SEC NEWS DIGEST Issue 2006-116 June 16, 2006 COMMISSION ANNOUNCEMENTS SEC OFFICE OF INTERNATIONAL AFFAIRS AND DIVISIONS OF MARKET REGULATION AND CORPORATION FINANCE RELEASE FACT SHEET The Office of International Affairs and the Divisions of Market Regulation and Corporation Finance released the following fact sheet concerning potential cross-border exchange mergers. U.S. Securities and Exchange Commission Office of International Affairs, Division of Market Regulation, Division of Corporation Finance Fact Sheet on Potential Cross-Border Exchange Mergers Capital markets are globalizing, to the potential benefit of investors everywhere. While the SEC staff is not taking a position on any particular mergers, the SEC staff recognizes that mergers of stock exchanges located in different countries may make business sense to shareholders of these exchanges. In light of recent developments, SEC staff wants to ensure that all affected parties-particularly investors-clearly understand the regulatory issues created by such mergers. Many forms of integration cited with regard to cross-border exchange mergers would not result in mandatory registration of a non-U.S. exchange with the SEC. Those forms of integration also would not result in the mandatory registration of a non-U.S. exchange's listed companies with the SEC or the mandatory compliance with the provisions of the federal securities laws, including the Sarbanes-Oxley Act, that would derive from that registration. Joint ownership of a U.S. exchange and a non-US exchange would not result in automatic application of U.S. securities regulation to the listing or trading activities of the non-U.S. exchange. Whether a non-U.S. exchange, and thereby its listed companies, would be subject to U.S. registration depends upon a careful analysis of the activities of the non-U.S. exchange in the United States. The non-U.S. exchange would only become subject to U.S. securities laws if that exchange is operating within the U.S., not merely because it is affiliated with a U.S. exchange. The SEC has been anticipating exchange globalization for some time and will continue to collaborate with its regulatory counterparts abroad to resolve potential regulatory issues in a manner consistent with U.S. law and in a way that protects investors, promotes capital formation, and ensures fair and efficient markets. The SEC stands ready to help investors, issuers, and exchanges around the world understand when and how U.S. regulation might apply to them. (Press Rel. 2006-96) ENFORCEMENT PROCEEDINGS IN THE MATTER OF GEORGE CANNAN, JR. On June 15, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6) and 21C of the Securities Exchange Act of 1934 (Order) against George J. Cannan, Jr. The Order finds that, during 1999 and 2000, Cannan, Jr., was a registered representative at a registered broker-dealer, and was the registered representative on an account controlled by Harris "Butch" Ballow. At the time, Ballow and others engaged in manipulative trading and unregistered distributions of the stocks of EpicEdge, Inc., and EVTC, Inc. Ballow and his associates through Cannan, Jr. placed approximately two hundred trades of EVTC and EpicEdge. Cannan, Jr. was reckless