SEC NEWS DIGEST Issue 2006-17 January 26, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - JANUARY 26, 2006 - 9:00 A.M. The following items have been added to the 9:00 a.m. closed meeting scheduled for Thursday, January 26, 2006: Institution and settlement of injunctive actions; and Institution and settlement of an administrative proceeding of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC ORDERS ADMINISTRATIVE PROCEEDINGS AGAINST JEFFREY NUNEZ On January 25, the Commission entered an Order Instituting Administrative Proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934 against Jeffrey G. Nunez. In the Order, the Division of Enforcement alleges that, on Jan. 9, 2006, a final judgment was entered against Nunez, permanently enjoining him from future violations of Sections 5(a) and 5(c) of the Securities Act of 1933 in the civil action entitled Securities and Exchange Commission v. Morgan Cooper, et al., Case No. 1:05CV00207 before the United States District Court for the District of Columbia. The final judgment also ordered Nunez to pay a $55,000 civil penalty. The violations occurred during the spring and summer of 2000, during which time Nunez was a registered representative of Providential Securities, Inc., a broker- dealer registered with the Commission. The Commission's complaint alleged that Nunez participated in an unregistered distribution of securities in violation of Sections 5(a) and 5(c) of the Securities Act. The distribution occurred in connection with a reverse merger of a privately-held company into an existing publicly-held shell and the subsequent sale of hundreds of thousands of shares of the company to the public in transactions that were not registered with the Commission as required by Section 5 of the Securities Act. Nunez attended meetings where fundraising for the public company was discussed and at which he learned about the reverse merger and the plan to distribute shares of the company to the public. Nunez then acted as the securities broker for a brokerage account used as a depository for many of the shares that he, in turn, sold to several of his customers in unregistered transactions. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Nunez an opportunity to dispute these allegations, and to determine what, if any, remedial action is appropriate in the public interest against Nunez pursuant to Section 15(b)(6) of the Exchange Act. (Rel. 34-53177; File No. 3-12160) [SEC v. Morgan Cooper, et al., Case No. 1:05CV00207, D.D.C.] (LR-19542) SEC SUSPENDS JAMES CAPRIO FROM ASSOCIATING WITH ANY BROKER OR DEALER FOR SIX MONTHS On January 25, the Commission issued an Order against James J. Caprio suspending him from associating with any broker or dealer for six months. Without admitting for denying the findings, Caprio consented to an Order, which finds that on Jan. 9, 2006, the United States District Court for the District of Columbia entered a final judgment by consent against Caprio permanently enjoining him from future violations of the securities registration provisions of the Securities Act of 1933 and the stock ownership disclosure provisions of the Securities Exchange Act of 1934. The final judgment also ordered Caprio to pay a $125,000 civil monetary penalty. The Commission's complaint alleged that, from 1999 through 2000, when he was employed as a registered representative of Providential Securities, Inc., Caprio sold hundreds of thousands of shares of a public company's stock to the investing public. Caprio did not register those sales with the Commission as required by Section 5 of the Securities Act. Additionally, Caprio obtained over 5% of that company's stock, but did not file Schedule 13D reports with the Commission as required by Section 13(d) of the Exchange Act. (Rel. 34-53178; File No. 3-12161) IN THE MATTER OF DANIEL CALUGAR On January 25, the Commission announced the issuance of an Order Instituting Administrative Proceeding Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions against Daniel Calugar. The Order finds that on Jan. 17, 2006, a final judgment was entered by consent against Calugar, permanently enjoining him from future violations of the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder in the civil action entitled Securities and Exchange Commission v. Daniel Calugar and Security Brokerage, Inc., Case No. CV-S-03-1600-RCJ-RJJ (D. Nev.). The Commission's complaint in the civil action alleged that, from at least 2001 to September 2003, Calugar, through Security Brokerage Inc., engaged in market timing and late trading shares of certain mutual funds. Based on the entry of the injunction, the Order bars Calugar from association with any broker or dealer. Calugar consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rel. 