SEC NEWS DIGEST Issue 2007-88 May 8, 2007 SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSEArca-2007-41) filed by NYSE Arca relating to NYSE Arca Marketplace's trading sessions has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55707) A proposed rule change (SR-NYSEArca-2007-39) filed by NYSE Arca relating to NYSE Arca Marketplace's trading sessions has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55708) A proposed rule change filed with the Commission by the National Futures Association relating to enhanced supervisory requirements (SR- NFA-2007-03) has become effective under Section 19(b)(7)(B) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 7. (Rel. 34- 55710) A proposed rule change (SR-Amex-2007-43) filed with the Commission by the American Stock Exchange relating to a one-year extension of the $1 strike price pilot program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34- 55714) A proposed rule change (SR-ISE-2007-26) filed with the Commission by the International Securities Exchange to extend a pilot program that allows the listing of strike prices at one-point intervals for stocks trading under $20 has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55715) PROPOSED RULE CHANGE The Commission issued notice of filing of a proposed rule change filed by NASD (SR-NASD-2007-029) relating to access fee display requirements for the OTCBB. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55717) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 BRE PROPERTIES INC /MD/, 525 MARKET STREET, FOURTH FLOOR, SAN FRANCISCO, CA, 94105, 415-445-6530 - 0 ($52,406,325.00) Equity, (File 333-142650 - May. 7) (BR. 08A) S-8 VALEANT PHARMACEUTICALS INTERNATIONAL, 3300 HYLAND AVE, COSTA MESA, CA, 92626, 7145450100 - 0 ($71,484,000.00) Equity, (File 333-142651 - May. 7) (BR. 01C) F-3 NEXEN INC, 801-7TH AVENUE SW, CALGARY ALBERTA CANA, A0, T2P 3P7, 4036994000 - 2,000,000 ($122,720,000.00) Equity, (File 333-142652 - May. 7) (BR. 04C) S-1 Allegiant Travel CO, 3301 N. BUFFALO DRIVE, SUITE B-9, LAS VEGAS, NV, 89129, 702-851-7300 - 0 ($163,737,000.00) Equity, (File 333-142653 - May. 7) (BR. 05C) F-6 ENERGY CO OF MINAS GERAIS, AVENIDA BARBACENA 1200, 30190 131 BELO HORIZONTE, MINAS GERAIS BRAZIL, D5, 2128395300 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-142654 - May. 7) (BR. 02B) F-10 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 18,400,000 ($132,664,000.00) Equity, (File 333-142655 - May. 7) (BR. 04C) F-10 GOLD RESERVE INC, 926 W SPRAGUE AVENUE, SUITE 200, SPOKANE, WA, 99201, 5096231500 - 86,250,000 ($86,250,000.00) Non-Convertible Debt, (File 333-142656 - May. 7) (BR. 04C) S-8 Lexaria Corp., 604-684-0999 #4 - 2,000,000 ($1,660,000.00) Equity, (File 333-142657 - May. 7) (BR. 07) SB-2 HENYA FOOD CORP, 361 CONNIE CRESENT, CONCORD, A6, L4K 5R2, 905-709-4775 - 10,150,350 ($10,150,350.00) Equity, (File 333-142658 - May. 7) (BR. 02) SB-2 Inrob Tech Ltd., 1515 TROPICANA AVE, SUITE 140, LAS VEGAS, NV, 89119, 702-795-3601 - 18,405,000 ($4,288,365.00) Equity, (File 333-142659 - May. 7) (BR. 11A) S-8 VALASSIS COMMUNICATIONS INC, 19975 VICTOR PARKWAY, LIVONIA, MI, 48152, 3135913000 - 8,022,331 ($151,862,725.83) Equity, (File 333-142661 - May. 7) (BR. 11A) S-8 NOKIA CORP, KEILALAHDENTIE 4, P O BOX 226, ESPOO FINLAND, H9, 00000, 0358018071 - 1,000,000 ($25,630,000.00) Equity, (File 333-142662 - May. 7) (BR. 11B) S-3ASR MIDAMERICAN ENERGY CO, 666 GRAND AVE, P O BOX 657, DES MOINES, IA, 50306-0657, 5152424300 - 0 ($0.00) Non-Convertible Debt, (File 333-142663 - May. 7) (BR. 02B) S-3ASR WISCONSIN ENERGY CORP, 231 W MICHIGAN ST, P O BOX 1331, MILWAUKEE, WI, 53201, 414-221-2345 - 0 ($0.00) Debt, (File 333-142664 - May. 7) (BR. 02B) F-3ASR Lan Airlines SA, AVENIDA AMERICO VESPUCIO, SUR NO 901 RENCA, SANTIAGO DE CHILE, F3, 00000, 5625652525 - 0 ($0.00) Equity, (File 333-142665 - May. 7) (BR. 05C) S-1 Madison Enterprises Group, Inc., 488 MADISON AVENUE, SUITE 1100, NEW YORK, NY, 10022, (212) 486-2500 - 3,210,000 ($321,000.00) Equity, (File 333-142666 - May. 7) (BR. ) S-1 Madison Venture Capital Group, Inc., 488 MADISON AVENUE, SUITE 1100, NEW YORK, NY, 10022, (212) 486-2500 - 3,210,000 ($321,000.00) Equity, (File 333-142667 - May. 7) (BR. ) SB-2 NaturalNano , Inc., 15 SCHOEN PLACE, PITTSFORD, NY, 14534, 585-267-4850 - 42,756,710 ($10,902,962.00) Equity, (File 333-142668 - May. 7) (BR. 09) S-4 ALCOA INC, 201 ISABELLA ST, ALCOA CORPORATE CTR, PITTSBURGH, PA, 15212-5858, 4125532576 - 0 ($721,668,231.00) Equity, (File 333-142669 - May. 7) (BR. 06B) F-3D NEXEN INC, 801-7TH AVENUE SW, CALGARY ALBERTA CANA, A0, T2P 3P7, 4036994000 - 2,000,000 ($122,720,000.00) Equity, (File 333-142670 - May. 7) (BR. 04C) S-8 VeriChip CORP, 1690 SOUTH CONGRESS AVENUE, SUITE 200, DELRAY BEACH, FL, 33445, 561-805-8008 - 2,602,011 ($7,232,189.00) Equity, (File 333-142671 - May. 7) (BR. 11B) S-3ASR CRANE CO /DE/, CRANE CO., 100 FIRST STAMFORD PLACE, STAMFORD, CT, 06902, 203-363-7300 - 0 ($0.00) Debt, (File 333-142672 - May. 7) (BR. 06C) S-1 Heelys, Inc., 3200 BELMEADE, CARROLLTON, TX, 75006, 214-390-1831 - 0 ($303,140,000.00) Equity, (File 333-142673 - May. 7) (BR. 02) SB-2 INTERNATIONAL ISOTOPES INC, 4137 COMMERCE CIRCLE, IDAHO FALLS, ID, 83401, 2085245300 - 39,999,993 ($4,653,332.52) Equity, (File 333-142674 - May. 7) (BR. 10B) S-8 FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY, 505 MAIN ST, P O BOX 667, HACKENSACK, NJ, 07602, 2014886400 - 300,000 ($7,500,000.00) Other, (File 333-142675 - May. 7) (BR. 08A) S-8 CHOICE HOTELS INTERNATIONAL INC /DE, 10750 COLUMBIA PIKE, SILVER SPRING, MD, 20901, 3015925181 - 3,199,991 ($122,207,109.00) Asset-Backed Securities, (File 333-142676 - May. 7) (BR. 08A) SB-2 Vistula Communications Services, Inc., 405 PARK AVENUE, SUITE 801, NEW YORK, NY, 10022, (212) 317-8900 - 0 ($1,973,400.00) Equity, (File 333-142677 - May. 7) (BR. 11A) S-1 VISANT CORP, 357 MAIN STREET, 1ST FLOOR, ARMONK, NY, 10504, (914) 595-8200 - 0 ($1.00) Debt, (File 333-142678 - May. 7) (BR. 02A) S-8 SUNPOWER CORP, 3939 NORTH FIRST STREET, SAN JOSE, CA, 95134, 408-240-5500 - 925,000 ($52,540,000.00) Equity, (File 333-142679 - May. 7) (BR. 10C) S-1 VISANT HOLDING CORP, 357 MAIN STREET, 1ST FLOOR, ARMONK, NY, 10504, 914-595-8200 - 0 ($1.00) Debt, (File 333-142680 - May. 7) (BR. 02A) N-2 BOULDER GROWTH & INCOME FUND, 1680 38TH STREET, SUITE 800, BOULDER, CO, 80301, 3034445483 - 22,766,670 ($1,000,000.00) Equity, (File 333-142681 - May. 7) (BR. 18) S-1 NNN Realty Advisors, Inc., 1551 NORTH TUSTIN AVENUE, SUITE 300, SANTA ANA, CA, 92705, 714-667-8252 - 0 ($422,697,410.00) Equity, (File 333-142682 - May. 7) (BR. ) S-8 FAIR ISAAC CORP, 901 MARQUETTE AVENUE, SUITE 3200, MINNEAPOLIS, MN, 