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ALJ Initial Decisions:
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Release No. | Date | Respondents |
Third Quarter | ||
385 | Aug. 13, 2009 | Fortel, Inc., now known as Envit Capital Group, Inc.
Robert G. Mahony, Administrative Law Judge File No. 3-13465 |
384 | Aug. 7, 2009 | Stanley Johnson
Robert G. Mahony, Administrative Law Judge File No. 3-13494 |
383 | Jul. 17, 2009 | Matthew La Madrid
Robert G. Mahony, Administrative Law Judge File No. 3-13415 (Note: Finality Order, Release No. IA-2915) |
382 | Jul. 14, 2009 | Alan Brian Baiocchi
Carol Fox Foelak, Administrative Law Judge File No. 3-13380 (Note: Finality Order, Release No. 34-60483) |
381 | Jul. 13, 2009 | David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Carol Fox Foelak, Administrative Law Judge File No. 3-11893 (Note: Finality Order, Release Nos. 33-9061, 34-60498) |
Second Quarter | ||
380 | Jun. 9, 2009 | Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
James T. Kelly, Administrative Law Judge File No. 3-13099 |
379 | Jun. 5, 2009 | Lexington Resources, Inc., Grant Atkins, and Gordon Brent Pierce
Carol Fox Foelak, Administrative Law Judge File No. 3-13109 (Note: Finality Order, Release No. 33-9050) |
378 | May 15, 2009 | Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-13385 (Note: Finality Order, Release No. 34-60104) |
377 | May 6, 2009 | Byron S. Rainner
Robert G. Mahony Administrative Law Judge File No. 3-12828 |
376 | Apr. 22, 2009 | Michael W. Crow and Robert David Fuchs
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13309 (Note: Finality Order, Release No. 34-59982) |
375 | Apr. 17, 2009 | Alberto W. Vilar and Gary Alan Tanaka
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13345 (Note: Finality Order, Release No. IA-2882) |
374 | Apr. 3, 2009 | Diane M. Keefe
Brenda P. Murray, Chief Administrative Law Judge File No. 3-13337 |
First Quarter | ||
373 | Mar. 10, 2009 | Joseph C. Lavin
Robert G. Mahony, Administrative Law Judge File No. 3-13222 (Note: Finality Order, Release No. IA-2870) |
372 | Feb. 25, 2009 | Martin A. Armstrong
Robert G. Mahony, Administrative Law Judge File No. 3-13121 |
371 | Feb. 24, 2009 | Kent D. Nelson
Robert G. Mahony, Administrative Law Judge File No. 3-13112 (Note: Finality Order, Release Nos. 34-59787, IA-2868) |
370 | Feb. 12, 2009 | Don Warner Reinhard
Carol Fox Foelak, Administrative Law Judge File No. 3-13280 |
369 | Jan. 29, 2009 | Michael Lauer
Robert G. Mahony, Administrative Law Judge File No. 3-13265 |
368 | Jan. 16, 2009 | Meditecnic, Inc. (f/k/a Viking Broadcasting Corp.)
Carol Fox Foelak, Administrative Law Judge File No. 3-13184 |
367 | Jan. 14, 2009 | Steven Altman, Esq.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-12944 |
http://www.sec.gov/alj/aljdec.shtml
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