34-53179; File No. 3-12162) FINAL JUDGMENT ENTERED AGAINST ERIC CANO, FORMER PRESIDENT OF MANHATTAN BAGEL SUBSIDIARY, AND PHILLIP BORINI The Securities and Exchange Commission announced that on Jan. 11 and 14, 2003, the United States District Court for the Central District of California entered Final Consent Judgments of Permanent Injunction and Other Relief against defendants Eric S. Cano and Phillip M. Borini, respectively. The final judgments permanently enjoin each defendant from future violations of Sections 10(b), 13(a), 13(b)(2)(A) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5, 12b-20, 13a-1, 13a-13 and 13b2-1 thereunder. Cano was additionally enjoined from future violations of Section 13(b)(2)(B) of the Exchange Act. Furthermore, Borini has been ordered to pay a civil penalty in the amount of $50,000 and Cano has been barred from serving as an officer or director of a public company. Both defendants consented to the entry of the final judgments without admitting or denying the allegations in the Commission's Complaint. The Commission filed this action on May 15, 2001, alleging a financial reporting fraud perpetrated by the senior officers of I. & J. Bagel, Inc. (I&J), a California-based entity that in June 1995 became a wholly-owned subsidiary of Manhattan Bagel Inc. (Manhattan Bagel). The complaint alleges that, in 1995 and 1996, I&J's Chairman of the Board, defendant Alan Boren, orchestrated a scheme to inflate Manhattan Bagel's net income by recording fictitious sales, overstating franchise fee and other revenues, and understating certain expenses on I&J's books. The complaint further alleges that defendant Cano, the president of I&J, was Boren's primary accomplice in implementing much of the scheme and deceiving Manhattan Bagel's auditors about the fictitious sales. Cano and Boren's brother, defendant Borini, implemented the fraud by, among other things, (i) procuring false confirmations for the auditors with respect to the fictitious sales, and (ii) making payments against the fictitious bagel sales using money provided by Boren. In parallel criminal proceedings, Cano and Borini each pled guilty to criminal charges predicated on the facts underlying the Commission's action. As a result, Cano was placed on five years probation and ordered to pay restitution in the amount of $514,000. Borini was placed on two years probation and ordered to pay a $3,000 fine. For further information, see Litigation Release No. 17002 (May 15, 2001). [SEC v. Allan Boren, et al., Case No. CV-01-04377-PA, Ex, C.D. Cal.] (LR-19543) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by NASD relating to guicance regarding firms' obligation under NASD Rule 2111 regaring market order protection (SR-NASD-2006-003) has become effective under Section 19(b)(3)(a) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53149) A proposed rule change (SR-CBOE-2005-117) filed by the Chicago Board Options Exchange relating to its dividend and merger spread fee cap program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53171) A proposed rule change (SR-CBOE-2006-07) filed by the Chicago Board Options Exchange relating to the dividend, merger and short stock interest spread fee cap program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53172) A proposed rule change filed by the International Securities Exchange relating to fee changes for transactions in options on three narrow-based indexes (SR-ISE- 2006-03) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53173) A proposed rule change (SR-NSX-2006-01) filed with the Commission by the National Stock Exchange to amend its fee schedule contained in NSX Rule 11.10(A) to decrease the monthly transaction fee cap has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53174) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2005-89) submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Chicago Board Options Exchange relating to the adoption of a Hybrid Agency Liaison system for automated handling of inbound orders that are not automatically executed. Publication of the proposal is expected in the Federal Register during the week of January 30. (Rel. 34-53167) The Commission approved a proposed rule change (SR-CBOE-2005-101) submitted under Section 19(b)(1) of the Securities Exchange Act of 1934 by the Chicago Board Options Exchange relating to Membership Rules. (Rel. 34-53175) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 PRIDE INTERNATIONAL INC, 5847 SAN FELIPE, SUITE 3300, HOUSTON, TX, 77057, 7137891400 - 600,000 ($21,018,000.00) Equity, (File 333-131261 - Jan. 25) (BR. 04B) S-3 WACHOVIA COMMERCIAL MORTGAGE SECURITIES INC, 201 SOUTH COLLEGE STREET, CHARLOTTE, NC, 02110, 7043746828 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-131262 - Jan. 25) (BR. 05D) S-3ASR BRANDYWINE OPERATING PARTNERSHIP LP /PA, 14 CAMPUS BOULEVARD, 610-325-5600, NEWTOWN SQUARE, PA, 19073, 6103255600 - 0 ($0.00) Equity, (File 333-131263 - Jan. 25) (BR. 08A) SB-2 UNIVERSAL GUARDIAN HOLDINGS INC, 4695 MACARTHUR COURT, SUITE 300, NEWPORT BEACH, CA, 92660, 949-861-8295 - 2,840,000 ($2,328,800.00) Equity, (File 333-131265 - Jan. 25) (BR. 08C) S-3ASR MORGAN STANLEY, 1585 BROADWAY, NEW YORK, NY, 10036, 212-761-4000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131266 - Jan. 25) (BR. 07A) SB-2 IN TOUCH MEDIA GROUP, INC., 205 SOUTH MYRTLE AVENUE, CLEARWATER, FL, 34695, 727-465-0946 - 26,349,167 ($7,940,750.00) Equity, (File 333-131267 - Jan. 25) (BR. 11A) S-8 WITS BASIN PRECIOUS MINERALS INC, 80 SOUTH 8TH STREET, SUITE 900, MINNEAPOLIS, MN, 55402, (612)349-5277 - 1,050,000 ($231,000.00) Equity, (File 333-131268 - Jan. 25) (BR. 04A) S-1 Thomas Equipment, Inc., 1818 NORTH FARWELL AVENUE, MILWAUKEE, WI, 53202, (312) 224-8812 - 12,210,368 ($34,662,614.00) Equity, (File 333-131269 - Jan. 25) (BR. 10C) S-8 Bootie Beer CORP, 620 NORTH DENNING DRIVE, STE 100, WINTER PARK, FL, 32789, 4076225999 - 9,000,000 ($9,900,000.00) Equity, (File 333-131270 - Jan. 25) (BR. 02) S-3ASR WADDELL & REED FINANCIAL INC, 6300 LAMAR AVE, OVERLAND PARK, KS, 66202-4200, 9132362000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131271 - Jan. 25) (BR. 07A) F-3 COMMTOUCH SOFTWARE LTD, 4086534330 - 9,000,000 ($9,360,000.00) Equity, (File 333-131272 - Jan. 25) (BR. 11C) S-3ASR NPS PHARMACEUTICALS INC, 420 CHIPETA WAY STE 240, SALT LAKE CITY, UT, 84108-1256, 8015834939 - 0 ($0.00) Other, (File 333-131273 - Jan. 25) (BR. 01B) S-8 TEVA PHARMACEUTICAL INDUSTRIES LTD, 5 BAZEL ST, P O B 3190, PETACH TIKVA, L3, 49131, 0 ($2,489,427,748.58) ADRs/ADSs, (File 333-131274 - Jan. 25) (BR. 01C) SB-2 ZION OIL & GAS INC, 6510 ABRAMS RD, SUITE 300, DALLAS, TX, 75231, 2142214610 - 2,100,000 ($14,000,000.00) Equity, (File 333-131275 - Jan. 25) (BR. 04C) S-3 ESSEX PORTFOLIO LP, 777 CALIFORNIA AVE, PALO ALTO, CA, 94304, 4154943700 - 2,179,170 ($225,000,000.00) Equity, (File 333-131276 - Jan. 25) (BR. 08A) S-8 CANWEST PETROLEUM CORP, 206-475 HOWE ST, VANCOUVER BC, A1, 00000, 6046858355 - 550,000 ($2,310,000.00) Equity, (File 333-131277 - Jan. 25) (BR. 04A) S-3ASR UNITED DOMINION REALTY TRUST INC, 400 EAST CARY STREET, RICHMOND, VA, 23219-3802, 8047802691 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131278 - Jan. 25) (BR. 08C) S-8 CORONADO INDUSTRIES INC, 16929 EAST ENTERPRISE DRIVE, SUITE 202, FOUNTAIN HILLS, AZ, 85268, 6028376810 - 10,000,000 ($100,000.00) Equity, (File 333-131279 - Jan. 25) (BR. 10A) S-3 AIRNET COMMUNICATIONS CORP, 3950 DOW ROAD, -, MELBOURNE, FL, 32934, 3219841990 - 3,971,706 ($3,495,101.28) Equity, (File 333-131280 - Jan. 25) (BR. 11A) SB-2 INTRAOP MEDICAL CORP, 3170 DE LA CRUZ BLVD., SUITE 108, SANTA CLARA, CA, 95054, 4089866020 - 10,000,000 ($10,400,000.00) Other, (File 333-131281 - Jan. 25) (BR. 10B) S-8 MortgageIT Holdings, Inc., 33 MAIDEN LANE, NEW YORK, NY, 10038, (212) 651-7700 - 0 ($12,950,000.00) Equity, (File 333-131282 - Jan. 25) (BR. 08C) S-8 VALCOM, INC, 920 COMMERCE STREET, LAS VEGAS, NV, 89106-4501, 702-385-9000 - 2,000,000 ($200,000.00) Equity, (File 333-131283 - Jan. 25) (BR. 05C) S-3 Education Realty Trust, Inc., 530 OAK COURT DRIVE, SUITE 300, MEMPHIS, TN, 38117, 901.259.2500 - 0 ($64,784,604.00) Equity, (File 333-131284 - Jan. 25) (BR. 08B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 21ST CENTURY INSURANCE GROUP CA 5.02 01/20/06 ABBOTT LABORATORIES IL 2.02,9.01 01/25/06 ACCESS INTEGRATED TECHNOLOGIES INC 7.01,9.01 01/25/06 ACXIOM CORP DE 2.02,9.01 12/31/05 ADELPHIA COMMUNICATIONS CORP DE 7.01 01/25/06 AES CORP DE 1.01,5.02,9.01 01/24/06 AFFILIATED MANAGERS GROUP INC DE 2.02,5.02,5.05,9.01 01/24/06 AGILE SOFTWARE CORP DE 1.01,5.02 01/19/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 2.02,9.01 01/25/06 AIRNET COMMUNICATIONS CORP DE 2.02,8.01,9.01 01/25/06 ALAMOSA HOLDINGS INC DE 8.01,9.01 01/25/06 ALIGN TECHNOLOGY INC DE 2.02,9.01 01/25/06 ALLEGHENY TECHNOLOGIES INC DE 1.01,2.02,8.01,9.01 01/25/06 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 01/25/06 ALNYLAM PHARMACEUTICALS, INC. 8.01,9.01 01/24/06 Alpha Natural Resources, Inc. DE 5.02 01/19/06 ALTERA CORP DE 2.02,9.01 01/25/06 Alternative Loan Trust 2005-79CB 8.01,9.01 12/22/05 AMEND Alternative Loan Trust 2005-81 8.01,9.01 12/29/05 ALTERNATIVE LOAN TRUST 2005-J11 9.01 09/30/05 AMBAC FINANCIAL GROUP INC DE 2.02,9.01 01/25/06 AMBIENT CORP /NY DE 1.01,2.03,3.02,9.01 01/25/06 AMERADA HESS CORP DE 2.02,7.01,9.01 01/25/06 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 7.01,9.01 01/24/06 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01,7.01,9.01 01/23/06 AMERICREDIT CORP TX 1.01,3.03,9.01 