SEC NEWS DIGEST Issue 2006-228 November 28, 2006 ENFORCEMENT PROCEEDINGS COMMISSION DENIES MOTION OF KENNETH HAVER TO VACATE SUSPENSION FROM APPEARING OR PRACTICING BEFORE THE COMMISSION The Commission has denied the motion of Kenneth W. Haver, formerly the chief financial officer of Telxon Corporation, to vacate a Commission order, imposed in 2002 with Haver's consent, suspending Haver from appearing or practicing before the Commission as an accountant with a right to seek reinstatement after five years. Haver supported his motion in part by claiming that he had new evidence refuting what he claimed was the Commission's finding that he engaged in knowing or reckless violations of the federal securities laws. The Commission rejected Haver's motion by noting that it had made no findings of misconduct against Haver but instead had instituted the administrative proceeding against Haver based on a district court injunction that had been entered against him with his consent. The Commission noted further that it imposed the suspension based on Haver's settlement of the administrative proceeding. The Commission held that Haver could "not now complain that the record is inaccurate or incomplete" in light of his decision to settle the administrative proceeding and his waiver of his rights to challenge the Commission's allegations in that proceeding. (Rel. 34-54824; AAE Rel. 2517; File No. 3-10764) FEDERAL COURT ISSUES JUDGMENT AGAINST NANCY KRAMER AS SUCCESSOR TO JOHN KRAMER The Commission announced that on Oct. 16, 2006, the U.S. District Court for the District of New Jersey entered a Final Judgment as to Defendant Nancy M. Kramer. The judgment was entered in the case of SEC v. John S. Kramer, et al., Civil Action No. 02-690 (MLC), U.S. Dstrict Court for the District of New Jersey. The judgment, entered with Nancy Kramer's consent, without admitting or denying the allegations of the Commission's complaint, orders Nancy Kramer to pay disgorgement of $374,241, representing profits gained as a result of the conduct of her deceased husband, John S. Kramer, together with prejudgment interest of $147,970, for a total of $522,211. The Commission filed a complaint against John S. Kramer and others in February of 2002. The complaint alleged, among other things, that John Kramer made improper use of nonpublic or "inside" information obtained from his son, W. Jeffrey Kramer, to obtain $374,241 in illegal gains trading stock. John Kramer died on June 14, 2005, and Nancy Kramer was substituted as a defendant in his place. John Kramer had been a resident of Skillman, New Jersey. For further information, see Litigation Release No. 17364 (Feb. 19, 2002). [SEC v. John S. Kramer, et al., Civil Action No. 02-690 (MLC), USDC, District of New Jersey] (LR-19925) SEC OBTAINS PRELIMINARY INJUNCTION TO PROTECT DEFRAUDED INVESTORS' FUNDS The Commission announced today that the U.S. District Court for the Southern District of New York entered a preliminary injunction dated Nov. 14, 2006, barring Ian Scott from pursuing litigation in the Federation of St. Kitts and Nevis. The Commission