SEC NEWS DIGEST Issue 2006-111 June 9, 2006 ENFORCEMENT PROCEEDINGS SEC REVOKES REGISTRATION OF SECURITIES OF INTERNATIONAL BIOCHEMICAL INDUSTRIES, INC., A GEORGIA BIOTECH COMPANY, PURSUANT TO SECTION 12(j) OF THE SECURITIES EXCHANGE ACT BECAUSE THE COMPANY FAILED TO FILE PERIODIC REPORTS On June 9, the Commission issued an Order Making Findings and Revoking the Registration of Securities Pursuant to Section 12(j) of the Securities and Exchange Act of 1934 (Order) in the Matter of International Biochemical Industries, Inc. The Order finds that International Biochemical Industries, Inc. (IBCL) failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file Forms 10-QSB for the quarters ended March 31, 2003, Sept. 30, 2003, Dec. 31, 2003, March 31, 2004, Sept. 30, 2004, Dec. 31, 2004, March 31, 2005, Sept. 30, 2005, and Dec. 31, 2005, and Forms 10-KSB for the years ended June 30, 2003, June 30, 2004, and June 30, 2005. Based on the above, the Order revokes the registration of each class of IBCL's securities. IBCL consented to the issuance of the Order without admitting or denying any of the findings in the Order. For further information see Release No. 34-53590 (April 4, 2006). (Rel. 34-53965; File No. 3-12254) SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST ROBERT SHANNON On June 8, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) and Section 203(f) of the Investment Advisers Act of 1940 (Advisers Act) and Notice of Hearing (Order) against Robert E. Shannon. The Division of Enforcement (Division) alleges in the Order that from approximately late 2001 until July 2003, Shannon was employed by Prudential Securities, Inc., then a registered broker- dealer and investment adviser, as branch manager of Prudential Securities' Boston, Massachusetts branch office. The Division further alleges that on March 29, 2006, the U.S. Attorney for the District of Massachusetts filed a criminal Information against Shannon concerning his aiding and abetting of others' use of deceptive trading practices to trade in shares of a mutual fund. The Information charged Shannon with one count of aiding and abetting a violation of Section 10(b) of the Exchange Act. The Division further alleges that on May 3, 2006, Shannon pleaded guilty to the one count alleged in the Information. The case was filed in U.S. District Court for the District of Massachusetts and is entitled United States v. Robert E. Shannon (Criminal No. 06-cr-10083-RWZ). A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Shannon an opportunity to dispute the allegations, and to determine what, if any, remedial action is appropriate and in the public interest pursuant to Section 15(b) of the Exchange Act or Section 203(f) of the Advisers Act. The Order requires the Administrative Law Judge to issue an initial decision no later than 210 days from the date of service of the Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. For further information, please see Litigation Release Numbers 18784 (July 14, 2004) and 18444 (Nov. 4, 2003). (Rels. 34-53962; IA-2522; File No. 3-12327) SEC CHARGES FIVE INDIVIDUALS WITH INSIDER TRADING IN CONNECTION WITH BLUE RHINO CORP.'S MERGER ANNOUNCEMENT Four Defendants Agree to Settlements Including Permanent Injunctions and Payment of Disgorgement and Civil Penalties Totaling Over $432,000 On June 8, the Commission filed a complaint