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U.S. Securities and Exchange Commission

Finality Order of an
Initial Decision of an SEC Administrative Law Judge

In the Matter of
Joseph F. Reese

UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION

SECURITIES ACT OF 1933
Rel. No. 7690 / June 11, 1999

Admin. Proc. File No. 3-9439


In the Matter of

JOSEPH F. REESE


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CORRECTED NOTICE THAT INITIAL DECISION HAS BECOME FINAL

The time for filing a petition for review of the initial decision in this proceeding has expired. Respondent has not petitioned for review and the Commission has not chosen to review the decision on its own initiative.

It is accordingly ordered, pursuant to Rule 360 of the Commission's Rules of Practice, that the decision of the administrative law judge 1 has become the final decision of the Commission. The order contained in that decision declared that, Joseph F. Reese cease and desist from committing or causing any violations or future violations of Section 17(a) of the Securities Act. That order is hereby declared effective.

For the Commission by the Office of the General Counsel, pursuant to delegated authority.

Jonathan G. Katz
Secretary

Footnotes

1 / Joseph F. Reese, Initial Decision Rel. No. 142

(May 6, 1999), __ SEC Docket ____.

http://www.sec.gov/litigation/aljdec/id142fo.htm


Modified: 05/19/2003