01/25/06 AMERISOURCEBERGEN CORP DE 8.01,9.01 01/25/06 AMERISTAR CASINOS INC NV 2.02,9.01 01/25/06 AMIS HOLDINGS INC 8.01 03/04/05 ANALOG DEVICES INC MA 1.01,1.02,3.03 01/23/06 ANTEON INTERNATIONAL CORP DE 1.01,9.01 01/19/06 APPLERA CORP DE 1.01,2.02,9.01 01/09/06 APPLIED MICRO CIRCUITS CORP DE 2.02,9.01 01/25/06 ARCHIPELAGO HOLDINGS INC 1.01,5.02,9.01 01/24/06 ARQULE INC DE 1.01 01/19/06 ARQULE INC DE 2.05,8.01 01/19/06 ARROW FINANCIAL CORP NY 2.02,9.01 01/25/06 ARVINMERITOR INC IN 2.02,9.01 01/24/06 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 01/19/06 ASHLAND INC. KY 2.02,9.01 01/25/06 ASHLAND INC. KY 7.01,9.01 01/25/06 ASHLAND INC. KY 7.01,9.01 01/25/06 ASHLAND INC. KY 8.01 01/25/06 ASIAINFO HOLDINGS INC DE 2.02,5.02,9.01 01/25/06 ASPEN TECHNOLOGY INC /DE/ DE 5.02 01/20/06 ASSOCIATED BANC-CORP WI 7.01 01/25/06 ATLANTIC LIBERTY FINANCIAL CORP DE 9.01 12/31/05 ATWOOD OCEANICS INC TX 8.01,9.01 01/25/06 AUBURN NATIONAL BANCORPORATION INC DE 2.02,9.01 01/24/06 AUTOMATIC DATA PROCESSING INC DE 2.02 12/31/05 Avalon Oil & Gas, Inc. CO 2.01 01/25/06 AVALONBAY COMMUNITIES INC MD 2.02,9.01 01/24/06 AVITAR INC /DE/ DE 4.02 01/18/06 AVNET INC NY 2.02,7.01,9.01 01/25/06 AVX CORP DE 2.02,9.01 12/31/05 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,2.01,9.01 01/20/06 Banc of America Commercial Mortgage I DE 8.01,9.01 01/25/06 AMEND Banc of America Commercial Mortgage I DE 8.01,9.01 01/10/06 AMEND BANCFIRST CORP /OK/ OK 2.02,9.01 01/25/06 BANCINSURANCE CORP OH 8.01,9.01 01/25/06 BANKRATE INC FL 1.01 01/20/06 BAR HARBOR BANKSHARES ME 8.01 01/25/06 BARD C R INC /NJ/ NJ 2.02,9.01 01/25/06 Baymark Technologies, Inc. UT 1.01,2.02,3.02,3.03,5.01,5.03,9.01 01/16/06 AMEND Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 09/26/05 AMEND BED BATH & BEYOND INC NY 8.01,9.01 01/25/06 BELLSOUTH CORP GA 2.02 01/25/06 BEMIS CO INC MO 2.02,9.01 01/25/06 BIG CAT MINING CORP 1.01,5.02 01/24/06 BIO KEY INTERNATIONAL INC MN 1.01,3.02,4.02,9.01 01/23/06 BIOPHAN TECHNOLOGIES INC NV 1.01,3.02,9.01 01/24/06 BMW VEHICLE OWNER TRUST 2003-A 9.01 01/25/06 BMW Vehicle Owner Trust 2004-A 9.01 01/25/06 BMW Vehicle Owner Trust 2005-A 9.01 01/25/06 BNCCORP INC DE 7.01,9.01 01/23/06 BOLT TECHNOLOGY CORP CT 2.02,9.01 01/25/06 BORDERS GROUP INC MI 1.01 01/25/06 BOSTON SCIENTIFIC CORP DE 8.01,9.01 01/25/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 2.02,9.01 01/25/06 BRAINTECH INC NV 3.02,7.01 01/23/06 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 01/25/06 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 01/25/06 BSABS 2005-1 DE 8.01,9.01 12/27/05 AMEND BSD MEDICAL CORP DE 7.01,9.01 01/25/06 BUCKEYE TECHNOLOGIES INC DE 2.02,9.01 01/24/06 BUFFETS HOLDINGS, INC. DE 2.02,9.01 01/25/06 BUFFETS HOLDINGS, INC. DE 8.01,9.01 01/25/06 C2 Global Technologies Inc FL 5.02,9.01 01/20/06 CAL DIVE INTERNATIONAL INC MN 7.01,9.01 01/24/06 CAL DIVE INTERNATIONAL INC MN 1.01,9.01 01/22/06 AMEND CALLAWAY GOLF CO /CA DE 2.02,9.01 01/25/06 CALLISTO PHARMACEUTICALS INC DE 1.01,9.01 01/19/06 CAMCO FINANCIAL CORP DE 2.02,9.01 01/20/06 CANARGO ENERGY CORP DE 7.01,9.01 01/23/06 CAPITAL CORP OF THE WEST CA 2.02,9.01 01/24/06 CAPITAL CORP OF THE WEST CA 8.01,9.01 01/24/06 CAPITOL FEDERAL FINANCIAL 7.01,9.01 01/23/05 CARREKER CORP DE 1.01 01/19/06 CARROLS CORP DE 4.02 01/19/06 CASCADE FINANCIAL CORP DE 2.02,9.01 01/24/06 Caterpillar Financial Asset Trust 200 NV 8.01,9.01 01/25/06 CATERPILLAR FINANCIAL FUNDING CORP 8.01,9.01 01/25/06 CCC INFORMATION SERVICES GROUP INC DE 1.01 01/19/06 CEF EQUIPMENT HOLDING GE COMMERCIAL E DE 8.01,9.01 01/20/06 CEF EQUIPMENT HOLDING GE COMMERCIAL E DE 8.01,9.01 01/20/06 CEL SCI CORP CO 3.01,9.01 01/24/06 Centale, Inc. NY 5.02 01/20/06 CENTEX CORP NV 2.02,7.01,9.01 01/25/06 CENTRAL COAST BANCORP CA 1.01 01/23/06 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.01 01/23/06 CENTURY ALUMINUM CO DE 1.01,5.02,9.01 01/23/05 CENTURY BANCORP INC MA 8.01,9.01 01/25/06 CERADYNE INC DE 7.01,9.01 01/20/06 CERTEGY INC GA 1.01 01/19/06 CGI HOLDING CORP NV 2.01,2.03,3.02,9.01 01/19/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 01/24/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 01/25/06 CHOLESTECH CORPORATION CA 2.02,9.01 01/25/06 CIMAREX ENERGY CO DE 7.01,9.01 01/24/06 CINCINNATI FINANCIAL CORP OH 7.01 01/24/06 CINGULAR WIRELESS LLC DE 2.02,9.01 01/24/06 CIRRUS LOGIC INC DE 2.02,9.01 01/25/06 CIT GROUP INC DE 1.01,9.01 01/25/06 CITIZENS FINANCIAL SERVICES INC PA 2.02,9.01 01/25/06 CITIZENS FIRST CORP KY 1.01,5.02,9.01 01/19/06 CITIZENS HOLDING CO /MS/ MS 2.02,7.01,9.01 01/25/06 CITIZENS SOUTH BANKING CORP DE 2.02,8.01,9.01 01/23/06 CLARCOR INC DE 5.02,9.01 01/20/06 CLARIENT, INC DE 5.02,9.01 01/22/06 CLEAN DIESEL TECHNOLOGIES INC DE 5.02,8.01,9.01 01/19/06 CNF INC DE 2.02,9.01 12/31/05 CNF INC