against Matthew Roszak, Douglas Jozwiak, Darrin Edgecombe, Trifon Beladakis and Mark Michel in the U.S. District Court for the Northern District of Illinois alleging that they engaged in unlawful trading on the basis of material non- public information in the securities of Blue Rhino Corp. (Blue Rhino) before a Feb. 9, 2004 merger announcement with Ferrellgas Partners, LP. The complaint alleges that Roszak, the chief financial officer of a company owned by a Blue Rhino director, misappropriated material non-public information from the director about the pending merger and traded on that information. The complaint also alleges that on Jan. 29, 2004, Roszak misappropriated further material non-public information, specifically, that the pending merger was imminent, and unlawfully tipped Jozwiak, Edgecombe and two other individuals who all purchased large amounts of Blue Rhino stock the next day on the basis of that information. According to the complaint, on Jan. 29, 2004, Edgecombe unlawfully tipped Beladakis and Michel about the Blue Rhino merger negotiations, both of whom purchased Blue Rhino stock on the basis of that information. The complaint alleges that Michel, a registered representative with Wachovia Securities, LLC (Wachovia Securities), initially purchased $90,000 of Blue Rhino stock for himself based on the non-public information and later borrowed $70,000 from a client, in violation of Wachovia Securities policy, to buy additional shares of Blue Rhino stock on the day before the merger announcement. In addition to his own stock purchases, Michel purchased more that $1.2 million of Blue Rhino stock on behalf of his relatives and customers at Wachovia Securities. Roszak, Jozwiak, Edgecombe and Beladakis have each consented, without admitting or denying the allegations in the Complaint, to final judgments permanently enjoining them from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, to settle the charges against them, Roszak, Edgecombe and Beladakis have agreed to pay disgorgement, plus prejudgment interest thereon, and civil penalties totaling $240,740, $114,805 and $62,353, respectively. To settle charges against him, Jozwiak agreed to pay a civil penalty in the amount of $14,136. The Commission's investigation in this matter is ongoing. The Commission thanks the National Association of Securities Dealers and the Chicago Board Options Exchange for their cooperation in this matter. [SEC v. Matthew Roszak, et. al., Civil Action No. 06C-3166- Castillo (N.D. Ill.)(June 8, 2006)] (LR-19722) INVESTMENT COMPANY ACT RELEASES VAN KAMPEN ASSET MANAGEMENT, ET AL. An order has been issued on an application filed by Van Kampen Asset Management, et al. under Sections 6(c) and 23(c)(3) of the Investment Company Act exempting applicants from certain provisions of Rule 23c-3 under the Act. The order permits certain registered closed-end investment companies to make repurchase offers on a monthly basis. (Rel. IC-27390 - June 7) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573, 2815386000 - 2,500,000 ($4,450,000.00) Equity, (File 333-134824 - Jun. 8) (BR. 11C) S-3 DAYSTAR TECHNOLOGIES INC, 13 CORPORATE DRIVE, HALFMOON, NY, 12065, 518-383-4600 - 0 ($40,220,008.00) Equity, (File 333-134825 - Jun. 8) (BR. 10A) SB-2 ENTECH ENVIRONMENTAL TECHNOLOGIES INC, 3233 GRAND AVENUE, .SUITE N-353, CHINO HILLS, CA, 