sought the order, alleging that Scott has been seeking to obtain control over more than $1.3 million in funds fraudulently obtained from investors as part of an international boiler-room scheme formerly operated by Millennium Financial, Ltd. The Commission filed its securities fraud action against Millennium Financial in May 2002. The Court subsequently appointed a receiver for Millennium, entered an asset freeze and, in December 2005, entered final judgment in favor of the Commission. Among other things, the final judgment requires Millennium to disgorge $17.2 million in ill- gotten gains which it received from the hundreds of investors it defrauded. In May 2006, the Court entered an order providing for the submission, processing and resolution of the defrauded investors' claims. The U.S. District Court, in its order granting the preliminary injunction, found that there was sufficient evidence to infer that Scott was attempting, in the name of Millennium, to obtain control of the Millennium account at the Bank of Nevis International in St. Kitts in violation of the District Court's order appointing a receiver. The preliminary injunction bars Scott from prosecuting, maintaining, initiating or participating in legal proceedings to obtain the funds in the Millennium account in any jurisdiction other than the Southern District of New York, and further enjoins Scott from purporting to act for or on behalf of Millennium. [SEC v. Millennium Financial, Ltd., Civil Action No. 02-3901 (LAP) SDNY] (LR-19926) TRUST INDENTURE ACT RELEASES SOFTWARE BROKERS OF AMERICA, INC. The Commission has issued a notice giving interested persons until Dec. 27, 2006, to request a hearing on an application by Software Brokers of America, Inc. under Section 304(d) of the Trust Indenture Act of 1939. The application requests that the Commission exempt from the certificate or opinion delivery requirements of Section 314(d) of the 1939 Act certain provisions of an indenture dated Aug, 25, 2005, as supplemented by an indenture dated Oct, 31, 2006, between Intcomex, Inc., Software Brokers of America, Intcomex Holdings, LLC, Intcomex Holdings SPC-I, LLC, and The Bank of New York, as trustee. The indenture relates to 11 3/4% Second Priority Senior Secured Notes due 2011. (TI-2444; File No. 22-28824) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of proposed rule change (SR-NSCC-2006- 09) filed by the National Securities Clearing Corporation that allows NSCC to modify its procedures for equity trade processing to enable cash, next day, and seller's option equity trades received on a locked-in basis from self-regulatory organizations and qualified special representatives to be processed in NSCC's Continuous Net Settlement (CNS) system. NSCC is also proposing to add a new element to its clearing fund formula to cover trades, such as cash and next day settling CNS trades, which settle in less than three days. Publication is expected in the Federal Register during the week of November 27. (Rel. 34-54816) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . F-3ASR BANCO SANTANDER CHILE, BANDERA 