an international pump-and-dump scheme. According to the Commission's complaint, from November 2002 through January 2003, Bauer pumped the stock of The Bauer Partnership Inc. (the "Bauer Partnership") by issuing false and misleading press releases, while secretly dumping tens of millions of Bauer Partnership shares into the inflated market that he had created. Without admitting or denying the allegations in the Commission's complaint, Bauer consented to entry of the Judgment providing full injunctive relief as to violations of the charged provisions of the federal securities laws. Specifically, the Judgment enjoins Bauer from violating the registration provisions (Sections 5(a) and 5(c) of the Securities Act of 1933 (Securities Act)); the antifraud provisions (Securities Act Section 17(a) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder); the beneficial-ownership and insider-disclosure provisions (Sections 13(d) and 16(a) of the Exchange Act and Rules 13d-1 and 16a-3 thereunder); and aiding and abetting violations of the reporting provisions (Exchange Act Section 13(a) and Rules 13a-11, 13a-13 and 12b-20 thereunder). The Judgment also prohibits Bauer from serving as an officer or director of a public company or participating in an offering of penny stock for a period of five years. Finally, the Judgment orders Bauer to pay disgorgement of $840,000, plus post- judgment interest. For further information about the Commission's action against Bauer, see Litigation Release No. 19153 (March 23, 2005). The Commission gratefully acknowledges the assistance of the Panamanian securities regulators (Comisión Nacional de Valores, República de Panamá), the British Columbia Securities Commission, the Federal Bureau of Investigation and the U.S. Attorney's Office for the Eastern District of New York. [SEC v. Ronald J. Bauer, Civil Action No. 3:05-CV-0426-H, USDC, NDTX, Dallas Division] (LR-19563) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-04) filed by the Chicago Board Options Exchange to amend CBOE membership rules relating to the membership sale process has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53260) A proposed rule change (SR-PCX-2006-02) filed by the Pacific Exchange relating to streetTRACKS® Gold Shares Trading Hours has become effective immediately under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53261) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-130) filed by the American Stock Exchange relating to the Specialist Transaction Fee has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53263) The Commission granted accelerated approval to a proposed rule change (SR-CBOE-2005-59) and Amendment Nos. 1 and 2 thereto filed by the Chicago Board Options Exchange relating to listing standards for broad-based index options. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53266) PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change (SR-Amex- 2005-117) and Amendment Nos. 1 and 2 thereto relating to amendments to the Amex Membership Corporation's Certificate of Incorporation. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53264) WITHDRAWALS GRANTED An order has been issued granting the application of Glacier Water Services, Inc. to withdraw its common stock, $.01 par value, and Glacier Services, Inc. and Glacier Water Trust I, to withdraw the 9 1/16% cumulative trust preferred securities of Glacier Water Trust I, from listing and registration on the American Stock Exchange, effective at the opening of business on February 9. (Rel. 34-53258) An order has been issued granting the application of CharterMac to withdraw its common shares, no par value, from listing and registration on the American Stock Exchange, effective at the opening of business on February 9. (Rel. 34-53259) An order has been issued granting the application of Aquacell Technologies, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange, effective at the opening of business on February 10. (Rel. 34-53262) An order has been issued granting the application of Cash Systems, Inc. to withdraw its common stock, $.001 par value, from listing and registration on the American Stock Exchange, effective at the opening of business on February 13. (Rel. 34-53272) WITHDRAWALS SOUGHT Notice has been issued giving interested persons until