91709-1489, 8668153951 - 110,244,587 ($6,614,675.22) Equity, (File 333-134826 - Jun. 8) (BR. 09A) S-8 SECURED DIGITAL APPLICATIONS INC, SUITE 11.02, MENARA MERAIS, NO. 1, NO. JALAN 19/3, SELANGOR MALAYSIA, N8, N8, 3037061606 - 17,000,000 ($1,487,500.00) Equity, (File 333-134827 - Jun. 8) (BR. 11A) SB-2 Atwood Minerals & Mining CORP., 1030 DENMAN STREET, SUITE 125A, VANCOUVER, A1, V6G 2M6, (604) 818-2617 - 3,100,000 ($155,000.00) Equity, (File 333-134828 - Jun. 8) (BR. 09) N-2 KAYNE ANDERSON ENERGY DEVELOPMENT CO, 1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA, 90067, (310) 556-2721 - 12,000,000 ($300,000,000.00) Equity, (File 333-134829 - Jun. 8) (BR. ) S-8 AMAZON BIOTECH INC, 43 WEST 33RD STREET, SUITE 405, NEW YORK, NY, 84107, (212) 695-3003 - 4,000,000 ($840,000.00) Equity, (File 333-134830 - Jun. 8) (BR. 01A) S-8 NORWOOD FINANCIAL CORP, 717 MAIN ST, PO BOX 269, HONESDALE, PA, 18431, 7172531455 - 250,000 ($7,988,560.00) Equity, (File 333-134831 - Jun. 8) (BR. 07B) F-3 FUTUREMEDIA PLC, MEDIA HOUSE ARUNDEL RD, WALBERTON ARUNDEL, WEST SUSSEX ENGLAND, X0, BN180QP, 4401243555000 - 115,606,618 ($250,946.00) Equity, (File 333-134835 - Jun. 8) (BR. 03B) S-8 VERIZON COMMUNICATIONS INC, 140 WEST STREET, 29TH FLOOR, NEW YORK, NY, 10007, 212-395-1000 - 0 ($473,400,000.00) Equity, (File 333-134846 - Jun. 8) (BR. 11B) S-8 BORDERS GROUP INC, 100 PHOENIX DRIVE, ANN ARBOR, MI, 48108, (734) 477-1100 - 500,000 ($10,270,000.00) Equity, (File 333-134847 - Jun. 8) (BR. 02B) S-8 CHINA WORLD TRADE CORP, GOLDION DIGITAL NETWORK CENTER, 138 TI YU RD. E. 4TH FL, TIAN HE GUANGZHOU, K3, 00000, 01185298826818 - 1,500,000 ($3,487,500.00) Equity, (File 333-134848 - Jun. 8) (BR. 08A) SB-2 TRULITE INC, THREE RIVERWAY, SUITE 1700, HOUSTON, TX, 77056, 817 846 9898 - 2,661,400 ($6,653,500.00) Equity, (File 333-134849 - Jun. 8) (BR. 07) SB-2 New Life Scientific, Inc., 195 ROUTE 9, MANAPLAN, NJ, 07726, 732-252-8025 - 74,000,000 ($13,160,000.00) Equity, (File 333-134850 - Jun. 8) (BR. 09B) S-3 MARCHEX INC, 413 PINE STREET, SUITE 500, SEATTLE, WA, 98101, 206-774-5000 - 0 ($11,312,579.00) Equity, (File 333-134851 - Jun. 8) (BR. 08C) SB-2 PLAYBOX (US) INC., SUITE 5.15, 130 SHAFTSBURY AVENUE, LONDON, X0, W1D 5EU, 44(0)20 7031 1185 - 9,850,139 ($2,462,534.75) Equity, (File 333-134852 - Jun. 8) (BR. 09) S-8 ADVANCED MICRO DEVICES INC, ONE AMD PL, MS 68, SUNNYVALE, CA, 94088-3453, 4087322400 - 28,000,000 ($801,640,000.00) Equity, (File 333-134853 - Jun. 8) (BR. 10A) S-8 Paradigm Holdings, Inc, 2600 TOWER OAKS BLVD., SUITE 500, ROCKVILLE, MD, 20852, 301 468 1200 - 0 ($4,729,900.00) Equity, (File 333-134854 - Jun. 8) (BR. 03C) S-8 ZENEX INTERNATIONAL INC, 201 ROBERT S. KERR, SUITE 500, OKLAHOMA CITY, OK, 73102, 405-749-9999 - 5,000,000 ($7,550,000.00) Equity, (File 333-134856 - Jun. 8) (BR. 06C) S-8 NORTH BAY BANCORP/CA, 1500 SOSCOL AVE, NAPA, CA, 94559, 7072578500 - 92,664 ($2,656,676.88) Equity, (File 333-134858 - Jun. 8) (BR. 07A) S-3 ZILA INC, 5227 NORTH 7TH STREET, PHOENIX, AZ, 85014-2800, 6022666700 - 1,200,000 ($3,768,000.00) Equity, (File 333-134860 - Jun. 8) (BR. 09A) S-8 TRIUMPH GROUP INC /, FOUR GLENHARDIE CORPORATE CENTER, 1255 DRUMMERS LANE SUITE 200, WAYNE, PA, 19087, 6109750420 - 0 ($3,575,250.00) Equity, (File 333-134861 - Jun. 8) (BR. 05C) S-1 AVATECH SOLUTIONS INC, 11403 CRONHILL DRIVE, SUITE A, OWING MILLS, MD, 21117, 4109026900 - 