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Commission Speeches and Public Statements Archive: 1978
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1978 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 15, 1978 |
Remarks, Reprinted from Report (The Los Angeles Daily Journal) No. 78-24 |
Commissioner Roberta S. Karmel |
Dec. 8, 1978 |
Questions of Federalism in the Arenas of Corporate Governance and Corporate Take Overs, Seminar on New Corporate Challenges, Emory University School of Business Administration, Atlanta, Georgia |
Commissioner Roberta S. Karmel |
Dec. 8, 1978 |
Improving the Accounting Profession: A Shared Responsibility, Eighth Annual SEC Conference, Florida Institute of Certified Public Accountants, Miami, Florida |
Commissioner John R. Evans |
Dec. 1, 1978 |
Direct and Indirect Regulation of Accountants by the SEC, Accountants, Bankers and Finance Division of the Anti-Defamation League, Chicago, Illinois |
Commissioner Roberta S. Karmel |
Nov. 30, 1978 |
The Securities Industry and the National Market System: A Current Perspective, The Securities Industry Association, 1978 Annual Convention, Boca Raton, Florida |
Chairman Harold M. Williams |
Nov. 20, 1978 |
S.E.C.'s Concern with Corporate Governance, Financial Executives Institute, Pittsburgh, Pennsylvania |
Commissioner Philip A. Loomis, Jr. |
Nov. 17, 1978 |
Direct and Indirect Regulation of Accountants by the SEC, National Association of Accountants, Lancaster, Pennsylvania |
Commissioner Roberta S. Karmel |
Nov. 20, 1978 |
A Skeptical Regulator Looks at the Future of Regulation, Women's Economic Club, Detroit, Michigan |
Commissioner Roberta S. Karmel |
Nov. 15, 1978 |
Commission's Consideration of Rulemaking Proposals Concerning Shareholder Communications, Shareholder Participation in the Corporate Electoral Process and Corporate Governance Generally, Announced in Securities Exchange Act Release No. 14970, SEC Opening Meeting, Washington, D.C. |
Chairman Harold M. Williams |
Nov. 3, 1978 |
Audit Committees - The American Experience, The Institute of Chartered Accountants in England and Wales, London, England |
Commissioner Philip A. Loomis, Jr. |
Nov. 3, 1978 |
SEC Corporate Governance Proposals: An Update, Santa Barbara Conference, American Society of Corporate Secretaries, Santa Barbara, California |
Commissioner John R. Evans |
Oct. 27, 1978 |
Management Fraud -What are the Standards?, Annual Cooperative Securities Regulation Seminar, Los Angeles, California |
Commissioner Roberta S. Karmel |
Oct. 20, 1978 |
What Should be the Role of the SEC in the Public Securities Markets?, Public Securities Association, Marco Island, Florida |
Commissioner Roberta S. Karmel |
Oct. 9, 1978 |
Current Problems in Financial Reporting and Internal Controls, Financial Executives Institute, 1978 International Convention, Los Angeles, California |
Chairman Harold M. Williams |
Third Quarter |
Sep. 26, 1978 |
Egalitarianism and Market Systems, The Columbia University/McGraw-Hill Lectures in Business and Society, New York, New York |
Chairman Harold M. Williams |
Sep. 24, 1978 |
The SEC as a Developmental Agency, National Securities Traders Association, Palm Springs, California |
Commissioner Roberta S. Karmel |
Sep. 18, 1978 |
Keynote Address to the 61st Annual Convention of the North American Securities Administrators Association, Tarpon Springs, Florida |
Chairman Harold M. Williams |
Aug. 22, 1978 |
The Changing World of the Accountant: Where the Next Steps Should Lead, The American Accounting Association, Denver, Colorado |
Chairman Harold M. Williams |
Aug. 8, 1978 |
Corporate Accountability and the Lawyer's Role, Section of Corporation, Banking and Business Law, American Bar Association, New York, New York |
Chairman Harold M. Williams |
Second Quarter |
Jun. 19, 1978 |
The Emerging Responsibilities of the Internal Auditor, The Institute of Internal Auditors |
Chairman Harold M. Williams |