March 9, 2006, to comment on the application of Dana Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the Pacific Exchange. (Rel. 34-53273) Notice has been issued giving interested persons until March 9, 2006, to comment on the application of Pinnacle West Capital Corporation to withdraw its common stock, no par value, from listing and registration on the Pacific Exchange. (Rel. 34-53274) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CLEARLY CANADIAN BEVERAGE CORP, 2489 BELLEVUE AVENUE, WEST VANCOUVER, BRITISH COLUMBIA, CANADA V7V 1E1, A1, 00000, 6049228100 - 11,950,000 ($27,724,000.00) Equity, (File 333-131713 - Feb. 10) (BR. 02B) S-3 HSBC AUTO RECEIVABLES CORP, 2700 SANDERS ROAD, PROSPECT HEIGHTS, IL, 60070, 8475646153 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-131714 - Feb. 10) (BR. 05) S-8 BARRICK GOLD CORP, BCE PLACE, CANADA TRUST TOWER, 161 BAY STREET SUITE 3700, TORONTO ONTARIO CANA, A6, M5J2S1, 4163077470 - 2,537,762 ($74,889,356.62) Equity, (File 333-131715 - Feb. 10) (BR. 04B) S-1 GeoMet, Inc., 909 FANNIN, SUITE 3208, HOUSTON, TX, 77010, (713) 659-3855 - 10,250,000 ($133,250,000.00) Equity, (File 333-131716 - Feb. 10) (BR. ) S-1 BIOMIMETIC THERAPEUTICS, INC., 389-A NICHOL MILL LANE, FRANKLIN, TN, 37067, 615 844 1280 - 0 ($50,000,000.00) Equity, (File 333-131718 - Feb. 10) (BR. 10) S-1 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 0 ($8,692,983.00) Equity, (File 333-131720 - Feb. 10) (BR. 03A) S-8 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 0 ($1,014,000.00) Equity, (File 333-131721 - Feb. 10) (BR. 03A) SB-2 PAWFECT FOODS INC, 6334 WINFIELD BLVD, MARGATE, FL, 33063, 954-801-3950 - 181,000 ($18,100.00) Equity, (File 333-131722 - Feb. 10) (BR. 09) S-3ASR CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 0 ($0.00) Non-Convertible Debt, (File 333-131723 - Feb. 10) (BR. 03C) S-8 COLE KENNETH PRODUCTIONS INC, 603 WEST 50 STREET, NEW YORK, NY, 10019, 2015838508 - 1,000,000 ($27,490,000.00) Equity, (File 333-131724 - Feb. 10) (BR. 02B) S-8 NOVA BIOGENETICS INC, 8601 DUNWOODY PLACE, SUITE 338, ATLANTA, GA, 30350, 7706506508 - 2,000,000 ($880,000.00) Equity, (File 333-131725 - Feb. 10) (BR. 06C) S-3D APPLE REIT SIX INC, 814 EAST MAIN STREET, RICHMOND, VA, 23219, (804)344-8121 - 0 ($110,000,000.00) Equity, (File 333-131726 - Feb. 10) (BR. 08A) S-3 ACE SECURITIES CORP, 6525 MORRISON BLVD, SUITE 318, CHARLOTTE, NC, 28211, 7043650569 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131727 - Feb. 10) (BR. 05) S-8 MEMORY PHARMACEUTICALS CORP, 100 PHILIPS PARKWAY, MONTVALE, NJ, 07645, 2018027100 - 1,750,000 ($4,217,500.00) Equity, (File 333-131728 - Feb. 10) (BR. 01A) S-8 Huntsman CORP, 500 HUNTSMAN WAY, SALT LAKE CITY, UT, 84108, (801) 584-5700 - 0 ($447,471,590.00) Equity, (File 333-131729 - Feb. 10) (BR. 06A) SB-2 JUNIPER GROUP INC, 111 GREAT NECK RD STE 604, GREAT NECK, NY, 11021, 5168294670 - 60,000,000 ($540,000.00) Debt Convertible into Equity, (File 333-131730 - Feb. 10) (BR. 03B) S-8 SECURECARE TECHNOLOGIES INC, 3001 BEE CAVES ROAD, SUITE 250, AUSTIN, TX, 78746, 512-439-3905 - 300,000 ($75,000.00) Equity, (File 333-131731 - Feb. 10) (BR. 03A) SB-2 PEREGRINE INDUSTRIES INC, 115 EAST 57TH STREET, SUITE 1118, NEW YORK, NY, 10022, 2126885688 - 25,600,000 ($1,792,000.00) Equity, (File 333-131732 - Feb. 10) (BR. 06A) S-1 uBid.com Holdings, Inc., 8550 WEST BRYN MAWR, SUITE 200, CHICAGO, IL, 60631, (773) 272-5000 - 24,114,447 ($156,134,569.33) Equity, (File 333-131733 - Feb. 10) (BR. 09A) S-8 GRYPHON GOLD CORP, 390 UNION BLVD., SUITE 360, LAKEWOOD, CO, 80228, 303-988-5222 - 3,000,000 ($2,444,150.00) Equity, (File 333-131734 - Feb. 10) (BR. 03) S-3 CARRINGTON LABORATORIES INC /TX/, 2001 WALNUT HILL LANE, IRVING, TX, 75038, 972-518-1300 - 5,400,000 ($27,405,000.00) Equity, (File 333-131735 - Feb. 10) (BR. 01C) S-1 Commonwealth Income & Growth Fund VI, 400 CLEVELAND STREET, 7TH FLOOR, CLEARWATER, FL, 33755, 1-877-654-1500 - 2,500,000 ($50,000,000.00) Limited Partnership Interests, (File 333-131736 - Feb. 10) (BR. ) S-8 GRIFFON CORP, 100 JERICHO QUADRANGLE, JERICHO, NY, 11753, 5169385544 - 250,000 ($5,735,000.00) Equity, (File 333-131737 - Feb. 10) (BR. 06A) SB-2 China Natural Gas, Inc., TANG XING SHU MA BUILDING, SUITE 418, TANG XING ROAD, XIAN, SHAANXI PROVINCE, F4, 00000, 86-29-88323325 - 