DE 1.01,9.01 01/25/06 CNS INC /DE/ DE 2.02,8.01,9.01 01/25/06 CNX Gas CORP DE 2.02,9.01 01/25/06 COGNEX CORP MA 2.02,9.01 01/25/06 COHEN & STEERS INC 2.02,9.01 01/25/06 COINMACH SERVICE CORP DE 8.01,9.01 01/25/06 COLGATE PALMOLIVE CO DE 2.02,9.01 01/25/06 COLUMBIA BANCORP \OR\ OR 2.02,9.01 01/25/06 COLUMBIA SPORTSWEAR CO OR 1.01 01/19/06 COMARCO INC CA 1.01,2.01,9.01 01/22/06 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 01/25/06 COMMUNITY SHORES BANK CORP MI 2.02,9.01 01/23/06 Comstock Homebuilding Companies, Inc. DE 1.01,2.01,2.03,9.01 01/19/06 CONCUR TECHNOLOGIES INC WA 2.02,9.01 01/25/06 CONEXANT SYSTEMS INC DE 2.02,9.01 01/25/06 CONOCOPHILLIPS DE 2.02,9.01 01/25/06 CONOLOG CORP DE 1.01,3.02,9.01 01/19/06 CONSOLIDATED EDISON INC NY 1.01 01/19/06 CONSTAR INTERNATIONAL INC DE 1.01 01/19/06 CONTINENTAL BEVERAGE & NUTRITION, INC NY 1.01,9.01 01/19/06 COVANCE INC DE 2.02,9.01 01/25/06 COVENANT TRANSPORT INC NV 2.02,7.01,9.01 01/24/06 CSX CORP VA 1.01 01/19/06 CULLEN FROST BANKERS INC TX 2.02,9.01 01/25/06 CWMBS INC DE 9.01 01/25/06 CYBERSOURCE CORP DE 2.02,9.01 01/25/06 CYOP SYSTEMS INTERNATIONAL INC CA 5.02,9.01 01/17/06 CYTATION CORP DE 1.01,2.01,2.03,3.02,4.01,5.01,5.02, 5.06,9.01 01/18/06 CYTOGEN CORP DE 8.01,9.01 01/25/06 DARK DYNAMITE, INC NV 1.01 01/06/06 DATALOGIC INTERNATIONAL INC DE 1.01,2.03,3.02,8.01,9.01 01/25/06 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 01/17/06 DEKALB BANKSHARES INC SC 1.01 01/19/06 dELiAs, Inc. DE 5.02 01/24/06 DELPHI CORP DE 8.01,9.01 01/20/06 DELTATHREE INC DE 1.01,5.02,9.01 01/19/06 DIAMOND OFFSHORE DRILLING INC DE 8.01,9.01 01/24/06 DIMECO INC PA 2.02 01/23/06 DOLLAR GENERAL CORP TN 1.01,9.01 01/25/06 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 7.01,9.01 01/25/06 DOVER MOTORSPORTS INC DE 7.01,9.01 01/25/06 DPL INC OH 7.01,9.01 01/20/06 DRS TECHNOLOGIES INC DE 1.01,9.01 01/24/06 DRUCKER INC DE 5.01,5.02,7.01,9.01 01/13/06 DSP GROUP INC /DE/ DE 2.02,9.01 01/25/06 DST SYSTEMS INC DE 2.02,9.01 01/24/06 DURECT CORP DE 1.01 01/20/06 EAGLE MATERIALS INC DE 2.02,7.01,8.01,9.01 01/25/06 EAST WEST BANCORP INC 2.02,9.01 12/31/05 Education Realty Trust, Inc. MD 8.01,9.01 04/27/05 Education Realty Trust, Inc. MD 9.01 01/06/06 AMEND EMAGIN CORP DE 1.01,5.02,5.03,9.01 01/20/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 1.01,9.01 01/23/06 ENER1 INC FL 5.02 01/19/06 ENERGIZER HOLDINGS INC MO 2.02 01/23/06 ENXNET INC OK 7.01,9.01 01/24/06 ERHC Energy Inc CO 1.02,5.02 01/25/06 ESSEX PORTFOLIO LP CA 8.01,9.01 12/31/04 EXELON CORP PA 2.02,7.01,9.01 01/25/06 EXIDE TECHNOLOGIES DE 5.02,8.01,9.01 01/20/06 EXXON MOBIL CORP NJ 5.02 01/25/06 FAIR ISAAC CORP DE 2.02,9.01 01/25/06 FAMILY DOLLAR STORES INC DE 1.01,5.03,8.01,9.01 01/19/06 FANTATECH INC DE 1.01,9.01 01/25/06 FIDELITY SOUTHERN CORP GA 1.01,5.02,9.01 01/19/06 FINANCIAL TELECOM LTD USA INC 4.01,9.01 01/14/06 AMEND FIRST BANCORP /NC/ NC 2.02,9.01 01/24/06 FIRST BANCORP /NC/ NC 1.01,5.02,9.01 01/19/06 FIRST BANCORP OF INDIANA INC IN 2.02,9.01 01/24/06 FIRST BANCSHARES INC /MS/ MS 7.01 01/25/06 FIRST BANKS INC MO 2.02,9.01 12/31/05 FIRST CHESTER COUNTY CORP PA 1.01 01/19/06 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 2.02,9.01 01/25/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 7.01 01/25/06 FIRST MIDWEST BANCORP INC DE 2.02,9.01 01/25/06 FIRST PACTRUST BANCORP INC MD 8.01 01/25/06 FIRST REGIONAL BANCORP CA 2.02,7.01,9.01 01/25/06 FIRSTFED FINANCIAL CORP DE 8.01,9.01 12/31/05 FIRSTFED FINANCIAL CORP DE 7.01,9.01 12/31/05 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 01/25/06 AMEND FNB FINANCIAL SERVICES CORP NC 5.02 01/19/06 FORD MOTOR CO DE 2.05,2.06,9.01 01/19/06 FORD MOTOR CREDIT CO DE 8.01,9.01 01/23/06 FOREST CITY ENTERPRISES INC OH 7.01,9.01 01/23/06 FOREST LABORATORIES INC DE 8.01 12/31/05 AMEND Foundation Coal Holdings, Inc. DE 8.01,9.01 01/24/06 FOUR OAKS FINCORP INC NC 2.02,9.01 01/25/06 FOUR OAKS FINCORP INC NC 8.01,9.01 01/25/06 FOUR OAKS FINCORP INC NC 5.02,9.01 01/23/06 FTD Group, Inc. 2.02,9.01 01/25/06 GALAXY MINERALS INC FL 5.02 01/21/06 GALAXY NUTRITIONAL FOODS INC DE 5.02 01/19/06 GAP INC DE 5.02,9.01 01/23/06 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,8.01,9.01 01/23/06 GATEWAY INTERNATIONAL HOLDINGS INC NV 8.01,9.01 01/22/06 GENE LOGIC INC DE 1.01 01/20/06 GENERAL DYNAMICS CORP DE 2.02,9.01 01/25/06 GENTIVA HEALTH SERVICES INC DE 5.02 01/24/06 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 1.01,9.01 09/01/05 AMEND GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 1.01,9.01 11/16/05 AMEND GLOBAL ENERGY INC NV 4.01,9.01 01/23/06 GLOBAL GOLD CORP DE 1.01,2.01 01/25/06 GMACM HOME EQUITY LOAN TRUST 2005-HE1 DE 9.01 01/24/06 GMACM HOME EQUITY LOAN TRUST 2005-HE2 DE 9.01 01/24/06 GMACM HOME EQUITY LOAN TRUST 2005-HE3 DE 9.01 01/24/06 