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Commission Speeches and Public Statements Archive: 1976
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1976 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Dec. 3, 1976 |
SEC's Role in "Municipal Fiscal Crises", National Institute: "Freedom From Fiscal Fiasco", American Bar Association, Section of Local Government Law, Washington, D.C. |
Commissioner John R. Evans |
Nov. 11, 1976 |
The Investment Company Board: Myth vs. Reality, ALI-ABA, Washington, D.C. |
Chairman Roderick M. Hills |
Nov. 8, 1976 |
Remarks, Economic Club of New York, New York, New York |
Chairman Roderick M. Hills |
Oct. 29, 1976 |
Responsibilities and Liabilities for Municipal Offerings, Public Finance Conference, Securities Industry Association, Scottsdale, Arizona |
Commissioner John R. Evans |
Oct. 5, 1976 |
Of Boycotts and Bribery, and Corporate Accountability, Seminar on Regulation of U.S. International Companies, International Management and Development Institute, Washington, D.C. |
Commissioner John R. Evans |
Sep. 30, 1976 |
Address, Investment Association of New York, New York, New York |
Chairman Roderick M. Hills |
Sep. 20, 1976 |
Address, North American Securities Administrators' Association, Annual Convention, Chicago, Illinois |
Chairman Roderick M. Hills |
Jun. 30, 1976 |
Address, New York Law Journal, New York, New York |
Chairman Roderick M. Hills |
Jun. 28, 1976 |
Some Current Developments in Accounting and Financial Reporting, Conference of the Machinery and Allied Products Institute, Arlington, Virginia |
Commissioner Philip A. Loomis, Jr. |
Jun. 21, 1976 |
Address, American Enterprise Institute, Washington, D.C. |
Chairman Roderick M. Hills |
Jun. 19, 1976 |
Remarks, National Conference of the American Society of Corporate Secretaries, Hot Springs, Virginia |
Commissioner Philip A. Loomis, Jr. |
Jun. 7-8, 1976 |
Disclosure -- The Name of the Game, 30th Western Regional Conference, Bank Administration Institute, Salt Lake City, Utah |
Commissioner John R. Evans |
May 26, 1976 |
Address, Investment Company Institute, Washington, D.C. |
Chairman Roderick M. Hills |
May 13, 1976 |
Turning the Tide, Northwest State-Federal-Provincial Securities Conference, Portland, Oregon |
Commissioner John R. Evans |
May 6, 1976 |
Some Reflections on Rule 10b-5 and Market Information, Second Annual ALI-ABA Course of Study, Securities Law Committee of the Federal Bar Association, San Francisco, California |
Commissioner Philip A. Loomis, Jr. |
Apr. 13, 1976 |
Corporate Morality -- Whose Business Is It?, Town Hall, Los Angeles, California |
Chairman Roderick M. Hills |
Apr. 2, 1976 |
A Parting Look at Foreign Payments, Ohio Legal Center Institute - Securities Law Seminar, Columbus, Ohio |
Commissioner A. A. Sommer, Jr. |
Mar. 25, 1976 |
SEC--Catalyst for Competitive Free Enterprise, Brookings Institution, Seminar on International Trade and Finance, Washington, D.C. |
Commissioner John R. Evans |
Mar. 18, 1976 |
A Glance at the Past, a Probe of the Future, Mid-Continental District of Securities Industry Association, Chicago, Illinois |
Commissioner A. A. Sommer, Jr. |
Mar. 17, 1976 |
Basic Questions: When Are We Going to Answer Them?, Financial Executives Institute, Michigan Association of CPA's - Indiana Association of CPA's and The National Accountants Association, University of Notre Dame, South Bend, Indiana |
Commissioner A. A. Sommer, Jr. |
Mar. 15, 1976 |
Address, Association of the Bar, New York, New York |
Chairman Roderick M. Hills |
Mar. 11, 1976 |
The Changing Scene for Municipal Securities, Executive Enterprises, Inc., Municipal Bonds Conference, New York City, New York |
Commissioner A. A. Sommer, Jr. |
Feb. 23, 1976 |
Good Municipal Markets Require Full Disclosure, National Governors' Conference, Seminar on State and Local Financial Emergencies, Washington, D.C. |
Commissioner John R. Evans |
Feb. 20, 1976 |
Disclosure -- A Most Effective Regulator, Florida Atlantic University, Bank Holding Company Seminar, Boca Raton, Florida |
Commissioner John R. Evans |
Feb. 17, 1976 |
Democracy and the Planned Economy -- Friends or Foes, Pitzer College, National Issues Forum Dinner, Beverly Hills, California |
Chairman Roderick M. Hills |
Feb. 16, 1976 |
Business Ethics and the Free Enterprise System, National Association of Truck Stop Operators Seminar, San Antonio, Texas |
Commissioner A. A. Sommer, Jr. |
Feb. 5, 1976 |
Some Reflections on Competition and the National Market System, Denver Institutional Securities Conference, Denver, Colorado |
Commissioner Philip A. Loomis, Jr. |
Jan. 14, 1976 |
Studies--Not Partisan Rhetoric--For Glass-Stegall Decisions, Third Annual Securities Regulation Institute, San Diego, California |
Commissioner John R. Evans |
Jan. 7, 1976 |
Address, American Institute of Certified Public Accountants, Washington, D.C. |
Chairman Roderick M. Hills |
http://www.sec.gov/news/speech/speecharchive/1976speech.shtml
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