0 ($1,354,168.00) Equity, (File 333-134862 - Jun. 8) (BR. 03A) SB-2 NEW CENTURY COMPANIES INC, 11111 SANTA MONICA BLVD, SUITE 210, BEVERLY HILLS, CA, 90210, 3109143007 - 15,737,544 ($9,855,636.93) Equity, (File 333-134863 - Jun. 8) (BR. 10B) S-3ASR AMERICAN EXPRESS CREDIT CORP, ONE CHRISTINA CENTRE 301 N WALNUT STREET, SUITE 1002, WILMINGTON, DE, 19801-2919, 3025943350 - 0 ($0.00) Debt, (File 333-134864 - Jun. 8) (BR. 07A) S-8 ENDOCARE INC, 8004184677 - 4,000,000 ($11,000,000.00) Equity, (File 333-134865 - Jun. 8) (BR. 10B) S-8 SINOFRESH HEALTHCARE INC, 516 PAUL MORRIS DR, ENGLEWOOD, FL, 34223, 941-681-3100 - 2,400 ($31,200.00) Equity, (File 333-134866 - Jun. 8) (BR. 01C) S-3 FERRELLGAS PARTNERS L P, 7500 COLLEGE BOULEVARD, STE 1000, OVERLAND PARK, KS, 66210, 9136611500 - 871,290 ($18,593,328.00) Equity, (File 333-134867 - Jun. 8) (BR. 02A) S-4 THERMO ELECTRON CORP, 81 WYMAN ST, PO BOX 9046, WALTHAM, MA, 02451, 7816221000 - 0 ($11,317,457,392.85) Equity, (File 333-134868 - Jun. 8) (BR. 10C) S-8 NOVAGOLD RESOURCES INC, PO BOX 24, SUITE 2300, 200 GRANVILLE STREET, VANCOUVER, A1, V6C 1S4, 604-669-6227 - 1,708,671 ($20,555,312.13) Equity, (File 333-134871 - Jun. 8) (BR. 04B) SB-2 AMBIENT CORP /NY, 270 MAIDOSN AVENUE, BUILDING ONE, NEW YORK, NY, 10016, 6173320004 - 208,266,667 ($41,708,000.00) Equity, (File 333-134872 - Jun. 8) (BR. 11A) S-4 Altra Industrial Motion, Inc., 14 HAYWARD STREET, QUINCY, MA, 02171, 617-328-3300 - 0 ($61,214,953.00) Debt, (File 333-134873 - Jun. 8) (BR. 06A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- A21 INC TX 9.01 05/15/06 AMEND AASTROM BIOSCIENCES INC MI 5.03,9.01 06/08/06 ACCESS PHARMACEUTICALS INC DE 3.03,7.01 06/08/06 ACROSS AMERICA REAL ESTATE CORP CO 5.02,9.01 06/08/06 ACTEL CORP CA 7.01,9.01 06/08/06 ADTRAN INC DE 1.01,9.01 06/08/06 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 06/08/06 AKSYS LTD DE 1.01,9.01 06/02/06 ALABAMA POWER CO AL 8.01,9.01 06/07/06 ALLETE INC MN 5.02 06/07/06 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 06/08/06 ALLIED HOLDINGS INC GA 1.01 06/07/06 AMERICAN AXLE & MANUFACTURING HOLDING DE 7.01,9.01 06/08/06 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 06/08/06 AMERICAN ITALIAN PASTA CO DE 2.05,2.06 02/08/06 AMEND AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 7.01,9.01 06/08/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 8.01,9.01 06/08/06 AMERICAN PHYSICIANS CAPITAL INC MI 7.01,9.01 06/08/06 AMERICAN UNITED GLOBAL INC DE 5.02 05/18/06 AMEND AMERISOURCEBERGEN CORP DE 8.01 06/07/06 ANALEX CORP NY 8.01 06/02/06 ANGELICA CORP /NEW/ MO 7.01,9.01 06/08/06 AQUA AMERICA INC PA 8.01,9.01 06/07/06 Arch Management Services Inc. NV 5.01,5.02 06/05/06 Argent Securities Trust 2006-W5 2.01,9.01 05/12/06 ARRAY BIOPHARMA INC DE 8.01,9.01 06/08/06 ARROWHEAD RESEARCH CORP DE 5.02 06/02/06 ASHWORTH INC DE 1.01 06/01/06 ASPEON INC DE 3.02 05/31/06 ASSURE DATA INC NV 4.01,9.01 05/05/06 AMEND ATLANTIC COAST ENTERTAINMENT HOLDINGS NJ 1.01,9.01 06/05/06 AURA SYSTEMS INC DE 4.01,9.01 05/23/06 AMEND AUTOZONE INC NV 5.02,9.01 06/07/06 AVATECH SOLUTIONS INC DE 1.01,2.01,2.03,3.02,9.01 05/30/06 AMEND AVISTA CORP WA 8.01 06/02/06 AXONYX INC NV 7.01,8.01,9.01 06/08/06 AXONYX INC NV 7.01,9.01 06/08/06 BANK JOS A CLOTHIERS INC /DE/ DE 2.02,9.01 06/08/06 Bank of Commerce Holdings CA 8.01,9.01 06/08/06 BARNWELL INDUSTRIES INC DE 1.01,2.01,8.01,9.01 