in not knowing that Ballow and others were engaged in manipulation. Based on the above, the Order suspends Cannan, Jr. from association with any broker or dealer for a period of six (6) months and orders him to cease and desist from committing or causing violations of Sections 5(a) and (c) and 17(a) of the Securities Act, Section 10(b) of the Exchange Act, Rule 10b-5 thereunder, and Rule 101 of Regulation M. Cannan, Jr. consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 33-8712; 34-53993; File No. 3-12336) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto submitted by the American Stock Exchange (SR-Amex-2006-38) relating to locked markets. Publication is expected in the Federal Register during the week of June 12. (Rel. 34-53942) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-04), which became effective upon filing, under Section 19(b)(1) of the Exchange Act relating to a back-up communication channel to Internet access for clearing members. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53980) A proposed rule change (SR-NASD-2006-063) and Amendment No. 1 thereto filed by the National Association of Securities Dealers relating to a fee increase for extension of time requests has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53982) A proposed rule change (SR-CBOE-2006-48) filed by the Chicago Board Options Exchange to extend the Short Term Option Series pilot program has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53984) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR Phlx-2005-69) submitted by the Philadelphia Stock Exchange to amend its Rule 784, Reports of Options. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53981) The Commission approved a proposed rule change (SR-NYSE-2005-60) and Amendment Nos. 2 and 3 thereto filed by the New York Stock Exchange (n/k/a New York Stock Exchange LLC) relating to proposed new Rules 342.24 (Annual Branch Office Inspection) and 342.25 (Risk-Based Surveillance and Branch Office Identification) to permit member organizations to classify appropriate branch offices for cyclical inspections and proposed new Rule 342.26 (Criteria for Inspection Programs). Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53983) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 EARLY DETECT, 2950 N. GLASSELL, ORANGE, CA, 92865, 7142835190 - 18,000,000 ($180,000,000.00) Equity, (File 333-135027 - Jun. 15) (BR. 10B) S-8 BRIGHAM EXPLORATION CO, 6300 BRIDGE POINT PARKWAY, BLDG 2 SUITE 500, AUSTIN, TX, 78730, 5124273300 - 4,327,245 ($30,290,715.00) Equity, (File 333-135028 - Jun. 15) (BR. 04A) S-3 SPECTRUM PHARMACEUTICALS INC, 157 TECHNOLOGY DR, IRVINE, CA, 92618, 9497886700 - 0 ($6,614,619.00) Equity, (File 333-135029 - Jun. 15) (BR. 01C) S-1 Brookdale Senior Living Inc., 330 NORTH WABASH, SUITE 1400, CHICAGO, IL, 60611, (312) 977-3700 - 0 ($902,750,000.00) Equity, (File 333-135030 - Jun. 15) (BR. 11C) F-1 Copa Holdings, S.A., AVENIDA PRINCIPAL, COSTA DEL ESTE, COMPLEJO BUSINESS PARK, TORRE NORTE, PANAMA CITY, R1, 00000, 011 507 227 2522 - 0 ($176,898,750.00) Equity, (File 333-135031 - Jun. 15) (BR. 05C) S-8 ABRAXAS PETROLEUM CORP, 500 N LOOP 1604 E STE 100, SAN ANTONIO, TX, 78232, 2104904788 - 2,400,000 ($9,720,000.00) Equity, (File 333-135032 - Jun. 15) (BR. 04A) S-8 TORO CO, 8111 LYNDALE AVE SOUTH, BLOOMINGTON, MN, 55420-1196, 6128888801 - 0 ($19,322,000.00) Equity, (File 333-135033 - Jun. 15) (BR. 10C) SB-2 PARADIGM MEDICAL INDUSTRIES INC, 8019778970 - 1,183,465,608 ($11,743,190.00) Equity, (File 333-135034 - Jun. 15) (BR. 10C) S-8 New England Bancshares, Inc., 855 ENFIELD STREET, ENFIELD, CT, 06082, 860-253-5200 - 576,570 ($5,343,245.00) Equity, (File 333-135035 - Jun. 15) (BR. 07) S-3 RICKS CABARET INTERNATIONAL INC, 10959 CUTTEN ROAD, HOUSTON, TX, 77066, 2813976730 - 501,482 ($2,648,899.00) Equity, (File 333-135036 - Jun. 15) (BR. 05B) SB-2 Coronado Corp., TIBAS DEL CORREO, 50 METROS NORTE Y 25 METROS AL ESTE, SAN JOSE, G2, 00000, 702-953-0289 - 4,062,500 ($162,500.00) Equity, (File 333-135037 - Jun. 15) (BR. 09) S-3 DERMA SCIENCES, INC., 214 CARNEGIE CENTER, SUITE 100, PRINCETON, NJ, 08540, 6095144744 - 14,030,296 ($11,645,145.68) Other, (File 333-135038 - Jun. 15) (BR. 10A) S-3 NUTRITION 21 INC, 4 MANHATTANVILLE ROAD, PURCHASE, NY, 10577-2197, 9147014500 - 8,012,610 ($16,425,851.00) Equity, (File 333-135040 - Jun. 15) (BR. 01B) S-3 AMERINST INSURANCE GROUP LTD, C/O USA RISK GROUP INC, P O BOX 1330, MONTPELIER, VT, 05601, 8022295042 - 995,253 ($23,219,252.49) Equity, (File 333-135041 - Jun. 15) (BR. 01A) S-3 MATRITECH INC/DE/, 330 NEVADA ST, NEWTON, MA, 02460, 6179280820 - 7,535,483 ($7,007,999.19) Equity, (File 333-135042 - Jun. 15) (BR. 01B) S-8 FRANKLIN CREDIT MANAGEMENT CORP/DE/, SIX HARRISON ST, NEW YORK, NY, 10013, 2129258745 - 750,000 ($5,852,625.00) Equity, (File 333-135043 - Jun. 15) (BR. 07A) S-8 APACHE CORP, 2000 POST OAK BLVD, ONE POST OAK CENTER STE 100, HOUSTON, TX, 77056-4400, 7132966000 - 50,000 ($2,914,250.00) Equity, (File 333-135044 - Jun. 15) (BR. 04B) S-8 OMNI USA INC, 10875 KEMAH LANE, SAN DIEGO, CA, 92131, 7136356331 - 7,500,000 ($2,625,000.00) Equity, (File 333-135045 - Jun. 15) (BR. 03C) S-1 FARMSTEAD TELEPHONE GROUP INC, 22 PRESTIGE PARK CIRCLE, EAST HARTFORD, CT, 06108, 8602820010 - 5,086,797 ($9,614,046.33) Equity, (File 333-135046 - Jun. 15) (BR. 10B) S-8 THORATEC CORP, 6035 STONERIDGE DR, PLEASANTON, CA, 94588, 9258478600 - 2,450,000 ($33,601,750.00) Equity, (File 333-135047 - Jun. 15) (BR. 10C) S-8 TOWN SPORTS INTERNATIONAL HOLDINGS INC, 0 ($29,622,932.40) Equity, (File 333-135048 - Jun. 15) (BR. 05C) S-8 SKECHERS USA INC, 228 MANHATTAN BEACH BLVD, MANHATTAN BEACH, CA, 90266, 3103183100 - 3,000,000 ($67,860,000.00) Equity, (File 333-135049 - Jun. 15) (BR. 02B) SB-2 NABO Inc., 311 TAWNY RD, SARNIA, A6, N7S 5K1, 519-542-1229 - 5,000,000 ($50,000.00) Equity, (File 333-135050 - Jun. 15) (BR. ) SB-2 MATERIAL TECHNOLOGIES INC /CA/, 11661 SAN VICENTE BOULEVARD, SUITE 707, LOS ANGELES, CA, 90049, 3102085589 - 0 ($2,462,213.90) Equity, (File 333-135051 - Jun. 15) (BR. 10B) S-8 COSTCO WHOLESALE CORP /NEW, 999 LAKE DRIVE, ISSAQUAH, WA, 98027-, 4253138100 - 10,000,000 ($523,100,000.00) Equity, (File 333-135052 - Jun. 15) (BR. 02A) S-1 SMALL WORLD KIDS INC, 5711 BUCKINGHAM PARKWAY, CULVER CITY, CA, 90230, (310) 645-9680 - 0 ($26,785,694.00) Equity, (File 333-135053 - Jun. 15) (BR. 09B) S-3 GTC BIOTHERAPEUTICS INC, 175 CROSSING BLVD, FRAMINGHAM, MA, 01701, 