140, PISO 19, SANTIAGO CHILE, F3, 562-320-8284 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-138953 - Nov. 27) (BR. 11A) S-8 China Medical Technologies, Inc., NO.24 YONG CHANG NORTH ROAD, BEIJING ECONOMIC-TECHNOLOGICAL, DEVELOPMENT AREA, BEIJING, F4, 100176, (86-10) 6787 1166 - 30,000,000 ($76,655,200.00) Equity, (File 333-138954 - Nov. 27) (BR. 10A) S-1 Interactive Brokers Group, Inc., ONE PICKWICK PLAZA, GREENWICH, CT, 06830, 203-618-5800 - 0 ($500,000,000.00) Equity, (File 333-138955 - Nov. 27) (BR. ) S-8 MICRONETICS INC, 26 HAMPSHIRE DR, HUDSON, NH, 03051, 6038832900 - 1,170,000 ($9,187,080.00) Equity, (File 333-138956 - Nov. 27) (BR. 10B) S-8 THERMAGE INC, 25881 INDUSTRIAL BOULEVARD, HAYWARD, CA, 94545, 5107822286 - 6,360,225 ($27,134,296.10) Equity, (File 333-138958 - Nov. 27) (BR. 10C) S-8 LINUX GOLD CORP, 240 - 11780 HAMMERSMITH WAY, RICHMOND, A1, V7A 5E9, 604-278-5996 - 2,300,000 ($575,000.00) Equity, (File 333-138960 - Nov. 27) (BR. 04C) SB-2 MAGNITUDE INFORMATION SYSTEMS INC, 401 ROUTE 24, CHESTER, NJ, 07930, 9088792722 - 143,774,266 ($4,313,228.00) Equity, (File 333-138961 - Nov. 27) (BR. 03C) S-8 GREENSHIFT CORP, 111 HOWARD STREET, SUITE 108, MT. ARLINGTON, NJ, 07856, 9733988183 - 12,000,000 ($1,380,000.00) Equity, (File 333-138962 - Nov. 27) (BR. 06) S-8 FIBERSTARS INC /CA/, 44259 NOBEL DRIVE, FREMONT, CA, 94538, 5104900719 - 550,000 ($3,462,250.00) Equity, (File 333-138963 - Nov. 27) (BR. 10B) S-3ASR AGCO CORP /DE, 4205 RIVER GREEN PKWAY, DULUTH, GA, 30096, 7708139200 - 0 ($0.00) Debt Convertible into Equity, 0 ($0.00) Equity, (File 333-138964 - Nov. 27) (BR. 10A) S-3ASR CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 0 ($512,000,000.00) Non-Convertible Debt, (File 333-138966 - Nov. 27) (BR. 04B) F-1 Genesis Lease LTD, ROSELAWN HOUSE, UNIV. BUSINESS COMPLEX, NATIONAL TECHNOLOGY PARK, LIMERICK, L2, 00000, 353-61-633-333 - 0 ($736,897,000.00) Equity, (File 333-138967 - Nov. 27) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1 800 CONTACTS INC DE 1.01,1.02,5.02,8.01,9.01 11/20/06 ACCENTURE SCA 3.02 11/20/06 ADUDDELL INDUSTRIES INC CO 5.02,9.01 11/20/06 ADVANSTAR COMMUNICATIONS INC NY 1.01 11/20/06 ADVANSTAR INC DE 1.01 11/20/06 ADVANTA CORP DE 2.02,9.01 11/27/06 ADVANTA CORP DE 8.01,9.01 11/27/06 AFFILIATED COMPUTER SERVICES INC DE 5.02,8.01,9.01 11/26/06 AKESIS PHARMACEUTICALS, INC. NV 1.01,3.02,8.01,9.01 11/21/06 ALLIED WASTE INDUSTRIES INC DE 7.01 11/27/06 ALLIED WASTE INDUSTRIES INC DE 5.02 11/21/06 ALPHARMA INC DE 1.01,3.03,5.03,9.01 11/22/06 Alternative Loan Trust 2006-OA18 8.01,9.01 11/15/06 AMCON DISTRIBUTING CO DE 2.02,9.01 11/27/06 AMERIGROUP CORP 1.01,8.01 11/21/06 ANHEUSER-BUSCH COMPANIES, INC. DE 5.02,5.03,9.01 11/21/06 APPLEBEES INTERNATIONAL INC DE 7.01,9.01 11/27/06 APRIA HEALTHCARE GROUP INC DE 5.02,9.01 11/20/06 ARAMARK CORP/DE DE 1.01 11/20/06 ARGENTEX MINING CORP NV 3.02 10/02/06 ASYST TECHNOLOGIES INC CA 2.01,9.01 07/14/06 AMEND ATHEROS COMMUNICATIONS INC DE 5.02 11/21/06 ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 2.01,5.02,9.01 11/17/06 AURORA GOLD CORP DE 8.01,9.01 11/24/06 AXT INC DE 