06/06/06 Baseline Oil & Gas Corp. NV 1.02,9.01 06/08/06 BB&T CORP NC 8.01,9.01 06/07/06 BB&T CORP NC 8.01 06/05/06 BEAR STEARNS DEPOSITOR INC SERIES 200 8.01,9.01 06/01/06 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 06/01/06 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 06/01/06 BEAZER HOMES USA INC DE 1.01,2.03,9.01 06/06/06 BECTON DICKINSON & CO NJ 8.01 06/06/06 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,8.01,9.01 06/02/06 BELL INDUSTRIES INC /NEW/ CA 5.02 06/08/06 BELO CORP DE 1.01,2.03,9.01 06/07/06 BERRY PETROLEUM CO DE 1.01,9.01 06/08/06 BEVERLY HILLS BANCORP INC DE 5.02,9.01 06/06/06 BioMed Realty Trust Inc MD 1.01,7.01,9.01 06/07/06 BJs RESTAURANTS INC CA 8.01,9.01 06/07/06 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 06/02/06 BREMER FINANCIAL CORP MN 2.04,9.01 06/08/06 BRICKMAN GROUP LTD 5.02 06/08/06 BRINKER INTERNATIONAL INC DE 7.01,8.01,9.01 06/07/06 Bristow Group Inc DE 1.01,9.01 06/06/06 BROADVISION INC DE 5.02 06/02/06 BSD MEDICAL CORP DE 7.01,9.01 06/08/06 BUTLER NATIONAL CORP DE 8.01,9.01 06/08/06 CAPITAL ONE FUNDING, LLC 8.01,9.01 06/06/06 CAPITALSOURCE INC DE 1.01,9.01 06/06/06 CardioVascular BioTherapeutics, Inc. DE 8.01 05/22/06 CARRAMERICA REALTY CORP MD 7.01,9.01 06/08/06 CASELLA WASTE SYSTEMS INC DE 1.01,2.03,9.01 06/02/06 CATERPILLAR INC DE 2.03 06/02/06 CDI CORP PA 7.01,9.01 06/08/06 CELEBRATE EXPRESS, INC. 2.05,5.02,7.01,9.01 06/05/06 CENTEX CORP NV 1.01,5.02,9.01 06/02/06 CENTILLIUM COMMUNICATIONS INC DE 1.01,9.01 06/05/06 CERADYNE INC DE 7.01,9.01 06/08/06 CERES GROUP INC DE 8.01,9.01 06/07/06 CHARMING SHOPPES INC PA 7.01,9.01 06/06/06 CHARYS HOLDING CO INC 1.01,2.01,2.03,3.02,9.01 05/03/06 ChaseFlex Trust Series 2006-1 DE 8.01,9.01 05/03/06 CHESAPEAKE ENERGY CORP OK 8.01,9.01 06/05/06 CHESAPEAKE ENERGY CORP OK 7.01,9.01 06/05/06 CHURCHILL DOWNS INC KY 1.01 06/02/06 CIPRICO INC DE 1.01,3.02,9.01 06/06/06 CISCO SYSTEMS INC CA 5.02 06/07/06 CIT GROUP INC DE 8.01,9.01 06/05/06 CLARCOR INC DE 8.01,9.01 06/06/06 COMMUNITY CAPITAL BANCSHARES INC 1.01,2.02,9.01 05/12/06 COMPOSITE TECHNOLOGY CORP NV 1.01,9.01 06/08/06 CONCEPTUS INC DE 1.01 06/07/06 CONSOLIDATED EDISON INC NY 8.01 06/02/06 Core-Mark Holding Company, Inc. DE 1.01,8.01,9.01 06/06/06 CRA INTERNATIONAL, INC. MA 2.02,9.01 06/08/06 CRAY INC WA 1.01,3.03,5.02,5.03,7.01,9.01 06/06/06 CUMULUS MEDIA INC DE 1.01,2.03,9.01 06/07/06 DEFENSE INDUSTRIES INTERNATIONAL INC NV 4.01,9.01 06/08/06 DENBURY RESOURCES INC DE 1.01 06/06/06 DEVON ENERGY CORP/DE DE 1.01 06/07/06 DIGITAL RECORDERS INC NC 7.01,9.01 06/08/06 DOBSON COMMUNICATIONS CORP OK 8.01,9.01 06/07/06 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 06/07/06 DYNACQ HEALTHCARE INC DE 8.01 06/02/06 DYNAMEX INC DE 7.01,9.01 06/07/06 EASTGROUP PROPERTIES INC MD 8.01,9.01 06/08/06 EDISON MISSION ENERGY DE 1.01,9.01 06/06/06 ELEC COMMUNICATIONS CORP NY 1.01,2.03,3.02,8.01,9.01 06/02/06 ELINE ENTERTAINMENT GROUP INC NV 7.01,9.01 05/24/06 EMPIRE GLOBAL CORP. DE 5.02 05/29/06 EMPIRE GLOBAL CORP. DE 5.02 06/07/06 AMEND ENESCO GROUP INC IL 3.01,5.02,9.01 06/07/06 ENNIS, INC. TX 1.01,9.01 06/07/06 EON COMMUNICATIONS CORP DE 9.01 06/07/06 EXCO RESOURCES INC TX 4.01,9.01 06/02/06 EXPONENT INC DE 1.01 06/08/06 EXPRESSJET HOLDINGS INC DE 7.01 06/07/06 FARMER BROTHERS CO CA 1.01,5.02,5.03,9.01 06/02/06 Federal Home Loan Bank of Atlanta X1 2.03 