SEC NEWS DIGEST Issue 2006-126 June 30, 2006 COMMISSION ANNOUNCEMENTS SEC DESCRIBES INVESTMENT PROFESSIONAL REGULATION STUDY Research to Identify Investor Perspectives on Their Relationships with Financial Service Providers The U.S. Securities and Exchange Commission published a draft contract proposal today in preparation for a major study comparing how the different regulatory systems that apply to broker-dealers and investment advisers affect individual investors. "Our goal is to improve investor protection by updating our regulation to deal with the realities of today's marketplace," Chairman Christopher Cox said. "We will develop the best available information, from inside and outside of the Commission, to inform this important process. We welcome public input on the proposal." The document released today, technically a "Request for Information," is the latest in a series of steps toward a major study of investor protection for financial service customers. Broker-dealers are regulated under the Securities Exchange Act of 1934. Investment advisers are regulated under the Investment Advisers Act of 1940. The study will examine how the disparate regimes affect investors. The study was first suggested in connection with a rule adopted by the Commission in April 2005. That rule allowed broker-dealers to offer fee-based brokerage accounts without being required to comply with the Advisers Act. Today's RFI provides that a contractor conducting the study would have a proven track record of producing high quality, unbiased, qualitative and quantitative research and be knowledgeable about the subject matter of the study. It contemplates that the contractor would consult with SEC staff with respect to collecting, categorizing, and analyzing empirical data from a wide variety of sources. It further contemplates that the information studied would include marketing, sales, and delivery data about financial products, accounts, programs and services offered to individual investors. Under the RFI, the contractor would summarize and evaluate the data for the use of the Commission in assessing the current legal and regulatory environment. The Commission released the RFI in draft form to solicit informal expressions of interest and comments from those who might seek to perform the work and from parties interested in the eventual results study. The full text can be accessed on the Commission's website at http://www.sec.gov/rules/other/2006/34-54077.pdf. It is also posted at http://www.fedbizopps.gov, a website concerning federal government procurement opportunities. The SEC's rule providing for the study appears on the SEC's website at http://www.sec.gov/rules/final/34-51523.pdf. Expressions of interest and comments on the draft solicitation are due by July 19, 2006, in writing to Sandy Wright, U.S. Securities and Exchange Commission, Procurement and Contracts Branch, 6432 General Green Way, Mail Stop 0-20, Alexandria, VA 22312, (202) 551-7312, wrights@sec.gov. (Press Rel. 2006-106) ENFORCEMENT PROCEEDINGS SEC CHARGES MARVIN WINICK, TEKRON, INC., LUIGI BRUN, GREENTECH USA, INC. AND INFORMATION ARCHITECTS CORPORATION, AND CERTAIN CURRENT AND FORMER OFFICERS IN CONNECTION WITH FORGED AUDIT REPORTS The Commission today filed a civil action and instituted two settled cease-and-desist proceedings in connection with forged Reports of Independent Certified Public Accounting (Audit Reports) and fraudulent auditor consent letters (Consents) incorporated in certain Commission filings by Tekron, Inc., Greentech USA, Inc. and Information Architects Corporation. In the civil action, the SEC names as defendants Marvin Winick, a Canadian accountant who regularly holds himself out as a consultant to U.S. public companies, Tekron, a corporation based in Ontario, Canada, and Luigi Brun, Tekron's Chief Executive Officer. Winick has agreed to settle the civil action. In the settled cease-and-desist proceedings, the SEC names as respondents Greentech USA, Information Architects, Michael Clark, former president of Information Architects, William Overhulser, former director and Chief Operations Officer of Information Architects, and Roland Breton, Greentech's president. The Commission's complaint names Winick, Tekron and Brun and alleges that Winick provided consulting services to Tekron, Greentech, and Information Architects, with responsibility for, among other things, properly preparing and filing the issuers' Commission filings. Instead, Winick created Audit Reports and Consents, which he incorporated into the issuers' 2003 Forms 10-KSB without the accounting firm's authorization and when, in fact, neither the accounting firm nor any other auditor had audited the issuers' 2003 financial statements. According to the complaint, Winick subsequently filed Forms 10-QSB on behalf of each issuer that falsely referred to the issuers' previously filed financial statements as "audited." Finally, the complaint alleges that on February 28, 2005, after proceedings had been instituted to determine whether it was appropriate to suspend or revoke the registration of Tekron's securities based on its false Commission filings, Tekron filed an additional