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ALJ Decisions & Orders:
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AP No. | Date | Respondents |
Fourth Quarter | ||
3-544 | Dec. 22, 1967 | Boettcher & Company (8-683), David F. Lawrence, Alfred A. Wiesner, Bruce C. Newman
Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
3-484 | Nov. 28, 1967 | Paine, Webber, Jackson & Curtis (8-402), William P. Cowden, Ralph Martin Klopp
Warren E. Blair, Hearing Examiner (Note: Opinion) |
3-133 | Sep. 25, 1967 | Laird, Bissell and Meeds (8-18), Louis J. Sneed, Hanns E. Kuehner, Edgar F. Isaacs, Harold J. Rau; Cortlandt Investing Corporation (8-5630), Melvin Cantor, Samuel E. Stone, Max Reiter, Michael Kramer
Samuel Binder, Hearing Examiner |
Third Quarter | ||
3-364 | Aug. 21, 1967 | Norman Pollisky, Allan Harris, Aaron J. Gabriel Waldman & Co. (8-11460) Warren E. Blair, Hearing Examiner (Note: Opinion) |
No Number | Aug. 14, 1967 | Commonwealth Securities Corporation File No. 8-6739 Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
3-784 | Jul. 31, 1967 | Southern Brokerage & Holding Co., Inc. (801-1280) d/b/a The Canadian Forecaster, Alan McDonald Munro, Peter Jeffery
Irving Schiller, Hearing Examiner |
Second Quarter | ||
3-417 | Jun. 26, 1967 | Richard J. Buck & Co. (8-4276), Arthur Gladstone, Charles Arthur Fehr, Mortimer E. Hanly, Frederick C. Stutzmann, Jr., Steve Charles Paras
James G. Ewell, Hearing Examiner (Note: Opinion) |
3-503 | May 1, 1967 | Langley-Howard, Inc. (8-3349), John A. Howard, Mark E. O'Leary, Theodore Barnett, Richard A. Sorenson, William R. Steigerwald
Sidney Ullman, Hearing Examiner (Note: Opinion) |
3-789 | May 1, 1967 | Orchard Supply Building Co. (81-41)
Sidney L. Feiler, Hearing Examiner |
First Quarter | ||
3-640 | Mar. 31, 1967 | Stanford Investment Management, Inc., a California corporation (801-2854) and Lawrence Ronald Ross (801-3404)
Samuel Binder, Hearing Examiner (Note: Opinion) |
3-336 | Feb. 24, 1967 | Armstrong, Jones & Co. (8-6057), Thomas W. Itin, George A. Reuter, Rene F. Campeau, E. Keith Owens, Charles H. Bruce, Robert O. Safford Warren E. Blair, Hearing Examiner (Note: Opinion) |
3-364 | Jan. 30, 1967 | Waldman & Co. (8-11460), Seymour Waldman, Elliot Rose, Bernard Portnoy, Frank Engelman, Julius Gladstein, Samuel Lewis, Stuart Davis, Louis Pilnick, Reubin Ehrlich, Martin A. Fleishman, Norman B. Babat, Norman Pollisky, Aaron J. Gabriel, Allan Harris
Warren E. Blair, Hearing Examiner (Note: Finality Order) |
3-1 | Jan. 30, 1967 | Sanford H. Bickart
Sidney Gross, Hearing Examiner (Note: Opinion) |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1967.shtml
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