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UNITED STATES OF AMERICA
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In the Matter of KEVIN M. HARRIS, C.P.A. |
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The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to Kevin M. Harris, C.P.A., and the Commission has not chosen to review the decision as to him on its own initiative.
Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge* has become the final decision of the Commission with respect to Kevin M. Harris. The decision found that Harris willfully violated Rule 13b2-2 of the Securities Exchange Act of 1934 and willfully aided and abetted and was a cause of violations of Exchange Act Section 13(a) and Exchange Act Rules 13a-1, 13a-13, and 12b-20. The order did not impose sanctions.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
Secretary
http://www.sec.gov/litigation/aljdec/34-51486.htm
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