GOLD BANC CORP INC KS 8.01,9.01 01/25/06 GOLDEN PHOENIX MINERALS INC /MN/ MN 1.01,1.02,3.02,9.01 01/19/06 GOODRICH PETROLEUM CORP DE 3.02,9.01 01/23/06 GP STRATEGIES CORP DE 1.01,5.01,8.01,9.01 01/19/05 GRAN TIERRA ENERGY, INC. NV 5.02,9.01 01/10/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 01/20/06 GREENE COUNTY BANCSHARES INC TN 2.02,7.01,9.01 01/24/06 GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 08/25/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 09/26/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 11/25/05 AMEND GreenPoint MTA Trust 2005-AR4 DE 8.01,9.01 12/27/05 AMEND GreenPoint MTA Trust 2005-AR5 DE 8.01,9.01 12/27/05 AMEND GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 01/25/06 GTECH HOLDINGS CORP DE 7.01 01/25/06 GUIDANT CORP IN 8.01,9.01 01/25/06 HAPS USA, INC. UT 2.01,9.01 12/09/05 AMEND HARMAN INTERNATIONAL INDUSTRIES INC / DE 2.02,7.01,9.01 12/31/05 HARRIS CORP /DE/ DE 2.02,9.01 01/25/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,7.01 01/25/06 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 01/24/06 HEALTH SCIENCES GROUP INC DE 1.01,9.01 01/20/06 HEALTH SCIENCES GROUP INC DE 4.01,9.01 12/23/05 AMEND HEALTHCARE REALTY TRUST INC MD 2.02,9.01 01/24/06 HEALTHCARE SERVICES GROUP INC PA 8.01 01/24/06 HELMERICH & PAYNE INC DE 1.01 12/05/05 AMEND HERSHA HOSPITALITY TRUST MD 1.01,9.01 01/19/06 HERSHEY CO DE 2.02,9.01 01/25/06 HOLLINGER INTERNATIONAL INC DE 1.01,9.01 12/09/05 HORIZON BANCORP /IN/ IN 2.02,9.01 01/24/06 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 01/17/06 HUB GROUP INC DE 1.01,9.01 01/19/06 ICU MEDICAL INC/DE DE 8.01,9.01 01/24/06 IDACORP INC ID 1.01,2.02,2.06,9.01 01/25/06 IMATION CORP DE 1.01,9.01 01/19/06 IMPRESO INC DE 8.01 01/19/06 IN TOUCH MEDIA GROUP, INC. FL 4.01 01/24/06 Index Oil & Gas Inc. NV 1.01,5.02,5.03,9.01 01/20/06 IndyMac MBS, Inc. Residential Asset S 8.01,9.01 08/30/05 INFINEX VENTURES INC NV 9.01 01/24/06 INFOSPACE INC DE 2.02,5.02,9.01 01/25/06 INFOTECH USA INC DE 1.01,9.01 01/25/06 ING LIFE INSURANCE & ANNUITY CO CT 1.01 01/25/06 ING USA ANNUITY & LIFE INSURANCE CO IA 1.01 01/25/06 INSPIRE PHARMACEUTICALS INC DE 1.01 01/25/06 INTEGRAL SYSTEMS INC /MD/ MD 8.01 01/19/06 INTEGRAL SYSTEMS INC /MD/ MD 3.02 01/24/06 INTEGRATED ELECTRICAL SERVICES INC DE 2.04 01/19/06 INTELSAT LTD 8.01 01/20/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 2.02 01/24/06 INTERSIL CORP/DE DE 5.02,9.01 01/25/06 INTERSIL CORP/DE DE 2.02,7.01,9.01 01/25/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 01/24/06 INTERVIDEO INC CA 2.01,9.01 04/20/05 AMEND INTERVOICE INC TX 5.02 01/20/06 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,9.01 01/19/06 INVESTORS FINANCIAL SERVICES CORP DE 2.02,8.01,9.01 01/25/06 IPC HOLDINGS LTD 1.01,9.01 01/23/06 IRVINE SENSORS CORP/DE/ DE 5.02 01/20/06 IRVINE SENSORS CORP/DE/ DE 1.01,5.02 11/14/05 AMEND IRWIN FINANCIAL CORP IN 1.01,8.01,9.01 01/25/06 ITA Holdings, Inc. DE 1.01,5.02,8.01,9.01 01/19/06 ITT EDUCATIONAL SERVICES INC DE 1.01 01/23/06 JACOBS ENGINEERING GROUP INC /DE/ DE 2.02,9.01 01/23/06 Joystar Inc CA 1.01,3.02,9.01 01/23/06 JUNIPER NETWORKS INC DE 2.02,9.01 01/25/06 K2 DIGITAL INC DE 1.01 01/24/06 KAISER ALUMINUM & CHEMICAL CORP DE 5.02,9.01 01/23/06 KAISER ALUMINUM CORP DE 5.02,9.01 01/23/06 KEITHLEY INSTRUMENTS INC OH 2.02,9.01 01/25/06 KELLWOOD CO DE 7.01,9.01 01/24/06 KELLY SERVICES INC DE 2.02,9.01 01/25/06 KENNAMETAL INC PA 2.02,5.02,9.01 01/24/06 KENTEX PETROLEUM INC NV 8.01 01/19/06 Kentucky First Federal Bancorp 2.02,9.01 01/23/06 KERR MCGEE CORP /DE DE 2.02,9.01 01/25/06 KINTERA INC 1.01,3.03,5.03,9.01 01/25/06 KLEVER MARKETING INC DE 5.02,8.01 01/19/06 KNOLL INC DE 1.01,9.01 01/23/06 KOMAG INC /DE/ DE 2.02,9.01 01/25/06 LA QUINTA CORP DE 8.01,9.01 01/25/06 LEAR CORP DE 2.02,2.05,2.06,7.01,9.01 01/25/06 AMEND LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 01/17/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 01/18/06 LIGHTBRIDGE INC DE 2.02,4.02,9.01 01/25/06 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01 01/23/06 LNB BANCORP INC OH 1.01,9.01 01/20/06 LOUDEYE CORP DE 5.02,9.01 01/20/06 LSB BANCSHARES INC /NC/ NC 5.02,9.01 01/17/06 LSI LOGIC CORP DE 2.02,8.01,9.01 01/25/06 M POWER ENTERTAINMENT INC. DE 3.03,4.02,8.01,9.01 01/13/05 MAGNACHIP SEMICONDUCTOR LLC 1.01,5.02 01/19/06 MAGNITUDE INFORMATION SYSTEMS INC DE 8.01 01/25/06 MARINE PRODUCTS CORP DE 8.01,9.01 01/25/06 MARKEL CORP VA 2.02,9.01 01/25/06 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 01/20/06 MATRIA HEALTHCARE INC DE 1.01,2.01,2.03,9.01 01/19/06 MAXIM INTEGRATED PRODUCTS INC DE 2.02,8.01,9.01 01/25/06 MAXTOR CORP DE 8.01,9.01 01/20/06 MB FINANCIAL INC /MD MD 2.02 01/24/06 MCCLATCHY CO DE 9.01 01/20/06 MCCORMICK & CO INC MD 2.02,9.01 01/25/06 MCGRAW-HILL COMPANIES