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SEC Final Rules
Final rules currently available include:
Third Quarter | Second Quarter | First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962
Release No. |
Date |
Details |
Third Quarter |
34-60448 |
Aug. 5, 2009 |
Delegation of Authority to Director of Division of Enforcement
Effective Date: August 11, 2009
Federal Register version
|
34-60423 |
Aug. 4, 2009 |
Regulation S-AM: Limitations on Affiliate Marketing
Other Release Nos.: IC-28842, IA-2911
File No.: S7-29-04
Effective Date: September 10, 2009
See also: Proposed Rule Release No. 34-49985
Federal Register version
|
33-9058 |
Jul. 28, 2009 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-60390, 39-2466, IC-28838
Dates: Effective Date: August 4, 2009. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of August 4, 2009.
Federal Register version
|
34-60388 |
Jul. 27, 2009 |
Amendments to Regulation SHO (Corrected - Conforming to Federal Register Version)
File No.: S7-30-08
Effective Date: July 31, 2009
See also: Interim Final Temporary Rule Release No. 34-58773 and comments; Small Entity Compliance Guide
Federal Register version
|
Second Quarter |
33-8934A |
Jun. 22, 2009 |
Technical Amendment: Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers (Conforming to Federal Register Version)
Other Release No.: 34-58028A
File No.: S7-06-03
Effective Date: The effectiveness of §§ 210.2-02T and 229.308T, which currently terminates on June 30, 2009, is extended through June 30, 2010. This technical correction does not affect the effective date for compliance by a non-accelerated filer with the rules implementing Section 404(b) of the Sarbanes-Oxley Act of 2002. Under the amendments adopted in Release No. 33-8934, a non-accelerated filer is required to file the auditor’s attestation report on internal control over financial reporting when it files an annual report for a fiscal year ending on or after December 15, 2009.
See also: Final Rule Release No. 33-8934
Federal Register version
|
33-8998A |
May 28, 2009 |
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies; Correction
Other Release No.: IC-28584A
File No.: S7-28-07
Effective Date: date of publication in the Federal Register
See also: Final Rule Release No. 33-8998; Proposed Rule Release Nos. 33-8861 and 33-8949 (reopening the comment period); and comments; Small Entity Compliance Guide
Federal Register version
|
33-9006A |
May 1, 2009 |
Interactive Data For Mutual Fund Risk/Return Summary; Correction
Other Release Nos.: 34-59391A; 39-2462A; IC-28617A
File No.: S7-12-08
Effective Date: July 15, 2009
See also: Final Rule Release No. 33-9006; Proposed Rule Release No. 33-8929; Small Entity Compliance Guide
Federal Register version
|
34-59829 |
Apr. 28, 2009 |
Delegation of Authority to the General Counsel
Effective Date: May 4, 2009
Federal Register version
|
33-9027 |
Apr. 16, 2009 |
Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-59776, 39-2465, IC-28698
Effective Date: April 23, 2009
See also: Federal Register version
|
33-9026 |
Apr. 15, 2009 |
Technical Amendments to Rules, Forms, Schedules and Codification of Financial Reporting Policies
Other Release Nos.: 34-59775, FR-79
Effective Date: April 23, 2009
See also: Federal Register version
|
33-9022 |
Apr. 8, 2009 |
Adoption of Updated EDGAR Filer Manual (Conforming Version)
Other Release Nos.: 34-59728; 39-2464; IC-28691
Effective Date: April 16, 2009
See also: Federal Register version
|
33-9002A |
Apr. 1, 2009 |
Interactive Data to Improve Financial Reporting (Correction)
Other Release Nos.: 34-59324A; 39-2461A; IC-28609A
File No.: S7-11-08
Effective Date: April 13, 2009
See also: Final Rule Release No. 33-9002; Proposed Rule Release No. 33-8924; Small Entity Compliance Guide
Federal Register version |
First Quarter |
33-9013 |
Mar. 9, 2009 |
Attaching Authenticating Documents to Online Form ID Applications
Other Release Nos.: 34-59536, 39-2463, IC-28642
Effective Date: March 16, 2009
Federal Register version
|
33-9009 |
Feb. 25, 2009 |
Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: IA-2845; IC-28635
Federal Register version
|
33-9006 |
Feb. 11, 2009 |
Interactive Data for Mutual Fund Risk/Return Summary
Other Release No.: 33-9006, 34-59391, 39-2462, IC-28617
File No.: S7-12-08
Effective Date: July 15, 2009
See also: Final Rule Release No. 33-9006A (Correction); Proposed Rule Release No. 33-8929; Small Entity Compliance Guide
Federal Register version
|
34-59342 |
Feb. 2, 2009 |
Amendments to Rules for Nationally Recognized Statistical Rating Organizations
File No.: S7-13-08
Effective Date: April 10, 2009
See also: Proposed Rule Release No. 34-57967
Federal Register version
|
33-9002 |
Jan. 30, 2009 |
Interactive Data to Improve Financial Reporting
Other Release Nos.: 34-59324; 39-2461; IC-28609
File No.: S7-11-08
Effective Date: April 13, 2009 except §232.406T is effective from April 13, 2009 until October 31, 2014
See also: Final Rule Release No. 33-9002A (Correction); Proposed Rule Release No. 33-8924; Small Entity Compliance Guide
Federal Register version
|
33-8999 |
Jan. 14, 2009 |
Temporary Exemptions for Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps (Interim Final Temporary Rule)
Other Release Nos.: 34-59246, 39-2549
File No.: S7-02-09
Effective Date: January 22, 2009 until September 25, 2009
Comment Due Date: March 23, 2009
Comments received are available.
Submit comments on S7-02-09
Federal Register version
|
33-8998 |
Jan. 13, 2009 |
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
Other Release No.: IC-28584
File No.: S7-28-07
Effective Date: March 31, 2009
See also: Proposed Rule Release No. 33-8861; Release No. 33-8949 (reopening the comment period); and comments; Small Entity Compliance Guide
Federal Register version
|
33-8996 |
Jan. 8, 2009 |
Indexed Annuities and Certain Other Insurance Contracts
Other Release No.: 34-59221
File No.: S7-14-08
Effective Date: see release
See also: Proposed Rule Release No. 33-8933; Release No. 33-8976 (reopening the comment period); comments; and Dissent of Commissioner Paredes; Small Entity Compliance Guide for Rule 12h-7; Small Entity Compliance Guide for Rule 151A
Federal Register version
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http://www.sec.gov/rules/final.shtml
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