5.02,8.01,9.01 11/27/06 BAKER MICHAEL CORP PA 8.01,9.01 11/21/06 Bank of Commerce Holdings CA 8.01,9.01 11/27/06 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 11/15/06 BLUE DOLPHIN ENERGY CO DE 8.01,9.01 11/27/06 BMW Vehicle Owner Trust 2004-A 9.01 11/25/06 BMW Vehicle Owner Trust 2005-A 9.01 11/25/06 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 11/02/06 BRISTOL MYERS SQUIBB CO DE 2.03,8.01,9.01 11/20/06 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 11/21/06 BRT REALTY TRUST MA 1.01,1.02,9.01 11/24/06 CALLWAVE INC 1.01,9.01 11/20/06 CAREGUIDE INC DE 5.03 11/20/06 CB Financial CORP NC 2.02,9.01 11/27/06 CDRV Investors, Inc. DE 7.01 11/27/06 CENTURY REALTY TRUST IN 8.01 11/20/06 CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/23/06 CHUBB CORP NJ 5.02 11/20/06 Citigroup Mortgage Loan Trust 2006-FX 2.01,9.01 10/18/06 CLARION TECHNOLOGIES INC/DE/ DE 5.02 11/21/06 CLECO CORP LA 1.01,2.03,9.01 11/21/06 COFFEE HOLDING CO INC NV 2.02,9.01 11/20/06 COGNITRONICS CORP NY 3.02,5.02,9.01 11/21/06 Cold Spring Capital Inc. DE 7.01,8.01,9.01 11/27/06 Commerce Planet UT 8.01,9.01 11/27/06 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 11/27/06 COMPUTER SOFTWARE INNOVATIONS INC 1.01,9.01 11/20/06 COMPUTERIZED THERMAL IMAGING INC NV 8.01 11/27/06 CONSTAR INTERNATIONAL INC DE 1.01 11/20/06 CORNERSTONE MINISTRIES INVESTMENTS IN GA 5.02 09/06/06 AMEND CORNING INC /NY NY 1.01,2.03,9.01 11/21/06 COST PLUS INC/CA/ CA 1.01 10/26/06 CREDIT ACCEPTANCE CORPORATION MI 1.01,2.03,9.01 11/21/06 CREDO PETROLEUM CORP CO 8.01,9.01 11/21/06 CYTOKINETICS INC 1.01,8.01,9.01 11/27/06 DEARBORN BANCORP INC /MI/ MI 8.01,9.01 11/24/06 DESIGN WITHIN REACH INC DE 8.01,9.01 11/22/06 DHB INDUSTRIES INC DE 8.01 11/22/06 Digital Realty Trust, Inc. MD 8.01,9.01 11/27/06 DOBSON COMMUNICATIONS CORP OK 5.02,9.01 11/22/06 DOLLAR TREE STORES INC VA 7.01,9.01 11/27/06 DONALDSON CO INC DE 2.02,9.01 11/27/06 DRESSER INC DE 4.02,9.01 11/20/06 EMERSON RADIO CORP DE 1.01 11/21/06 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 11/27/06 ENDURANCE SPECIALTY HOLDINGS LTD 5.02 11/27/06 ENPRO INDUSTRIES, INC NC 8.01,9.01 11/27/06 ENTERPRISE FINANCIAL SERVICES CORP DE 1.01,3.02,7.01,9.01 11/22/06 ENTERPRISE FINANCIAL SERVICES CORP DE 7.01,9.01 11/27/06 ENVIROKARE TECH INC NV 5.02 11/27/06 EPLUS INC DE 5.02,5.03,9.01 11/20/06 EXX INC/NV/ NV 8.01,9.01 11/24/06 Federal Home Loan Bank of Atlanta X1 2.03 11/20/06 Federal Home Loan Bank of Boston X1 2.03 11/20/06 Federal Home Loan Bank of Indianapoli X1 5.02,9.01 11/27/06 FIBERSTARS INC /CA/ CA 1.01,3.03,8.01,9.01 11/27/06 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 11/27/06 FLUSHING FINANCIAL CORP DE 8.01,9.01 11/21/06 FLUSHING FINANCIAL CORP DE 5.02 11/21/06 FLUSHING FINANCIAL CORP DE 7.01,9.01 11/27/06 FOLDERA, INC 4.01,9.01 02/13/06 Ford Credit Auto Owner Trust 2006-C DE 1.01,9.01 11/22/06 FORD MOTOR CO DE 8.01,9.01 11/27/06 FREESTAR TECHNOLOGY CORP NV 8.01 11/21/06 FULLER H B CO MN 5.02,9.01 11/20/06 G REIT INC MD 8.01,9.01 11/22/06 GCI INC AK 3.01,9.01 11/27/06 GE Capital Credit Card Master Note Tr DE 8.01,9.01 11/15/06 