Form 10-QSB falsely referring to the prior annual period as having been audited. Brun signed and certified all of Tekron's false filings. In settling the civil action, Winick consents, without admitting or denying the non-jurisdictional allegations in the complaint, to a judgment enjoining him from violating, directly or indirectly, the antifraud provisions of the Securities Act and Exchange Act and from aiding and abetting violations of the Exchange Act's reporting, books and records, and internal control provisions. Winick further consents to an officer and director bar, and agrees to pay a civil penalty of $100,000, disgorgement of $30,945 of ill-gotten gains, plus prejudgment interest, and to surrender 50,000 Information Architects shares he received for his consulting work. In separate administrative proceedings, Winick also consents to the issuance of an order under Rule 102(e) of the Commission's Rules of Practice, based on the entry of the injunction, suspending him from appearing or practicing before the Commission. Winick further consents, on behalf of three shell companies under his control (Gizmo Company, Smart World United, Inc., and Urban Entertainment Concepts International, Inc.), to an order issued pursuant to Section 12(j) of the Exchange Act, revoking the Commission registration of the companies' securities. With respect to the other defendants in the civil action, Tekron and Brun, the Commission seeks against Brun injunctive relief, the payment of a civil penalty, disgorgement of ill-gotten gains, and an officer and director bar, and against Tekron injunctive relief and disgorgement of ill-gotten gains. In settling the cease-and-desist proceedings, Greentech and Information Architects have agreed, without admitting or denying the Commission's non-jurisdictional findings, to an order requiring them to cease and desist from violating certain of the non-scienter antifraud, reporting, books and records and internal control provisions of the federal securities laws. In addition, Breton, Clark and Overhulser have each agreed, without admitting or denying the Commission's non-jurisdictional findings, to an order requiring each of them to cease and desist from violating or causing violations of the non-scienter antifraud, certification, reporting, books and records and internal control provisions of the federal securities laws. [SEC v. Marvin Winick, Tekron, Inc. and Luigi Brun, Civil Action No. 3-06CV1164-D, U.S.D.C./Northern District of Texas (Dallas Division)] (LR-19751); Administrative Proceeding In the Matter of Gizmo Company, Smart World United Inc., Urban Entertainment Concepts International, Inc. (Rel. 34-54072, File No. 3-12349); In the Matter of Information Architects Corporation, William Overhulser and Michael Clark (Rels. 33-8718, 34-54075, AAE Rel. No. 2454, File No. 3-12350; In the Matter of Greentech USA, Inc. and Roland L. Breton (Rels. 33- 8719, 34-54076, AAE Rel. No. 2455, File No. 3-12351) PENNY STOCK BAR - JAMES FRANKLIN James E. Franklin (Franklin), of San Diego, California, has been barred from participating in an offering of penny stock. Thus, he is prohibited from engaging in any activities related to the issuance, purchase, or sale of such speculative, low-priced securities. Franklin was previously enjoined against violations of the securities laws based on his wrongdoing in a scheme to defraud involving penny stocks. The penny stock bar was based on this injunction and was ordered in an administrative proceeding before an administrative law judge. Franklin orchestrated a fraudulent scheme to tout Easy Cellular, Inc., a penny stock, and other stocks on Red Hot Stocks, a website that he and an associate operated. Franklin acquired the stocks cheaply and then sold them after their price increased following false and misleading "profiles" of the companies on the Red Hot Stocks website. (Rel. 34-54069; File No. 3-12228) DALE HATCH ENJOINED FROM ANTIFRAUD VIOLATIONS On June 21, the Honorable Paul G. Cassell entered a Final Judgment of Permanent Injunction against Dale C. Hatch, the former director of the Utah Educational Savings Plan (UESP), a state-run college savings plan. The judgment enjoins Hatch from violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. On Aug. 4, 2005, the Securities and Exchange Commission filed a complaint in the U.S. District Court for the District of Utah, against Hatch alleging that Hatch violated the federal securities laws by misappropriating funds that should have been allocated to the accounts of participants who had placed their money with the UESP. The complaint also alleged that Hatch established secret accounts and transferred over $500,000 in unallocated participant funds into those nominee accounts. Finally, the complaint alleges that Hatch transferred approximately $85,000 from the secret nominee accounts into personal bank accounts for his own use. Hatch consented to the entry of the Final Judgment without admitting or denying the allegations in the complaint. [SEC v. Hatch, Docket No. 2:05CV00654, PGC, USDC, D. Utah)] (LR-19749) SEC FILES EMERGENCY ACTION TO HALT FRAUDULENT SECURITIES OFFERING On June 26, the