55402, (612) 758-5255 - 0 ($85,171,126.00) Equity, (File 333-142683 - May. 7) (BR. 08C) SB-2 Gottaplay Interactive, Inc., 3226 ROSEDALE STREET, STE. 200, GIG HARBOR, WA, 98335, 253-722-5615 - 7,080,098 ($13,876,992.00) Equity, (File 333-142685 - May. 7) (BR. 03A) S-8 Interactive Brokers Group, Inc., ONE PICKWICK PLAZA, GREENWICH, CT, 06830, 203-618-5800 - 0 ($300,288,000.00) Equity, (File 333-142686 - May. 7) (BR. 06C) S-8 Interactive Brokers Group, Inc., ONE PICKWICK PLAZA, GREENWICH, CT, 06830, 203-618-5800 - 0 ($40,800,000.00) Equity, (File 333-142687 - May. 7) (BR. 06C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ----------------------------------------------------------------------------------------------------------------------- 8X8 INC /DE/ DE 2.02,9.01 05/07/07 ADVENTRX PHARMACEUTICALS INC DE 2.02,9.01 05/07/07 AGILENT TECHNOLOGIES INC DE 5.02,9.01 05/01/07 ALAMO GROUP INC DE 2.02,9.01 05/02/07 ALCOA INC PA 8.01,9.01 05/07/07 ALL Fuels & Energy Co DE 8.01 05/02/07 ALL Fuels & Energy Co DE 5.03,7.01,8.01,9.01 05/03/07 ALLIANCE BANCORP INC OF PENNSYLVANIA X1 2.02,8.01,9.01 05/02/07 AMDL INC DE 3.02,7.01,9.01 05/04/07 AMERICAN HOMEPATIENT INC DE 2.02,9.01 05/04/07 American Media Systems Co. NV 9.01 05/07/07 AMEND AMERICAN TOWER CORP /MA/ DE 1.01,1.02,2.02,2.03,9.01 05/04/07 Ameris Bancorp GA 2.02,9.01 04/25/07 AMERISAFE INC TX 2.02,7.01,9.01 05/07/07 AMPEX CORP /DE/ DE 2.02,8.01,9.01 05/02/07 Amtrust Financial Services, Inc. DE 2.02,9.01 05/07/07 ANALOGIC CORP MA 5.02,8.01,9.01 05/01/07 ANALYSTS INTERNATIONAL CORP 1.01,9.01 05/01/07 Answers CORP 2.02,7.01,9.01 05/07/07 ANTHRACITE CAPITAL INC MD 1.01,2.03,9.01 05/01/07 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 05/07/07 APOLLO DRILLING, INC. DE 5.02 05/01/07 APOLLO DRILLING, INC. DE 5.02 05/02/07 APOLLO RESOURCES INTERNATIONAL INC UT 5.02,9.01 04/18/07 APOLLO RESOURCES INTERNATIONAL INC UT 5.02 04/27/07 APOLLO RESOURCES INTERNATIONAL INC UT 5.02 05/01/07 ARGONAUT GROUP INC DE 2.02,9.01 05/07/07 ASPEN INSURANCE HOLDINGS LTD D0 5.02,9.01 05/01/07 ASPEN INSURANCE HOLDINGS LTD D0 5.02,9.01 05/01/07 AMEND ASTEC INDUSTRIES INC TN 1.01 05/01/07 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 05/07/07 ATS CORP DE 8.01,9.01 05/07/07 Authorize.Net Holdings, Inc. DE 9.01 02/20/07 AMEND AUXILIUM PHARMACEUTICALS INC 7.01,9.01 05/07/07 B&G Foods, Inc. DE 2.02,7.01,9.01 05/07/07 Bear Stearns ARM Trust 2007-1 DE 6.04 05/01/07 Behringer Harvard Opportunity REIT I, MD 7.01,9.01 05/07/07 BIOMIMETIC THERAPEUTICS, INC. DE 1.01,9.01 05/02/07 BIOPHAN TECHNOLOGIES INC NV 5.02,9.01 05/07/07 BITSTREAM INC DE 2.02,9.01 05/07/07 BLACKSANDS PETROLEUM, INC. NV 1.01,9.01 05/04/07 BLOCKBUSTER INC DE 1.01,2.01,7.01,9.01 05/01/07 BLUE NILE INC DE 2.02,9.01 05/07/07 BLUEGREEN CORP MA 5.02,9.01 05/07/07 Bois d Arc Energy, Inc. NV 2.02,9.01 03/31/07 BOSTON SCIENTIFIC CORP DE 5.02,9.01 05/07/07 BRINKS CO VA 5.02,8.01,9.01 05/04/07 BRISTOL WEST HOLDINGS INC 7.01,8.01,9.01 05/04/07 BROADCASTER INC CA 1.01,2.01 05/02/07 BUCYRUS INTERNATIONAL INC DE 1.01,2.01,2.03,9.01 05/04/07 BULLION RIVER GOLD CORP 1.01,2.03,9.01 04/07/07 BWAY CORP DE 2.02,9.01 05/02/07 CAMBREX CORP DE 2.03 05/07/07 CAMBRIDGE HEART INC DE 2.02,9.01 05/07/07 CAMDEN PROPERTY TRUST TX 1.01,9.01 05/01/07 CAPITAL LEASE FUNDING INC 2.02,9.01 05/07/07 Capital One Auto