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ALJ Decisions & Orders:
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AP No. | Date | Respondents |
Fourth Quarter | ||
3-6074 | Dec. 30, 1982 | Paine Webber Jackson & Curtis, Incorporated (BD 8-016267) David J. Markun, Administrative Law Judge |
3-5881 | Dec. 29, 1982 | First Multifund Advisory Corp., Milton Mound
Irving Schiller, Administrative Law Judge |
3-6135 | Dec. 20, 1982 | Alstead, Strangis & Dempsey, Inc. (8-14697)
Warren E. Blair, Chief Administrative Law Judge |
Third Quarter | ||
3-6071 | Sep. 24, 1982 | Investors Financial Planning, Inc. (File No. 8-15278), National Executive Planners, Ltd., Dan King Brainard (File No. 801-11187), Henry Leroy Hebrock, Richard O. White
Ralph Hunter Tracy, Administrative Law Judge |
3-6085 | Sep. 10, 1982 | Advanced Chemical Corporation
Jerome K. Soffer, Administrative Law Judge |
3-6038 | Aug. 27, 1982 | Richard W. Suter and Richard W. Suter d/b/a National Investment Publishing Company
David J. Markun, Administrative Law Judge |
3-6084 | Aug. 2, 1982 | Jay W. Kaufmann & Co., Raphael David Bloom
Irving Schiller, Administrative Law Judge |
Second Quarter | ||
No decisions issued this peroiod. | ||
First Quarter | ||
3-6063 | Mar. 4, 1982 | James S. Doyle, Thomas F. Ryan
David J. Markun, Administrative Law Judge |
3-6046 | Jan. 29, 1982 | Morton Paul Kominsky d/b/a Morton Kominsky, Morton Kominsky
David J. Markun, Administrative Law Judge |
3-6022 | Jan. 14, 1982 | James F. Novak
Ralph Hunter Tracy, Administrative Law Judge |
http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1982.shtml
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