Commission filed an emergency action in Las Vegas, Nevada federal court seeking to halt a fraudulent offering of joint venture interests involving defaulted pre-World War II German bonds, by defendants Jeffrey A. Weston and his company, Integrated Equities, Inc. (IEI). The district court granted a temporary restraining order and asset freeze on June 27, and ordered the defendants to preserve documents and submit to expedited discovery. The court will hear the Commission's application for preliminary injunctive relief, appointment of a receiver and entry of orders requiring repatriation of investor funds and an accounting on July 7. The Commission accuses Weston and IEI of using fraudulent means to raise approximately $7.7 million from at least 50 investors in 16 states since June 2004. The complaint alleges that Weston and IEI made numerous materially false and misleading misrepresentations and omissions about the joint venture offering and that Weston has spent millions of the investor proceeds for personal uses or for purposes unrelated to the offering. In addition to the relief already granted and to be considered July 7, the Commission seeks civil penalties and disgorgement. [SEC v. Jeffrey A. Weston and Integrated Equities, Inc., USDC, District of Nevada (Las Vegas Division), Civil Action No. 2:06-CV-00779-RCJ-GWF] (LR-19750) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-070) to amend the safe harbor for business expansions. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54051) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-073) and Amendment No. 1 thereto to amend NASD Interpretive Material 2210-4 to require a member firm or a person associated with a member firm that refers, on its internet Web site, to the firm's membership in NASD to provide a hyperlink to NASD's Web site. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54058) The Chicago Board Options Exchange filed a proposed rule change (SR- CBOE-2006-59) to extend the Linkage fees pilot program until July 31, 2007. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54064) AMENDMENTS TO PROPOSED RULE CHANGE The National Association of Securities Dealers filed Amendment Nos. 4 and 5 to a proposed rule change (SR-NASD-2003-168) relating to the release of information through NASD BrokerCheck. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54053) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the Chicago Board Options Exchange (SR-CBOE-2006-54) relating to retroactively crediting certain DPM Linkage-related transaction fees. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54065) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-BSE-2006-24) filed by the Boston Stock Exchange to extend a pilot program that allows for no minimum size order requirement for the Price Improvement Period process on the Boston Options Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54066) A proposed rule change (SR-CBOE-2006-57) filed by the Chicago Board Options Exchange to amend CBOE Rule 8.7 relating to bid/ask differentials has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 3, 2006. (Rel. 34-54067) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 RURAL CELLULAR CORP, 3905 DAKOTA ST SW, P O BOX 2000, ALEXANDRIA, MN, 56308, 3207622000 - 0 ($160,000,000.00) Non-Convertible Debt, (File 333-135420 - Jun. 29) (BR. 11C) S-3ASR ARCH CAPITAL GROUP LTD., WESSEX HOUSE, 45 REID STREET, HAMILTON, D0, HM 12, 441-278-9250 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135421 - Jun. 29) (BR. 01A) S-1 DB Multi-Sector Commodity Trust, C/O DB COMMODITY SERVICES LLC, 60 WALL STREET, NEW YORK, NY, 10005, (212) 250-5883 - 0 ($350,000,000.00) Equity, (File 333-135422 - Jun. 29) (BR. ) S-3ASR NUVELO INC, 201 INDUSTRIAL ROAD, SUITE 310, SAN CARLOS, CA, 94070-6211, 650-517-8000 - 0 ($0.00) Other, (File 333-135423 - Jun. 29) (BR. 01B) S-4 ADC TELECOMMUNICATIONS INC, 13625 TECHNOLOGY DRIVE, EDEN PRAIRIE, MN, 55344, 9529388080 - 0 ($947,683,246.57) Equity, (File 333-135424 - Jun. 29) (BR. 11B) S-3 INFRASOURCE SERVICES INC, 100 WEST SIXTH STREET, SUITE 300, MEDIA, PA, 19063, 6104808000 - 0 ($221,020,800.00) Equity, (File 333-135425 - Jun. 29) (BR. 06B) S-1 SHUTTERFLY INC, 2800 BRIDGE PARKWAY, STE 101, REDWOOD CITY, CA, 94065, 0 ($92,000,000.00) Equity, (File 333-135426 - Jun. 29) (BR. ) F-3 pSivida LTD, LEVEL 12 BGC CENTRE, 28 THE ESPLANADE, PERTH, C3, 6000, 61 8 9226 5099 - 0 ($66,662,012.00) Equity, (File 333-135428 - Jun. 29) (BR. 10C) S-8 VECTREN CORP, ONE VECTREN SQUARE, EVANSVILLE, IN, 47708, 8124914000 - 1,350,000 ($35,289,000.00) Equity, (File 333-135429 - Jun. 29) (BR. 02B) S-8 NOMURA HOLDINGS INC, 9-1 NIHONBASHI 1-CHOME, CHUO-KU 103-8645, TOKYO JAPAN, M0, 00000, 0 ($22,096,960.00) Equity, (File 333-135430 - Jun. 29) (BR. 07C) S-8 BLACK HILLS CORP /SD/, 625 9TH STREET, PO BOX 1400, RAPID CITY, SD, 57709, 6057212343 - 100,000 ($3,310,000.00) Equity, (File 333-135431 - Jun. 29) (BR. 02B) S-3 BIOJECT MEDICAL TECHNOLOGIES INC, 20245 SW 95TH AVENUE, TUALATIN, OR, 97062, 5036928001 - 0 ($7,824,422.00) Equity, (File 333-135432 - Jun. 29) (BR. 10A) S-8 HANGER ORTHOPEDIC GROUP INC, TWO BETHESDA METRO CENTER, SUITE 1300, BETHESDA, MD, 