Receivables LLC DE 8.01,9.01 05/07/07 CAPITAL TRUST INC MD 2.02,9.01 05/01/07 CAPITOL FEDERAL FINANCIAL 2.02,9.01 03/31/07 CAPSTEAD MORTGAGE CORP MD 1.01 05/03/07 CARDINAL HEALTH INC OH 5.02,9.01 05/01/07 CardioVascular BioTherapeutics, Inc. DE 7.01,9.01 05/02/07 CARMIKE CINEMAS INC DE 2.02,9.01 05/07/07 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 05/07/07 CENTER BANCORP INC NJ 8.01,9.01 05/07/07 CENTRAL GARDEN & PET CO DE 2.02,9.01 05/07/07 CHANCELLOR GROUP INC/ NV 3.02,5.02 04/13/07 AMEND CHEMED CORP DE 1.01,1.02,5.02,9.01 05/02/07 Chemtura CORP DE 4.01,9.01 05/07/07 Chemtura CORP DE 4.01,9.01 05/03/07 CHICAGO RIVET & MACHINE CO IL 2.02,9.01 05/04/07 CHUBB CORP NJ 9.01 05/07/07 CITIBANK CREDIT CARD MASTER TRUST I DE 8.01 05/07/07 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 05/03/07 AMEND COACHMEN INDUSTRIES INC IN 8.01,9.01 05/03/07 COEUR D ALENE MINES CORP ID 5.02,9.01 05/02/07 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 05/07/07 COLLAGENEX PHARMACEUTICALS INC DE 8.01 05/07/07 COMBINATORX, INC DE 2.02,9.01 05/07/07 COMFORCE CORP DE 2.02,9.01 05/03/07 COMMONWEALTH BANKSHARES INC VA 8.01,9.01 05/07/07 Community Bancorp NV 7.01,9.01 05/07/07 COMSTOCK RESOURCES INC NV 2.02,9.01 03/31/07 CONSOL ENERGY INC 5.02,5.03,9.01 05/01/07 CONSOLIDATED MEDICAL MANAGEMENT INC MT 1.01,4.01 04/05/07 AMEND CONSTELLATION BRANDS, INC. DE 1.01,7.01,9.01 05/06/07 CORNELL COMPANIES INC DE 5.02 05/03/07 Cornerstone Core Properties REIT, Inc MD 1.01,9.01 05/01/07 CORPORATE BOND BACKED CERT TRUST SERI 8.01,9.01 05/02/07 COST PLUS INC/CA/ CA 5.02 05/01/07 COUSINS PROPERTIES INC GA 2.02,9.01 05/07/07 CRITICAL PATH INC CA 5.02 05/01/07 CROWN CRAFTS INC DE 8.01,9.01 05/04/07 CRUM & FORSTER HOLDINGS CORP DE 7.01 05/07/07 CRYOCOR INC DE 8.01 05/07/07 CSK AUTO CORP DE 5.02 05/01/07 CSX CORP VA 5.02,9.01 05/01/07 CUTERA INC DE 2.02,9.01 05/07/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 04/30/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 03/30/07 CYPRESS SEMICONDUCTOR CORP /DE/ DE 1.01,9.01 05/03/07 DARDEN RESTAURANTS INC FL 2.05,2.06,9.01 05/04/07 DATALINK CORP MN 5.02 05/01/07 DECODE GENETICS INC DE 2.02,7.01,8.01,9.01 04/30/07 DELPHI CORP DE 2.02,9.01 05/07/07 DELTA MUTUAL INC 2.03,3.02,9.01 04/09/07 DELTA WOODSIDE INDUSTRIES INC /SC/ SC 7.01,9.01 05/04/07 DENTSPLY INTERNATIONAL INC /DE/ DE 8.01,9.01 05/01/07 DIGIRAD CORP DE 2.02,9.01 05/07/07 DOLLAR FINANCIAL CORP DE 2.02,9.01 05/01/07 DOMINION HOMES INC OH 2.02,7.01,9.01 05/04/07 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 05/04/07 DURA AUTOMOTIVE SYSTEMS INC DE 8.01 05/03/07 DURECT CORP DE 2.02,9.01 05/07/07 DXP ENTERPRISES INC TX 1.01,7.01,9.01 05/07/07 EAGLE BROADBAND INC TX 3.02 05/02/07 EAGLE MATERIALS INC DE 5.02 04/30/07 EARTH BIOFUELS INC DE 5.02 05/01/07 ECOLAB INC DE 8.01,9.01 05/04/07 EGL INC TX 8.01,9.01 05/07/07 EINSTEIN NOAH RESTAURANT GROUP INC DE 8.01,9.01 05/04/07 ELEC COMMUNICATIONS CORP NY 2.03,3.02,9.01 05/01/07 ELECTRONIC MEDIA CENTRAL CORP CA 5.03,9.01 03/30/07 ELECTRONICS FOR IMAGING INC DE 4.02,9.01 05/01/07 EMC CORP MA 8.01 05/03/07 EN POINTE TECHNOLOGIES INC DE 2.02,9.01 05/02/07 ENABLE IPC CORP DE 1.01 05/07/07 ENCYSIVE PHARMACEUTICALS INC DE 2.02,9.01 05/07/07 ENERGY PARTNERS LTD DE 7.01,9.01 05/04/07 ENTEGRIS INC MN 2.02,9.01 05/07/07 ENTERCOM COMMUNICATIONS CORP PA 2.02,9.01 