508620-970 - 0 ($35,000,000.00) Equity, (File 333-135054 - Jun. 15) (BR. 01A) S-3ASR BERRY PETROLEUM CO, 5201 TRUXTUN AVENUE,, SUITE 300, BAKERSFIELD, CA, 93309-0640, 661 616-3900 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135055 - Jun. 15) (BR. 04C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- AB MORTGAGE SECURITIES CORP 8.01 06/15/06 ACACIA RESEARCH CORP DE 1.01,8.01,9.01 06/14/06 ACCELRYS, INC. DE 1.01,5.02,9.01 06/14/06 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 06/13/06 ACNB CORP PA 1.01,9.01 06/13/06 Adjustable Rate Mortgage Trust 2006-2 DE 8.01,9.01 05/31/06 ADOBE SYSTEMS INC DE 1.02,5.02 06/12/06 ADOBE SYSTEMS INC DE 2.02,9.01 06/15/06 Advanced BioPhotonics Inc. DE 8.01,9.01 06/15/06 ADVANCED MAGNETICS INC DE 3.01,9.01 06/13/06 AGA RESOURCES, INC. NV 1.01 06/15/06 AKSYS LTD DE 8.01,9.01 06/09/06 ALABAMA POWER CO AL 3.02 06/09/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 06/15/06 Alliance Distributors Holding Inc. DE 1.01,9.01 06/13/06 Alternative Loan Trust 2006-OA8 8.01,9.01 05/31/06 Alternative Loan Trust Resecuritizati 8.01,9.01 05/30/06 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 06/15/06 American Express Issuance Trust DE 8.01,9.01 06/15/06 AMERICAN INDEPENDENCE CORP DE 7.01,9.01 06/14/06 AMERICAN TECHNOLOGIES GROUP INC NV 5.02,9.01 04/25/06 AMERICAN TECHNOLOGY CORP /DE/ DE 4.02 06/14/06 AMERIGON INC MI 7.01,9.01 06/14/06 AMIS HOLDINGS INC 7.01,9.01 06/15/06 APPLIED FILMS CORP CO 9.01 06/15/06 AQUILA INC DE 1.01,9.01 06/12/06 ARETE INDUSTRIES INC CO 8.01,9.01 06/05/06 AUXILIUM PHARMACEUTICALS INC 8.01,9.01 06/15/06 AVOCENT CORP DE 1.01,9.01 06/15/06 BADGER METER INC WI 3.03,8.01,9.01 06/15/06 BALLY TECHNOLOGIES, INC. NV 1.01,5.02,9.01 06/14/06 Banc of America Funding 2006-E Trust DE 8.01,9.01 05/31/06 BANK OF SOUTH CAROLINA CORP SC 8.01,9.01 06/15/06 Bear Stearns ARM Trust 2006-2 DE 9.01 05/01/06 Bear Stearns ARM Trust 2006-3 DE 9.01 05/31/06 Bear Stearns Asset Backed Securities DE 9.01 05/30/06 BEAR STEARNS COMPANIES INC DE 2.02,8.01,9.01 05/31/06 BENIHANA INC DE 2.02,9.01 06/15/06 BERKSHIRE HILLS BANCORP INC 7.01,9.01 06/15/06 BIG SKY ENERGY CORP NV 4.01 05/09/06 AMEND BIOJECT MEDICAL TECHNOLOGIES INC OR 1.01,9.01 01/19/06 BLONDER TONGUE LABORATORIES INC DE 1.02,7.01,9.01 06/09/06 BlueLinx Holdings Inc. DE 1.01,2.01,2.03,9.01 06/09/06 BPI Energy Holdings, Inc. 1.01,2.02,9.01 06/13/06 BRIGHTSTAR INFORMATION TECHNOLOGY GRO DE 9.01 04/13/06 AMEND BROADCASTER INC CA 2.01,8.01,9.01 06/09/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 1.01 06/12/06 Bronco Drilling Company, Inc. DE 1.01,9.01 06/09/06 Brookdale Senior Living Inc. DE 8.01,9.01 06/14/06 Brookdale Senior Living Inc. DE 8.01,9.01 06/15/06 BULLDOG TECHNOLOGIES INC NV 5.02,7.01,8.01,9.01 05/19/06 C2 Global Technologies Inc FL 8.01,9.01 06/15/06 CABOT MICROELECTRONICS CORP DE 1.01,9.01 06/15/06 CALIFORNIA COASTAL COMMUNITIES INC DE 1.01,9.01 06/14/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 06/07/06 CATALYST SEMICONDUCTOR INC DE 2.02,9.01 06/14/06 CEDAR FAIR L P DE 7.01 06/15/06 CENDANT CORP DE 8.01,9.01 06/14/06 CEPHALON INC DE 1.01,9.01 06/12/06 CHARTERMAC DE 7.01,9.01 06/15/06 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 06/12/06 