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ALJ Decisions & Orders:
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AP No. | Date | Respondents |
Fourth Quarter | ||
3-5794 | Dec. 21, 1979 | Royal W. Carson, Jr.
Edward B. Wagner, Administrative Law Judge |
3-5281 | Oct. 4, 1979 | The Vanguard Group, Inc., et al.
Max O. Regensteiner, Administrative Law Judge |
Third Quarter | ||
3-5258 | Aug. 2, 1979 | Allen & Company (8-1804), Richard M. Crooks (William H. Langfield, II) Jerome K. Soffer, Administrative Law Judge |
Second Quarter | ||
3-4618 | Jun. 18, 1979 | Richard O. Bertoli, Catherine Bertoli, Alfred B. Averell, Jr., Raydop Corporation, Freelton Investments Limited
Max O. Regensteiner, Administrative Law Judge |
3-5439 | Jun. 18, 1979 | Stilwell Coker & Co., Inc., S.C. Associates, Inc., First South Carolina Corp., Charles D. Stilwell, Stephen C. Coker, Vincent P. Kane, Howard Spencer Hart, Donald R. Huffman, Joan H. Schumann, Alfred R. Hughes, Jr., Margaret C. Thornal
Irving Schiller, Administrative Law Judge |
3-5433 | Apr. 17, 1979 | Donald & Co. Securities, Inc., et al. (8-20952)
Edward B. Wagner, Administrative Law Judge |
First Quarter | ||
3-5302 | Mar. 28, 1979 | Steven S. Mitchell, Clyde Reynolds Mahnke, Lawrence Dennis Dougherty, Michael W. Engmann, Noam Rand, Richard James French, Rainbow Options, Geoffrey B. Haynes, Ethan Aldridge Co., Inc., Herbert C. Kurlan, Jose C. Pascual
Irving Schiller, Administrative Law Judge |
3-5464 | Mar. 7, 1979 | William R. Carter and Charles J. Johnson, Jr.
Ralph Hunter Tracy, Administrative Law Judge |
3-5492 | Feb. 5, 1979 | Potomac Investment Advisors, Ltd., Willard John Miller, John Scott Miller
Max O. Regensteiner, Administrative Law Judge |
3-5435 | Jan. 16, 1979 | First Pittsburgh Securities Corporation, Salvatore F. Geswaldo, Donald R. Kohl, Carl B. Benson, Bernard H. Golling, Charles Krzywicki
David J. Markun, Administrative Law Judge |
3-5244 | Jan. 3, 1979 | Oppenheimer & Company, Inc.
Irving Schiller, Administrative Law Judge |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1979.shtml
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