20814, 3019860701 - 4,200,000 ($23,328,000.00) Equity, (File 333-135433 - Jun. 29) (BR. 01A) SB-2 Tian'an Pharmaceutical Co., Ltd., 2/F NO. 18 BUILDING, HUOJU ROAD, EAST, DEVELOPMENT ZONE, XI'AN, F4, 00000, 0086-29-85381586 - 0 ($400,000.00) Equity, (File 333-135434 - Jun. 29) (BR. ) S-8 CLICKSOFTWARE TECHNOLOGIES LTD, 655 CAMPBELL TECHNOLOGY PARKWAY, SUITE 250, CAMPBELL, CA, 95008, 4083776088 - 450,000 ($747,000.00) Equity, (File 333-135435 - Jun. 29) (BR. 03C) S-4 HANGER ORTHOPEDIC GROUP INC, TWO BETHESDA METRO CENTER, SUITE 1300, BETHESDA, MD, 20814, 3019860701 - 0 ($173,906,250.00) Other, (File 333-135436 - Jun. 29) (BR. 01A) SB-2 NOVASTAR RESOURCES LTD., 1 E. LIBERTY STREET, SUITE 6000, RENO, NV, 89501, 604-904-6946 - 86,576,829 ($38,959,573.05) Equity, (File 333-135437 - Jun. 29) (BR. 04C) S-8 FRIENDLY ICE CREAM CORP, 1855 BOSTON ROAD, WILBRAHAM, MA, 01095, 4135432400 - 0 ($2,298,000.00) Equity, (File 333-135438 - Jun. 29) (BR. 05B) S-8 COLUMBIA BANKING SYSTEM INC, 1102 BROADWAY PLAZA, TACOMA, WA, 98402, 2533051900 - 0 ($3,362,000.00) Equity, (File 333-135439 - Jun. 29) (BR. 07C) S-8 Consolidated Communications Holdings, Inc., 121 SOUTH 17TH STREET, MATTOON, IL, 61938, (217) 235-3311 - 0 ($15,690,000.00) Equity, (File 333-135440 - Jun. 29) (BR. 11C) S-1 SKY PETROLEUM, INC., 108 WILD BASIN ROAD, AUSTIN, TX, 78746, 7805549476 - 12,722,224 ($19,973,891.68) Equity, (File 333-135441 - Jun. 29) (BR. 04B) S-3 IRIS INTERNATIONAL INC, 9162 ETON AVE, CHATSWORTH, CA, 91311, 8187091244 - 0 ($4,987,731.00) Other, (File 333-135442 - Jun. 29) (BR. 10B) S-4 NEG, Inc., 1400 ONE ENERGY SQUARE, 4925 GREENVILLE AVENUE, DALLAS, TX, 75206, 214 692-9211 - 0 ($56,736,595.50) Equity, (File 333-135443 - Jun. 29) (BR. 04) S-8 DATALOGIC INTERNATIONAL INC, 18301 VON KARMAN AVE, SUITE 250, IRVINE, CA, 92612, 949-260-0120 - 15,000,000 ($2,100,000.00) Equity, (File 333-135444 - Jun. 29) (BR. 08A) S-8 SPHERION CORP, 2050 SPECTRUM BLVD, FT LAUDERDALE, FL, 33309-3008, 9543087600 - 0 ($40,602,000.00) Equity, (File 333-135446 - Jun. 29) (BR. 11A) S-8 ZIM CORP, 20 COLONNADE ROAD, SUITE 200, NEPEAN, A6, K2E 7M6, 6137271397 - 6,110,000 ($244,400.00) Equity, (File 333-135447 - Jun. 29) (BR. 03B) S-8 ZIM CORP, 20 COLONNADE ROAD, SUITE 200, NEPEAN, A6, K2E 7M6, 6137271397 - 5,000,000 ($200,000.00) Equity, (File 333-135448 - Jun. 29) (BR. 03B) S-8 Koppers Holdings Inc., 436 SEVENTH AVENUE, PITTSBURGH, PA, 15219, 412-227-2001 - 2,089,448 ($36,231,028.32) Equity, (File 333-135449 - Jun. 29) (BR. 06B) S-8 ALADDIN KNOWLEDGE SYSTEMS LTD, 15 BEIT IVED ST, TEL AVIV ISRAEL, L5, 61110, 9725375795 - 500,000 ($9,592,500.00) Equity, (File 333-135450 - Jun. 29) (BR. 03C) SB-2 Implantable Visions, Inc., 25730 LORAIN ROAD, NORTH OLMSTED, OH, 44070, 212 835 6198 - 29,797,895 ($111,742,106.25) Equity, (File 333-135451 - Jun. 29) (BR. 05B) S-8 NORTHEAST BANCORP /ME/, 500 CANAL ST, LEWISTON, ME, 04240-6594, 2077863245 - 20,000 ($417,000.00) Equity, (File 333-135452 - Jun. 29) (BR. 07C) S-3ASR GOLDMAN SACHS GROUP INC/, 85 BROAD ST, NEW YORK, NY, 10004, 2129021000 - 0 ($474,119,073.00) Equity, (File 333-135453 - Jun. 29) (BR. 07A) S-8 VULCAN MATERIALS CO, 1200 URBAN CENTER DRIVE, BIRMINGHAM, AL, 35242, 2052983000 - 3,000,000 ($229,500,000.00) Equity, (File 333-135458 - Jun. 29) (BR. 04A) S-8 MICRON TECHNOLOGY INC, 8000 S FEDERAL WAY, PO BOX 6, BOISE, ID, 83716-9632, 2083684000 - 0 ($111,198,430.30) Equity, (File 333-135459 - Jun. 29) (BR. 10B) S-8 MEDICINES CO /DE, 8 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 973-656-1616 - 0 ($77,484,000.00) Equity, (File 333-135460 - Jun. 29) (BR. 01B) S-8 MEDICINES CO /DE, 8 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, 973-656-1616 - 0 ($4,402,500.00) Equity, (File 333-135461 - Jun. 29) (BR. 01B) S-8 STEWARDSHIP FINANCIAL CORP, 630 GODWIN AVE, MIDLAND PARK, NJ, 07432, 2014447100 - 60,000 ($825,000.00) Other, (File 333-135462 - Jun. 29) (BR. 07A) S-3 MAJESCO ENTERTAINMENT CO, 160 RARITAN CENTER PARKWAY, SUITE 1, EDISON, NJ, 08837, 7328727490 - 0 ($161,854.38) Equity, (File 333-135463 - Jun. 29) (BR. 03C) S-1 ALLIED WORLD ASSURANCE CO HOLDINGS LTD, 43 VICTORIA STREET, HAMILTON, D0, HM 12, 441-278-5400 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-135464 - Jun. 29) (BR. 01C) S-3 CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 6,461,725 ($465,308,817.00) Equity, (File 333-135465 - Jun. 29) (BR. 10A) S-8 China Industrial Waste Management Inc., NO. 1 HUAIHE WEST ROAD, E-T-D-ZONE, SUITE 314, DALIAN, F4, 116600, 212 232 0120 - 80,000 ($8,800.00) Equity, (File 333-135466 - Jun. 29) (BR. 09A) S-8 CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 20,000,000 ($1,440,200,000.00) Equity, (File 333-135467 - Jun. 29) (BR. 10A) S-8 EVCI Career Colleges Holding Corp, 1 VAN DER DONCK STREET, SECOND FLOOR, YONKERS, NY, 10701, 9147873500 - 0 ($350,000.00) Equity, (File 333-135468 - Jun. 29) (BR. 11C) S-3ASR UNIVISION COMMUNICATIONS INC, 1999 AVENUE OF THE STARS STE 3050, LOS ANGLES, CA, 90067, 3105567676 - 0 ($57,944,480.00) Equity, (File 333-135470 - Jun. 29) (BR. 11C) S-1 OPTIUM CORP, 500 HORIZON DRIVE, SUITE 505, CHALFONT, PA, 18914, 2157126200 - 0 ($100,000,000.00) Equity, (File 333-135472 - Jun. 29) (BR. ) S-8 ARIAD PHARMACEUTICALS INC, 26 LANDSDOWNE ST, CAMBRIDGE, MA, 02139, 6174940400 - 4,701,546 ($19,417,384.98) Equity, (File 333-135473 - Jun. 29) (BR. 01B) S-3 AXT INC, 4821 TECHNOLOGY DRIVE, FREMONT, CA, 94538, 5106835900 - 0 ($25,000,000.00) Equity, (File 333-135474 - Jun. 29) (BR. 10A) S-4 GLACIER BANCORP INC, 49 COMMONS LOOP, ., KALISPELL, MT, 59901, 4067564200 - 0 ($1.00) Equity, (File 333-135476 - Jun. 29) (BR. 07B) S-1 NITCHES INC, 10280 CAMINO SANTA FE, SAN DIEGO, CA, 92121, 8586252633 - 600,000 ($2,730,000.00) Equity, (File 333-135477 - Jun. 29) (BR. 02B) SB-2 TECHNEST HOLDINGS INC, 276 WASHINGTON STREET, NO. 367, BOSTON, MA, 02109, (617) 973-5105 - 2,500,000 ($6,750,000.00) Equity, (File 333-135478 - Jun. 29) (BR. 10C) S-8 BROADWING CORP, 7015 ALBERT EINSTEIN DR, COLUMBIA, MD, 21046-9400, 4432594000 - 0 ($140,670,258.00) Equity, (File 333-135479 - Jun. 29) (BR. 11B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 21ST CENTURY INSURANCE GROUP CA 8.01 06/29/06 360 GLOBAL WINE CO NV 4.02 05/24/06 AMEND 3M CO DE 8.01,9.01 05/02/06 ACCENTURE LTD 2.02,9.01 06/29/06 ACCENTURE SCA 2.02,9.01 06/29/06 ACCREDITED HOME LENDERS INC DE 8.01,9.01 06/29/06 ADAGIO ACQUISITION I, INC 8.01,9.01 06/26/06 ADVANCE AUTO PARTS INC DE 2.02,9.01 06/29/06 ADVANCED PHOTONIX INC DE 2.02,9.01 06/28/06 AETNA INC /PA/ PA 7.01 06/29/06 AFC ENTERPRISES INC MN 2.02,8.01,9.01 06/28/06 AFFILIATED COMPUTER SERVICES INC DE 8.01 06/22/06 Affinity Media International Corp., DE 8.01,9.01 06/29/06 AGA RESOURCES, INC. NV 2.01 06/29/06 AIR METHODS CORP DE 5.03,9.01 06/23/06 AIRSPAN NETWORKS INC WA 1.01,2.02,9.01 06/23/06 AKSYS LTD DE 1.01,2.03,3.02,5.02,9.01 06/23/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 5.02,9.01 06/29/06 AMB PROPERTY CORP MD 1.01,2.03,9.01 06/23/06 AMB PROPERTY LP DE 1.01,2.03,9.01 06/23/06 AMERICAN CAPITAL STRATEGIES LTD 5.04 06/29/06 AMERICAN GREETINGS CORP OH 2.02,7.01,9.01 06/29/06 American Home Mortgage Investment Tru DE 8.01,9.01 06/27/06 AMERICAN INTERNATIONAL INDUSTRIES INC NV 4.01,9.01 06/28/06 AMERIGROUP CORP 8.01 06/28/06 AMREP CORP OK 2.02,9.01 06/27/06 APA Enterprises, Inc. MN 2.02,9.01 06/28/06 APO HEALTH INC /NV/ NV 3.02,5.02 06/14/06 APPLEBEES INTERNATIONAL INC DE 7.01 06/29/06 AQUILA INC DE 5.02,8.01,9.01 06/26/06 ARCADIA RESOURCES, INC NV 7.01,9.01 06/29/06 ARCHON CORP NV 1.01,9.01 06/24/06 ARKONA INC DE 2.02,9.01 03/31/06 ATLAS AMERICA INC DE 7.01 06/29/06 ATLAS PIPELINE PARTNERS LP DE 7.01,8.01 06/29/06 AXIAL VECTOR ENGINE CORP NV 1.01,9.01 05/16/06 BALLY TOTAL FITNESS HOLDING CORP DE 8.01 06/29/06 BALLY TOTAL FITNESS HOLDING CORP DE 8.01,9.01 06/28/06 AMEND Banc of America Alternative Loan Trus DE 9.01 06/29/06 Banc of America Funding 2006-4 Trust DE 9.01 06/29/06 Banc of America Funding 2006-F Trust DE 9.01 06/29/06 Banc of America Mortgage 2006-2 Trust DE 9.01 06/29/06 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 02/27/06 BAXTER INTERNATIONAL INC DE 1.01,9.01 06/29/06 BEST BUY CO INC MN 8.01 06/28/06 BJs RESTAURANTS INC CA 8.01,9.01 06/28/06 BJs RESTAURANTS INC CA 8.01,9.01 06/28/06 BJs RESTAURANTS INC CA 8.01,9.01 06/27/06 AMEND BLACKHAWK CAPITAL GROUP BDC INC DE 1.01,3.02,9.01 06/28/06 Bois d Arc Energy, Inc. NV 7.01 06/29/06 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 8.01,9.01 06/29/06 Brilliant Technologies, CORP 8.01 06/24/06 BRUKER BIOSCIENCES CORP DE 8.01,9.01 06/29/06 CA, INC. DE 2.02,5.04,7.01,9.01 06/29/06 CABCO SERIES 2004-102 TRUST (SBC COMM DE 8.01,9.01 06/15/06 CabelTel International Corp NV 1.02,2.01,5.02,9.01 06/01/06 CAPITAL TRUST INC MD 1.01,9.01 06/28/06 CARVER BANCORP INC DE 8.01,9.01 06/28/06 Center for Wound Healing, Inc. 5.02,9.01 06/29/06 Center for Wound Healing, Inc. 5.02,9.01 06/29/06 AMEND CepTor CORP 5.02 06/26/06 CHENIERE ENERGY INC DE 7.01 06/29/06 China Kangtai Cactus Bio-tech, Inc. NV 2.01,9.01 06/26/06 CHINA MEDIA NETWORKS INTERNATIONAL IN NV 1.01,3.02 06/28/06 CIRCUIT CITY STORES INC VA 1.01,1.02,8.01,9.01 06/26/06 CIRCUIT CITY STORES INC VA 1.02 03/23/06 AMEND Citigroup Mortgage Loan Trust 2006-NC 9.01 06/29/06 CITIZENS BANKING CORP MI 5.02 06/26/06 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 06/29/06 CKE RESTAURANTS INC DE 2.02,9.01 06/26/06 CNL INCOME PROPERTIES INC MD 2.01 06/23/06 Commerce Planet UT 1.02 06/28/06 COMPUSONICS VIDEO CORP CO 8.01 06/29/06 COMSTOCK RESOURCES INC NV 7.01 06/29/06 COMVERSE TECHNOLOGY INC/NY/ NY 3.01,9.01 06/15/06 Con-way Inc. DE 8.01 06/29/06 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 06/29/06 CONVERA CORP DE 5.02 06/29/06 Cord Blood America, Inc. FL 1.01,2.04,9.01 06/27/06 COREL CORP A6 2.02,9.01 06/28/06 Cornerstone Core Properties REIT, Inc MD 1.01,2.01,9.01 06/23/06 CORNERSTONE REALTY FUND LLC CA 1.01,2.01,9.01 06/23/06 COVALENT GROUP INC NV 2.02,9.01 06/28/06 CREDIT ACCEPTANCE CORPORATION MI 5.02 06/28/06 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 06/29/06 CTS CORP IN 1.01,1.02,2.03,9.01 06/27/06 CUTTER & BUCK INC WA 2.02,7.01,9.01 06/29/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/28/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/29/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 06/28/06 CWABS Asset-Backed