Home | Jobs |
Fast Answers | Site Map | Search
|
|||||
|
ALJ Decisions & Orders:
|
AP No. | Date | Respondents |
Fourth Quarter | ||
No decisions issued this peroiod. | ||
Third Quarter | ||
3-5845 | Sep. 4, 1980 | James E. Ryan (National Securities Corporation) Max O. Regensteiner, Administrative Law Judge |
3-5860 | Aug. 18, 1980 | Ronald L. Brownlow (Oppenheimer & Co., Inc., et al.) Edward B. Wagner, Administrative Law Judge |
3-5448 | Aug. 14, 1980 | Michael Joseph Boylan, Harold Harris
Ralph Hunter Tracy, Administrative Law Judge |
3-5797 | Jul. 24, 1980 | Michael E. Tennenbaum (Bear, Sterns & Co., 8-00293)
Ralph Hunter Tracy, Administrative Law Judge |
Second Quarter | ||
3-5788 | Jun. 30, 1980 | Don A. Long
Jerome K. Soffer, Administrative Law Judge |
3-5810 | Jun. 9, 1980 | Transamerican Securities, Inc. (8-21839), Transamerican Investment Company, Ltd., Carl E. Blyskal and Rolfe H. McCollister
Edward B. Wagner, Administrative Law Judge |
3-5823 | Apr. 14, 1980 | Lowe Management Corporation, Chris L. Lowe Max O. Regensteiner, Administrative Law Judge |
First Quarter | ||
3-5670 | Jan. 25, 1980 | Hammon Capital Management Corporation (801-9795) and Gabe Hammon
Warren E. Blair, Chief Administrative Law Judge |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1980.shtml
Contact | Employment | Links | FOIA | Forms | Privacy Policy | Modified: 02/26/2009 |