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 06/15/06 CHENIERE ENERGY INC DE 8.01,9.01 06/15/06 CHESAPEAKE ENERGY CORP OK 8.01,9.01 06/14/06 CHESAPEAKE ENERGY CORP OK 5.03,9.01 06/14/06 CHESAPEAKE ENERGY CORP OK 1.01,9.01 06/09/06 CHINA DIGITAL MEDIA CORP NV 7.01 06/14/06 CHINA FUND INC MD 7.01,9.01 05/01/06 CHRISTOPHER & BANKS CORP DE 5.02,9.01 06/12/06 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 06/15/06 CITIBANK SOUTH DAKOTA N A DE 8.01 05/25/06 CITIGROUP INC DE 8.01,9.01 06/08/06 CITIZENS FINANCIAL CORP /KY/ KY 7.01,9.01 06/15/06 CLINICAL DATA INC DE 1.01,2.03,3.02,7.01,9.01 06/09/06 COINMACH SERVICE CORP DE 2.02,7.01,9.01 05/23/06 AMEND COMMONWEALTH TELEPHONE ENTERPRISES IN PA 5.02 06/15/06 CONSOLIDATED EDISON CO OF NEW YORK IN NY 8.01,9.01 06/15/06 CONTINENTAL AIRLINES INC /DE/ DE 1.01,1.02,2.03,9.01 06/09/06 CROWN CRAFTS INC DE 2.02,9.01 06/15/06 CSX CORP VA 7.01,9.01 06/15/06 CUBIST PHARMACEUTICALS INC DE 5.02,9.01 06/09/06 CWABS Asset-Backed Certificates Trust DE 9.01 05/30/06 DAG MEDIA INC NY 1.01 06/12/06 DANA CORP VA 1.01 06/09/06 DATASCENSION INC NV 1.01,1.02,5.02,9.01 06/15/06 Delek US Holdings, Inc. 1.01,8.01,9.01 06/14/06 DIVIDEND CAPITAL TRUST INC MD 2.01,2.03,9.01 06/09/06 DOBI MEDICAL INTERNATIONAL INC NV 8.01 06/15/06 DOLLAR TREE STORES INC VA 7.01,9.01 06/14/06 DOV PHARMACEUTICAL INC DE 7.01,9.01 06/15/06 DOVER SADDLERY INC 7.01,8.01,9.01 06/15/06 DOWNEY FINANCIAL CORP DE 7.01,9.01 05/31/06 DRESS BARN INC CT 5.04,9.01 06/15/06 DURAVEST INC 4.01,9.01 06/14/06 DYADIC INTERNATIONAL INC DE 1.01,9.01 06/15/06 DYNEGY INC /IL/ IL 8.01,9.01 06/15/06 EBAY INC DE 1.01 06/13/06 EDENTIFY, INC. NV 8.01 06/06/06 AMEND ELECTRIC CITY CORP DE 3.03,8.01,9.01 06/14/06 ELINE ENTERTAINMENT GROUP INC NV 8.01,9.01 06/15/06 EMCLAIRE FINANCIAL CORP PA 5.02,9.01 06/14/06 ENCYSIVE PHARMACEUTICALS INC DE 8.01 06/15/06 ENDEAVOUR INTERNATIONAL CORP NV 5.02,9.01 06/15/06 ENVIRONMENTAL POWER CORP DE 1.01 06/12/06 EUROBANCSHARES INC 4.01,9.01 05/26/06 AMEND EUROWEB INTERNATIONAL CORP DE 1.01,9.01 06/14/06 EXACT SCIENCES CORP DE 7.01,9.01 06/15/06 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 06/14/06 EXELIXIS INC DE 3.02,9.01 06/13/06 FAIR ISAAC CORP DE 2.05,7.01,9.01 06/14/06 Federal Home Loan Bank of Atlanta X1 2.03 06/12/06 Federal Home Loan Bank of Chicago X1 2.03 06/12/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/13/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 06/13/06 Federal Home Loan Bank of New York X1 2.03,9.01 06/13/06 Federal Home Loan Bank of San Francis X1 2.03 06/12/06 Federal Home Loan Bank of Seattle 2.03 06/15/06 FEDERAL NATIONAL MORTGAGE ASSOCIATION 5.02,7.01,9.01 06/14/06 FIELDSTONE INVESTMENT CORP 1.01,9.01 06/13/06 FIRST AMERICAN CORP CA 8.01 06/14/06 FIRST CONSULTING GROUP INC DE 1.01,5.02,9.01 06/14/06 FIRST INDIANA CORP IN 8.01,9.01 06/15/06 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,9.01 06/13/06 FORMFACTOR INC DE 7.01 06/15/06 FRANKLYN RESOURCES III INC NV 1.01,2.01,3.02,9.01 06/02/06 FRONTIER OIL CORP /NEW/ WY 5.03,8.01,9.01 06/09/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 12/31/05 Furio Resources Inc. NV 1.01,9.01 06/09/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 06/12/06 GAMETECH