INC NY 2.02,7.01,9.01 01/25/06 MCGRAW-HILL COMPANIES INC NY 7.01,8.01,9.01 01/25/06 MEDIALINK WORLDWIDE INC DE 5.02,9.01 01/25/06 MEDICAL MAKEOVER CORP OF AMERICA DE 1.02,9.01 03/31/05 MEDICAL MAKEOVER CORP OF AMERICA DE 1.02 04/12/05 MEDICINES CO /DE DE 1.01 01/20/06 MEDINA INTERNATIONAL CORP 5.02 01/24/06 MEDTRONIC INC MN 8.01,9.01 01/23/06 MERIDIAN BIOSCIENCE INC OH 1.01,2.02,9.01 01/19/06 MERRILL LYNCH & CO INC DE 1.01,9.01 01/23/06 MESA AIR GROUP INC NV 2.02,9.01 01/25/06 META FINANCIAL GROUP INC DE 2.02,9.01 01/25/06 MISONIX INC NY 4.01,9.01 01/23/06 MITY ENTERPRISES INC UT 2.02,9.01 01/25/06 MONEYGRAM INTERNATIONAL INC 2.02 01/25/06 Mortgage Pass-Through Certificates, S 8.01,9.01 11/30/05 MOTHERS WORK INC DE 2.02,9.01 01/20/06 MYERS INDUSTRIES INC OH 1.01,5.02,9.01 01/24/06 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 09/15/05 AMEND National Collegiate Student Loan Trus 8.01,9.01 12/27/05 NATIONAL HEALTH REALTY INC MD 2.02 01/24/06 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 01/25/06 NATIONAL PENN BANCSHARES INC PA 1.01,2.03,9.01 01/19/06 NATIONAL PENN BANCSHARES INC PA 2.02,8.01,9.01 01/24/06 NATIONAL PENN BANCSHARES INC PA 1.01,5.03,8.01,9.01 01/25/06 NATURAL GAS SERVICES GROUP INC 1.01,9.01 10/31/05 NAVIGANT INTERNATIONAL INC DE 8.01 01/19/06 NBT BANCORP INC DE 2.02,8.01,9.01 01/24/06 Nelnet Student Loan Trust 2003-1 8.01,9.01 01/25/06 Nelnet Student Loan Trust 2004-3 8.01,9.01 01/25/06 Nelnet Student Loan Trust 2004-4 8.01,9.01 01/25/06 Nelnet Student Loan Trust 2005-1 8.01,9.01 01/25/06 NETIQ CORP 1.01,9.01 01/23/06 NETLOGIC MICROSYSTEMS INC 2.02,9.01 01/25/06 NETOPIA INC DE 5.02 01/20/06 NETSCOUT SYSTEMS INC DE 2.02,9.01 01/25/06 NEUROCRINE BIOSCIENCES INC CA 1.01 01/25/06 NEVADA GOLD & CASINOS INC NV 2.04,9.01 01/19/06 NEW YORK COMMUNITY BANCORP INC DE 2.02,7.01,9.01 01/25/06 NEWPORT CORP NV 2.02,9.01 01/25/06 NICHOLAS FINANCIAL INC FL 2.02,9.01 01/25/06 NITROMED INC DE 8.01,9.01 01/24/06 NORFOLK SOUTHERN CORP VA 2.02,7.01 01/25/06 NORFOLK SOUTHERN CORP VA 8.01 01/25/06 NOVELLUS SYSTEMS INC CA 2.02,9.01 01/25/06 NUCO2 INC /FL FL 1.01,9.01 01/23/06 OLYMPUS COMMUNICATIONS LP DE 7.01 01/25/06 OUTBACK STEAKHOUSE INC DE 7.01,9.01 01/25/06 PAINCARE HOLDINGS INC CT 2.01,7.01,9.01 01/20/06 PALL CORP NY 1.01,5.02 01/19/06 PALM HARBOR HOMES INC /FL/ FL 5.02,9.01 01/25/06 PanAmSat Holding CORP DE 8.01 01/20/06 PANTRY INC DE 1.01,2.02,5.02,9.01 01/19/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 1.01,5.02,9.01 01/19/06 PARALLEL PETROLEUM CORP DE 7.01,9.01 01/25/06 PARAMETRIC TECHNOLOGY CORP MA 2.02,7.01,9.01 01/25/06 PAREXEL INTERNATIONAL CORP MA 2.02,9.01 01/24/06 PARKVALE FINANCIAL CORP PA 5.02 01/19/06 PARTICLE DRILLING TECHNOLOGIES INC/NV NV 1.01,1.02,5.02,9.01 01/23/06 PEABODY ENERGY CORP DE 8.01 01/23/06 PEGASUS WIRELESS CORP NV 1.01,3.02,9.01 01/19/06 PENNS WOODS BANCORP INC PA 2.02,5.02,9.01 01/20/06 PETMED EXPRESS INC FL 2.02,9.01 01/23/06 PHOENIX INTERESTS INC 8.01 08/04/05 PIPER JAFFRAY COMPANIES 2.02,9.01 01/25/06 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,2.02,7.01,9.01 01/19/06 PLEXUS CORP WI 2.02 01/25/06 PMA CAPITAL CORP PA 7.01,9.01 01/25/06 PMC SIERRA INC DE 2.02,9.01 01/25/06 POLYCOM INC DE 2.02,9.01 01/25/06 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,9.01 01/20/06 PPOL INC CA 4.01,9.01 09/01/05 AMEND PRAXAIR INC DE 2.02,9.01 01/25/06 PREFERRED VOICE INC DE 8.01,9.01 01/25/06 PREMIERE GLOBAL SERVICES, INC. GA 1.01 01/20/06 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 01/23/06 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 01/24/06 PSS WORLD MEDICAL INC FL 2.02,9.01 12/30/05 QC Holdings, Inc. KS 1.01,8.01,9.01 01/19/06 QUALCOMM INC/DE DE 2.02,9.01 01/25/06 RAINDANCE COMMUNICATIONS INC DE 1.01,9.01 01/23/06 RANCHO SANTA MONICA DEVELOPMENTS INC. 4.01,9.01 12/16/05 AMEND RANGE RESOURCES CORP DE 8.01,9.01 01/25/06 RASER TECHNOLOGIES INC UT 1.01,3.02,9.01 01/19/06 RAYMOND JAMES FINANCIAL INC FL 7.01 01/25/06 REDHAND INTERNATIONAL INC NV 1.01,2.01,5.01,9.01 10/11/05 REEBOK INTERNATIONAL LTD MA 8.01,9.01 01/25/06 REGENERON PHARMACEUTICALS INC NY 1.01,9.01 01/20/06 REGENERX BIOPHARMACEUTICALS INC DE 7.01,9.01 01/25/06 REGIS CORP MN 2.02,9.01 01/25/06 REGIS CORP MN 1.01,2.03,9.01 01/23/06 REINHOLD INDUSTRIES INC/DE/ DE 3.01,9.01 01/19/06 REMY INTERNATIONAL, INC. DE 1.01,5.02,9.01 01/23/06 RENTRAK CORP OR 7.01 01/19/06 RES CARE INC /KY/ KY 1.01,9.01 01/19/06 REWARDS NETWORK INC DE 1.01,9.01 01/24/06 RFMSII Series 2006-HSA1 Trust 8.01,9.01 01/25/06 RG GLOBAL LIFESTYLES INC CA 9.01 01/24/06 AMEND RICHARDSON ELECTRONICS LTD/DE DE 1.01,5.02,5.03,7.01,9.01 01/19/06 RIGHTNOW TECHNOLOGIES INC MT 5.03,9.01 01/19/06 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 01/25/06 ROCKWELL AUTOMATION INC DE 2.02 01/25/06 RPC INC