06/05/06 Federal Home Loan Bank of Boston X1 2.03 06/05/06 Federal Home Loan Bank of Chicago X1 2.03 06/05/06 Federal Home Loan Bank of Chicago X1 1.01 06/06/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 06/06/06 Federal Home Loan Bank of Dallas 2.03 06/06/06 Federal Home Loan Bank of New York X1 2.03,9.01 06/05/06 Federal Home Loan Bank of San Francis X1 2.03 06/05/06 Federal Home Loan Bank of Seattle 2.03 06/08/06 FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 06/08/06 FERRELLGAS PARTNERS L P DE 2.02,7.01,9.01 06/08/06 FERRELLGAS PARTNERS L P DE 2.02,9.01 01/31/06 FLUSHING FINANCIAL CORP DE 8.01,9.01 06/06/06 FMC TECHNOLOGIES INC DE 7.01,9.01 06/07/06 FOREST CITY ENTERPRISES INC OH 2.02,9.01 06/08/06 Franchise Capital Corp. NV 5.02,8.01 06/07/06 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 8.01,9.01 06/06/06 FRISCHS RESTAURANTS INC OH 1.01,9.01 06/07/06 GABRIEL TECHNOLOGIES CORP DE 1.01,3.02,7.01,9.01 06/07/06 GENCORP INC OH 7.01,9.01 06/08/06 GENELABS TECHNOLOGIES INC /CA CA 1.01,3.01,7.01,9.01 06/02/06 GEO GROUP INC FL 1.01,8.01,9.01 06/06/06 GLOBAL CROSSING LTD 2.02,7.01,9.01 06/08/06 GLOBAL CROSSING LTD 2.02,9.01 06/08/06 GLOBAL GOLD CORP DE 4.01,9.01 05/15/06 AMEND GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.01,1.02,5.02 06/02/06 AMEND GOOD TIMES RESTAURANTS INC NV 3.02 06/08/06 Grant Life Sciences, Inc. NV 5.03,9.01 06/02/06 GREAT WEST GOLD, INC. WY 4.01,9.01 05/16/06 GTSI CORP DE 1.01,9.01 06/02/06 H&E Equipment Services, Inc. DE 1.01,9.01 06/06/06 HAEMONETICS CORP MA 8.01,9.01 06/07/06 HARRAHS ENTERTAINMENT INC DE 8.01,9.01 06/06/06 HAYES LEMMERZ INTERNATIONAL INC DE 2.02,7.01,9.01 06/08/06 HD Partners Acquisition CORP CA 8.01,9.01 06/07/06 HOMETOWN AUTO RETAILERS INC DE 8.01,9.01 06/08/06 HOUSTON EXPLORATION CO DE 7.01,9.01 06/08/06 HUMAN GENOME SCIENCES INC DE 1.01,9.01 06/05/06 HUNTINGTON BANCSHARES INC/MD MD 2.03 06/08/06 ICONIX BRAND GROUP, INC. DE 1.01,3.02,5.02,9.01 06/02/06 IDERA PHARMACEUTICALS, INC. DE 1.01 06/07/06 IMCLONE SYSTEMS INC DE 8.01,9.01 06/03/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 06/08/06 INNOFONE COM INC NV 1.01,2.03,3.02,8.01,9.01 06/02/06 INNOVATIVE CARD TECHNOLOGIES INC DE 8.01 06/08/06 INTERNATIONAL DISPLAYWORKS, INC OR 2.02 06/08/06 INTERNATIONAL MICROCOMPUTER SOFTWARE CA 1.01,2.01,2.03,3.02,5.03,9.01 06/01/06 International Power Group, Ltd. DE 2.01 06/02/06 INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01,9.01 06/08/06 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 06/08/06 IONATRON, INC. DE 1.01 06/02/06 IXYS CORP /DE/ DE 2.02,9.01 06/08/06 JANUS CAPITAL GROUP INC DE 7.01 06/07/06 JDS UNIPHASE CORP /CA/ DE 2.03,3.02,9.01 06/05/06 AMEND JMG Exploration, Inc. NV 7.01 06/08/06 KAMAN CORP CT 8.01,9.01 06/08/06 KMG CHEMICALS INC TX 1.01,2.03,9.01 06/05/06 KRAFT FOODS INC VA 5.02 06/05/06 LAKELAND INDUSTRIES INC DE 2.02,9.01 06/08/06 Legacy Bancorp, Inc. DE 7.01,9.01 06/07/06 LIBBEY INC DE 7.01,9.01 06/08/06 LIBBEY INC DE 7.01,9.01 06/08/06 LIFEPOINT HOSPITALS, INC. 1.01,9.01 06/02/06 LIGHTBRIDGE INC DE 1.01 06/06/06 LIGHTBRIDGE INC DE 8.01 06/06/06 AMEND LNB BANCORP INC OH 4.01,9.01 06/02/06 LORAL SPACE & COMMUNICATIONS INC. DE 1.01 06/07/06 LUBYS INC DE 2.02,9.01 05/10/06 LUCENT TECHNOLOGIES INC DE 8.01 06/08/06 LUNA INNOVATIONS INC 5.03,9.01 06/02/06 M B A HOLDINGS INC NV 4.01,9.01 04/10/06 MAD CATZ INTERACTIVE