5,146,382 ($23,615,741.56) Equity, (File 333-131738 - Feb. 10) (BR. 09A) S-8 PHARMACYCLICS INC, PHARMACYCLICS INC, 995 E ARQUES AVE, SUNNYVALE, CA, 94085-4521, 408 774 0330 - 1,000,000 ($4,870,000.00) Equity, (File 333-131739 - Feb. 10) (BR. 01B) S-8 PHARMACYCLICS INC, PHARMACYCLICS INC, 995 E ARQUES AVE, SUNNYVALE, CA, 94085-4521, 408 774 0330 - 100,000 ($776,000.00) Equity, (File 333-131740 - Feb. 10) (BR. 01B) S-1 NOVACEA INC, 601 GATEWAY BOULEVARD, SUITE 800, SO SAN FRANCISCO, CA, 94080, (650) 228-1800 - 0 ($75,000,000.00) Equity, (File 333-131741 - Feb. 10) (BR. 01) S-3 INERGY L P, TWO BRUSH CREEK, SUITE 200, KANSAS CITY, MO, 64112, 8168428181 - 1,101,016 ($29,353,086.56) Limited Partnership Interests, (File 333-131742 - Feb. 10) (BR. 02C) S-8 CRITICARE SYSTEMS INC /DE/, 20925 CROSSROADS CIRCLE, WAUKESHA, WI, 53186, 4147988282 - 500,000 ($2,555,000.00) Equity, (File 333-131743 - Feb. 10) (BR. 10A) S-3 INSITE VISION INC, 965 ATLANTIC AVE, --, ALAMEDA, CA, 94501, 5108658800 - 1,460,000 ($2,241,100.00) Equity, (File 333-131744 - Feb. 10) (BR. 01A) SB-2 NewGen Technologies, Inc, 6000 FAIRVIEW ROAD, 12TH FLOOR, CHARLOTTE, NC, 28210, 203-239-9734 - 47,675,838 ($115,390,709.50) Equity, (File 333-131745 - Feb. 10) (BR. 04B) S-3 MATRITECH INC/DE/, 330 NEVADA ST, NEWTON, MA, 02460, 6179280820 - 18,262,356 ($14,792,508.36) Equity, (File 333-131746 - Feb. 10) (BR. 01B) S-1 Embarq CORP, 5454 W.110TH STREET, OVERLAND PARK, KS, 66211, 913-794-1513 - 0 ($4,100,000,000.00) Non-Convertible Debt, (File 333-131747 - Feb. 10) (BR. 11B) SB-2 Medical Media Television, Inc., MEDICAL MEDIA TELEVISION, INC., 8406 BENJAMIN ROAD, SUITE C, TAMPA, FL, 33634, 813-888-7330 - 60,202,003 ($66,824,223.00) Equity, (File 333-131748 - Feb. 10) (BR. 11A) SB-2 Cardinal Ethanol LLC, 2 OMCO SQUARE SUITE 200, PO BOX 501, WINCHESTER, IN, 47394, 0 ($82,000,000.00) Other, (File 333-131749 - Feb. 10) (BR. ) S-8 COACH INC, 516 WEST 34TH ST, NEW YORK, NY, 10001, 2125941850 - 20,000,000 ($712,400,000.00) Equity, (File 333-131750 - Feb. 10) (BR. 02C) S-8 RENOVIS INC, TWO CORPORATE DR, SOUTH SAN FRANCISCO, CA, 94080, 650-266-1400 - 0 ($28,981,537.92) Equity, (File 333-131751 - Feb. 10) (BR. 01B) S-8 THESTREET COM, 14 WALL ST 14TH FL, NEW YORK, NY, 10005, 2122714004 - 4,500,000 ($35,145,000.00) Equity, (File 333-131753 - Feb. 10) (BR. 05C) S-1 RIATA ENERGY INC, 701 S TAYLOR, SUITE 390, AMARILLO, TX, 79101, 806-376-7904 - 16,239,630 ($276,073,710.00) Equity, (File 333-131754 - Feb. 10) (BR. 04C) SB-2 National Investment Managers Inc., 830 THIRD AVENUE, 14TH FLOOR, NEW YORK, NY, 10022, 212-355-1547 - 5,249,752 ($5,774,727.20) Debt Convertible into Equity, 51,781,705 ($56,959,875.46) Equity, (File 333-131755 - Feb. 10) (BR. 07) SB-2 IT&E INTERNATIONAL GROUP, 505 LOMAS SANTA FE DRIVE, SUITE 200, SOLANA BEACH, CA, 92075, 858-366-0970 - 0 ($375,180.00) Equity, (File 333-131756 - Feb. 10) (BR. 01A) S-3ASR NII HOLDINGS INC, 10700 PARKRIDGE BLVD, SUITE 600, RESTON, VA, 20191, 7034334000 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-131757 - Feb. 10) (BR. 11A) S-3 SYNTAX-BRILLIAN CORP, 1600 NORTH DESERT DRIVE, TEMPE, AZ, 85281-1230, 6023898888 - 5,415,121 ($28,429,385.25) Equity, (File 333-131758 - Feb. 10) (BR. 11C) S-8 SUPERVALU INC, 11840 VALLEY VIEW RD, EDEN PRAIRIE, MN, 55344, 9528284000 - 0 ($282,195,000.00) Equity, (File 333-131759 - Feb. 10) (BR. 02A) S-3 JPMorgan Chase Bank, National Association, 1111 POLARIS PARKWAY, COLUMBUS, OH, 43240, 8009927169 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-131760 - Feb. 10) (BR. 05) S-3ASR REINSURANCE GROUP OF AMERICA INC, 1370 TIMBERLAKE MANOR PARKWAY, CHESTERFIELD, MO, 63017-6039, 6367367000 - 0 ($1,538,339,246.00) Other, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131761 - Feb. 10) (BR. 01B) SB-2 SMART MOVE, INC., 5350 ROSLYN STREET, #380, GREENWOOD VILLAGE, CO, 80111, 720-488-0204 - 0 ($36,742,500.00) Other, (File 333-131762 - Feb. 10) (BR. ) S-1 RAM Holdings Ltd., RAM RE HOUSE, 46 REID STREET, HAMILTON, D0, HM 12, (441) 298-2116 - 0 ($250,000,000.00) Equity, (File 333-131763 - Feb. 10) (BR. ) S-1 LUNA INNOVATIONS INC, 2851 COMMERCE ST, BLACKSBURG, VA, 24060, 540-552-5128 - 0 ($57,500,000.00) Equity, (File 333-131764 - Feb. 10) (BR. ) S-3ASR ADOLOR CORP, 700 PENNSYLVANIA DRIVE, EXTON, PA, 19341, 0 ($141,780,000.00) Equity, (File 