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UNITED STATES OF AMERICA
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In the Matter of JOHN R. POWELL |
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The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to John R. Powell, and the Commission has not chosen to review the decision as to him on its own initiative.
Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge */ has become the final decision of the Commission with respect to John R. Powell. The order contained in the decision with respect to him is hereby declared effective. That order barred Powell from association with any broker or dealer.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
Secretary
*/ Larry R. Crowder and John R. Powell, Decision Rel. No. 245 (Jan. 30, 2004), ___SEC Docket ___.
http://www.sec.gov/litigation/aljdec/33-8394.htm
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