INC 2.02,9.01 06/08/06 MARSH & MCLENNAN COMPANIES, INC. DE 8.01,9.01 06/08/06 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,3.02,9.01 06/02/06 MCDATA CORP DE 8.01 06/07/06 MCDONALDS CORP DE 8.01,9.01 06/08/06 MDI, INC. DE 5.02 06/06/06 MICROS SYSTEMS INC MD 1.01 06/06/06 MICROTUNE INC DE 1.01,9.01 06/06/06 MINRAD INTERNATIONAL, INC. 7.01,9.01 06/07/06 MISSION ENERGY HOLDING CO DE 1.01,9.01 06/06/06 MKA Capital, Inc. 2.01,5.01,5.02,9.01 06/07/06 Monogram Biosciences, Inc. DE 8.01,9.01 06/08/06 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 05/25/06 MPOWER HOLDING CORP DE 8.01,9.01 06/08/06 MSO HOLDINGS INC 8.01 06/02/06 MSO HOLDINGS INC 1.01,2.03,3.02,9.01 05/09/06 AMEND Nascent Wine Company, Inc. 2.01,9.01 06/05/06 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 06/02/06 NATIONAL BANK OF INDIANAPOLIS CORP IN 5.02 06/05/06 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 06/08/06 NATIONAL SEMICONDUCTOR CORP DE 2.02,8.01,9.01 06/08/06 NEIMAN MARCUS GROUP INC DE 2.02,9.01 06/08/06 NEIMAN MARCUS GROUP INC DE 2.02,9.01 06/08/06 NEOMAGIC CORP DE 2.02,9.01 06/08/06 New Albertsons INC DE 1.01,2.01,3.01,3.03, 06/02/06 5.01,5.03,9.01 NEW BRUNSWICK SCIENTIFIC CO INC NJ 1.01,9.01 06/08/06 NEWAVE INC UT 1.01,2.01,5.03,9.01 05/18/06 NEXMED INC NV 1.01,9.01 06/05/06 NORTH POINTE HOLDINGS CORP 7.01,9.01 06/02/06 NORTHSTAR REALTY 1.01 06/06/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 06/08/06 NT HOLDING CORP. DE 8.01 06/05/06 OILGEAR CO WI 2.01,9.01 06/07/06 OLD LINE BANCSHARES INC 2.03 06/05/06 ON SEMICONDUCTOR CORP DE 1.01 06/05/06 OPENWAVE SYSTEMS INC DE 7.01 06/08/06 OSULLIVAN INDUSTRIES HOLDINGS INC DE 4.01,9.01 06/08/06 AMEND OXFORD MEDIA, INC. NV 1.01,2.03,2.04,9.01 06/02/06 PATRIOT SCIENTIFIC CORP DE 1.01,9.01 06/05/06 PAY88 NV 1.01,8.01,9.01 06/08/06 PEERLESS SYSTEMS CORP DE 2.02,9.01 06/08/06 PEPSIAMERICAS INC/IL/ DE 1.01,2.03,9.01 06/06/06 PHASE III MEDICAL INC/DE DE 1.01,3.02,5.02,9.01 06/02/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01 06/02/06 PIEDMONT NATURAL GAS CO INC NC 2.02,5.02,8.01,9.01 06/07/06 Pike Electric CORP 5.02,9.01 06/02/06 POGO PRODUCING CO DE 1.01,2.03,9.01 06/06/06 POINT THERAPEUTICS INC DE 8.01,9.01 06/08/06 POLYONE CORP 1.01,2.03,9.01 06/06/06 POP N GO INC DE 1.01,3.02,9.01 06/08/06 PortalPlayer, Inc. DE 8.01,9.01 06/08/06 POWELL INDUSTRIES INC NV 2.02,9.01 06/07/06 PRE PAID LEGAL SERVICES INC OK 1.01,2.03,9.01 06/08/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,2.03,3.02,8.01,9.01 06/07/06 PROASSURANCE CORP DE 7.01,8.01,9.01 06/06/06 PROCTER & GAMBLE CO OH 7.01 06/07/06 PSB Holdings, Inc. 5.02,9.01 06/07/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,4.02,9.01 06/02/06 QUEST RESOURCE CORP NV 7.01 06/07/06 QUIKSILVER INC DE 2.02,9.01 06/08/06 QUINTEK TECHNOLOGIES INC 1.02 06/02/06 RED HAT INC DE 2.01,3.02,9.01 06/02/06 REDHOOK ALE BREWERY INC WA 1.01,9.01 06/05/06 REIT AMERICAS, INC. MD 1.01,3.02 06/03/06 REPLIGEN CORP DE 2.02,9.01 06/08/06 RES CARE INC /KY/ KY 1.01,2.03,9.01 06/07/06 RESEARCH FRONTIERS INC DE 7.01 06/08/06 RG GLOBAL LIFESTYLES INC CA 1.01,3.02,9.01 06/06/06 RITA MEDICAL SYSTEMS INC DE 7.01,9.01 06/07/06 ROCHESTER MEDICAL CORPORATION MN 2.01,2.03,9.01 06/02/06 ROYAL CARIBBEAN CRUISES LTD 1.01,9.01 06/07/06 ROYAL GOLD INC DE 8.01,9.01 06/07/06 RS GROUP OF COMPANIES INC FL 9.01 06/02/06 RUDDICK CORP NC 1.01,1.02,2.03,8.01,9.01 