333-131765 - Feb. 10) (BR. 01C) S-3 MDI, INC., 9725 DATAPOINT DR, SAN ANTONIO, TX, 78229, 210-582-2664 - 0 ($2,000,000.00) Equity, (File 333-131766 - Feb. 10) (BR. 10B) S-8 INERGY L P, TWO BRUSH CREEK, SUITE 200, KANSAS CITY, MO, 64112, 8168428181 - 0 ($46,257,766.00) Limited Partnership Interests, (File 333-131767 - Feb. 10) (BR. 02C) SB-2 InPlay Technologies, Inc., 234 S EXTENSION RD, MESA, AZ, 85210, 4805863300 - 1,781,819 ($5,470,184.33) Equity, (File 333-131768 - Feb. 10) (BR. 11B) S-8 INERGY HOLDINGS, L.P., TWO BRUSH CREEK BLVD., SUITE 200, KANSAS CITY, MO, 64112, 816-842-8181 - 0 ($71,870,000.00) Limited Partnership Interests, (File 333-131769 - Feb. 10) (BR. 02) S-3 IRVINE SENSORS CORP/DE/, 3001 REDHILL AVE, COSTA MESA, CA, 92626, 7145498211 - 0 ($26,135,112.08) Equity, (File 333-131770 - Feb. 10) (BR. 10B) N-2 ENERGY INCOME & GROWTH FUND, FIRST TRUST PORTFOLIOS L P, 1001 WARRENVILLE RD., LISLE, IL, 60532, 630-241-4141 - 1,000 ($25,000,000.00) Non-Convertible Debt, (File 333-131771 - Feb. 10) (BR. 18) S-3 TRANSWITCH CORP /DE, THREE ENTERPRISE DRIVE, SHELTON, CT, 06484, 2039298810 - 2,378,185 ($4,494,770.00) Equity, (File 333-131772 - Feb. 10) (BR. 10C) S-8 TRANSWITCH CORP /DE, THREE ENTERPRISE DRIVE, SHELTON, CT, 06484, 2039298810 - 279,668 ($528,573.00) Equity, (File 333-131773 - Feb. 10) (BR. 10C) SB-2 Ignis Petroleum Group, Inc., 100 CRESCENT COURT, 7TH FLOOR, DALLAS, TX, 75201, 214 459-8188 - 25,000,000 ($33,000,000.00) Equity, (File 333-131774 - Feb. 10) (BR. 04) SB-2 SOUTHERN IOWA BIOENERGY LLC, 207 N MAIN ST, LEON, IA, 50144, 641-446-4991 - 0 ($30,250,000.00) Equity, (File 333-131775 - Feb. 10) (BR. ) SB-2 ACI Global CORP, 16 NORTH WATER STREET, #106, GREENWICH, CT, 06830, 203-987-5356 - 3,750,000 ($6,450,000.00) Equity, (File 333-131776 - Feb. 10) (BR. ) S-1 Windsor Energy Resources, Inc., 14313 N. MAY AVENUE, SUITE 100, OKLAHOMA CITY, OK, 73134, 405-463-0510 - 0 ($175,000,000.00) Equity, (File 333-131777 - Feb. 10) (BR. ) SB-2 SPACEDEV INC, 13855 STOWE DRIVE, PO BOX 2121, POWAY, CA, 92064, 8583752000 - 12,140,280 ($18,134,996.00) Equity, (File 333-131778 - Feb. 10) (BR. 05C) SB-2 M WISE INC, 10 HASADNAOT STREET, HERELIYA PITUACH, ISRAEL, L3, 46120, 01197299581711 - 0 ($5,700,000.00) Equity, (File 333-131779 - Feb. 10) (BR. 11C) S-3 HORIZON OFFSHORE INC, HORIZON OFFSHORE INC, 2500 CITY WEST BLVD., STE. 2200, HOUSTON, TX, 77042, 7133612600 - 641,671,157 ($721,880,051.63) Equity, (File 333-131780 - Feb. 10) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 360 GLOBAL WINE CO NV 1.01,3.02,9.01 01/13/06 AMEND 3D SYSTEMS CORP DE 1.01,9.01 02/08/06 Aames Mortgage Investment Trust 2005- DE 8.01,9.01 12/27/05 AMEND Aames Mortgage Investment Trust 2005- DE 8.01,9.01 11/25/05 AMEND AASTROM BIOSCIENCES INC MI 5.02 01/16/06 AMEND ACCELRYS, INC. DE 8.01,9.01 02/09/06 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 02/09/06 ADSTAR INC DE 4.01,5.02,9.01 02/07/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01 02/10/06 AEGIS ASSESSMENTS INC DE 5.02,5.03,9.01 02/08/06 AIRNET COMMUNICATIONS CORP DE 2.02,8.01,9.01 02/10/06 ALLEGHENY ENERGY, INC MD 2.02,9.01 02/09/06 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 7.01,9.01 02/09/06 ALLIANCE CAPITAL MANAGEMENT L P DE 7.01,9.01 02/09/06 ALLIANT ENERGY CORP WI 1.01 02/06/06 ALLOS THERAPEUTICS INC DE 1.01,9.01 02/06/06 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 8.01,9.01 02/10/06 Alternative Loan Trust 2006-2CB DE 8.01 01/30/06 AMCORE FINANCIAL INC NV 5.02,9.01 02/08/06 AMERIANA BANCORP IN 2.02,9.01 02/10/06 AMERICAN AIRLINES INC DE 1.01,9.01 02/10/06 AMERICAN STELLAR ENERGY INC. NV 1.01,9.01 01/30/06 Americredit Automobile Receivable Tru DE 8.01,9.01 02/10/06 AMERICREDIT AUTOMOBILE RECEIVABLES TR 8.01,9.01 02/10/06 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 02/10/06 AmeriCredit Automobile Receivables Tr DE 8.01,9.01 02/10/06 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE 8.01,9.01 02/10/06 amerimine resources, inc. FL 4.01 01/27/06 Ames True Temper, Inc. DE 2.02,9.01 02/10/06 AML COMMUNICATIONS INC DE 2.02,9.01 02/10/06 AMN HEALTHCARE SERVICES INC DE 1.01 02/06/06 AMR CORP DE 1.01,9.01 02/10/06 AngioGenex, Inc. NV 4.01,9.01 02/07/06 ANNAPOLIS BANCORP INC MD 2.02,9.01 02/10/06 ANTICUS INTERNATIONAL CORP NV 4.01,9.01 02/03/06 ANTS