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Other Commission Orders, Notices,
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Release No. | Date | Details |
Fourth Quarter | ||
34-47061 | Nov. 26, 2002 | Philadelphia Depository Trust Company (Notice of Request for Comment and Order Granting Withdrawal from and Cancellation of Registration as Clearing Agency) File No.: 600-19 |
34-46921 | Nov. 26, 2002 | Financial Information (Order Extending Exemption) |
35-27574 | Oct. 7, 2002 | Enron Corp. (Order Scheduling Hearing Under Section 19 of the Public Utility Holding Company Act of 1935) See also additional materials listed on the Enron Spotlight page. |
Third Quarter | ||
IC-25729 | Sep. 13, 2002 | The Mexico Fund, Inc. (Notice of Application and Commission Statement) |
4-464 | Aug. 29, 2002 | Sworn Statements (Order Requiring Filing Under Section 21(a)(1) of the Securities Exchange Act of 1934) See also: Release No. 34-46429 |
34-46428 | Aug. 28, 2002 | Exchange-Traded Funds (Order Granting De Minimis Exemption Under Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder) |
34-46313 | Aug. 6, 2002 | Ownership Reports and Trading By Officers, Directors and Principal Security Holders File No.: S7-31-02 Comments Due: August 15, 2002. See also Rel. No. 33-8090 Comments received are available for this notice. |
PA-32 | July 18, 2002 | Privacy Act of 1974 - Amended System of Records for Enforcement Files File No.: S7-27-02 Comments Due: 30 days after publication in the Federal Register. Effective Date: The amendments will take effect [40 days after publication in the Federal Register] unless the Commission receives comments that would require a different determination |
Second Quarter | ||
File No. 4-460 | June 27, 2002 | Sworn Statements (Order Requiring Filing under Section 21(a)(1) of the Securities Exchange Act of 1934) File No.: 4-460 Exhibit A: Sworn Statement List of Companies Frequently Asked Questions |
34-46090 | June 19, 2002 | Listing Standards Requirements (Joint Order Granting Modification under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria under Section 2(a)(1) of the Commodity Exchange Act) |
35-27539 | June 14, 2002 | E.ON AG, et al. (Order Authorizing the Acquisition of Foreign Registered Holding Company and Related Transactions; Approving Other Related Requests; Declaring Company Not to Be a Subsidiary; Discussing Individual Comments on the Acquisition; Approving Financings and Intrasystem Service Transactions; and Reserving Jurisdiction) File No.: International Series Release No. 1260; 70-9961 and 70-9985 |
34-46069 | June 12, 2002 | Evangelical Christian Credit Union (Notice of Application for Relief Under Sections 15 and 36 of the Exchange Act and Request for Comment) See Application (Application in PDF format.) Comments due: July 18, 2002. |
34-46015 | May 31, 2002 | Disclosure Requirements (Order Granting Temporary Exemption from Rule 10b-10 Promulgated under the Securities Exchange Act of 1934 and Section 11(d)(2) of the Securities Exchange Act of 1934) |
34-46009 | May 31, 2002 | Definition of Narrow-Based Security Index (Joint Order Excluding Indexes under Section 1a(25)(B)(v) of the Commodity Exchange Act and Section 3(a)(55)(C)(v) of the Securities Exchange Act of 1934) |
34-45855 | May 1, 2002 | Foreign Issuers (Submitted Information Under the Exemption Relating to Certain Foreign Securities) |
First Quarter | ||
34-45654 | Mar. 27, 2002 | Trade-Through Disclosure Rule (Order Granting Temporary Exemption) File No.: S7-17-00 See also Final Rule, Rel. No. 34-44852 Proposed Rule, Rel. No. 34-43085 and comments |
33-8072 | Mar. 20, 2002 | Securities Uniformity (Notice of Annual Conference on Uniformity of Securities Laws) File No.: S7-04-02 Comments received are available for this notice. | 34-45489 | Mar. 1, 2002 | Fee Rates (Order Making Adjustment Under Sections 31(b) and (c) of the Securities Exchange Act of 1934) |
33-8056 | Jan. 22, 2002 | Commission Statement about Management's Discussion and Analysis of Financial Condition and Results of Operations Release Nos.: 34-45321; FR-61 |
http://www.sec.gov/rules/other/otherarchive/other2002.shtml
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