Certificates Trust DE 9.01 06/29/06 CWALT INC DE 9.01 06/29/06 CWHEQ Home Equity Loan Trust, Series 9.01 06/29/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/29/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/29/06 Cyclacel Pharmaceuticals, Inc. DE 4.02 06/26/06 CYCLE COUNTRY ACCESSORIES CORP NV 7.01 06/27/06 CYMER INC NV 1.01 06/28/06 CytoCore, Inc. DE 3.01,5.03,9.01 05/30/06 CYTOKINETICS INC 8.01,9.01 06/29/06 DANA CORP VA 7.01,9.01 06/28/06 Davison Arts Management, Inc. NV 4.01,9.01 06/29/06 AMEND De Beira Goldfields Inc. NV 1.01,5.02,7.01,9.01 06/28/06 DECODE GENETICS INC DE 5.02,7.01 06/23/06 DELTA MUTUAL INC 3.02 06/26/06 Deutsche Alt-B Securities Mortgage Lo 8.01,9.01 06/29/06 DIGITAL YOUTH NETWORK CORP. 5.02 06/23/06 DISCOVERY PARTNERS INTERNATIONAL INC DE 1.01 06/23/06 DIVERSIFIED FINANCIAL RESOURCES CORP DE 5.02 06/22/06 DORCHESTER MINERALS LP DE 8.01,9.01 06/28/06 DTE ENERGY CO MI 1.01,5.02,9.01 06/29/06 DURAVEST INC 8.01,9.01 06/27/06 E MED FUTURE INC NV 1.02,3.02 06/15/06 Eagle Bulk Shipping Inc. 3.02,7.01,9.01 06/28/06 EASTMAN KODAK CO NJ 2.05 06/27/06 EASTMAN KODAK CO NJ 2.05 06/27/06 ECOLLEGE COM DE 8.01,9.01 06/29/06 EDISON INTERNATIONAL CA 7.01,9.01 06/29/06 EMC CORP MA 1.01,9.01 06/29/06 EMMIS COMMUNICATIONS CORP IN 1.01 06/28/06 ENERGY EXPLORATION TECHNOLOGIES / A0 4.01 06/23/06 ENERGY EXPLORATION TECHNOLOGIES / A0 1.01,9.01 06/23/06 Energy Transfer Equity, L.P. DE 1.01 06/23/06 ENESCO GROUP INC IL 5.02,9.01 06/27/06 ENVIRONMENTAL TECTONICS CORP PA 1.01,9.01 06/28/06 EQUINIX INC DE 8.01,9.01 06/26/06 ERP OPERATING LTD PARTNERSHIP MD 1.01,7.01,9.01 06/28/06 Eternal Energy Corp. 1.01,9.01 12/09/05 AMEND EUROWEB INTERNATIONAL CORP DE 5.02 06/28/06 Ever-Glory International Group, Inc. FL 1.01,9.01 06/26/06 EVOLVE ONE INC DE 5.03,8.01,9.01 06/28/06 EXABYTE CORP /DE/ DE 5.02 06/26/06 EXACT SCIENCES CORP DE 1.01,9.01 06/27/06 EXIDE TECHNOLOGIES DE 1.01,2.02,9.01 06/28/06 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 1.01,1.02,2.03,8.01,9.01 06/26/06 FARO TECHNOLOGIES INC FL 2.02,7.01,9.01 06/29/06 Federal Home Loan Bank of Atlanta X1 2.03 06/26/06 Federal Home Loan Bank of Boston X1 2.03 06/26/06 Federal Home Loan Bank of Chicago X1 2.03 06/26/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/26/06 Federal Home Loan Bank of New York X1 2.03,8.01,9.01 06/26/06 Federal Home Loan Bank of San Francis X1 2.03 06/26/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 06/29/06 Federal Home Loan Bank of Seattle 2.03 06/28/06 FERRO CORP OH 7.01,9.01 06/29/06 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 1.01,9.01 06/25/06 Fidelity National Information Service 1.01,9.01 06/25/06 Fidelity National Title Group, Inc. 1.01,3.02,9.01 06/25/06 FINANCIAL FEDERAL CORP NV 5.02 06/26/06 FIRST CITIZENS BANCSHARES INC /TN/ TN 5.02 06/29/06 FIRST FINANCIAL BANCORP /OH/ OH 1.01 06/27/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 8.01,9.01 06/27/06 First Franklin Mortgage Loan Trust 20 DE 9.01 06/06/06 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 06/28/06 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 06/28/06 FIRST IPSWICH BANCORP /MA MA 8.01,9.01 06/28/06 FIRST LITCHFIELD FINANCIAL CORP DE 5.02,9.01 06/29/06 FIRST NATIONAL LINCOLN CORP /ME/ ME 8.01 06/29/06 FIRSTENERGY CORP OH 8.01,9.01 06/29/06 FISHER COMMUNICATIONS INC WA 1.01,9.01 06/26/06 FLYI INC DE 7.01 06/20/06 FORD MOTOR CO DE 8.01 06/28/06 FORD MOTOR CREDIT CO DE 8.01 06/28/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 06/29/06 FTI CONSULTING INC MD 8.01,9.01 06/28/06 G REIT INC MD 1.01 06/26/06 GALAXY NUTRITIONAL FOODS INC DE 1.01,2.03,9.01 06/23/06 Gales Industries Inc DE 7.01 06/29/06 GANNETT CO INC /DE/ DE 5.02,9.01 06/26/06 GARB OIL & POWER CORP UT 3.02,8.01,9.01 06/26/06 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 06/27/06 GENAERA CORP DE 1.01,8.01,9.01 06/28/06 GENCORP INC OH 2.02,7.01,9.01 06/29/06 GENERAL MILLS INC DE 2.02,9.01 06/29/06 GENIUS PRODUCTS INC NV 1.01,9.01 06/28/06 GIGABEAM CORP DE 1.01 06/23/06 GLATFELTER P H CO PA 1.01,9.01 06/20/06 GlobalOptions Group, Inc. NV 1.01,2.03,3.02,9.01 06/28/06 GONDWANA ENERGY LTD / NY NV 5.02 06/29/06 GOTTSCHALKS INC DE 5.02,9.01 06/28/06 GREENBRIER COMPANIES INC DE 2.02,9.01 06/28/06 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 06/29/06 GRUBB & ELLIS CO DE 8.01 06/28/06 Grubb & Ellis Realty Advisors, Inc. DE 8.01 06/28/06 GRYPHON GOLD CORP NV 9.01 06/26/06 GSAA Home Equity Trust 2006-10 DE 9.01 06/29/06 GSAMP Trust 2006-HE4 DE 8.01,9.01 06/29/06 HALOZYME THERAPEUTICS INC NV 4.01,9.01 06/28/06 HAMPSHIRE GROUP LTD DE 5.02,9.01 06/26/06 HAMPTONS LUXURY HOMES INC DE 9.01 06/28/06 AMEND Harborview 2006-5 DE 8.01 06/26/06 Harborview 2006-5 DE 8.01 06/29/06 HARVEY ELECTRONICS INC NY 8.01,9.01 06/29/06 HEALTH NET INC DE 1.01,2.03,3.03,8.01,9.01 06/23/06 HEALTH SCIENCES GROUP INC DE 1.01,9.01 06/28/06 HERITAGE BANKSHARES INC /VA VA 8.01,9.01 06/29/06 HI/FN INC DE 8.01,9.01 06/28/06 HOST AMERICA CORP DE 4.01 06/29/06 IDEX CORP /DE/ DE 7.01,9.01 06/28/06 IHS Inc. DE 2.02,9.01 06/28/06 ILLUMINA INC DE 5.02,5.03,9.01 06/27/06 IMAGENETIX INC /NV/ NV 2.02,9.01 06/29/06 IMMTECH PHARMACEUTICALS, INC. DE 5.02 06/27/06 Impac Secured