05/07/07 ENTERPRISE BANCORP INC /MA/ MA 5.03,9.01 05/01/07 EPICOR SOFTWARE CORP DE 1.01,7.01,9.01 05/07/07 EQUITY INNS INC TN 2.02,7.01,9.01 05/07/07 ETHANEX ENERGY, INC. NV 1.01,1.02,8.01,9.01 04/20/07 EUROBANCSHARES INC 7.01,9.01 05/07/07 EVCI Career Colleges Holding Corp DE 3.01,9.01 05/02/07 FAIRPOINT COMMUNICATIONS INC DE 2.02,7.01,9.01 05/03/07 FBL FINANCIAL GROUP INC IA 2.02 05/07/07 FINANCIAL INDUSTRIES CORP TX 1.01,9.01 05/02/07 FINLAY ENTERPRISES INC /DE DE 4.01,9.01 05/04/07 AMEND FINLAY FINE JEWELRY CORP DE 4.01,9.01 05/04/07 AMEND FIRST AVIATION SERVICES INC DE 7.01,9.01 05/04/07 FIRST BANCORP /PR/ PR 8.01,9.01 05/04/07 FIRST INDUSTRIAL LP DE 1.01,9.01 05/07/07 FIRST INDUSTRIAL REALTY TRUST INC MD 1.01,2.03,9.01 05/07/07 FIRST UNITED ETHANOL LLC 1.01 04/27/07 First Valley Bancorp, Inc. CT 2.02,9.01 05/04/07 Fluid Media Networks, Inc. 5.02 05/01/07 FLUOR CORP DE 2.02,9.01 05/07/07 FOCUS ENHANCEMENTS INC DE 2.02,7.01,9.01 05/07/07 FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 05/07/07 FULTON FINANCIAL CORP PA 7.01,9.01 05/07/07 GABRIEL TECHNOLOGIES CORP DE 5.02 04/27/07 GASTAR EXPLORATION LTD 7.01,9.01 05/04/07 GateHouse Media, Inc. DE 8.01,9.01 05/04/07 GENAERA CORP DE 8.01,9.01 05/07/07 GENTA INC DE/ DE 3.01,9.01 05/02/07 GEO GROUP INC FL 2.02,8.01,9.01 05/01/07 Georgetown Bancorp, Inc. X1 2.02,9.01 04/30/07 AMEND Global Pharmatech, Inc. DE 5.02 04/28/07 AMEND GLOBALSCAPE INC DE 7.01,9.01 05/03/07 GRANDSOUTH BANCORPORATION SC 2.02,9.01 04/03/07 GRAY TELEVISION INC GA 2.02,9.01 05/07/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 1.01,5.02 05/07/07 GREAT WEST LIFE & ANNUITY INSURANCE C CO 2.02 05/03/07 GREATER BAY BANCORP CA 2.02,9.01 05/04/07 GREEN MOUNTAIN COFFEE ROASTERS INC DE 5.02 05/03/07 AMEND GUITAR CENTER INC DE 2.02,8.01 05/07/07 GUNDLE SLT ENVIRONMENTAL INC DE 2.02,9.01 05/03/07 HANSEN NATURAL CORP DE 2.02,9.01 03/31/07 HARVARD BIOSCIENCE INC DE 5.02,9.01 05/01/07 HAWKINS INC MN 2.02,9.01 05/04/07 HAYES LEMMERZ INTERNATIONAL INC DE 8.01,9.01 05/04/07 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 05/07/07 Health Fitness Corp /MN/ MN 2.02,9.01 05/07/07 HEALTH GRADES INC DE 7.01 05/01/07 HEALTHTRONICS, INC. GA 2.02,7.01,9.01 03/31/07 HEARTLAND, INC. MD 4.01,9.01 04/30/07 Heelys, Inc. DE 2.02,9.01 05/07/07 HERBALIFE LTD. E9 8.01 05/04/07 HI TECH PHARMACAL CO INC NY 8.01 05/01/07 HIGHRIVER ACQUISITION CORP. DE 8.01 05/07/07 HINES HORTICULTURE INC DE 4.02,7.01,9.01 05/03/07 HOOPER HOLMES INC NY 5.02,8.01 05/01/07 HORIZON OFFSHORE INC DE 2.02,9.01 05/07/07 HSBC USA INC /MD/ MD 8.01 05/07/07 HUNTINGTON BANCSHARES INC/MD MD 9.01 05/07/07 HYDRIL CO DE 5.02,8.01 05/07/07 HYTHIAM INC DE 7.01 05/04/07 IBT BANCORP INC /MI/ MI 2.02,9.01 05/07/07 ICF International, Inc. DE 8.01,9.01 05/07/07 ICONIX BRAND GROUP, INC. DE 1.01,2.02,2.03,9.01 05/01/07 IHS Inc. DE 8.01,9.01 04/26/07 IMERGENT INC DE 2.02,9.01 05/07/07 IMMUNOMEDICS INC DE 8.01,9.01 05/07/07 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 05/07/07 IMPLANT SCIENCES CORP MA 1.01,2.01,7.01,9.01 05/07/07 INDUSTRIAL SERVICES OF AMERICA INC /F FL 2.02,9.01 05/07/07 INFOTEC BUSINESS SYSTEMS INC NV 5.02 05/01/07 INGLES MARKETS INC NC 2.02,9.01 05/07/07 INN OF THE MOUNTAIN GODS RESORTS & CA 8.01 05/04/07 INSIGHT ENTERPRISES INC DE 5.02,5.03 05/01/07 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,9.01 