Comments on Proposed Rule:
Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self- Regulatory Organizations; Ownership Reporting Requirements for Members of Self- Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self- Regulatory Organization

[Release No. 34-50699; File No. S7-39-04]

• Janelle White, July 3, 2005 (File name: jwhite2694.htm)
   
• William L. Livingston, PE, March 20, 2005 (File name: wllivingston032005.htm)
   
• Ralph S. Saul, Philadelphia, Pennsylvania, March 15, 2004 (File name: 73904-41.pdf)
   
• Linda L. Rittenhouse, Senior Policy Analyst, CFA Centre for Financial Market Integrity, March 14, 2005 (File name: llrittenhouse031405.pdf)
   
• Jeffrey T. Brown, Senior Vice President, Office of Legislative and Regulatory Affairs, Charles Schwab & Co., Inc., March 9, 2005 (File name: jtbrown030905.pdf)
   
• Marc E. Lackritz, President, Securities Industry Association, March 9, 2005 (File name: melackritz030905.pdf)
   
• Philip D. DeFeo, Chairman and Chief Executive Officer, Pacific Exchange, March 8, 2005 (File name: s73904-18.pdf)
   
• Dale E. Brown, CAE, Executive Director & CEO, Financial Services Institute, March 8, 2005 (File name: debrown030805.pdf)
   
• David C. Whitcomb Jr., Senior Vice President & Chief Regulatory Officer and Ellen J. Neely, Senior Vice President & General Counsel, Chicago Stock Exchange, March 8, 2005 (File name: whitcomb030805.pdf)
   
• Archipelago Exchange, Boston Stock Exchange, Chicago Stock Exchange, International Securities Exchange, Nasdaq Stock Market, and Philadelphia Stock Exchange, March 8, 2005 (File name: various030805.pdf)
   
• William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Incorporated, March 8, 2005 (File name: wjbrodsky030805.pdf)
   
• Neal Wolkoff, Acting Chief Executive Officer, American Stock Exchange, March 8, 2005 (File name: nwolkoff030805a.pdf)
   
• David P. Semak, Securities Markets Consultant, March 8, 2005 (File name: dpsemak030805.pdf)
   
• Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc. March 8, 2005 (File name: msfrucher030805.pdf)
   
• Michael J. Simon, Secretary, International Securities Exchange, Inc., March 8, 2005 (File name: mjsimon030805a.pdf)
   
• Robert R. Glauber, Chairman and CEO, NASD, March 8, 2005 (File name: rrglauber030805.pdf)
   
• Edward J. Nicoll, Chief Executive Officer, Instinet Group Incorporated, March 8, 2005 (File name: ejnicoll030805.pdf)
   
• Mary Yeager, Assistant Secretary, New York Stock Exchange, March 8, 2005 (File name: myeager030805.pdf)
   
• Ann Yerger, Executive Director, Council of Institutional Investors, March 8, 2005 (File name: ayerger030805.pdf)
   
• Ari Burstein, Associate Counsel, Investment Company Institute, March 8, 2005 (File name: aburstein030805.pdf)
   
• Marjorie Gross, Senior Vice President and Regulatory Counsel, The Bond Market Association, March 8, 2005 (File name: mgross030805.pdf)
   
• Jack Ehnes, Chief Executive Officer, California State Teachers' Retirement System, March 8, 2005 (File name: jehnes030805.pdf)
   
• Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System, March 8, 2005 (File name: lfhacking030804.pdf)
   
• Anthony K. Stankiewicz, Esq., Vice President, Legal and Governance, Boston Stock Exchange, Inc., March 8, 2005 (File name: akstankiewicz030804.pdf)
   
• Edward S. Knight, Executive Vice President and General Counsel, Nasdaq Stock Market, Inc., March 8, 2005 (File name: esknight030804.pdf)
   
• Dick Rosenblatt, CEO and Joe Gawronski, COO, Rosenblatt Securities Inc., March 8, 2004 (File name: drosenblatt030805.pdf)
   
• Mark Anson, Chief Investment Officer, California Public Employees' Retirement System, March 7, 2004 (File name: manson030705.pdf)
   
• William L. Livingston, PE, March 7, 2005 (File name: wllivingston030705.htm)
   
• W. Hardy Callcott, March 2, 2004 (File name: whcallcott030205.pdf)
   
• Raymond H. Gambel, MBA, retired state examiner, Metairie, Louisiana, February 28, 2005 (File name: rhgambel4465.htm)
   
• Raymond H. Gambel, MBA, retired, Metairie, Louisiana, February 28, 2005 (File name: rhgambel9523.htm)
   
• William Livingston, February 25, 2005 (File name: wlivingston022505.pdf)
   
• Raymond H. Gambel, retired, Metairie, Louisiana, February 16, 2005 (File name: rhgambel2307.htm)
   
• Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc., February 9, 2005 (File name: 020905memo.pdf)
   
• Craig S. Donohue, Chicago Mercantile Exchange Inc., February 1, 2005 (File name: cme020105.pdf)
   
• Willie D. Middleton, III, Kannapolis, North Carolina, January 22, 2005 (File name: wdmiddleton1868.htm)
   
• Steven K. McGinnis, LWI Financial, Inc., San Jose, California, January 21, 2005 (File name: skmcginnis9929.htm)
   
• Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc., January 18, 2005 (File name: 011805memo.pdf)
   
• Jayda Dagdelen, Senior Task Force Commissioner and Mara Tchalakov, Senior Task Force Commissioner, Princeton University, January 14, 2005 (File name: mara011405.pdf)
   
• Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc., January 12, 2005 (File name: 011205memo.pdf)
   
• Murray K. Stroupe, president, private company, Toone , Tennessee, January 7, 2005 (File name: mkstroupe3506.htm)
   
• Memorandum from the Division of Market Regulation regarding a meeting with representatives of the National Association of Securities Dealers, Inc., December 21, 2004 (File name: 122104memo.pdf)
   
• Marjorie E. Gross, Senior Vice President & Regulatory Counsel, The Bond Market Association December 17, 2004 (File name: megross121704.pdf)
   
• Marc E. Lackritz, President, Securities Industry Association, December 16, 2004 (File name: melackritz121604.pdf)
   
• Henry J. Gwiazda, Ph.D., Chevy Chase, Maryland, December 16, 2004 (File name: hjgwiazda7108.htm)
   
• Memorandum from the Division of Market Regulation regarding a conference call with representatives of the National Association of Securities Dealers, Inc., December 15, 2004 (File name: 121504memo.pdf)
   
• Memorandum from the Division of Market Regulation regarding a conference call with representatives of the New York Stock Exchange, Inc., December 10, 2004 (File name: 121004memo.pdf)
   
• David H. Hosier, The Freedom Reclamation Project FRP, Seaside, California, November 26, 2004 (File name: dhhosier2767.htm)
   

http://www.sec.gov/rules/proposed/s73904.shtml