UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

SECURITIES EXCHANGE ACT OF 1934
Rel. No. 50693 / November 18, 2004

ADMINISTRATIVE PROCEEDING
File No. 3-11503

NOTICE THAT INITIAL DECISION HAS BECOME FINAL

The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to Craig A. Cunningham, and the Commission has not chosen to review the decision as to him on its own initiative.

Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge^* has become the final decision of the Commission with respect to Craig L. Cunningham. The order contained in the decision with respect to him is hereby declared effective. That order barred Cunningham from association with any broker or dealer.

For the Commission by the Office of the General Counsel, pursuant to delegated authority.

Endnotes

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^* Currency Trading, et al., Initial Decision Rel. No. 263 (Oct. 12, 2004), ___ SEC ___.

http://www.sec.gov/litigation/aljdec/34-50693.htm