05/01/07 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 3.01 05/02/07 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 2.02,9.01 05/04/07 INTERNATIONAL ASSETS HOLDING CORP DE 1.01,7.01,9.01 05/04/07 INTERNATIONAL BANCSHARES CORP TX 2.02 05/07/07 INTERNET INFINITY INC DE 3.02 12/29/06 INVESTOOLS INC DE 2.02,9.01 05/03/07 IRWIN FINANCIAL CORP IN 2.02,9.01 05/07/07 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 05/03/07 ITC Holdings Corp. MI 2.02,9.01 05/07/07 JACKSONVILLE BANCORP INC IL 5.02,9.01 03/01/07 AMEND JOHNSON & JOHNSON NJ 8.01 05/07/07 K TRON INTERNATIONAL INC NJ 2.02,9.01 05/07/07 K&F Industries Holdings, Inc. 7.01,9.01 05/03/07 KANA SOFTWARE INC DE 2.02,9.01 05/07/07 KATY INDUSTRIES INC DE 2.02,9.01 05/07/07 KBR, INC. DE 2.02,9.01 05/04/07 KENDLE INTERNATIONAL INC OH 5.02 05/03/07 KIMBALL INTERNATIONAL INC IN 2.02,9.01 05/07/07 KMG America CORP VA 2.02,7.01,9.01 05/03/07 KNBT BANCORP INC PA 5.03,9.01 05/07/07 KRONOS INC MA 5.02 05/02/07 LAS VEGAS GAMING INC NV 5.02 04/27/07 LECTEC CORP /MN/ MN 8.01 04/24/07 LEVCOR INTERNATIONAL INC DE 1.02,2.03,9.01 05/02/07 LEXINGTON RESOURCES INC NV 5.02 05/02/07 LIME ENERGY CO. DE 2.02,9.01 05/07/07 LINN ENERGY, LLC DE 9.01 05/07/07 LSB INDUSTRIES INC DE 2.02,9.01 05/07/07 MAF BANCORP INC DE 5.03,9.01 05/04/07 MAGIC COMMUNICATIONS INC DE 1.01,2.01,3.02,5.01,5.02,9.01 04/12/07 AMEND MAGNEGAS CORP DE 4.01,9.01 05/01/07 MAGNITUDE INFORMATION SYSTEMS INC DE 2.03,9.01 04/27/07 MAINE & MARITIMES CORP ME 2.02,9.01 05/07/07 MANITOWOC CO INC WI 5.02,5.03,9.01 04/30/07 MANNATECH INC TX 2.02,9.01 05/04/07 MARTEN TRANSPORT LTD DE 5.02,9.01 05/01/07 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 05/03/07 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 05/07/07 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 05/07/07 MCKESSON CORP DE 2.02,9.01 05/07/07 MDI, INC. DE 1.01,3.02,8.01,9.01 05/07/07 MEADOWBROOK INSURANCE GROUP INC MI 8.01,9.01 05/04/07 MEDAREX INC NJ 2.02,9.01 05/01/07 MEDISTEM LABORATORIES, INC. 2.02,9.01 05/03/07 MERCURY GENERAL CORP CA 2.02,9.01 05/07/07 Merrill Lynch Alternative Note Asset 6.02,9.01 05/01/07 Merrill Lynch Alternative Note Asset DE 6.02,9.01 05/01/07 Merrill Lynch Alternative Note Asset DE 6.02 05/01/07 MIDDLEBY CORP DE 5.02,9.01 05/04/07 MILACRON INC DE 8.01,9.01 05/02/07 MILLENIA HOPE INC 4.01,9.01 04/13/07 AMEND MINRAD INTERNATIONAL, INC. 8.01,9.01 05/02/07 MKS INSTRUMENTS INC MA 5.02,8.01,9.01 05/07/07 MOD PAC CORP NY 2.02,9.01 05/07/07 Nalco CO DE 5.02,5.05,9.01 05/03/07 Nalco Finance Holdings Inc. 5.02,5.05,9.01 05/03/07 Nalco Finance Holdings LLC 5.02,5.05,9.01 05/03/07 Nalco Finance Holdings LLC 8.01,9.01 05/07/07 Nalco Holding CO 5.02,5.03,5.05,9.01 05/03/07 Nalco Holding CO 8.01,9.01 05/07/07 Nalco Holdings LLC DE 5.02,5.05,9.01 05/03/07 Nalco Holdings LLC DE 8.01,9.01 05/07/07 NASTECH PHARMACEUTICAL CO INC DE 2.02,9.01 05/07/07 National Investment Managers Inc. FL 1.01,9.01 05/02/07 NBC ACQUISITION CORP DE 1.01,9.01 05/01/07 NEBRASKA BOOK CO KS 1.01,9.01 05/01/07 NEW CENTURY BANCORP INC NC 2.02,9.01 05/04/07 NEW JERSEY RESOURCES CORP NJ 4.01,9.01 05/01/07 NEW MOTION, INC. DE 8.01,9.01 05/02/07 NEWCASTLE INVESTMENT CORP MD 2.02,9.01 05/03/07 NewPage Holding CORP DE 2.02,9.01 05/07/07 NEXEN INC A0 1.01,2.03,8.01,9.01 05/01/07 NICHOLAS FINANCIAL INC FL 2.02,9.01 