SOFTWARE INC DE 7.01 02/09/06 AON CORP DE 2.02,9.01 02/09/06 APAC CUSTOMER SERVICE INC IL 7.01,9.01 02/09/06 APPLE HOSPITALITY FIVE INC VA 5.02 02/09/06 APPLEBEES INTERNATIONAL INC DE 7.01 02/09/06 APTARGROUP INC DE 1.01,2.02,9.01 02/09/06 AQUA DYNE INC 8.01 12/22/05 ARBOR REALTY TRUST INC MD 2.02,9.01 02/10/06 ARCH CHEMICALS INC VA 1.01 02/07/06 ARCH COAL INC DE 2.02,9.01 02/10/06 ART TECHNOLOGY GROUP INC DE 1.01,1.02,2.03 02/07/06 ASHWORTH INC DE 5.02 02/06/06 ASTA FUNDING INC DE 2.02,9.01 02/10/06 ASTRO MED INC /NEW/ RI 7.01,9.01 02/09/06 AUTONATION INC /FL DE 1.01 02/06/06 AVAYA INC DE 1.01 02/06/06 AVISTA CORP WA 2.02,9.01 02/10/06 AVNET INC NY 8.01,9.01 02/08/06 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,5.02,8.01,9.01 02/07/06 Bank of Commerce Holdings CA 7.01 02/10/06 BARD C R INC /NJ/ NJ 1.01 02/08/06 BARRETT BUSINESS SERVICES INC MD 2.02,9.01 02/09/06 BARRY R G CORP /OH/ OH 1.01,5.02,9.01 02/07/06 BCSB BANKCORP INC 2.02,9.01 02/09/06 BED BATH & BEYOND INC NY 8.01 02/10/06 BELDEN CDT INC. DE 1.01,5.02,9.01 02/06/06 BENCHMARK ELECTRONICS INC TX 8.01 02/09/06 BIG CAT MINING CORP 5.02 02/09/06 BIOENVISION INC DE 1.01,9.01 02/06/06 BIOGEN IDEC INC DE 1.01,9.01 02/06/06 BioMETRX DE 3.02 02/08/06 BLACKFOOT ENTERPRISES INC NV 1.01,2.01,3.02,5.01, 02/07/06 5.02,5.03,5.06,9.01 BLUEGATE CORP NV 2.02 02/09/06 BONANZA GOLD INC 3.02,4.01,5.01,5.02,9.01 02/07/06 Boulder Specialty Brands, Inc. DE 1.01,9.01 02/06/06 BPI Energy Holdings, Inc. 3.03,9.01 02/09/06 BRADLEY PHARMACEUTICALS INC DE 5.02,9.01 02/07/06 BRIGHTPOINT INC IN 1.01 02/06/06 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 02/09/06 BUCKEYE TECHNOLOGIES INC DE 8.01 02/08/06 BUSINESS OBJECTS S.A. 1.01,9.01 02/08/06 CADENCE DESIGN SYSTEMS INC DE 3.03 02/09/06 CADENCE RESOURCES CORP UT 8.01,9.01 02/10/06 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 02/10/06 CALAIS RESOURCES INC 3.02,5.02,8.01 02/06/06 CAPITAL ONE FUNDING, LLC 8.01,9.01 02/03/06 CAPITAL ONE MASTER TRUST NY 8.01,9.01 02/09/06 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 02/01/06 CATERPILLAR INC DE 8.01 02/10/06 CB Financial CORP NC 2.02,9.01 02/09/06 CBIZ, Inc. DE 8.01,9.01 02/09/06 CCC INFORMATION SERVICES GROUP INC DE 3.01,3.03,5.01,5.02,8.01,9.01 02/10/06 CEDAR FAIR L P DE 9.01 12/31/05 CENTRAL PARKING CORP TN 2.02,9.01 02/09/06 CH2M HILL COMPANIES LTD OR 8.01 02/10/06 CHAMPION ENTERPRISES INC MI 2.02,9.01 12/31/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 12/27/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 01/25/06 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 01/25/06 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 10/25/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 11/25/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 12/27/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 01/25/06 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 11/25/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 12/27/05 Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 01/25/06 Chemtura CORP DE 2.02,9.01 02/10/06 CHESAPEAKE CORP /VA/ VA 2.02,2.06,9.01 02/09/06 CHESAPEAKE ENERGY CORP OK 5.03,9.01 02/07/06 CHINA BAK BATTERY INC NV 2.02,9.01 02/09/06 CHINA FINANCE, INC. UT 5.02 02/02/06 CHITTENDEN CORP /VT/ VT 7.01,9.01 01/10/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 01/30/06 CINCINNATI BELL INC OH 2.02,9.01 02/10/06 CIRCOR INTERNATIONAL INC DE 1.01,2.01,7.01,9.01 02/06/06 CISCO SYSTEMS INC CA 8.01,9.01 02/10/06 CIT GROUP INC DE 8.01,9.01 02/09/06 CITADEL BROADCASTING CORP DE 1.01,8.01,9.01 02/06/06 CITADEL BROADCASTING CORP DE 2.02,9.01 02/10/06 CLEVELAND CLIFFS INC OH 8.01 01/10/06 CLICK COMMERCE INC 1.01,2.01,3.02,7.01,9.01 02/08/06 CNX Gas CORP DE 1.01 02/07/06 COCA COLA ENTERPRISES INC DE 2.02 02/09/06 COHEN & STEERS INC 8.01,9.01 02/09/06 COINMACH SERVICE CORP DE 2.02,7.01,9.01 02/09/06 Cole Credit Property Trust II Inc MD 1.01,2.01,2.03,8.01,9.01 02/06/06 COMMONWEALTH BIOTECHNOLOGIES INC VA 2.02,9.01 02/08/06 COMMUNITY FINANCIAL CORP /VA/ VA 2.02 02/09/06 COMPUMED INC DE 5.02,9.01 02/06/06 COMPUTER SOFTWARE INNOVATIONS INC DE 9.01 03/28/05 AMEND CONCENTRA OPERATING CORP NV 1.01 02/06/06 CONOR MEDSYSTEMS INC 5.02 02/10/06 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 02/10/06 Cooper-Standard Holdings Inc. DE 