INTERNATIONAL INC DE 1.01 06/13/06 GEN PROBE INC DE 8.01 06/13/06 GEOKINETICS INC DE 2.02,9.01 06/08/06 GLOBAL SIGNAL INC DE 8.01,9.01 06/15/06 GOLDEN RIVER RESOURCES CORP. DE 1.01,3.02,9.01 06/09/06 GRAHAM CORP DE 5.02,8.01,9.01 06/12/06 Green Mountain Capital Inc. 5.03 06/15/06 GRYPHON GOLD CORP NV 7.01,9.01 06/13/06 GRYPHON GOLD CORP NV 2.02,7.01,9.01 06/14/06 GUESS INC DE 1.01,5.02,9.01 06/09/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 7.01,9.01 06/15/06 HAWKINS INC MN 2.02,9.01 06/15/06 HealthMarkets, Inc. DE 5.02,9.01 06/09/06 HEALTHTRONICS, INC. GA 2.02,9.01 06/14/06 HEMOSENSE INC DE 1.01,1.02 06/09/06 HERCULES OFFSHORE, INC. DE 7.01,9.01 06/15/06 HERITAGE BANKSHARES INC /VA VA 1.01 06/09/06 HEWITT ASSOCIATES INC DE 1.01,5.02,8.01,9.01 06/15/06 HIENERGY TECHNOLOGIES INC DE 9.01 06/09/06 HILLENBRAND INDUSTRIES INC IN 8.01,9.01 06/14/06 HOME SOLUTIONS OF AMERICA INC DE 3.01,7.01,9.01 06/13/06 Horizon Lines, Inc. 8.01,9.01 06/13/06 HOT TOPIC INC /CA/ CA 1.01,9.01 06/13/06 HOVNANIAN ENTERPRISES INC DE 8.01,9.01 06/12/06 HyperSpace Communications, Inc. CO 3.01,8.01,9.01 06/14/06 ICON INCOME FUND NINE LLC DE 8.01 06/07/06 ICOP DIGITAL, INC CO 5.02 06/15/06 IDT CORP DE 8.01,9.01 06/15/06 IKANOS COMMUNICATIONS CA 1.01 06/09/06 INDEPENDENCE HOLDING CO DE 7.01,9.01 06/14/06 INDEPENDENT BANK CORP MI 8.01 06/15/06 INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 05/24/06 Indigo-Energy, Inc. NV 4.01,5.02,5.03,9.01 06/08/06 IndyMac Home Equity Mortgage Loan Ass 9.01 06/12/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 05/31/06 IndyMac Residential Mortgage-Backed T 9.01 06/13/06 INFINITY ENERGY RESOURCES, INC 1.01 06/09/06 INNCARDIO, INC UT 2.01,5.01,5.02,8.01,9.01 06/07/06 INNOSPEC INC. DE 8.01 06/15/06 INSIGHT ENTERPRISES INC DE 1.01 06/14/06 INTERMAGNETICS GENERAL CORP DE 1.01,8.01,9.01 06/15/06 INTERNET COMMERCE CORP DE 8.01 06/12/06 INTRA ASIA ENTERTAINMENT CORP NV 5.02 06/09/06 INVERTED PARADIGMS CORP DE 1.01 06/15/06 INVESTORS FINANCIAL SERVICES CORP DE 8.01 06/13/06 IOWA TELECOMMUNICATIONS SERVICES INC IA 7.01,9.01 06/15/06 ISCO INTERNATIONAL INC DE 2.02,9.01 06/15/06 JAVELIN PHARMACEUTICALS, INC DE 5.02,9.01 06/09/06 JPMAC 2006-CW1 DE 8.01,9.01 06/15/06 JURAK CORP WORLD WIDE INC MN 3.02 05/25/06 JWH GLOBAL TRUST 5.02,8.01 05/31/06 KANA SOFTWARE INC DE 4.01,9.01 06/09/06 AMEND KFX INC DE 1.01,7.01,9.01 06/09/06 KFX INC DE 2.01,9.01 03/31/06 AMEND KINDER MORGAN INC KS 8.01,9.01 06/14/06 KV PHARMACEUTICAL CO /DE/ DE 2.02,9.01 06/14/06 Lam Liang Corp. NV 8.01,9.01 06/09/06 LANDEC CORP \CA\ CA 1.01 06/15/06 LANTRONIX INC DE 7.01,9.01 06/13/06 LATTICE SEMICONDUCTOR CORP DE 7.01,9.01 06/14/06 LB-UBS COMMERCIAL MORTGAGE TRUST 2006 1.01,9.01 02/01/06 AMEND Lehman XS Trust Series 2006-GP1 DE 6.02 06/15/06 Lehman XS Trust, Series 2006-8 8.01 05/31/06 LEINER HEALTH PRODUCTS INC DE 2.02,9.01 06/14/06 LIBERTY PROPERTY TRUST MD 3.02 06/14/06 Lincolnway Energy, LLC IA 1.01,3.02 06/07/06 LMI AEROSPACE INC MO 1.01,9.01 06/15/06 LONE STAR STEAKHOUSE & SALOON INC DE 8.01,9.01 06/14/06 LONG BEACH SECURITIES CORP DE 9.01 06/15/06 Maneki Mining Inc. NV 5.01,5.02,9.01 05/17/06 MANNATECH INC TX 8.01,9.01 06/14/06 Marquee Holdings Inc. DE 7.01 06/13/06 MARSH SUPERMARKETS