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ALJ Decisions & Orders:
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AP No. | Date | Respondents |
Fourth Quarter | ||
3-1512 | Dec. 24, 1968 | Babcock & Co., Louis W. Babcock and Robert T. Stead (8-11902)
David J. Markun, Hearing Examiner (Note: Opinion) |
3-1057 | Nov. 5, 1968 | General Electric Company, General Electric S & S Program Mutual Fund (813-26)
Sidney L. Feiler, Hearing Examiner (Note: Finality Order) |
3-1374 | Oct. 24, 1968 | The Trust Fund Sponsored by the Episcopal School Foundation College Award Program, Inc. (812-2229)
Sidney Gross, Hearing Examiner (Note: Commission Order Discontinuing Proceeding) |
Third Quarter | ||
3-326 | Aug. 27, 1968 | Kennedy, Cabot & Co., Inc., David Paul Kane, Linda D. Tallen (8-8621)
Sidney L. Feiler, Hearing Examiner (Note: Opinion) |
3-570 | Aug. 26, 1968 | Jaffee & Company, Wilton L. Jaffee, Jr. (8-11472), Greene & Company, Irving A. Greene, Robert Topol, Bernard Horn (8-702), M. L. Lee & Co., Inc., Martin L. Levy (8-8226)
Sidney Ullman, Hearing Examiner (Note: Opinion) |
Second Quarter | ||
3-136 | May 6, 1968 | Williams S. Marshall
Sidney Ullman, Hearing Examiner |
First Quarter | ||
3-1246 | Mar. 18, 1968 | American Steel and Pump Corporation (812-2141)
Irving Schiller, Hearing Examiner (Note: Finality) |
3-785 | Mar. 11, 1968 | Richard N. Cea, James C. Conklin, Kenneth E. Fisher, Robert E. Kness, Frank P. Wayhart, Keystone State Investment Securities Company, Inc. (8-12228)
Samuel Binder, Hearing Examiner (Note: Opinion) |
3-1212 | Feb. 1, 1968 | The National Dollar Stores, Ltd. (81-79)
Sidney Ullman, Hearing Examiner (Note: Opinion) |
3-717 | Jan. 24, 1968 | Nationwide Family Plans, Inc. (8-7508), William Kilroy, Louis C. Ostrer
Irving Schiller, Hearing Examiner |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1968.shtml
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