05/07/07 NNN Healthcare/Office REIT, Inc. MD 2.01,2.03,9.01 05/01/07 Obagi Medical Products, Inc. DE 2.02,9.01 05/07/07 Oceanaut, Inc. 1T 5.03,9.01 05/01/07 OCEANIC EXPLORATION CO DE 5.02 05/07/07 OHIO CASUALTY CORP OH 1.01,3.03,8.01,9.01 05/06/07 Oilsands Quest Inc 7.01,9.01 05/04/07 Okana Ventures, Inc. NV 8.01 05/07/07 OMEGA PROTEIN CORP NV 2.02,9.01 05/04/07 OMNICELL, Inc CA 1.01,5.02,9.01 05/02/07 Opteum Inc. MD 1.01,9.01 05/07/07 OPTIGENEX INC. 4.01,9.01 05/01/07 Option One Mortgage Loan Trust 2007-4 DE 8.01,9.01 04/06/07 ORAGENICS INC FL 3.01,9.01 05/03/07 Orange 21 Inc. DE 8.01,9.01 05/01/07 ORTHOVITA INC 2.02,9.01 05/07/07 Ottawa Savings Bancorp, Inc. X1 8.01,9.01 05/07/07 OUVO, INC. 1.01,9.01 01/24/07 OVERHILL FARMS INC NV 2.02,9.01 05/07/07 PACIFIC GAS & ELECTRIC CO CA 8.01 05/04/07 ParaFin CORP CO 3.02,4.01 03/07/07 AMEND PARKWAY PROPERTIES INC MD 2.02,9.01 05/07/07 PEERLESS MANUFACTURING CO TX 8.01,9.01 05/04/07 PEERLESS MANUFACTURING CO TX 2.02,9.01 05/07/07 PENGE CORP NV 2.01 05/07/07 PENN TRAFFIC CO DE 7.01,8.01,9.01 05/07/07 PENNSYLVANIA REAL ESTATE INVESTMENT T PA 2.02,9.01 05/01/07 PEPCO HOLDINGS INC DE 2.02,9.01 05/07/07 PETMED EXPRESS INC FL 8.01,9.01 05/07/07 PETRO RESOURCES CORP 1.01,2.01,9.01 02/16/07 AMEND PG&E CORP CA 8.01 05/04/07 PHOTON DYNAMICS INC CA 2.02,9.01 05/07/07 PLAINS EXPLORATION & PRODUCTION CO DE 5.02,9.01 05/07/07 Polonia Bancorp 2.02,8.01,9.01 05/03/07 PORTFOLIO RECOVERY ASSOCIATES INC DE 1.01,9.01 05/04/07 PREMIUM STANDARD FARMS, INC. 5.01,8.01 05/07/07 PRIMEDIA INC DE 2.02,9.01 05/03/07 PROGRESS ENERGY INC NC 2.02,9.01 05/07/07 PROSPECT ENERGY CORP MD 8.01,9.01 05/03/07 PSYCHEMEDICS CORP DE 2.02,9.01 05/03/07 QUANTITATIVE METHODS CORP NV 1.01,9.01 03/28/07 REGENT COMMUNICATIONS INC DE 2.02,9.01 05/07/07 RF MICRO DEVICES INC NC 5.02 05/01/07 RIDGEWOOD ELECTRIC POWER TRUST II DE 5.02 05/07/07 RIDGEWOOD ELECTRIC POWER TRUST III DE 5.02 05/07/07 RIDGEWOOD ELECTRIC POWER TRUST IV DE 5.02 05/07/07 RIDGEWOOD ELECTRIC POWER TRUST V DE 5.02 05/07/07 RIDGEWOOD POWER GROWTH FUND /NJ DE 5.02 05/07/07 ROCKY BRANDS, INC. OH 2.02,9.01 05/07/07 RUDOLPH TECHNOLOGIES INC DE 2.02,9.01 03/31/07 SAFETY INSURANCE GROUP INC DE 2.02,9.01 05/07/07 SAVANNAH BANCORP INC GA 8.01 05/03/07 SCIENTIFIC GAMES CORP DE 1.01,2.03,9.01 05/01/07 SCIENTIFIC LEARNING CORP DE 2.02 05/01/07 Securitized Asset Backed Receivables 8.01,9.01 04/12/07 SELECT MEDICAL CORP DE 2.01,7.01,9.01 05/01/07 SEQUENOM INC DE 2.02,9.01 05/07/07 ShengdaTech, Inc. 2.01,9.01 05/07/07 SINCLAIR BROADCAST GROUP INC MD 8.01,9.01 05/02/07 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 8.01,9.01 05/06/07 SMITHFIELD FOODS INC VA 2.01,5.02,5.03,8.01,9.01 05/07/07 SONIC FOUNDRY INC MD 1.01,2.03,9.01 05/02/07 SONUS NETWORKS INC DE 2.02,9.01 05/07/07 SOUTHERN COPPER CORP/ DE 8.01 05/07/07 SOUTHWESTERN PUBLIC SERVICE CO NM 8.01 05/02/07 SPECTRX INC DE 5.02 05/07/07 SRI SURGICAL EXPRESS INC FL 2.02,9.01 05/07/07 SS&C TECHNOLOGIES INC DE 2.02,9.01 05/07/07 ST JUDE MEDICAL INC MN 5.02,8.01,9.01 05/02/07 STAAR SURGICAL CO DE 2.02,7.01 05/01/07 STAR BUFFET INC DE 7.01,9.01 05/04/07 STEMCELLS INC DE 2.02,5.03 05/02/07 STERLING CHEMICALS INC DE 1.01 05/01/07 STIFEL FINANCIAL CORP DE 2.01,9.01 05/04/07 AMEND STRATOS INTERNATIONAL INC DE 3.01,7.01,9.01 05/01/07 STUDENT LOAN CORP DE 5.02 05/04/07 Sun Cal Energy , Inc. NV 