06/07/06 SAFENET INC DE 8.01 06/06/06 SALEM COMMUNICATIONS CORP /DE/ DE 2.02 06/08/06 SAMSONITE CORP/FL DE 2.02,9.01 06/08/06 SAN DIEGO GAS & ELECTRIC CO CA 8.01,9.01 06/05/06 SCIENTIFIC GAMES CORP DE 8.01,9.01 06/08/06 SCO GROUP INC DE 1.01,9.01 06/05/06 SCO GROUP INC DE 2.02,9.01 06/08/06 SEAENA INC. NV 2.03 06/02/06 SENSUS METERING SYSTEMS BERMUDA 2 LTD 1.01,9.01 06/02/06 SENTICORE INC DE 2.01 06/08/06 SENTIGEN HOLDING CORP DE 8.01,9.01 06/08/06 SHARPER IMAGE CORP DE 2.02,9.01 06/08/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 06/07/06 SIGMA ALDRICH CORP DE 1.01,9.01 05/19/06 SIMON WORLDWIDE INC DE 8.01,9.01 06/06/06 SIMTEK CORP CO 1.01,9.01 06/02/06 SIRIUS SATELLITE RADIO INC DE 8.01,9.01 06/07/06 SKYE INTERNATIONAL, INC NV 4.01,5.02,8.01,9.01 06/02/06 SLM FUNDING LLC DE 9.01 06/08/06 SMITHFIELD FOODS INC VA 2.02,9.01 06/08/06 SOTHEBYS HOLDINGS INC MI 1.01,2.03,3.02 06/07/06 SPARTECH CORP DE 1.01,1.02,2.02,2.03,9.01 06/05/06 SPECTRANETICS CORP DE 5.02,9.01 06/07/06 SRKP 7 INC 1.01,9.01 05/17/06 STEELCLOUD INC VA 1.01,5.02,9.01 06/05/06 STELLAR TECHNOLOGIES, INC. CO 1.01,3.02,9.01 06/02/06 STERLING CONSTRUCTION CO INC DE 7.01,9.01 06/06/06 AMEND STRATEGIC DISTRIBUTION INC DE 8.01 06/08/06 STRATS (SM) TRUST FOR JPMORGAN CHASE 8.01,9.01 06/01/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01,9.01 05/30/06 Strats(SM) Trust for JPMorgan Chase C 8.01,9.01 06/01/06 STRATS(SM) Trust For Morgan Stanley S 8.01,9.01 06/01/06 STRATUS SERVICES GROUP INC DE 8.01 06/06/06 STRONGHOLD TECHNOLOGIES INC NV 1.01,8.01,9.01 04/30/06 SVB FINANCIAL GROUP 1.01,9.01 06/02/06 SYMS CORP NJ 7.01,8.01,9.01 06/05/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 2.02,9.01 06/08/06 TALX CORP MO 7.01,9.01 06/07/06 TECHLABS INC FL 7.01,9.01 05/31/06 TEXAS INSTRUMENTS INC DE 7.01,9.01 06/08/06 TEXHOMA ENERGY INC 1.01,3.02,5.02,8.01 05/31/06 THERMOGENESIS CORP DE 5.02,9.01 06/05/06 THOMAS NELSON INC TN 3.03,5.01,7.01,9.01 06/08/06 TORCH ENERGY ROYALTY TRUST DE 4.01,9.01 06/07/06 TORCHMARK CORP DE 1.01,2.03,9.01 06/08/06 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 8.01,9.01 06/08/06 TRIMAX CORP NV 2.01,3.02,9.01 06/01/06 TRIZEC PROPERTIES INC DE 1.01,8.01,9.01 06/04/06 TURBODYNE TECHNOLOGIES, INC NV 7.01,9.01 06/06/06 UNITED WISCONSIN GRAIN PRODUCERS LLC WI 7.01,9.01 06/07/06 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 06/08/06 US ENERGY CORP WY 8.01 05/15/06 US HOME SYSTEMS INC DE 1.01,9.01 06/02/06 USI HOLDINGS CORP DE 7.01,9.01 06/08/06 VALERO L P DE 1.01 06/08/06 VALERO L P DE 1.01 06/08/06 AMEND VECTOR GROUP LTD DE 1.01,3.02,8.01,9.01 06/07/06 VICAL INC DE 4.01,9.01 06/02/06 VIRCO MFG CORPORATION DE 1.01,2.02,3.02,9.01 06/06/06 VIRTRA SYSTEMS INC TX 4.01,9.01 04/21/06 VISANT CORP 8.01,9.01 06/08/06 VISANT HOLDING CORP 8.01,9.01 06/08/06 Vocus, Inc. DE 8.01 05/24/06 VOLT INFORMATION SCIENCES, INC. NY 2.02,9.01 06/08/06 WaMu Asset Acceptance Corp. DE 9.01 06/08/06 WARRANTECH CORP DE 1.01,5.03,9.01 06/07/06 WEINGARTEN REALTY INVESTORS /TX/ TX 8.01,9.01 06/08/06 WELLCARE HEALTH PLANS, INC. DE 1.01,5.02,9.01 06/02/06 WESTSIDE ENERGY CORP NV 8.01 06/05/06 WITS BASIN PRECIOUS MINERALS INC MN 1.01,8.01,9.01 06/05/06 XCEL ENERGY INC MN 1.01,2.03,8.01,9.01 06/06/06 XENOGEN CORP DE 1.01 06/02/06 XILINX INC DE 7.01,9.01 06/08/06 XL CAPITAL LTD 8.01 06/07/06 XTREME COMPANIES INC NV 5.02,9.01 06/07/06