GENERAL COMMUNICATION INC AK 3.01,9.01 11/27/06 GLOBAL GOLD CORP DE 8.01 11/27/06 GMACM Home Equity Loan Trust 2006-HE5 DE 8.01,9.01 11/27/06 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 1.01 11/20/06 GREENE COUNTY BANCORP INC DE 1.01,5.02,9.01 11/27/06 GRYPHON GOLD CORP NV 7.01,9.01 11/27/06 HALLIBURTON CO DE 1.01,9.01 11/27/06 HALLMARK FINANCIAL SERVICES INC NV 7.01,9.01 11/27/06 Halo Technology Holdings, Inc. NV 1.01,1.02,2.01,2.03, 11/20/06 2.04,5.02,9.01 HICKORY TECH CORP MN 1.01,5.02 11/27/06 HIGHBURY FINANCIAL INC DE 8.01,9.01 11/27/06 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 11/15/06 HSBC PRIVATE LABEL CREDIT CARD MASTER DE 9.01 11/15/06 HUDSON CITY BANCORP INC DE 7.01,9.01 11/27/06 ICON Leasing Fund Eleven, LLC DE 8.01 11/09/06 Industrial Enterprises of America, In NV 2.02,7.01 11/24/06 INNKEEPERS USA TRUST/FL MD 8.01 11/27/06 INTEGRATED ALARM SERVICES GROUP INC DE 5.02,9.01 11/22/06 INTERNET CAPITAL GROUP INC DE 8.01,9.01 11/27/06 Investors Bancorp Inc DE 5.02,9.01 11/20/06 INYX INC NV 7.01,9.01 11/24/06 IRIDEX CORP DE 3.01,9.01 11/20/06 J P MORGAN CHASE & CO DE 9.01 11/22/06 JPMAC 2006-HE3 DE 8.01,9.01 11/27/06 KBR, INC. DE 1.01,2.01,9.01 11/20/06 KEANE, INC. MA 5.02,9.01 11/21/06 KENILWORTH SYSTEMS CORP NY 5.01 11/27/06 KEY ENERGY SERVICES INC MD 1.01,2.03,7.01,9.01 11/21/06 KING PHARMACEUTICALS INC TN 8.01 11/20/06 KLONDIKE STAR MINERAL CORP DE 5.02 11/15/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/27/06 LASERCARD CORP DE 1.01 11/20/06 LAYNE CHRISTENSEN CO DE 1.01,2.03,8.01,9.01 11/20/06 LEESPORT FINANCIAL CORP PA 5.02,9.01 11/01/06 AMEND LEVEL 3 COMMUNICATIONS INC DE 1.01,9.01 10/16/06 AMEND LEXINGTON CORPORATE PROPERTIES TRUST MD 8.01,9.01 11/20/06 LIN TV CORP DE 5.02,9.01 11/27/06 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 11/27/06 MAKEMUSIC, INC. MN 5.02,9.01 11/20/06 MANNKIND CORP 2.03,8.01 11/27/06 MELO BIOTECHNOLOGY HOLDINGS INC. A6 5.02,9.01 11/23/06 MEMORY PHARMACEUTICALS CORP 8.01,9.01 11/27/06 MET PRO CORP PA 4.02 11/27/06 AMEND META FINANCIAL GROUP INC DE 8.01,9.01 11/27/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 2.02,9.01 11/27/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 11/27/06 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 11/20/06 MOVENTIS CAPITAL, INC. DE 2.02,7.01,9.01 11/27/06 MTM Technologies, Inc. NY 3.02 11/21/06 NASDAQ STOCK MARKET INC DE 1.01,2.03,3.02,8.01,9.01 11/20/06 NATIONAL ENERGY SERVICES CO INC NV 5.03,9.01 11/20/06 NATIONAL RV HOLDINGS INC DE 1.01,9.01 11/22/06 NATURAL RESOURCE PARTNERS LP DE 1.01,9.01 11/24/06 NEUSTAR INC 1.01,2.01,7.01,9.01 11/27/06 NEW FRONTIER ENERGY INC CO 3.01,5.03,9.01 11/10/06 NEW WORLD BRANDS INC DE 9.01 09/15/06 AMEND NORD RESOURCES CORP DE 8.01,9.01 11/27/06 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 11/27/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/27/06 NRG ENERGY, INC. DE 1.01,2.03,8.01,9.01 11/21/06 NxStage Medical, Inc. DE 5.02 11/22/06 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 11/27/06 OREGON PACIFIC BANCORP OR 5.02,9.01 11/27/06 ORION HEALTHCORP INC DE 7.01,9.01 11/27/06 