1.01,2.01,2.03,9.01 02/06/06 CORNELL COMPANIES INC DE 8.01,9.01 02/10/06 COVENTRY HEALTH CARE INC DE 2.02,9.01 02/10/06 COVENTRY HEALTH CARE INC DE 3.03 02/10/06 CREDIT ACCEPTANCE CORPORATION MI 1.01,8.01,9.01 02/07/06 CSP INC /MA/ MA 4.02,9.01 02/10/06 CTS CORP IN 1.01 02/10/06 CV THERAPEUTICS INC DE 8.01 02/09/06 CWABS Asset-Backed Certificates Trust 9.01 02/10/06 CYBEX INTERNATIONAL INC NY 2.02,9.01 02/10/06 CYMER INC NV 1.01,9.01 02/06/06 CYTEC INDUSTRIES INC/DE/ DE 2.02,9.01 02/09/06 CYTOKINETICS INC 5.02 02/09/06 DAG MEDIA INC NY 1.01,8.01,9.01 02/06/06 DENDREON CORP DE 5.02 02/07/06 DENTSPLY INTERNATIONAL INC /DE/ DE 1.01 02/03/06 Deutsche Alt-B Securities Mortgage Lo 8.01,9.01 01/30/06 DIAGNOSTIC PRODUCTS CORP CA 2.02,9.01 02/10/06 DIGENE CORP DE 2.02,9.01 02/08/06 Digital Music Group, Inc. DE 2.01,3.02,5.03,9.01 02/07/06 DIRECTV GROUP INC DE 1.01,5.02,8.01,9.01 02/07/06 DOT HILL SYSTEMS CORP NY 1.01,5.02,9.01 02/06/06 DOWNEY FINANCIAL CORP DE 1.01,9.01 02/10/06 AMEND DURATEK INC DE 1.01,9.01 02/06/06 DYNATRONICS CORP UT 2.02,9.01 02/09/06 E & S HOLDINGS INC NV 8.01 02/10/06 EAGLE BROADBAND INC TX 5.03,9.01 01/06/06 EATON CORP OH 5.02,9.01 02/08/06 ECOLAB INC DE 2.02,9.01 02/10/06 Edgen Corp 2.01,9.01 12/16/05 AMEND ENERGEN CORP AL 1.02 02/10/06 ENERGY CONVERSION DEVICES INC DE 2.02,9.01 02/08/06 ENOVA SYSTEMS INC CA 1.01 02/10/06 Epic Bancorp 1.01,5.02 02/10/06 EQUITY INNS INC TN 1.01 02/07/06 ESSENTIAL INNOVATIONS TECHNOLOGY CORP NV 1.01,9.01 02/08/06 EVERLAST WORLDWIDE INC DE 1.01,5.02,8.01,9.01 02/07/06 EXPLORATION CO OF DELAWARE INC DE 1.01,5.02,7.01,9.01 02/09/06 FAIRCHILD CORP DE 2.02,9.01 02/09/06 FARMER BROTHERS CO CA 2.02,9.01 02/09/06 FASTENTECH INC DE 2.01,9.01 12/06/05 AMEND FEDERAL MOGUL CORP MI 2.02,9.01 02/10/06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.01 02/08/06 AMEND FEDERAL TRUST CORP FL 7.01,9.01 02/09/06 FIELDPOINT PETROLEUM CORP CO 7.01,8.01,9.01 02/06/06 FIRST ACCEPTANCE CORP /DE/ DE 2.02,7.01,9.01 02/09/06 First Business Financial Services, In 1.01,9.01 02/06/06 FIRST CENTURY BANKSHARES INC WV 2.02,9.01 02/10/06 FIRST FINANCIAL BANCORP /OH/ OH 2.02,7.01,9.01 02/10/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/09/06 AMEND FIRST HORIZON PHARMACEUTICAL CORP DE 1.01,9.01 02/07/06 First NLC Trust 2005-3 Mortgate-Backe 8.01,9.01 12/27/05 AMEND FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 02/10/06 FONAR CORP DE 2.02 12/31/05 FOOTSTAR INC DE 8.01,9.01 02/09/06 FORD MOTOR CO DE 1.01 02/09/06 FORTUNE BRANDS INC DE 1.01,8.01,9.01 02/09/06 FRANKLIN ELECTRONIC PUBLISHERS INC PA 2.02,9.01 02/07/06 GENERAL MARITIME CORP/ 1.01,8.01,9.01 02/07/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 02/10/06 GEOKINETICS INC DE 2.01,9.01 12/02/05 AMEND GIBRALTAR INDUSTRIES, INC. DE 7.01,9.01 02/10/06 Grande Communications Holdings, Inc. DE 5.02 02/10/06 GREAT PLAINS ENERGY INC MO 1.01 02/10/06 GREATER ATLANTIC FINANCIAL CORP DE 1.02 02/06/06 GREY WOLF INC TX 5.04,9.01 02/10/06 GRYPHON GOLD CORP NV 2.02,9.01 12/22/05 GSV INC DE 7.01 02/09/06 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 02/09/06 HealthSpring, Inc. DE 1.01,9.01 02/07/06 HEARST ARGYLE TELEVISION INC DE 1.01 02/06/06 HEARTLAND FINANCIAL USA INC DE 1.01,9.01 02/10/06 HOLLINGER INTERNATIONAL INC DE 2.01 02/06/06 HOLLY CORP DE 1.01,9.01 02/10/06 HOLLY ENERGY PARTNERS LP DE 1.01,9.01 02/10/06 HouseValues, Inc. WA 1.01,9.01 02/08/06 HUDSON CITY BANCORP INC DE 1.01,9.01 02/08/06 AMEND Huntsman CORP DE 8.01,9.01 02/05/06 IAC/INTERACTIVECORP DE 1.01 02/06/06 IMAGEWARE SYSTEMS INC DE 1.02 01/20/06 IMCLONE SYSTEMS INC DE 5.02,9.01 02/09/06 INCENTRA SOLUTIONS, INC. NV 1.01,2.03,3.02,9.01 02/06/06 INFONOW CORP / DE 8.01,9.01 02/10/06 INNKEEPERS USA TRUST/FL MD 5.02,7.01 02/10/06 INNOSPEC INC. DE 8.01,9.01 02/10/06 InPlay Technologies, Inc. NV 2.01,9.01 09/01/05 AMEND instaCare Corp. NV 8.01,9.01 02/03/06 INTEGRAL SYSTEMS INC /MD/ MD 2.02,9.01 02/09/06 INTERDIGITAL COMMUNICATIONS CORP PA 4.01,9.01 03/24/05 INTERSTATE HOTELS & RESORTS INC DE 1.01,5.02 02/06/06 INTUITIVE SURGICAL INC DE 1.01 02/06/06 INVERNESS MEDICAL INNOVATIONS INC DE 3.02,8.01,9.01 02/03/06 AMEND IROBOT CORP DE 7.01,9.01 02/09/06 ITC DELTACOM INC DE 5.04,9.01 02/10/06 ITLA CAPITAL CORP CA 2.02,9.01 02/07/06 J P MORGAN CHASE & CO DE 8.01 02/07/06 J P MORGAN CHASE & CO DE 9.01 