INC IN 1.01,9.01 06/09/06 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,3.02,9.01 06/02/06 AMEND MCMORAN EXPLORATION CO /DE/ DE 8.01,9.01 06/15/06 MDwerks, Inc. DE 8.01,9.01 06/14/06 MEADE INSTRUMENTS CORP DE 1.01,5.02,5.03,8.01,9.01 06/13/06 MEDAREX INC NJ 8.01 06/08/06 MEDIANET GROUP TECHNOLOGIES INC NV 5.02 06/14/06 MEDICINOVA INC DE 8.01,9.01 06/13/06 MEDISCIENCE TECHNOLOGY CORP NJ 1.01,9.01 06/13/06 MELLON BANK N A MA 8.01,9.01 06/09/06 Meritage Homes CORP MD 1.01,5.02,9.01 06/12/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 05/31/06 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 05/31/06 MFC DEVELOPMENT CORP DE 8.01,9.01 06/09/06 MICHAELS STORES INC DE 8.01 06/15/06 MIDNIGHT HOLDINGS GROUP INC DE 1.01,2.03,9.01 06/12/06 ML MACADAMIA ORCHARDS L P DE 5.02,9.01 06/15/06 MONADNOCK COMMUNITY BANCORP INC 8.01,9.01 06/15/06 MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 2.01,9.01 06/15/06 MS STRUCTURED SATURNS SERIES 2001-4 DE 8.01,9.01 06/06/06 NANOSENSORS INC 1.01,3.02 06/13/06 NATIONAL LAMPOON INC CA 2.02,7.01,9.01 06/14/06 Navstar Media Holdings, Inc. NV 5.02 06/15/06 Nayna Networks, Inc. WY 1.01,9.01 06/10/06 NCT GROUP INC DE 1.01,2.03,3.02 06/09/06 NEW CENTURY FINANCIAL CORP MD 1.01 06/09/06 NEW YORK MORTGAGE TRUST INC MD 8.01,9.01 06/15/06 NEWFIELD EXPLORATION CO /DE/ DE 5.04 06/15/06 NORPAC TECHNOLOGIES, INC. NV 3.02 06/09/06 NTN BUZZTIME INC DE 9.01 06/07/06 AMEND NYFIX INC DE 8.01,9.01 06/09/06 OFFICE DEPOT INC DE 5.04 06/15/06 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 06/15/06 ONEOK INC /NEW/ OK 7.01,9.01 06/15/06 ONEOK Partners LP DE 7.01,9.01 06/15/06 OPEN ENERGY CORP NV 9.01 05/30/06 AMEND OPEN ENERGY CORP NV 9.01 03/30/06 AMEND OPTIGENEX INC. 5.02 06/12/06 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 06/09/06 PACIFIC ENERGY PARTNERS LP 1.01 06/11/06 PANACOS PHARMACEUTICALS, INC. DE 5.02,9.01 06/15/06 PanAmSat Holding CORP DE 1.01,8.01,9.01 06/14/06 PARKER DRILLING CO /DE/ DE 1.01,9.01 06/08/06 PARLUX FRAGRANCES INC DE 2.02,8.01,9.01 06/13/06 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 06/14/06 PAULSON CAPITAL CORP OR 8.01,9.01 06/15/06 PETROL OIL & GAS INC 1.01,2.03,3.02,8.01,9.01 05/31/06 PHARSIGHT CORP CA 1.01,9.01 06/12/06 PHASE III MEDICAL INC/DE DE 2.02,9.01 06/12/06 PIEDMONT NATURAL GAS CO INC NC 7.01,9.01 06/15/06 PIER 1 IMPORTS INC/DE DE 2.02,9.01 06/15/06 PLANETOUT INC DE 5.02 06/09/06 PMC SIERRA INC DE 1.01,9.01 06/09/06 POWERWAVE TECHNOLOGIES INC DE 1.01,7.01,9.01 06/12/06 PRB Energy, Inc. NV 8.01,9.01 06/15/06 PRIME GROUP REALTY TRUST MD 8.01,9.01 06/14/06 ProUroCare Medical Inc. NV 1.01 06/13/06 PSI ENERGY INC IN 1.01,9.01 06/09/06 QUADRIGA SUPERFUND J5 5.02 06/09/06 QUANTA SERVICES INC DE 1.01,2.03,8.01,9.01 06/12/06 QUOTESMITH COM INC DE 5.03,9.01 06/14/06 R F INDUSTRIES LTD NV 5.03,9.01 06/09/06 REEVES TELECOM LTD PARTNERSHIP SC 8.01,9.01 06/15/06 Refco Inc. 7.01,9.01 06/14/06 RES CARE INC /KY/ KY 2.02 06/15/06 Residential Asset Securitization Trus 8.01,9.01 05/31/06 REWARDS NETWORK INC DE 7.01,9.01 06/15/06 RF MONOLITHICS INC /DE/ DE 2.02,9.01 06/15/06 RIVAL TECHNOLOGIES INC A1 4.01,9.01 06/09/06 RONCO CORP DE 1.01,2.03,3.02,5.02,9.01 06/09/06 RTW INC /MN/ MN 1.01,8.01 06/14/06 