Assets Corp., Mortgage CA 9.01 06/29/06 IMPLANT SCIENCES CORP MA 1.02 06/26/06 IndyMac Home Equity Mortgage Loan Ass 2.01,9.01 06/12/06 IndyMac INDA Mortgage Loan Trust 2006 9.01 06/29/06 IndyMac INDB Mortgage Loan Trust 2006 9.01 06/29/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 06/29/06 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 06/26/06 IndyMac RAST 2004-R2 8.01 06/26/04 INFE HUMAN RESOURCES INC NV 3.02,9.01 06/26/06 INFRASOURCE SERVICES INC DE 1.01,9.01 06/28/06 ING LIFE INSURANCE & ANNUITY CO CT 8.01 06/29/06 ING USA ANNUITY & LIFE INSURANCE CO IA 8.01 06/29/06 INHIBITEX, INC. 2.02,9.01 06/29/06 INNOFONE COM INC NV 5.02,9.01 01/19/06 INNOVEX INC MN 2.02,9.01 06/28/06 INNOVO GROUP INC DE 2.02,9.01 06/29/06 INNUITY, INC. /UT/ UT 1.02 06/28/06 INTEGRAL SYSTEMS INC /MD/ MD 1.01 06/23/06 International American Technologies, NV 4.01,9.01 06/28/06 INTERNATIONAL BUSINESS MACHINES CORP NY 1.01,2.03,9.01 06/29/06 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01,5.02,7.01,9.01 06/28/06 INTRABIOTICS PHARMACEUTICALS INC /DE DE 1.01,9.01 06/27/06 INTRUSION INC DE 3.01,9.01 06/26/06 INTUIT INC DE 8.01,9.01 06/29/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 06/29/06 J P MORGAN CHASE & CO DE 9.01 06/27/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 06/29/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 06/29/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 06/29/06 JAKKS PACIFIC INC DE 4.01,9.01 06/28/06 JL HALSEY CORP 5.02,9.01 06/26/06 JMAR TECHNOLOGIES INC DE 1.01,5.02 06/23/06 JMG Exploration, Inc. NV 2.03 06/23/06 KENTUCKY UTILITIES CO KY 2.03,9.01 06/23/06 KEY ENERGY SERVICES INC MD 7.01,9.01 06/28/06 KFX INC DE 7.01,9.01 06/28/06 KORN FERRY INTERNATIONAL DE 1.01,9.01 06/27/06 KRAFT FOODS INC VA 1.01,5.02,9.01 06/25/06 LAKELAND INDUSTRIES INC DE 7.01,8.01 06/29/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/15/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/21/06 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01,9.01 06/15/06 LEHMAN ABS CORP BCKD TR CRTS WR BERK DE 8.01,9.01 06/15/06 LEHMAN BROTHERS HOLDINGS INC DE 9.01 06/26/06 LEVITT CORP FL 2.03 06/26/06 LIBERTY BANCORP INC MO 8.01,9.01 06/28/06 LIGAND PHARMACEUTICALS INC DE 1.01,9.01 06/28/06 LINCOLN INTERNATIONAL CORP KY 1.02 06/29/06 LION-GRI INTERNATIONAL, INC CO 8.01 06/23/06 LITTLE SIOUX CORN PROCESSORS LLC 7.01,9.01 06/29/06 LODGENET ENTERTAINMENT CORP DE 1.01,9.01 06/26/06 LONGVIEW FIBRE CO WA 8.01,9.01 06/29/06 LORAL SPACE & COMMUNICATIONS INC. DE 5.02,9.01 06/29/06 LSI INDUSTRIES INC OH 1.01,2.01,2.03,3.02,8.01,9.01 06/26/06 Macquarie Infrastructure CO Trust DE 1.01 06/28/06 MAGELLAN HEALTH SERVICES INC DE 1.01,8.01,9.01 06/27/06 MAGNUS INTERNATIONAL RESOURCES, INC. NV 1.01,3.02,5.02,8.01,9.01 06/22/06 MANAKOA SERVICES CORP NV 8.01 06/27/06 MANITOWOC CO INC WI 7.01,9.01 06/28/06 MARINER ENERGY INC DE 5.02,8.01,9.01 06/29/06 MASTR Alternative Loan Trust 2006-3 DE 8.01,9.01 06/29/06 MASTR Asset Backed Securities Trust 2 DE 9.01 06/07/06 MAX RE CAPITAL LTD 8.01,9.01 06/27/06 MCCORMICK & CO INC MD 5.03,9.01 06/27/06 MDwerks, Inc. DE 3.02,9.01 06/28/06 MEDICOR LTD DE 9.01 09/13/05 AMEND MEDIS TECHNOLOGIES LTD DE 8.01,9.01 06/29/06 MERIX CORP OR 2.02,9.01 06/28/06 MERRILL LYNCH DEPOSITOR INC PREFERRED NY 8.01,9.01 06/15/06 MERRILL LYNCH DEPOSITOR INC PREFERRED DE 8.01,9.01 06/15/06 MERRILL LYNCH DEPOSITOR PREFERREDPLUS DE 8.01,9.01 06/15/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 06/29/06 MEXCO ENERGY CORP CO 2.02,9.01 06/29/06 MLM INDEX FUND DE 4.02 06/23/06 MONMOUTH REAL ESTATE INVESTMENT CORP MD 7.01,9.01 06/29/06 MONSANTO CO /NEW/ DE 2.02,9.01 06/29/06 MONTPELIER RE HOLDINGS LTD D0 5.02,7.01,9.01 06/29/06 MONUMENTAL MARKETING INC WY 1.01,3.02,9.01 06/27/06 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 02/27/06 MOTORCAR PARTS AMERICA INC NY 1.01,9.01 06/26/06 MSC INDUSTRIAL DIRECT CO INC NY 2.02,9.01 06/29/06 MUZAK HOLDINGS LLC DE 5.02,9.01 06/29/06 NARROWSTEP INC DE 5.02,9.01 06/27/06 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 06/23/06 NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 06/15/06 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 06/15/06 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 06/15/06 NATIONAL WESTERN LIFE INSURANCE CO CO 1.01,5.02,9.01 06/29/06 NaturalNano , Inc. NV 7.01,9.01 06/29/06 NAVISTAR INTERNATIONAL CORP DE 5.02 06/29/06 NCT GROUP INC DE 1.01,2.03,3.02 06/23/06 NEOWARE INC DE 7.01 06/29/06 NETCO INVESTMENTS INC WA 5.03,8.01 06/27/06 NEW CENTURY FINANCIAL CORP MD 1.01,9.01 06/23/06 New York Mortgage Trust 2006-1 DE 1.01 06/26/06 NEWS CORP 8.01,9.01 06/29/06 NORTEL NETWORKS CORP 2.05,7.01,8.01,9.01 06/27/06 NORTEL NETWORKS LTD 2.05,7.01,8.01,9.01 06/27/06 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 06/29/06 OMNI ENERGY SERVICES CORP LA 8.01,9.01 06/27/06 OMNICOM GROUP INC NY 1.01,2.03,9.01 06/27/06 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 06/28/06 OXIS INTERNATIONAL INC DE 1.01,9.01 06/23/06 PALM INC DE 2.02,9.01 06/29/06 PARKWAY PROPERTIES INC MD 1.02,9.01 06/27/06 PARTNERS TRUST FINANCIAL GROUP INC 5.02 06/29/06 PATHFINDER BANCORP INC DE 5.02 06/29/06 PATIENT INFOSYSTEMS