02/09/06 JCM PARTNERS LLC DE 8.01,9.01 02/10/06 KENT FINANCIAL SERVICES INC DE 2.01,9.01 06/30/04 KIMBERLY CLARK CORP DE 1.01 02/10/06 KIRKLANDS INC 5.02,9.01 02/08/06 KITE REALTY GROUP TRUST MD 2.02,9.01 02/09/06 KNAPE & VOGT MANUFACTURING CO MI 1.01,8.01,9.01 02/09/06 KNIGHT RIDDER INC FL 1.01 02/06/06 KUSHNER LOCKE CO CA 8.01,9.01 02/09/06 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 02/07/06 LANCE INC NC 2.02,9.01 02/09/06 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE 8.01,9.01 01/31/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/07/06 LESCO INC/OH OH 1.01 01/31/06 Liberty Global, Inc. DE 2.03,9.01 02/06/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 02/09/06 LIFEPOINT HOSPITALS, INC. 2.02,9.01 02/10/06 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 02/09/06 LIONS GATE ENTERTAINMENT CORP /CN/ 2.02,9.01 02/09/06 LITTELFUSE INC /DE DE 2.02,9.01 02/10/06 LKQ CORP DE 3.02 02/09/06 LODGENET ENTERTAINMENT CORP DE 2.02,9.01 02/09/06 LOGICVISION INC DE 1.01,8.01,9.01 02/09/06 LONGVIEW FIBRE CO WA 2.02,9.01 12/31/05 LUMINENT MORTGAGE CAPITAL INC 2.02,9.01 02/09/06 Luminent Mortgage Trust 2006-1 DE 9.01 01/26/06 LYONDELL CHEMICAL CO DE 5.02,9.01 02/09/06 MACROVISION CORP DE 5.02,9.01 02/09/06 MAGELLAN MIDSTREAM HOLDINGS LP 1.01,7.01,9.01 02/09/06 MAGUIRE PROPERTIES INC MD 1.01 02/10/06 MAXXAM INC DE 8.01 02/10/06 MED-EMERG INTERNATIONAL INC 3.03 02/10/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/09/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 2.01,9.01 02/10/06 METASOLV INC DE 2.02,9.01 02/09/06 METRETEK TECHNOLOGIES INC DE 1.01,9.01 02/06/06 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 02/10/06 MGM MIRAGE DE 7.01,9.01 02/09/06 MICRON TECHNOLOGY INC DE 5.02,5.03,8.01,9.01 02/07/06 MICRONETICS INC DE 2.02,9.01 02/10/06 MIKOHN GAMING CORP NV 2.02,9.01 02/09/06 MIKOHN GAMING CORP NV 9.01 11/28/05 AMEND MILLENNIUM PHARMACEUTICALS INC DE 1.01 02/06/06 MOBILE REACH INTERNATIONAL INC DE 5.02,9.01 02/08/06 MOD PAC CORP NY 2.02,9.01 02/10/06 MONTPELIER RE HOLDINGS LTD D0 5.02,7.01,9.01 02/09/06 MOONEY AEROSPACE GROUP LTD DE 7.01,9.01 02/10/06 MOUNTAINS WEST EXPLORATION INC NM 1.01,9.01 02/06/06 MPS GROUP INC FL 8.01 02/10/06 MS STRUCTURED SATURNS SERIES 2003-14 DE 8.01,9.01 02/08/06 MS STRUCTURED SATURNS SERIES 2003-17 DE 8.01,9.01 02/08/06 MS STRUCTURED SATURNS SERIES 2004-3 DE 8.01,9.01 02/08/06 MUTUALFIRST FINANCIAL INC MD 1.01 02/08/06 NATHANS FAMOUS INC DE 1.01,9.01 02/08/06 NATIONAL AUTO CREDIT INC /DE DE 2.01,9.01 11/18/05 AMEND NATIONAL BANK OF INDIANAPOLIS CORP IN 2.02,9.01 02/10/06 NATIONAL COLLEGIATE FUNDING LLC 8.01,9.01 02/09/06 National Investment Managers Inc. FL 1.01,2.01,3.02,9.01 01/04/06 AMEND NAVIGANT INTERNATIONAL INC DE 2.02,9.01 02/09/06 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 02/09/06 AMEND NEOMEDIA TECHNOLOGIES INC DE 1.01 02/09/06 NEOMEDIA TECHNOLOGIES INC DE 8.01 02/09/06 Neoview Holdings Inc. NV 9.01 02/09/06 NEW YORK MORTGAGE TRUST INC MD 5.03 02/10/06 NEWFIELD EXPLORATION CO /DE/ DE 2.02,9.01 02/08/06 NEWMONT MINING CORP /DE/ DE 7.01,9.01 02/10/06 NEWS CORP 8.01,9.01 02/10/06 NOBLE CORP 5.02,7.01,9.01 02/10/06 NOBLE ENERGY INC DE 1.01 02/07/06 NORTH EUROPEAN OIL ROYALTY TRUST DE 2.02,9.01 01/31/06 NOVASTAR FINANCIAL INC MD 2.02,7.01,9.01 02/09/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 02/10/06 NOVELLUS SYSTEMS INC CA 2.05,2.06 02/06/06 NU HORIZONS ELECTRONICS CORP DE 2.03 02/09/06 NU SKIN ENTERPRISES INC DE 2.05,2.06 02/07/06 AMEND NUVELO INC DE 1.01,9.01 02/06/06 ODYSSEY RE HOLDINGS CORP DE 2.02,4.02 02/09/06 Orange 21 Inc. DE 1.01,9.01 02/09/06 OREGON PACIFIC BANCORP OR 2.02,9.01 02/10/06 OVERLAND STORAGE INC CA 7.01 02/10/06 OXIS INTERNATIONAL INC DE 2.01,9.01 12/06/05 AMEND PACKAGING DYNAMICS CORP DE 2.02,9.01 02/09/06 PANERA BREAD CO DE 2.02,9.01 02/09/06 ParaFin CORP CO 3.02 02/10/06 PARAGON FINANCIAL CORP DE 1.01,1.02,2.01,3.02,9.01 02/02/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 4.02,9.01 02/09/06 PAYCHEX INC DE 1.01 02/10/06 PC MALL INC DE 1.01,3.01,5.02,9.01 02/06/06 PEMCO AVIATION GROUP INC DE 5.02 02/06/06 PEP BOYS MANNY MOE & JACK PA 1.01,5.02,7.01,9.01 02/09/06 PEPSICO INC NC 8.01 02/10/06 PFF BANCORP INC DE 8.01,9.01 02/06/06 PFIZER INC DE 8.01,9.01 02/10/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01,5.02 