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Other Commission Orders, Notices,
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Release No. | Date | Details |
Fourth Quarter | ||
No releases | ||
Third Quarter | ||
34-43142 | Aug. 10, 2000 | Berkshire Hathaway, Inc. (Order Declining Review) |
PA-29 | Jul. 28, 2000 | Notice: Establishment of a New System of Records, Child Care Subsidy Program |
IA-1888 | Jul. 28, 2000 | NASD Regulation, Inc. (Notice and Order to Establish and Maintain the Investment Adviser Registration Depository; Approval of IARD Fees) |
No release number | Jul. 26, 2000 | Decimals Implementation Plan for the Equities and Options Markets, Exchange Committee on Decimals Submitted July 24, 2000 |
Second Quarter | ||
35-27816 | Jun. 14, 2000 | American Electric Power Copany, Inc. and Central and South West Corporation (Order Authorizing Acquisition of Registered Holding Company and Related Transactions; Approving Amended Service Agreements; and Denying Requests for Hearing) File No.: 70-9381 |
34-42914 | Jun. 13, 2000 | American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Inc.; Chicago Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc.; International Securities Exchange, LLC; National Association of Securities Dealers, Inc.; New York Stock Ecxhange, Inc.; Pacific Exchange, Inc. and Philadelphia Stock Exchange, Inc. (Order Directing Submittion of Phase-In Plan Under Section 11a(a)(3)(B) of the Securities Exchange Act of 1934) |
34-42906 | Jun. 7, 2000 | Investment Dealers Association of Canada (Order Granting Exemption) International Series Release No. 1227 |
IA-1869 | Apr. 27, 2000 | Investment Adviser Regulatory Issues Roundtable (Notice of Meeting and Requests for Comment) File No.: 4-433 Notes: Comments received are available for this notice. |
34-42685 | Apr. 13, 2000 | Decimal Implementation (Order Staying the Deadlinesand Notice of Request for Comment) File No.: 4-430 Note: Comments received electronically are available for this notice. |
First Quarter | ||
35-27154 | Mar. 15, 2000 | National Grid Group plc (Order Approving Acquisition) International Series Release No. 1217; 70-9473 and 70-9519 |
33-7808 | Mar. 10, 2000 | Securities Uniformity (Annual Conference on Uniformity of Securities Laws (meeting date: April 3, 2000)) File No.: S7-08-00 |
34-42516 | Mar. 10, 2000 | American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Inc.; Chicago Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc.; National Association of Securities Dealers, Inc.; New York Stock Exchange, Inc.; Pacific Exchange, Inc.; and Philadelphia Stock Exchange, Inc. (Order extending the deadline to submit plan under Section 11A(a)(3)(b) of the Securities Exchange Act of 1934) |
34-42455 | Feb. 24, 2000 | International Securities Exchange LLC (Findings, Opinion and Order for Registration as a National Securities Exchange (Granted February 24, 2000)) |
34-42360 | Jan. 28, 2000 | American Stock Exchange LLC; Boston Stock Exchange, Inc.; Chicago Board Options Exchange, Inc.; Chicago Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc.; National Association of Securities Dealers, Inc.; New York Stock Exchange, Inc.; Pacific Exchange, Inc.; and Philadelphia Stock Exchange, Inc. (Order Directing Submittion of Decimalization Implementation Plan Under Section 11A(a)(3)(b) of the Securities Exchange Act of 1934) File No.: 4-430 Comments received electronically are available for this notice. |
34-42331 | Jan. 12, 2000 | Regulatory Flexibility Act (Rules To Be Reviewed) 33-7790, 35-27125, 39-2381, IC-24238, IA-1850 File No.: S7-02-00 Comments Due: February 15, 2000 |
http://www.sec.gov/rules/other/otherarchive/other2000.shtml
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