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 11/27/06 PACIFICNET INC DE 2.02,9.01 11/20/06 PALM INC DE 7.01,9.01 11/27/06 PEOPLES BANCORP INC OH 2.06,8.01 11/21/06 PFF BANCORP INC DE 8.01,9.01 11/22/06 PHARSIGHT CORP CA 4.01,9.01 11/20/06 Pike Electric CORP 5.02,9.01 11/20/06 PIXELWORKS, INC OR 2.05,9.01 11/24/06 PLATINA ENERGY GROUP INC. DE 2.01,8.01 11/27/06 PLEXUS CORP WI 5.02,9.01 11/27/06 PNC FINANCIAL SERVICES GROUP INC PA 7.01,9.01 11/27/06 PREMIER DEVELOPMENT & INVESTMENT INC NV 8.01,9.01 11/27/06 Prescient Applied Intelligence, Inc. DE 5.02 11/20/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 1.01 11/21/06 QUEPASA CORP NV 1.01,9.01 11/20/06 R&R ACQUISITION IV, INC NJ 5.02 11/27/06 Rackable Systems, Inc. DE 5.02 11/17/06 AMEND RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 11/27/06 Regency Energy Partners LP DE 8.01,9.01 11/27/06 RESIDENTIAL CAPITAL, LLC DE 1.01,2.01,9.01 11/20/06 RUDOLPH TECHNOLOGIES INC DE 5.02 11/27/06 S&C HOLDCO 3 INC 5.02,9.01 11/21/06 SAMSONITE CORP/FL DE 8.01,9.01 11/21/06 SAN JOAQUIN BANCORP CA 5.03 11/21/06 SANDISK CORP DE 2.01,9.01 11/19/06 AMEND SCICLONE PHARMACEUTICALS INC DE 1.01,5.02,9.01 11/20/06 SCOTTISH RE GROUP LTD E9 7.01,9.01 11/27/06 SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 11/21/06 SECURITY BANK CORP GA 8.01,9.01 11/22/06 SEMTECH CORP DE 8.01,9.01 11/27/06 SENIOR HOUSING PROPERTIES TRUST MD 8.01 11/21/06 SHEARSON FINANCIAL NETWORK INC NV 5.02 11/20/06 SONIC CORP DE 2.03 11/21/06 SOVRAN SELF STORAGE INC MD 3.03 11/27/06 SPECTRX INC DE 8.01,9.01 11/27/06 STAMPS.COM INC DE 8.01 11/22/06 STEWARDSHIP FINANCIAL CORP NJ 8.01,9.01 11/21/06 SUN NEW MEDIA INC. MN 1.01,9.01 11/21/06 SWIFT TRANSPORTATION CO INC NV 7.01,9.01 11/27/06 SYSTEMAX INC DE 2.02,9.01 11/22/06 TALX CORP MO 7.01,9.01 11/27/06 TEKOIL & GAS CORP DE 3.02,8.01,9.01 11/20/06 TEPPCO PARTNERS LP DE 8.01,9.01 09/30/06 TEXAS REGIONAL BANCSHARES INC TX 4.01,9.01 11/10/06 AMEND THEATER XTREME ENTERTAINMENT GROUP, I FL 1.01,9.01 11/22/06 TIDEWATER INC DE 8.01,9.01 11/22/06 TOMPKINS TRUSTCO INC NY 8.01,9.01 11/27/06 TORVEC INC NY 3.02 11/22/06 TOWER AUTOMOTIVE INC DE 5.02 11/20/06 TRAMMELL CROW CO DE 7.01,9.01 11/24/06 UNIFI INC NY 2.02,7.01 11/22/06 AMEND UNITED BANCSHARES INC/OH OH 5.02 11/21/06 UNITED PAN AM FINANCIAL CORP CA 1.01,9.01 11/20/06 United States Oil Fund, LP DE 9.01 10/31/06 Universal Compression Partners, L.P. DE 5.02 11/20/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 11/17/06 USAA Auto Owner Trust 2006-4 8.01,9.01 11/21/06 USI HOLDINGS CORP DE 8.01,9.01 11/21/06 UTG INC 1.01,9.01 11/27/06 VECTOR GROUP LTD DE 8.01,9.01 09/29/06 AMEND VECTOR GROUP LTD DE 9.01 12/09/05 AMEND Vestin Realty Mortgage II, Inc 8.01,9.01 11/22/06 VIASPACE Inc. NV 8.01,9.01 11/27/06 VISTACARE, INC. DE 5.02,9.01 11/20/06 Vocus, Inc. DE 8.01 11/22/06 VORNADO REALTY TRUST MD 1.01,2.03,9.01 11/20/06 VWR International, Inc. 7.01 11/27/06 WACHOVIA CORP NEW NC 8.01,9.01 11/27/06 WALTER INDUSTRIES INC /NEW/ DE 8.01,9.01 11/27/06 XCORPOREAL, INC. DE 1.01,3.02,9.01 11/20/06 XL CAPITAL LTD 5.02 11/24/06 XTO ENERGY INC DE 5.02 11/27/06