02/06/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 5.02 02/07/06 AMEND PINNACLE AIRLINES CORP DE 8.01,9.01 02/07/06 PLY GEM HOLDINGS INC DE 2.02 02/10/06 POWER ONE INC DE 1.01 02/06/06 PREMIER FINANCIAL BANCORP INC KY 2.02,9.01 02/10/06 PRG SCHULTZ INTERNATIONAL INC GA 5.02 02/10/06 PROSPECT ENERGY CORP MD 9.01 02/09/06 PROVIDENT BANKSHARES CORP MD 2.02,9.01 02/10/06 PUBLIC SERVICE CO OF NORTH CAROLINA I SC 2.02,9.01 12/31/05 QUADRAMED CORP DE 8.01 02/07/06 QUALITY DISTRIBUTION INC FL 1.01 01/27/06 QUALITY SYSTEMS INC CA 2.02,9.01 02/09/06 QUANTUM CORP /DE/ DE 1.01,2.03,9.01 02/10/06 RAINMAKER SYSTEMS INC CA 1.01,3.02,7.01,9.01 02/07/06 RALCORP HOLDINGS INC /MO MO 8.01,9.01 02/07/06 RAMP Series 2006-EFC1 Trust 8.01,9.01 02/10/06 Red Sky Resources Inc. NV 5.03,9.01 02/07/06 REGENCY AFFILIATES INC DE 8.01,9.01 02/08/06 AMEND REINSURANCE GROUP OF AMERICA INC MO 8.01 02/10/06 RFMSII Series 2006-HSA1 Trust 8.01,9.01 02/10/06 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 02/07/06 Rim Semiconductor CO UT 1.01,9.01 02/06/06 RLI CORP IL 8.01,9.01 02/10/06 ROHM & HAAS CO DE 1.01,9.01 02/06/06 ROYAL CARIBBEAN CRUISES LTD 1.01 02/06/06 ROYAL GOLD INC DE 1.01,9.01 02/08/06 SABR LLC Trust 2006-CB1 8.01,9.01 01/26/06 SCANA CORP SC 2.02,8.01,9.01 12/31/05 SCHICK TECHNOLOGIES INC DE 8.01,9.01 02/10/06 SCOTIA PACIFIC CO LLC DE 8.01 02/10/06 Securitized Asset Backed Receivables 8.01,9.01 01/26/06 SELECT MEDICAL CORP DE 1.01,9.01 02/09/06 SEQUOIA MORTGAGE TRUST 2004-12 8.01,9.01 01/20/06 Sequoia Mortgage Trust 2005-1 8.01,9.01 01/20/06 Sequoia Mortgage Trust 2005-2 8.01,9.01 01/20/06 Sequoia Mortgage Trust 2005-3 8.01,9.01 01/20/06 Sequoia Mortgage Trust 2005-4 8.01,9.01 01/20/06 Shire plc 8.01,9.01 02/10/06 SIERRA HEALTH SERVICES INC NV 7.01 02/10/06 SIRF TECHNOLOGY HOLDINGS INC 8.01 02/10/06 SMART VIDEO TECHNOLOGIES INC 8.01,9.01 02/06/06 SMITH A O CORP DE 1.01,9.01 02/03/06 SONICWALL INC CA 1.01 02/06/06 SPACEHAB INC \WA\ WA 3.01,9.01 02/10/06 SPRINT NEXTEL CORP KS 1.01,9.01 02/06/06 ST PAUL TRAVELERS COMPANIES INC MN 1.01,5.03,9.01 02/06/06 STARBUCKS CORP WA 8.01,9.01 02/07/06 STEINWAY MUSICAL INSTRUMENTS INC DE 7.01,9.01 02/10/06 STRATEGIC HOTEL CAPITAL INC 1.01 02/06/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01 02/10/06 STRONG TECHNICAL INC DE 4.01,9.01 01/30/06 AMEND STRONGHOLD TECHNOLOGIES INC NV 1.01,2.03,3.02,5.03,9.01 02/08/06 SUNWIN INTERNATIONAL NEUTRACEUTICALS, 7.01,9.01 11/10/05 SYDYS CORP NV 5.02 02/06/06 SYNTAX-BRILLIAN CORP DE 9.01 11/30/05 AMEND TALBOTS INC DE 1.01,9.01 02/09/06 TANGER FACTORY OUTLET CENTERS INC NC 1.01,7.01 02/09/06 TASKER CAPITAL CORP NV 1.01,5.02 02/03/06 TD AMERITRADE HOLDING CORP DE 5.04,9.01 01/25/06 TEGAL CORP /DE/ DE 2.02,9.01 02/09/06 TESSERA TECHNOLOGIES INC DE 1.01 02/07/06 THAXTON GROUP INC SC 8.01,9.01 02/03/06 THERAVANCE INC DE 5.02,7.01 02/08/06 TIER TECHNOLOGIES INC DE 2.02,8.01,9.01 02/09/06 TIMKEN CO OH 1.01,9.01 02/06/06 TODCO DE 1.01,8.01,9.01 02/06/06 TRC COMPANIES INC /DE/ DE 5.02,9.01 02/09/06 TRIZEC PROPERTIES INC DE 1.01,9.01 02/06/06 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 02/09/06 U S PRECIOUS METALS INC DE 5.02 02/08/06 U-Store-It Trust MD 2.01,9.01 02/07/06 UGS Corp. DE 2.02,9.01 02/10/06 ULTIMATE SOFTWARE GROUP INC DE 1.01,2.02,9.01 02/08/06 UNIONBANCORP INC DE 2.02,9.01 02/10/06 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 2.02,7.01,9.01 02/10/06 UNITEDHEALTH GROUP INC MN 7.01 02/10/06 URBAN OUTFITTERS INC PA 2.02,9.01 02/07/06 USEC INC DE 1.01,9.01 02/10/06 V F CORP PA 1.01 02/06/06 Valera Pharmaceuticals Inc 5.03,8.01,9.01 02/07/06 VECTREN CORP IN 2.02 02/08/06 VENTANA MEDICAL SYSTEMS INC DE 9.01 02/10/06 VIGNETTE CORP DE 4.01 02/07/06 VISTEON CORP DE 1.01 02/04/06 VISTEON CORP DE 2.02,2.05,2.06,7.01,9.01 02/10/06 AMEND WALT DISNEY CO/ DE 1.01,8.01,9.01 02/06/06 WHERIFY WIRELESS INC DE 1.01,5.02,9.01 02/10/06 WHITING PETROLEUM CORP DE 9.01 10/04/05 AMEND WILLIAMS SCOTSMAN INTERNATIONAL INC DE 2.02,9.01 02/09/06 WILLIS LEASE FINANCE CORP DE 1.01,9.01 02/09/06 WINN DIXIE STORES INC FL 1.01,9.01 02/09/06 WORLD AM, INC. 1.01,9.01 02/07/06 X RITE INC MI 1.01 02/06/06 YRC WORLDWIDE INC DE 5.02 02/10/06 ZAP CA 7.01,9.01 02/10/06 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 02/06/06 ZYMOGENETICS INC WA 2.02,9.01 02/09/06