INC DE 2.02,9.01 06/29/06 PEMCO AVIATION GROUP INC DE 8.01,9.01 06/27/06 PEMSTAR INC MN 8.01,9.01 06/23/06 PENNICHUCK CORP NH 4.01,9.01 06/23/06 PENNS WOODS BANCORP INC PA 1.01,9.01 06/27/06 PENTAIR INC MN 8.01,9.01 06/28/06 PENWEST PHARMACEUTICALS CO WA 8.01,9.01 06/23/06 PEOPLES BANCORP INC OH 9.01 06/28/06 PERFORMANCE FOOD GROUP CO TN 1.01,9.01 06/26/06 PETROHAWK ENERGY CORP DE 1.01 06/23/06 PETROLEUM DEVELOPMENT CORP NV 1.01,9.01 06/23/06 PHANTOM FIBER CORP DE 5.02,5.03,9.01 06/23/06 PHARMOS CORP NV 8.01,9.01 06/29/06 PHELPS DODGE CORP NY 1.01 06/24/06 PINNACLE BANCSHARES INC AL 7.01,9.01 06/29/06 PIPELINE DATA INC 7.01 03/31/06 PLUG POWER INC DE 1.01,3.02,5.02,5.03,8.01,9.01 06/29/06 POINT THERAPEUTICS INC DE 8.01,9.01 06/27/06 POLYONE CORP 7.01,9.01 06/28/06 PPG INDUSTRIES INC PA 8.01,9.01 06/29/06 PPLUS Trust Series JPM-1 DE 8.01,9.01 06/15/06 Prestige Brands Holdings, Inc. 1.01,5.02,5.03,7.01,9.01 06/23/06 PRG SCHULTZ INTERNATIONAL INC GA 4.01,9.01 06/27/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,2.01,2.03,3.02,9.01 06/23/06 ProLink Holdings Corp. DE 1.01,9.01 06/21/06 PSS WORLD MEDICAL INC FL 7.01,9.01 06/29/06 RALI Series 2006-QA5 Trust DE 8.01,9.01 06/29/06 RALI Series 2006-QO6 Trust DE 8.01,9.01 06/29/06 RED HAT INC DE 1.01,9.01 06/26/06 RELIASTAR LIFE INSURANCE CO OF NEW YO NY 8.01 06/29/06 REMEDYTEMP INC CA 8.01,9.01 06/29/06 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 9.01 06/05/06 ROBBINS & MYERS INC OH 1.01,5.02,9.01 06/28/06 ROBBINS & MYERS INC OH 2.02 06/28/06 ROLLER BEARING CO OF AMERICA INC DE 1.01,1.02,2.03,8.01,9.01 06/26/06 ROYAL CARIBBEAN CRUISES LTD 7.01 06/29/06 RPM TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 06/28/06 SABA SOFTWARE INC DE 2.02,9.01 06/29/06 SERACARE LIFE SCIENCES INC 1.02,5.02 06/25/06 SERVICEMASTER CO DE 7.01,9.01 06/29/06 SGS International, Inc. DE 8.01,9.01 06/29/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 06/28/06 SILICON GRAPHICS INC DE 1.01,1.02,2.03,2.05,9.01 06/26/06 SIMPSON MANUFACTURING CO INC /CA/ DE 1.01,9.01 06/26/06 SIMTROL INC DE 1.01 06/26/06 SLS INTERNATIONAL INC DE 1.01,5.02,9.01 06/23/06 SMART ONLINE INC 1.01,3.02,5.02,8.01,9.01 06/01/06 Somaxon Pharmaceuticals, Inc. DE 1.01,9.01 06/22/06 AMEND Soundview Home Loan Trust 2006-OPT4 DE 2.01,9.01 05/15/06 SOUTH CAROLINA ELECTRIC & GAS CO SC 5.03,9.01 06/28/06 SPEAKING ROSES INTERNATIONAL INC NV 1.01,3.02,7.01,9.01 09/30/05 SPECTRX INC DE 1.01,2.03 06/28/06 SRI SURGICAL EXPRESS INC FL 5.02,8.01,9.01 06/27/06 STANDARD PARKING CORP DE 7.01 06/28/06 STATION CASINOS INC NV 2.03,9.01 06/28/06 STERLING GROUP VENTURES INC NV 8.01,9.01 06/26/06 STONE ENERGY CORP DE 1.01,2.03,9.01 06/28/06 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 1.01,8.01,9.01 06/27/06 SYNOVIS LIFE TECHNOLOGIES INC MN 5.02,9.01 06/26/06 Tarpon Industries, Inc. MI 2.02,9.01 06/27/06 TASER INTERNATIONAL INC 5.02,9.01 06/28/06 TD AMERITRADE HOLDING CORP DE 1.01,9.01 06/23/06 TECHNOCONCEPTS, INC. CO 8.01,9.01 06/26/06 TEDA TRAVEL GROUP INC DE 1.01 06/27/06 TEMPUR PEDIC INTERNATIONAL INC DE 1.01,9.01 06/24/06 TENET HEALTHCARE CORP NV 1.01,2.03,2.06 06/28/06 THINK PARTNERSHIP INC NV 5.02,9.01 06/23/06 TITAN INTERNATIONAL INC IL 8.01,9.01 06/29/06 TITAN INTERNATIONAL INC IL 1.01,9.01 06/28/06 TOPPS CO INC DE 2.02,9.01 06/29/06 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 5.02 06/26/06 TOYS R US INC DE 1.01,9.01 06/29/06 TRC COMPANIES INC /DE/ DE 3.01 06/29/06 TRM CORP OR 2.01 06/28/06 TXU CORP /TX/ TX 1.01,8.01 06/25/06 U.S. Shipping Partners L.P. DE 8.01 06/23/06 ULTRA PETROLEUM CORP 4.01 06/29/06 AMEND UNIVERSAL COMPRESSION HOLDINGS INC DE 1.01,5.02,9.01 06/28/06 US AIRWAYS GROUP INC DE 5.02,9.01 06/28/06 US DATAWORKS INC NV 2.02,9.01 06/29/06 USCORP NV 5.02 06/26/06 USG CORP DE 2.02,8.01 06/29/06 USG CORP DE 2.02,8.01 06/29/06 AMEND UTEK CORP 8.01,9.01 06/20/06 VALENCE TECHNOLOGY INC DE 2.02,9.01 06/29/06 Valley Bancorp NV 1.01,9.01 06/28/06 VCG HOLDING CORP CO 8.01,9.01 06/28/06 VENTURE CATALYST INC UT 1.01,9.01 06/28/06 Vestin Realty Mortgage I, Inc. 2.02,9.01 06/29/06 VIASPACE Inc. NV 8.01,9.01 06/28/06 VION PHARMACEUTICALS INC DE 1.01,8.01,9.01 06/27/06 VIRBAC CORP DE 7.01,8.01,9.01 06/29/06 VITESSE SEMICONDUCTOR CORP DE 3.01 06/27/06 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 06/26/06 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 06/26/06 Warner Chilcott Holdings CO III, LTD D0 8.01,9.01 06/23/06 WCA WASTE CORP 7.01 06/29/06 WEBSTER FINANCIAL CORP DE 1.01,5.02,9.01 06/29/06 Wells Fargo Home Equity Asset-Backed DE 9.01 06/29/06 Wells Fargo Mortgage Backed Securitie DE 9.01 06/29/06 Wells Fargo Mortgage Backed Securitie DE 9.01 06/29/06 WERNER ENTERPRISES INC NE 2.03 06/28/06 WESTMORELAND COAL CO DE 1.01 06/23/06 Whos Your Daddy Inc NV 7.01,8.01,9.01 06/23/06 WINSONIC DIGITAL MEDIA GROUP LTD NV 5.02,9.01 06/07/06 WORLD MARKETING INC 4.01,9.01 06/13/06 WORLD WRESTLING ENTERTAINMENTINC DE 1.01,9.01 06/23/06 WORTHINGTON INDUSTRIES INC OH 2.02,7.01,9.01 06/29/06 WSFS FINANCIAL CORP DE 5.04 06/23/06 XETHANOL CORP CO 1.01,3.02,9.01 06/23/06 YAK COMMUNICATIONS INC FL 8.01,9.01 06/27/06 ZONE 4 PLAY INC NV 4.01,9.01 06/29/06 Zuni 2006-OA1 DE 8.01 06/29/06