1.01,5.02,9.01 05/01/07 SUNOCO LOGISTICS PARTNERS LP DE 1.01 05/01/07 SYKES ENTERPRISES INC FL 2.02,9.01 05/07/07 SYMANTEC CORP DE 5.02,9.01 05/01/07 SYNCHRONOSS TECHNOLOGIES INC 5.02 05/01/07 Syngas International Corp. NV 1.01,8.01 05/04/07 Synovics Pharmaceuticals NV 1.01,9.01 05/01/07 Synthenol Inc FL 2.01,9.01 03/01/06 SYSCO CORP DE 2.02,4.02,9.01 05/03/07 T-3 ENERGY SERVICES INC TX 2.02,9.01 05/07/07 TAIWAN FUND INC DE 7.01,9.01 03/01/07 TALEO CORP DE 2.02,9.01 05/07/07 TAPESTRY PHARMACEUTICALS, INC DE 1.01,9.01 05/01/07 TASKER PRODUCTS CORP NV 2.03,3.02,8.01 04/23/07 TD BANKNORTH INC. DE 2.02,9.01 05/07/07 TECH DATA CORP FL 2.05 05/01/07 TENFOLD CORP /UT DE 2.02 05/03/07 TETRA TECHNOLOGIES INC DE 2.02,9.01 05/07/07 THAXTON GROUP INC SC 8.01,9.01 05/01/07 THINK PARTNERSHIP INC NV 2.02,9.01 05/07/07 Thomas Weisel Partners Group, Inc. DE 5.02,7.01 05/04/07 THORNBURG MORTGAGE INC MD 8.01,9.01 05/04/07 TITAN PHARMACEUTICALS INC DE 8.01 05/04/07 TNS INC 2.02,7.01,9.01 05/07/07 TOREADOR RESOURCES CORP DE 5.02 05/01/07 TRESTLE HOLDINGS, INC. DE 3.02,5.01,5.02,8.01 05/04/07 TWC Holding LLC DE 1.01,4.02,8.01,9.01 05/04/07 TWEETER HOME ENTERTAINMENT GROUP INC DE 5.02 05/03/07 TXU CORP /TX/ TX 2.05,2.06 04/13/07 AMEND U S GLOBAL INVESTORS INC TX 2.02 05/07/07 UDR, Inc. MD 7.01,9.01 05/07/07 UNIFI INC NY 5.02 05/04/07 UNION NATIONAL FINANCIAL CORP / PA PA 7.01,9.01 05/07/07 United Community Bancorp X1 5.02,9.01 05/04/07 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 05/02/07 Universal Truckload Services, Inc. MI 7.01 05/07/07 Uphonia,Inc. DE 5.02,8.01 05/02/07 Uphonia,Inc. DE 5.02,8.01 04/20/07 AMEND UPSTREAM BIOSCIENCES INC. NV 3.02,9.01 05/03/07 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 05/07/07 URSTADT BIDDLE PROPERTIES INC MD 8.01,9.01 04/30/07 US AIRWAYS GROUP INC DE 2.02,9.01 05/07/07 US ENERGY CORP WY 2.01,5.02,8.01,9.01 04/30/07 AMEND uWink, Inc. UT 8.01,9.01 05/07/07 VALEANT PHARMACEUTICALS INTERNATIONAL DE 5.02 05/01/07 Vector Intersect Security Acquisition DE 8.01,9.01 05/01/07 VIASPACE Inc. NV 8.01,9.01 05/07/07 VIASYS HEALTHCARE INC DE 2.02,9.01 05/07/07 VIEWSONIC CORP DE 2.02,9.01 05/02/07 VIRAGEN INC DE 8.01,9.01 05/01/07 AMEND VISANT CORP 8.01,9.01 05/07/07 VISANT HOLDING CORP 8.01,9.01 05/07/07 VITA EQUITY INC 3.02 05/02/07 Volcano CORP DE 2.02,9.01 05/07/07 VPGI CORP TX 1.01,2.01,3.02 05/01/07 Vyta Corp NV 8.01,9.01 05/07/07 WaMu Asset-Backed Certificates, WaMu DE 6.01 05/07/07 WASHINGTON POST CO DE 2.02,9.01 05/04/07 WCA WASTE CORP 2.02 05/03/07 WELLCARE HEALTH PLANS, INC. DE 2.02,9.01 05/07/07 WELLS REAL ESTATE INVESTMENT TRUST II MD 5.03,5.05,9.01 05/01/07 WESCO FINANCIAL CORP CA 2.02,9.01 05/04/07 WESTMORELAND COAL CO DE 5.02,9.01 05/01/07 Whitestone REIT TX 7.01,9.01 05/04/07 WILLIAMS COAL SEAM GAS ROYALTY TRUST DE 2.02,9.01 05/04/07 WILMINGTON TRUST CORP DE 1.01 05/04/07 WINSTON HOTELS INC NC 2.02,9.01 05/07/07 WORLD WRESTLING ENTERTAINMENTINC DE 5.02 05/01/07 WORLDWATER & POWER CORP DE 8.01 05/04/07 Wornick CO DE 1.01,4.02,8.01,9.01 05/04/07 WYNN RESORTS LTD 2.02,7.01,9.01 05/07/07 XCEL ENERGY INC MN 8.01 05/02/07 XL CAPITAL LTD 1.01,9.01 05/07/07 YORK WATER CO PA 2.02,9.01 05/07/07 YOUNG BROADCASTING INC /DE/ DE 2.02,9.01 05/07/07 ZIPREALTY INC 5.02,9.01 05/03/07 ZOLTEK COMPANIES INC DE 2.02,9.01 05/03/07 Zoro Mining Corp. NV 2.01,5.02 05/01/07