DE 8.01,9.01 01/25/06 RYLAND GROUP INC MD 2.02,9.01 01/24/06 SANMINA-SCI CORP DE 2.02,5.03,9.01 01/25/06 SANTANDER BANCORP 1.01,7.01,9.01 01/22/06 SCIENTIFIC GAMES CORP DE 8.01 01/21/06 SCOLR Pharma, Inc. DE 7.01,9.01 01/24/06 SCS TRANSPORTATION INC DE 2.02,8.01,9.01 01/24/06 SEAGATE TECHNOLOGY E9 8.01,9.01 01/24/06 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 01/25/06 SENSIENT TECHNOLOGIES CORP WI 2.05,2.06 11/21/05 AMEND SHORE FINANCIAL CORP VA 2.02,9.01 01/24/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 01/19/06 SIGNET INTERNATIONAL HOLDINGS, INC. DE 4.02 01/24/06 SILICON LABORATORIES INC DE 2.02,9.01 01/25/06 SILICON STORAGE TECHNOLOGY INC CA 2.02,9.01 01/25/06 SIPEX CORP DE 1.01,2.03,8.01,9.01 01/19/06 SIRENZA MICRODEVICES INC DE 2.02,7.01 01/25/06 SKYWORKS SOLUTIONS INC DE 2.02,9.01 01/25/06 SLADES FERRY BANCORP MA 2.02,5.02,9.01 01/25/06 SM&A CA 7.01,9.01 01/25/06 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 01/25/06 SMURFIT STONE CONTAINER CORP DE 2.02,9.01 01/25/06 AMEND SOLOMON TECHNOLOGIES INC DE 7.01 01/25/06 SOMERA COMMUNICATIONS INC DE 2.05,5.02 01/19/06 SPACEDEV INC CO 8.01,9.01 01/25/06 SPANTEL COMMUNICATIONS INC FL 4.01 01/18/06 SPHERIX INC DE 3.02 07/22/05 AMEND ST JUDE MEDICAL INC MN 2.02,9.01 01/25/06 STANDARD PARKING CORP DE 8.01 01/24/06 STARBUCKS CORP WA 8.01,9.01 01/24/06 STEN CORP MN 2.01 01/20/06 STERLING CONSTRUCTION CO INC DE 7.01 01/25/06 STRATEGY INTERNATIONAL INSURANCE GROU TX 7.01,8.01,9.01 12/31/05 STRATS SM TRUST FOR DAIMLERCHRYSLER N 8.01,9.01 01/15/06 STRATS SM TRUST FOR Goldman Sachs Cap 8.01,9.01 01/15/06 STRATS SM TRUST FOR GOLDMAN SACHS GRO 8.01,9.01 01/15/06 STRATS SM TRUST FOR JPMORGAN CHASE & 8.01,9.01 01/15/06 STRATS SM TRUST FOR WAL-MART STORES, 8.01,9.01 01/15/06 STRATS(SM) TRUST FOR DOMINION RESOURC 8.01,9.01 01/15/06 STRATS(SM) TRUST FOR GEN ELEC CAP COR 8.01,9.01 01/15/06 STRATS(SM) Trust For Goldman Sachs Ca 8.01,9.01 01/15/06 STRIDE RITE CORP MA 1.01 01/19/06 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 10/19/05 AMEND STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/21/05 AMEND SUN BANCORP INC /NJ/ NJ 2.02,9.01 01/23/06 SUNOCO LOGISTICS PARTNERS LP DE 2.02,7.01,9.01 01/25/06 SUPERVALU INC DE 8.01,9.01 01/25/06 SURMODICS INC MN 2.02,9.01 01/25/06 SYMANTEC CORP DE 5.02,9.01 01/20/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 5.02,9.01 01/19/06 TALX CORP MO 2.02,9.01 01/25/06 TARGETED GENETICS CORP /WA/ WA 8.01,9.01 01/24/06 TCF FINANCIAL CORP DE 1.01,9.01 01/23/06 TD AMERITRADE HOLDING CORP DE 1.01,2.02,9.01 01/19/06 TECH OPS SEVCON INC DE 1.01,2.02 12/31/05 Telesis Technology Corp 1.01,2.01,9.01 01/13/06 TELEWEST GLOBAL INC 1.01 01/19/06 TEMECULA VALLEY BANCORP INC DE 2.02,9.01 01/23/06 TENNANT CO MN 1.01,5.02,9.01 01/19/06 TERRA INDUSTRIES INC MD 8.01,9.01 01/25/06 TEXAS UNITED BANCSHARES INC TX 2.02,9.01 01/25/06 TIDELANDS OIL & GAS CORP/WA NV 1.01,2.03,3.02,7.01,9.01 01/20/06 TIDEWATER INC DE 7.01,9.01 01/24/06 TIERONE CORP 2.02,9.01 01/24/06 Titan Global Holdings, Inc. UT 5.02 01/24/06 TLC VISION CORP A6 8.01,9.01 01/25/06 TRANSCEND SERVICES INC DE 1.01,2.02,9.01 01/25/06 TRANSWITCH CORP /DE DE 2.02,9.01 01/25/06 TREX CO INC DE 1.01,2.03 01/19/06 TRI-CONTINENTAL CORP MD 7.01,9.01 01/25/06 TRIDENT MICROSYSTEMS INC DE 2.02,9.01 01/25/06 TRIZETTO GROUP INC DE 1.01,2.03 01/19/06 TWIN DISC INC WI 1.01 01/25/06 UMPQUA HOLDINGS CORP OR 2.02,9.01 01/25/06 UNITED COMMUNITY FINANCIAL CORP OH 2.02,9.01 01/25/06 UNITED THERAPEUTICS CORP DE 2.05,2.06 01/19/06 UNITY BANCORP INC /NJ/ NJ 2.02,9.01 01/25/06 US HOME SYSTEMS INC DE 1.01,9.01 01/20/06 USG CORP DE 1.01 01/10/06 UTEK CORP 8.01,9.01 01/20/06 VALLEY NATIONAL BANCORP NJ 2.02,9.01 01/24/06 VARIAN INC DE 2.02,9.01 01/25/06 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 01/25/06 Viacom Inc. DE 1.01,9.01 01/25/06 VIASPACE Inc. NV 1.01,9.01 01/19/06 VIRAGE LOGIC CORP CA 2.02,9.01 01/25/06 VIRGINIA FINANCIAL GROUP INC VA 2.02,9.01 01/23/06 VOYAGER ENTERTAINMENT INTERNATIONAL I NV 4.01 01/17/06 AMEND VOYAGER ENTERTAINMENT INTERNATIONAL I NV 4.01,9.01 01/17/06 AMEND WATERFORD GAMING LLC DE 8.01 01/25/06 Watson Wyatt Worldwide, Inc. DE 5.02 01/23/06 WELLPOINT INC IN 2.02,9.01 01/25/06 WEST COAST BANCORP /NEW/OR/ OR 5.04 01/23/06 Western Refining, Inc. DE 1.01,1.02,2.01,2.03,3.02,7.01,9.01 01/24/06 WHITNEY HOLDING CORP LA 2.02,9.01 01/25/06 WHITNEY INFORMATION NETWORK INC CO 5.02 01/20/06 WINNEBAGO INDUSTRIES INC IA 5.02,9.01 01/23/06 WIRELESS DATA SOLUTIONS INC UT 8.01 01/24/06 WIRELESS TELECOM GROUP INC NJ 1.01,5.02,9.01 01/23/06 WOODWARD GOVERNOR CO DE 2.02,9.01 01/24/06 WorldSpace, Inc DE 7.01,9.01 01/23/06 XEROX CORP NY 2.02,9.01 01/25/06 YIFAN COMMUNICATIONS INC DE 5.03,9.01 12/06/05 YP CORP NV 1.01,9.01 01/19/06 YUKON GOLD CORP INC DE 5.02 12/21/04