Jun. 16, 1978 |
Reflections on the Revolving Door, Securities Law Committee, Federal Bar Association, Washington, D.C. |
Commissioner Roberta S. Karmel |
Jun. 15, 1978 |
The National Market System: A Status Report, FBA/CCH National Market System Conference, New York City, New York |
Chairman Harold M. Williams |
Jun. 9, 1978 |
SEC Influence on Corporate Ethics and Governance, Southwest Assembly on Corporate Ethics and Governance, Southern Methodist University, Tanglewood, Texas |
Commissioner John R. Evans |
Jun. 1, 1978 |
The Role of the Corporate Secretary in Promoting Corporate Accountability, The American Society of Corporate Secretaries, Boca Raton, Florida |
Chairman Harold M. Williams |
May 24, 1978 |
Judicial Dialogues on the Securities Laws, Northwest State-Federal-Provincial Cooperative Securities Conference, Portland, Oregon |
Commissioner Roberta S. Karmel |
May 19, 1978 |
Self-Regulation in the Securities Industry, Financial Women's Association of New York, New York, New York |
Commissioner Roberta S. Karmel |
May 17, 1978 |
A Challenge to Mutual Funds, Investment Company Institute General Meeting |
Chairman Harold M. Williams |
May 10, 1978 |
Prosecution, Regulation and Promotion in Securities Regulation, Securities Industry Association, White Sulphur Springs, West Virginia |
Commissioner Roberta S. Karmel |
May 8, 1978 |
Progress Toward Professional Self-Governance: An Update, The AICPA Council, Boca Raton, Florida |
Chairman Harold M. Williams |
May 1, 1978 |
The Role of the Director in Corporate Accountability, The Economic Club of Detroit, Detroit, Michigan |
Chairman Harold M. Williams |
Apr. 28, 1978 |
The Nominating Committee as a Corporate Accountability Mechanism, Chicago Association of Commerce and Industry, Chicago, Illinois |
Commissioner Roberta S. Karmel |
Apr. 13, 1978 |
Legislative Proposals Regarding Industrial Development Bonds, Society of Municipal Analysts, Washington, D.C. |
Commissioner Roberta S. Karmel |
Apr. 12, 1978 |
Changing Concepts of Materiality, National Investor Relations Institute, New York Chapter, New York, New York |
Commissioner Roberta S. Karmel |
First Quarter |
Mar. 22, 1978 |
The Standard Setting Process and its Economic Impact, Financial Accounting Standards Board, Economic Consequences Conference, Rye, New York |
Commissioner Philip A. Loomis, Jr. |
Mar. 20, 1978 |
The Resolution of Broker-Dealer Conflicts of Interest in Market Executions, Compliance and Legal Seminar, Securities Industry Association, Sarasota, Florida |
Commissioner Roberta S. Karmel |
Mar. 18, 1978 |
The Limitations of Government Regulation, 20th U.S. Air Force Academy Assembly, Colorado Springs, Colorado |
Commissioner Roberta S. Karmel |
Mar. 16, 1978 |
Mutual Fund Advertising, Mutual Funds and Investment Management Conference, Tucson, Arizona |
Commissioner Roberta S. Karmel |
Feb. 23, 1978 |
Economic Priorities for Business, The Economic Club of Chicago, Chicago, Illinois |
Chairman Harold M. Williams |
Jan. 28, 1978 |
The Future of the Securities Industry, Gustave L. Levy Memorial Lecture, Twelfth Annual Conference on Wall Street and the Economy, New York, New York |
Chairman Harold M. Williams |
Jan. 18, 1978 |
Corporate Accountability, Fifth Annual Securities Regulation Institute, San Diego, California |
Chairman Harold M. Williams |
Jan. 11, 1978 |
Politics of Change in the Composition and Structure of Corporate Boards, American Society of Corporate Secretaries, Chicago, Illinois |
Commissioner Roberta S. Karmel |
Jan. 11, 1978 |
Corporate Checks and Balances, Middle Atlantic Regional Group, American Society of Corporate Secretaries, Washington, D.C. |
Commissioner John R. Evans |
Jan. 4, 1978 |
Professional Self-Governance: An Interim Report, AICPA Fifth National Conference on Current SEC Developments |
Chairman Harold M. Williams |
http://www.sec.gov/news/speech/speecharchive/1978speech.shtml
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