SAFETY COMPONENTS INTERNATIONAL INC DE 3.01 06/09/06 SAFLINK CORP DE 1.01,2.03,3.02,9.01 06/12/06 SAFLINK CORP DE 3.01 06/15/06 SALEM COMMUNICATIONS CORP /DE/ DE 1.01 06/09/06 SARATOGA RESOURCES INC /TX TX 1.01,3.02,5.02,8.01 06/14/06 SCANA CORP SC 1.01,9.01 06/15/06 SEAWRIGHT HOLDINGS INC DE 1.01,2.03 06/09/06 Securitized Asset Backed Receivables 8.01,9.01 05/31/06 SECURITY CAPITAL CORP/DE/ DE 1.01,9.01 06/12/06 SENIOR OPTICIAN SERVICE INC MN 3.02,5.01,5.02,8.01,9.01 06/12/06 Shire plc 8.01,9.01 06/15/06 SHOE CARNIVAL INC IN 1.01,9.01 06/12/06 Siberian Energy Group Inc. NV 8.01 06/14/06 SIRENZA MICRODEVICES INC DE 9.01 04/03/06 AMEND SKYE INTERNATIONAL, INC NV 4.01,9.01 06/02/06 AMEND SKYLINE CORP IN 7.01,9.01 06/15/06 SMITH & WESSON HOLDING CORP NV 2.02,9.01 06/15/06 SMITH INTERNATIONAL INC DE 1.01,2.03,8.01,9.01 06/12/06 SMITHFIELD FOODS INC VA 1.01,9.01 06/08/06 SOMANETICS CORP MI 5.02 06/13/06 SONIC SOLUTIONS/CA/ CA 2.02,9.01 05/23/06 AMEND Spansion Inc. DE 1.01,1.02,2.03,3.02,9.01 06/12/06 SPORT CHALET INC DE 2.02,9.01 06/13/06 ST PAUL TRAVELERS COMPANIES INC MN 8.01 06/15/06 STANLEY FURNITURE CO INC. DE 7.01,9.01 06/14/06 SUNAIR SERVICES CORP FL 9.01 03/31/06 AMEND SUREWEST COMMUNICATIONS CA 1.01,9.01 06/11/06 SYMANTEC CORP DE 1.01,9.01 06/11/06 SYNDICATION NET COM INC DE 1.01,2.03,3.02,9.01 06/09/06 SYS CA 9.01 06/14/06 SYSCO CORP DE 1.01 06/09/06 Tarpon Industries, Inc. MI 5.02,8.01,9.01 06/12/06 TASCO HOLDINGS INTERNATIONAL, INC. DE 1.01,2.03,3.02,5.01 06/12/06 TAYLOR CAPITAL GROUP INC DE 8.01,9.01 06/15/06 TELEFLEX INC DE 1.01,2.05 06/12/06 TEXAS REGIONAL BANCSHARES INC TX 1.01,9.01 06/12/06 TNS INC 1.01 06/12/06 TORRENT ENERGY CORP CO 7.01,9.01 06/12/06 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 2.02,9.01 06/15/06 AMEND TOWER TECH HOLDINGS INC. NV 4.01,9.01 05/17/06 AMEND TransDigm Group INC DE 7.01,9.01 06/12/06 TRANSMERIDIAN EXPLORATION INC DE 7.01,9.01 06/15/06 TRAVELZOO INC DE 1.01,5.02 06/12/06 TREND MINING CO DE 1.01,2.03,3.02,9.01 06/13/06 TRESTLE HOLDINGS INC DE 1.01,2.03 06/15/06 TRIAD INDUSTRIES INC NV 4.01 06/09/06 TRIBUNE CO DE 7.01,9.01 06/15/06 TRONOX INC DE 5.02,9.01 06/15/06 UNITED FUEL & ENERGY CORP NV 9.01 06/15/06 AMEND UNITED TECHNOLOGIES CORP /DE/ DE 5.02,9.01 06/14/06 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,3.02,5.02 08/31/05 US ENERGY CORP WY 8.01 06/12/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 06/14/06 VALLEY NATIONAL BANCORP NJ 7.01,9.01 06/15/06 VCG HOLDING CORP CO 8.01,9.01 06/15/06 VEECO INSTRUMENTS INC DE 1.01 06/09/06 VENTURE CATALYST INC UT 1.01,8.01,9.01 06/15/06 VIVUS INC CA 8.01,9.01 06/13/06 VOICE MOBILITY INTERNATIONAL INC NV 5.02,9.01 06/12/06 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 05/31/06 WCI COMMUNITIES INC 8.01,9.01 06/12/06 WESTERN GAS RESOURCES INC DE 1.01,9.01 06/13/06 WGL HOLDINGS INC VA 8.01,9.01 06/14/06 WILLIAM LYON HOMES DE 3.01 06/12/06 WILLIAMS INDUSTRIES INC VA 8.01 06/09/06 WINWIN GAMING INC DE 1.01,9.01 06/14/06 WORLD FUEL SERVICES CORP FL 1.01,1.02,5.02,9.01 06/14/06 WPS RESOURCES CORP WI 1.01,2.03,9.01 06/09/06 XACT AID INC NV 1.01,2.01,9.01 05/04/06 XEROX CORP NY 8.01,9.01 06/14/06 XFONE INC NV 2.01,2.02,8.01,9.01 03/31/06 AMEND ZIM CORP A6 5.02 06/13/06